Morgan Stanley
- SEC CIK
- 0000895421
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 8,075
- +259 vs. Q2 2021
- Portfolio value
- $742.5B
- −$15.7B (−2.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Hartford Multifactor Emerging Markets ETF518416201 | ETF | 17 | $0 | 0.0% | −177−91.2% | Reduced | – |
| iShares Tr46435U473 | BB RAT CORP BD | 2 | $0 | 0.0% | +2 | New | – |
| Invesco Exch TRD SLF Idx FD46138J445 | INVSC 30 MUNI BD | 6 | $0 | 0.0% | +6 | New | – |
| Ssga Active Tr78470P309 | ST STR MARKE ETF | 1 | $0 | 0.0% | −36−97.3% | Reduced | – |
| Pacer FDS Tr69374H717 | LUNT LRG CP ALTR | 2 | $0 | 0.0% | +2 | New | – |
| Invesco Exch TRD SLF Idx FD46138J593 | RUSL 2000 DYNM | 4 | $0 | 0.0% | +4 | New | – |
| CRD.BCrawford & Co | CL B | 42 | $0 | 0.0% | −50−54.3% | Reduced | History |
| ASRVAmeriserv Financial Inc | COM | 1 | $0 | 0.0% | +1 | New | History |
| AMPGAmpliTech Group, Inc. | COM NEW | 8 | $0 | 0.0% | +8 | New | History |
| ARTWArts Way Manufacturing Co Inc | COM | 3 | $0 | 0.0% | +3 | New | History |
| BTCSBTCS Inc. | COM NEW | 1 | $0 | 0.0% | +1 | New | History |
| DWSNDawson Geophysical Co | COM | 126 | $0 | 0.0% | −354−73.8% | Reduced | History |
| MSNEmerson Radio Corp | COM NEW | 1 | $0 | 0.0% | +1 | New | History |
| JRSHJerash Holdings (US), Inc. | COM | 4 | $0 | 0.0% | +4 | New | History |
| MDIAMediaco Holding Inc. | CL A | 6 | $0 | 0.0% | 00.0% | Unchanged | History |
| OPHCOptimumBank Holdings, Inc. | COM | 8 | $0 | 0.0% | 00.0% | Unchanged | History |
| PNRGPrimeenergy Resources Corp | COM | 4 | $0 | 0.0% | −17−81.0% | Reduced | History |
| RSSSResearch Solutions, Inc. | COM | 23 | $0 | 0.0% | +23 | New | History |
| SNDSmart Sand, Inc. | COM | 186 | $0 | 0.0% | −212−53.3% | Reduced | History |
| XPLSolitario Resources Corp. | COM | 1 | $0 | 0.0% | +1 | New | History |
| TELATELA Bio, Inc. | COM | 33 | $0 | 0.0% | −6,748−99.5% | Reduced | History |
| TRTTrio-Tech International | COM NEW | 8 | $0 | 0.0% | +8 | New | History |
| GROWU S Global Investors Inc | CL A | 1 | $0 | 0.0% | +1 | New | History |
| UAMYUnited States Antimony Corp | COM | 3 | $0 | 0.0% | +3 | New | History |
| VRMEOpenWorld, Inc. | COM NEW | 1 | $0 | 0.0% | +1 | New | History |
| XTNTXtant Medical Holdings, Inc. | COM NEW | 29 | $0 | 0.0% | 00.0% | Unchanged | History |
| Alps ETF Tr00162Q445 | ACTIVE REIT ETF | 1 | $0 | 0.0% | +1 | New | – |
| ORKAOruka Therapeutics, Inc. | COM | 17 | $0 | 0.0% | +17 | New | History |
| ACERAcer Therapeutics Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
| Activeshares ETF Tr00509W105 | CLEARBRIDGE FOCS | 10 | $0 | 0.0% | 00.0% | Unchanged | – |
| Alliance Entertainment Holding Corp00653H102 | COM CL A | 8 | $0 | 0.0% | 00.0% | Unchanged | – |
| Advisorshares Tr00768Y651 | SAGE CORE ETF | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| DOMHDominari Holdings Inc. | COM | 49 | $0 | 0.0% | +48+4,800.0% | Added | History |
| AIRIAir Industries Group | COM NEW | 1 | $0 | 0.0% | +1 | New | History |
| AIFAAll In FutureTech Alliance, Inc. | COM | 155 | $0 | 0.0% | +155 | New | History |
