Morgan Stanley
- SEC CIK
- 0000895421
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 8,075
- +259 vs. Q2 2021
- Portfolio value
- $742.5B
- −$15.7B (−2.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SLNOSoleno Therapeutics Inc | COM NEW | 594 | $0 | 0.0% | −10,059−94.4% | Reduced | History |
| SNOASonoma Pharmaceuticals, Inc. | COM NEW | 90 | $0 | 0.0% | −89−49.7% | Reduced | History |
| LOVSpark Networks SE | SPONSORED ADR | 125 | $0 | 0.0% | −4,034−97.0% | Reduced | History |
| Star Equity Holdings, Inc.85513Q103 | COM | 14 | $0 | 0.0% | +14 | New | – |
| STCNSteel Connect LLC | COM | 186 | $0 | 0.0% | −15−7.5% | Reduced | History |
| STRMStreamline Health Solutions Inc. | COM | 107 | $0 | 0.0% | +7+7.0% | Added | History |
| SUMRSummer Infant, Inc. | COM NEW | 13 | $0 | 0.0% | −193−93.7% | Reduced | History |
| TENXTenax Therapeutics, Inc. | COM NEW | 2 | $0 | 0.0% | −38,648−100.0% | Reduced | History |
| Tidewater Inc88642R117 | *W EXP 07/31/202 | 415 | $0 | 0.0% | −18−4.2% | Reduced | – |
| Tidewater Inc88642R125 | *W EXP 07/31/202 | 703 | $0 | 0.0% | 00.0% | Unchanged | – |
| Tidewater Inc88642R174 | *W EXP 11/24/202 | 306 | $0 | 0.0% | 00.0% | Unchanged | – |
| TPHSTrinity Place Holdings Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
| Tuscan Hldgs Corp II90070A111 | *W EXP 99/99/999 | 500 | $0 | 0.0% | 00.0% | Unchanged | – |
| UNAMUnico American Corp | COM | 1 | $0 | 0.0% | +1 | New | History |
| UWM Holdings Corp91823B117 | *W EXP 01/21/202 | 108 | $0 | 0.0% | 00.0% | Unchanged | – |
| Vericity, Inc.92347D100 | COM | 29 | $0 | 0.0% | −60−67.4% | Reduced | – |
| WHLRWheeler Real Estate Investment Trust, Inc. | COM NEW | 31 | $0 | 0.0% | +19+158.3% | Added | History |
| WINTWindtree Therapeutics Inc | COM | 25 | $0 | 0.0% | +25 | New | History |
| Ace Convergence Acqu CorpG0083D104 | *W EXP 09/30/202 | 800 | $0 | 0.0% | 00.0% | Unchanged | – |
| Altimar Acquisition Corp IIG03709105 | SHS CL A | 1 | $0 | 0.0% | +1 | New | – |
| HH&L Acquisition Co.G39714111 | UNIT 99/99/9999 | 7 | $0 | 0.0% | 00.0% | Unchanged | – |
| HYPRHyperfine, Inc. | CL A SHS | 15 | $0 | 0.0% | +15 | New | History |
| Itiquira Acquisition CorpG49773123 | UNIT 02/03/2026 | 9 | $0 | 0.0% | 00.0% | Unchanged | – |
| Paysafe LtdG6964L115 | *W EXP 08/11/202 | 142 | $0 | 0.0% | 00.0% | Unchanged | – |
| PMEPingtan Marine Enterprise Ltd. | SHS | 100 | $0 | 0.0% | 00.0% | Unchanged | History |
| Prospector Capital CorpG7273A113 | *W EXP 01/01/202 | 151 | $0 | 0.0% | 00.0% | Unchanged | – |
| Sarissa Capital Acquisitn CoG7823W128 | UNIT 10/23/2027 | 10 | $0 | 0.0% | −2,371−99.6% | Reduced | – |
| ZKINZK International Group Co., Ltd. | SHS | 160 | $0 | 0.0% | 00.0% | Unchanged | History |
| Global Blue Group Holding AGH33700107 | ORD SHS | 12 | $0 | 0.0% | −67−84.8% | Reduced | – |
| ELLOEllomay Capital Ltd. | SHS | 10 | $0 | 0.0% | +10 | New | History |
| Entera Bio Ltd.M40527117 | *W EXP 07/02/202 | 400 | $0 | 0.0% | 00.0% | Unchanged | – |
| ATI Physical Therapy, Inc.00216W117 | *W EXP 08/10/202 | 24 | $0 | 0.0% | 00.0% | Unchanged | – |
| Alight, Inc. / Delaware01626W119 | Warrant / Rights | 33 | $0 | 0.0% | +33 | New | – |
| AATCAutoscope Technologies Corp | COM | 3 | $0 | 0.0% | +3 | New | History |
| Colicity Inc194170114 | *W EXP 02/24/202 | 95 | $0 | 0.0% | 00.0% | Unchanged | – |
| PWCMPowercompute, Inc. | COM | 100 | $0 | 0.0% | +100 | New | History |
| Livevox Holding Inc53838L118 | *W EXP 06/18/202 | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| Livevox Holding Inc53838L209 | UNIT 03/08/2024 | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| Matterport, Inc.577096118 | EQUITY WRT | 59 | $0 | 0.0% | +59 | New | – |
| Nightdragon Acquisition Corp65413D113 | *W EXP 02/26/202 | 66 | $0 | 0.0% | 00.0% | Unchanged | – |
| NUWENuwellis, Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
| PLAYSTUDIOS, Inc.72815G116 | *W EXP 06/17/202 | 515 | $0 | 0.0% | 00.0% | Unchanged | – |
| TAOXTAO Synergies Inc. | COM NEW | 42 | $0 | 0.0% | −1,000−96.0% | Reduced | History |
| TRKATroika Media Group, Inc. | COM | 2 | $0 | 0.0% | +1+100.0% | Added | History |
| Vectivbio Hldg AGH9060V101 | ORD SHS | 31 | $0 | 0.0% | +31 | New | – |
| AEye, Inc.008183113 | *W EXP 09/30/202 | 372 | $0 | 0.0% | +372 | New | – |
| Bilander Acquisition Corp.09001T114 | *W EXP 05/19/202 | 250 | $0 | 0.0% | +250 | New | – |
| Fat Brands, Inc30258N600 | CLASS B COM | 32 | $0 | 0.0% | +32 | New | – |
| First Wave Biopharma Inc33749P101 | COM | 1 | $0 | 0.0% | +1 | New | – |
| Hippo Hldgs Inc433539111 | *W EXP 99/99/999 | 75 | $0 | 0.0% | +75 | New | – |
| KAVLKaival Brands Innovations Group, Inc. | COM NEW | 230 | $0 | 0.0% | +230 | New | History |
| Markforged Holding Corporati57064N110 | *W EXP 07/14/202 | 124 | $0 | 0.0% | +124 | New | – |
| Nerdy Inc.64081V117 | *W EXP 08/16/202 | 147 | $0 | 0.0% | +147 | New | – |
| Rivernorth Doubleline Strate76882G156 | RIGHT 10/01/2021 | 41,424 | $0 | 0.0% | +41,424 | New | – |
| Thunder BRDG Cap Prtnrs IV I88605L115 | *W EXP 04/30/202 | 260 | $0 | 0.0% | +260 | New | – |
| Alpha Partners Tech Mergr CoG63290103 | *W EXP 03/31/202 | 166 | $0 | 0.0% | +166 | New | – |
| Nexters IncG6529J118 | *W EXP 08/26/202 | 1 | $0 | 0.0% | +1 | New | – |
| ReNew Energy Global plcG7500M120 | *W EXP 08/30/202 | 3 | $0 | 0.0% | +3 | New | – |
| Franklin Templeton ETF Tr35473P678 | FTSE UNTD KGDM | 35 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Global X FDS37954Y806 | ALTERNATIVE INCM | 41 | $1.00K | <0.1% | +40+4,000.0% | Added | – |
| First Tr Exchng Traded FD VI33740F862 | FT VEST US EQT | 40 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 10 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Exchange Traded Concepts Tru301505731 | ROBO GLB ARTIF | 12 | $1.00K | <0.1% | −30−71.4% | Reduced | – |
| Vanguard Wellington FD921935508 | US MOMENTUM | 5 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Fidelity Covington Trust316092725 | INT HG DIV ETF | 70 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Nushares ETF Tr67092P854 | ESG HI TLD CRP | 50 | $1.00K | <0.1% | +50 | New | – |
| Ea Series Trust02072L607 | FREEDOM 100 EM | 20 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| CXDOCrexendo, Inc. | COM | 100 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| EQEquillium, Inc. | COM | 225 | $1.00K | <0.1% | −163−42.0% | Reduced | History |
| IPWRIdeal Power Inc. | COM NEW | 50 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| LPTHLightpath Technologies Inc | COM CL A | 557 | $1.00K | <0.1% | +532+2,128.0% | Added | History |
| PZGParamount Gold Nevada Corp. | COM | 926 | $1.00K | <0.1% | −4,285−82.2% | Reduced | History |
| RMCORoyalty Management Holding Corp | CLASS A COM | 88 | $1.00K | <0.1% | +88 | New | History |