| AMSTAmesite Inc. | COM | 10 | $0 | 0.0% | +10 | New | History |
| Artelo Biosciences, Inc.04301G128 | *W EXP 06/25/202 | 162 | $0 | 0.0% | 00.0% | Unchanged | – |
| AINCAshford Inc. | COM | 39 | $0 | 0.0% | −3−7.1% | Reduced | History |
| AAMEAtlantic American Corp | COM | 1 | $0 | 0.0% | +1 | New | History |
| CHGAChange Agents Corporation. | COM | 297 | $0 | 0.0% | −707−70.4% | Reduced | History |
| ATXIAvenue Therapeutics, Inc. | COM NEW | 122 | $0 | 0.0% | −61−33.3% | Reduced | History |
| BBQBBQ Holdings, Inc. | COM | 26 | $0 | 0.0% | +26 | New | History |
| BM Technologies, Inc.05591L115 | *W EXP 01/04/202 | 250 | $0 | 0.0% | +250 | New | – |
| FGHFG Group Holdings Inc. | COM | 131 | $0 | 0.0% | 00.0% | Unchanged | History |
| BXRXBaudax Bio, Inc. | COM | 580 | $0 | 0.0% | −361,759−99.8% | Reduced | History |
| BBGIBeasley Broadcast Group Inc | CL A | 7 | $0 | 0.0% | +7 | New | History |
| BKYIBio Key International Inc | COM NEW | 12 | $0 | 0.0% | +12 | New | History |
| Bionano Genomics, Inc.09075F115 | *W EXP 08/21/202 | 203 | $0 | 0.0% | 00.0% | Unchanged | – |
| BGICFBirks Group Inc. | CL A COM | 121 | $0 | 0.0% | −1,000−89.2% | Reduced | History |
| BSBKBogota Financial Corp. | COM | 68 | $0 | 0.0% | −6,620−99.0% | Reduced | History |
| Bristol Myers Squibb Co110122140 | RIGHT 12/30/2030 | 105 | $0 | 0.0% | 00.0% | Unchanged | – |
| Change Healthcare Inc.15912K209 | UNIT 99/99/9999 | 3 | $0 | 0.0% | −2,526−99.9% | Reduced | – |
| CPHIChina Pharma Holdings, Inc. | COM | 500 | $0 | 0.0% | 00.0% | Unchanged | History |
| CLROClearone Inc | COM | 17 | $0 | 0.0% | +17 | New | History |
| CWBCCommunity West Bancshares | COM | 17 | $0 | 0.0% | +17 | New | History |
| CDORCondor Hospitality Trust, Inc. | COM NEW | 29 | $0 | 0.0% | +29 | New | History |
| DAREDare Bioscience, Inc. | COM | 146 | $0 | 0.0% | −63,499−99.8% | Reduced | History |
| DYNTDynatronics Corp | COM NEW | 200 | $0 | 0.0% | 00.0% | Unchanged | History |
| ETF Ser Solutions26922A230 | HOYA CAP HOUSI | 1 | $0 | 0.0% | +1 | New | – |
| Emles Tr291361509 | PROTECTIVE ALCTN | 20 | $0 | 0.0% | 00.0% | Unchanged | – |
| ENVBEnveric Biosciences, Inc. | COM NEW | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| Epiphany Technology Acquisit29429X117 | *W EXP 01/12/202 | 152 | $0 | 0.0% | 00.0% | Unchanged | – |
| FATFat Brands, Inc | COM | 2 | $0 | 0.0% | −2,040−99.9% | Reduced | History |
| FSEAFirst Seacoast Bancorp, Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
| FSIFlexible Solutions International Inc | COM | 100 | $0 | 0.0% | 00.0% | Unchanged | History |
| GRNQGreenpro Capital Corp. | COM | 54 | $0 | 0.0% | 00.0% | Unchanged | History |
| Healthcare Capital Corp42228C101 | COM CL A | 1 | $0 | 0.0% | +1 | New | – |
| HSTOHistogen Inc. | COM | 51 | $0 | 0.0% | +1+2.0% | Added | History |
| RKTORocket One Inc. | COM | 110 | $0 | 0.0% | +10+10.0% | Added | History |
| ICCHICC Holdings, Inc. | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| IDWIdw Media Holdings, Inc. | COM | 90 | $0 | 0.0% | +90 | New | History |
| Impact Shs FDS I Tr45259A100 | YWCA WOMENS ETF | 3 | $0 | 0.0% | 00.0% | Unchanged | – |