| SYPRSypris Solutions Inc | COM | 400 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Alps ETF Tr00162Q544 | RIVERFRONT UNC | 25 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| AACGATA Creativity Global | SPONSORED ADS | 386 | $1.00K | <0.1% | −1−0.3% | Reduced | History |
| Aethlon Med Inc00808Y307 | COM | 201 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| AHPIAllied Healthcare Products Inc | COM NEW | 100 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| AAUAFAlmaden Minerals Ltd | COM CL B | 1,700 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Atlantic Ave Acquisition Cor04906P119 | *W EXP 10/06/202 | 1,000 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| BIVIBiovie Inc. | CL A NEW | 80 | $1.00K | <0.1% | +48+150.0% | Added | History |
| Bite Acquisition Corp.09175K204 | UNIT 99/99/9999 | 111 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| BRIDBridgford Foods Corp | COM | 110 | $1.00K | <0.1% | −45−29.0% | Reduced | History |
| CF Acquisition Corp V12520R114 | *W EXP 01/25/202 | 864 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| CMCTCreative Media & Community Trust Corp | COM NEW | 176 | $1.00K | <0.1% | −2,664−93.8% | Reduced | History |
| CMMBChemomab Therapeutics Ltd. | SPONSORED ADS | 95 | $1.00K | <0.1% | −68−41.7% | Reduced | History |
| CGAEnlightify Inc. | COM NEW | 106 | $1.00K | <0.1% | −510−82.8% | Reduced | History |
| Class Acceleration Corp18274B106 | COM | 92 | $1.00K | <0.1% | +92 | New | – |
| Climate Real Impact Slutins187171103 | COM CL A | 90 | $1.00K | <0.1% | +12+15.4% | Added | – |
| CooTek(Cayman)Inc.21718L102 | SPONSORED ADS | 1,162 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| ICBKCounty Bancorp, Inc. | COM | 26 | $1.00K | <0.1% | −412−94.1% | Reduced | History |
| USOICredit Suisse AG | XLINK CRD ETN37 | 100 | $1.00K | <0.1% | +100 | New | History |
| CYANCyanotech Corp | COM PAR $0.02 | 322 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| DBX ETF Tr233051747 | XTRCK JP MRG ESG | 70 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Dmy Technology Group Inc III233278118 | *W EXP 99/99/999 | 200 | $1.00K | <0.1% | +200 | New | – |
| Dmy Technology Group Inc III233278209 | UNIT 99/99/9999 | 58 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| EDSAEdesa Biotech, Inc. | COM | 200 | $1.00K | <0.1% | +200 | New | History |
| EDTXEdtechX Holdings Acquisition Corp. II | COM CL A | 79 | $1.00K | <0.1% | +79 | New | History |
| CHRNChronoScale Holdings Corp | COM | 281 | $1.00K | <0.1% | −4,874−94.5% | Reduced | History |
| ELOXEloxx Pharmaceuticals, Inc. | COM | 793 | $1.00K | <0.1% | −19,368−96.1% | Reduced | History |
Sold out since Q2 2021 (320)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 320 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| PFPTProofpoint Inc | COM | 2,535,892 | $440.6M | 0.1% | History |
| Brookfield Property Partrs LG16249107 | UNIT LTD PARTN | 20,739,840 | $393.0M | 0.1% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,725,693 | $317.0M | <0.1% | History |
| WORKSlack Technologies, Inc. | COM CL A | 6,609,174 | $292.8M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 9,270,288 | $98.2M | <0.1% | – |
| NAVNavistar International Corp | COM | 2,042,429 | $90.9M | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 856,112 | $90.2M | <0.1% | History |
| GRAW R Grace & Co | COM | 1,298,699 | $89.8M | <0.1% | History |
| WRIWeingarten Realty Investors | SH BEN INT | 1,509,403 | $48.4M | <0.1% | History |