| INMInMed Pharmaceuticals Inc. | COM NEW | 42 | $0 | 0.0% | −771−94.8% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J668 | BULLSHS 23 USD | 16 | $0 | 0.0% | 00.0% | Unchanged | – |
| Invesco Exch TRD SLF Idx FD46138J676 | BULLSHS 22 USD | 16 | $0 | 0.0% | 00.0% | Unchanged | – |
| Janus Detroit STR Tr47103U407 | LONG TERM CARE | 4 | $0 | 0.0% | 00.0% | Unchanged | – |
| Liberty Media Acquisition Corp53073L112 | *W EXP 01/22/202 | 115 | $0 | 0.0% | 00.0% | Unchanged | – |
| LGHLLion Group Holding Ltd | ADS | 5 | $0 | 0.0% | −7,495−99.9% | Reduced | History |
| MRMMedirom Healthcare Technologies Inc. | SPONSORED ADS | 43 | $0 | 0.0% | +43 | New | History |
| MINDMind Technology, Inc | COM | 22 | $0 | 0.0% | +22 | New | History |
| MOVECorvex, Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
| Mudrick Capital Acqu Corp II62477L115 | *W EXP 09/10/202 | 278 | $0 | 0.0% | 00.0% | Unchanged | – |
| MTVAMetaVia Inc. | COM | 141 | $0 | 0.0% | −46−24.6% | Reduced | History |
| OMCCOld Market Capital Corp | COM NEW | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| NSYSNortech Systems Inc | COM | 2 | $0 | 0.0% | +2 | New | History |
| SDEVStablecoin Development Corp | COM NEW | 300 | $0 | 0.0% | 00.0% | Unchanged | History |
| CIMGCIMG Inc. | COM NEW | 1 | $0 | 0.0% | +1 | New | History |
| OLBOlb Group, Inc. | COM | 19 | $0 | 0.0% | +19 | New | History |
| OCCIOFS Credit Company, Inc. | COM | 11 | $0 | 0.0% | −299−96.5% | Reduced | History |
| OFEDOconee Federal Financial Corp. | COM | 8 | $0 | 0.0% | −26−76.5% | Reduced | History |
| PTPIPetros Pharmaceuticals, Inc. | COM | 169 | $0 | 0.0% | 00.0% | Unchanged | History |
| CNSYCerenome, Inc. | COM NEW | 38 | $0 | 0.0% | 00.0% | Unchanged | History |
| PFIEProfire Energy Inc | COM | 14 | $0 | 0.0% | +14 | New | History |
| Qurate Retail Inc74915M209 | COM SER B | 4 | $0 | 0.0% | 00.0% | Unchanged | – |
| Recharge Acquisition Corp756229100 | COM CL A | 22 | $0 | 0.0% | −5,585−99.6% | Reduced | – |
| RHEPRegional Health Properties, Inc | COM | 2 | $0 | 0.0% | −6,722−100.0% | Reduced | History |
| RIVERiverview Financial Corp | COM | 1 | $0 | 0.0% | +1 | New | History |
| Seaport Global Acquisitn Cor812227114 | *W EXP 12/15/202 | 332 | $0 | 0.0% | 00.0% | Unchanged | – |
| SNESSenesTech, Inc. | COM NEW | 60 | $0 | 0.0% | +48+400.0% | Added | History |
| Siren ETF Tr829658301 | DIVCN LDRS ETF | 1 | $0 | 0.0% | +1 | New | – |
Sold out since Q2 2021 (320)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 320 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| PFPTProofpoint Inc | COM | 2,535,892 | $440.6M | 0.1% | History |
| Brookfield Property Partrs LG16249107 | UNIT LTD PARTN | 20,739,840 | $393.0M | 0.1% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,725,693 | $317.0M | <0.1% | History |
| WORKSlack Technologies, Inc. | COM CL A | 6,609,174 | $292.8M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 9,270,288 | $98.2M | <0.1% | – |
| NAVNavistar International Corp | COM | 2,042,429 | $90.9M | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 856,112 | $90.2M | <0.1% | History |