| CBBCincinnati Bell Inc | COM NEW | 2,887,683 | $44.5M | <0.1% | History |
| HOMEAt Home Group Inc. | COM | 1,194,973 | $44.0M | <0.1% | History |
| QTSQTS Realty Trust, Inc. | COM CL A | 568,444 | $43.9M | <0.1% | History |
| SYKESykes Enterprises Inc | COM | 802,655 | $43.1M | <0.1% | History |
| Gores Holdings VI Inc38286R105 | COM CL A | 2,534,433 | $41.1M | <0.1% | – |
| Lightspeed Pos Inc53227R106 | SUB VTG SHS | 478,073 | $40.0M | <0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 213,234 | $35.2M | <0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $30.6M | <0.1% | – |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $26.9M | <0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $26.1M | <0.1% | – |
| Churchill Capital Corp IV171439102 | CL A | 875,278 | $25.2M | <0.1% | – |
| LMNXLuminex Corp | COM | 555,738 | $20.5M | <0.1% | History |
| Boston Private Finl Hldgs IN101119105 | COM | 1,317,827 | $19.4M | <0.1% | – |
| Translate Bio, Inc.89374L104 | COM | 698,131 | $19.2M | <0.1% | – |
| CORECore-Mark Holding Company, LLC | COM | 354,806 | $16.0M | <0.1% | History |
| CNSTConstellation Pharmaceuticals Inc | COM | 467,442 | $15.8M | <0.1% | History |
| TLNDTalend S.A. | ADS | 233,244 | $15.3M | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 192,763 | $14.2M | <0.1% | History |
| MDC Partners Inc.552697104 | CL A SUB VTG | 2,088,966 | $12.2M | <0.1% | – |
| Fly Leasing Ltd34407D109 | SPONSORED ADR | 701,094 | $11.9M | <0.1% | – |
| KNLKnoll Inc | COM NEW | 408,722 | $10.6M | <0.1% | History |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 163,698 | $8.28M | <0.1% | – |
| ORBCOMM Inc.68555P100 | COM | 701,232 | $7.88M | <0.1% | – |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 523,255 | $7.75M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 553,946 | $7.45M | <0.1% | – |
| KINKindred Biosciences, Inc. | COM | 706,114 | $6.47M | <0.1% | History |
| Ajax IG0190X100 | COM | 646,518 | $6.44M | <0.1% | – |
| Brookfield Ppty REIT Inc11282X103 | CL A | 328,691 | $6.21M | <0.1% | – |
| New Sr Invt Group Inc648691103 | COM | 699,421 | $6.14M | <0.1% | – |
| NTRANatera, Inc. | CONV BD US | – | $5.16M | <0.1% | History |
| Sogou Inc83409V104 | ADR REPSTG A | 534,155 | $4.56M | <0.1% | – |
| NIO Inc.G6525FAA0 | DEBT 4.500% 2/0 | – | $4.51M | <0.1% | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $4.31M | <0.1% | – |
| AHTAshford Hospitality Trust Inc | COM SHS | 932,590 | $4.25M | <0.1% | History |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $4.15M | <0.1% | – |
| Gores Hldgs V Inc382864106 | COM CL A | 384,438 | $3.88M | <0.1% | – |
| Ivy High Income Opportunitie465893105 | COM | 269,556 | $3.79M | <0.1% | – |
| PQ Group Hldgs Inc73943T103 | COM | 231,505 | $3.56M | <0.1% | – |
| Diamond S Shipping Inc.Y20676105 | COM | 346,953 | $3.46M | <0.1% | – |
| GDS Hldgs Ltd36165LAB4 | NOTE 2.000% 6/0 | – | $3.27M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 295,361 | $3.23M | <0.1% | – |
| ALSKAlaska Communications Systems Group Inc | COM | 962,815 | $3.21M | <0.1% | History |
| SWISolarWinds Corp | COM | 185,922 | $3.14M | <0.1% | History |
| iShares Tr46429B135 | INTL PFD STK ETF | 179,871 | $3.09M | <0.1% | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $2.68M | <0.1% | – |
| Radius Health, Inc.750469AA6 | NOTE 3.000% 9/0 | – | $2.54M | <0.1% | – |
| PROSProSight Global, Inc. | COM | 176,003 | $2.25M | <0.1% | History |
| MSG Network Inc553573106 | CL A | 110,310 | $1.61M | <0.1% | – |
| Watford Hldgs LtdG94787101 | SHS | 45,464 | $1.59M | <0.1% | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $1.56M | <0.1% | – |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $1.53M | <0.1% | – |
| Veoneer Inc92336XAA7 | NOTE 4.000% 6/0 | – | $1.34M | <0.1% | – |
| Holicity Inc435063102 | COM CL A | 103,718 | $1.28M | <0.1% | – |
| Apex Technology Acquisition03768F102 | COM CL A | 93,087 | $1.14M | <0.1% | – |
| Good Works Acquisition Corp38216X107 | COM | 92,540 | $921.0K | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 85,786 | $854.0K | <0.1% | – |
| Tortoise Acquisition Corp IIG89554102 | COM CL A | 82,202 | $824.0K | <0.1% | – |
| Climate Change Crisis Real I18716C100 | CL A COM | 54,328 | $816.0K | <0.1% | – |
| Wayfair Inc.94419LAB7 | NOTE 0.375% 9/0 | – | $816.0K | <0.1% | – |
| Qudian Inc747798AB2 | NOTE 1.000% 7/0 | – | $756.0K | <0.1% | – |
| JAXJ. Alexander's Holdings, Inc. | COM | 61,325 | $714.0K | <0.1% | History |
| Churchill Capital Corp V17144T107 | COM CL A | 68,649 | $691.0K | <0.1% | – |
| Portman Ridge Fin Corp73688F102 | COM | 284,435 | $677.0K | <0.1% | – |
| Ares Acquisition CorporationG33032106 | COM CL A | 65,400 | $638.0K | <0.1% | – |
| SHSPSharpSpring, Inc. | COM | 37,407 | $631.0K | <0.1% | History |
| GTT Communications, Inc.362393100 | COM | 248,506 | $604.0K | <0.1% | – |
| BlackRock Science & Technolo09258G112 | RIGHT 07/14/2021 | 909,983 | $601.0K | <0.1% | – |
| Gabelli Equity Tr Inc362397218 | RIGHT 07/14/2021 | 5,106,927 | $596.0K | <0.1% | – |
| SWBKSwitchback II Corp | COM CL A | 59,211 | $586.0K | <0.1% | History |
| Exfo Inc302046107 | SUB VTG SHS | 97,200 | $578.0K | <0.1% | – |
| Chardan Healthcr Acqstn 2 Co15957T107 | COM | 53,035 | $526.0K | <0.1% | – |
| ETF Ser Solutions26922A495 | VOLSHARES LARG | 12,000 | $517.0K | <0.1% | – |
| Mer Telemanagement SolutionsM69676209 | SHS | 165,012 | $513.0K | <0.1% | – |
| Equity Distr Acquisition Cor29465E205 | UNIT 99/99/9999 | 50,000 | $511.0K | <0.1% | – |
| Falcon Capital Acquisitn Cor30606L108 | COM CL A | 54,496 | $506.0K | <0.1% | – |
| Reinvent Technology PartnersG7483N129 | CL A | 49,899 | $498.0K | <0.1% | – |
| HCDIHarbor Custom Development, Inc. | COM | 152,550 | $494.0K | <0.1% | History |
| Stable RD Acquisition Corp85236Q109 | COM CL A | 35,095 | $491.0K | <0.1% | – |
| MMACMMA Capital Holdings, LLC | COM | 17,700 | $481.0K | <0.1% | History |
| Qell Acquisition CorpG7307X105 | CL A | 48,187 | $479.0K | <0.1% | – |
| OneG7000X105 | COM CL A | 45,322 | $452.0K | <0.1% | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $450.0K | <0.1% | – |
| 1895 Bancorp of Wis Inc28252W105 | COM | 29,566 | $444.0K | <0.1% | – |
| Star Peak Corp II855179107 | COM CL A | 42,404 | $420.0K | <0.1% | – |
| CM Life Sciences Inc18978W109 | COM CL A | 29,520 | $414.0K | <0.1% | – |
| Abraxas Pete Corp003830304 | COM NEW | 124,904 | $403.0K | <0.1% | – |
| Tuscan Hldgs Corp90069K104 | COM | 29,201 | $398.0K | <0.1% | – |
| Via Renewables, Inc.846511103 | CL A COM | 34,007 | $386.0K | <0.1% | – |
| EVYEaton Vance New York Municipal Income Trust | SH BEN INT | 24,684 | $370.0K | <0.1% | History |
| SPRTSupport.com, Inc. | COM NEW | 88,765 | $343.0K | <0.1% | History |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $338.0K | <0.1% | – |