| GRAW R Grace & Co | COM | 1,298,699 | $89.8M | <0.1% | History |
| WRIWeingarten Realty Investors | SH BEN INT | 1,509,403 | $48.4M | <0.1% | History |
| CBBCincinnati Bell Inc | COM NEW | 2,887,683 | $44.5M | <0.1% | History |
| HOMEAt Home Group Inc. | COM | 1,194,973 | $44.0M | <0.1% | History |
| QTSQTS Realty Trust, Inc. | COM CL A | 568,444 | $43.9M | <0.1% | History |
| SYKESykes Enterprises Inc | COM | 802,655 | $43.1M | <0.1% | History |
| Gores Holdings VI Inc38286R105 | COM CL A | 2,534,433 | $41.1M | <0.1% | – |
| Lightspeed Pos Inc53227R106 | SUB VTG SHS | 478,073 | $40.0M | <0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 213,234 | $35.2M | <0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $30.6M | <0.1% | – |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $26.9M | <0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $26.1M | <0.1% | – |
| Churchill Capital Corp IV171439102 | CL A | 875,278 | $25.2M | <0.1% | – |
| LMNXLuminex Corp | COM | 555,738 | $20.5M | <0.1% | History |
| Boston Private Finl Hldgs IN101119105 | COM | 1,317,827 | $19.4M | <0.1% | – |
| Translate Bio, Inc.89374L104 | COM | 698,131 | $19.2M | <0.1% | – |
| CORECore-Mark Holding Company, LLC | COM | 354,806 | $16.0M | <0.1% | History |
| CNSTConstellation Pharmaceuticals Inc | COM | 467,442 | $15.8M | <0.1% | History |
| TLNDTalend S.A. | ADS | 233,244 | $15.3M | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 192,763 | $14.2M | <0.1% | History |
| MDC Partners Inc.552697104 | CL A SUB VTG | 2,088,966 | $12.2M | <0.1% | – |
| Fly Leasing Ltd34407D109 | SPONSORED ADR | 701,094 | $11.9M | <0.1% | – |
| KNLKnoll Inc | COM NEW | 408,722 | $10.6M | <0.1% | History |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 163,698 | $8.28M | <0.1% | – |
| ORBCOMM Inc.68555P100 | COM | 701,232 | $7.88M | <0.1% | – |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 523,255 | $7.75M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 553,946 | $7.45M | <0.1% | – |
| KINKindred Biosciences, Inc. | COM | 706,114 | $6.47M | <0.1% | History |
| Ajax IG0190X100 | COM | 646,518 | $6.44M | <0.1% | – |
| Brookfield Ppty REIT Inc11282X103 | CL A | 328,691 | $6.21M | <0.1% | – |
| New Sr Invt Group Inc648691103 | COM | 699,421 | $6.14M | <0.1% | – |
| NTRANatera, Inc. | CONV BD US | – | $5.16M | <0.1% | History |
| Sogou Inc83409V104 | ADR REPSTG A | 534,155 | $4.56M | <0.1% | – |
| NIO Inc.G6525FAA0 | DEBT 4.500% 2/0 | – | $4.51M | <0.1% | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $4.31M | <0.1% | – |
| AHTAshford Hospitality Trust Inc | COM SHS | 932,590 | $4.25M | <0.1% | History |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $4.15M | <0.1% | – |
| Gores Hldgs V Inc382864106 | COM CL A | 384,438 | $3.88M | <0.1% | – |
| Ivy High Income Opportunitie465893105 | COM | 269,556 | $3.79M | <0.1% | – |
| PQ Group Hldgs Inc73943T103 | COM | 231,505 | $3.56M | <0.1% | – |
| Diamond S Shipping Inc.Y20676105 | COM | 346,953 | $3.46M | <0.1% | – |
| GDS Hldgs Ltd36165LAB4 | NOTE 2.000% 6/0 | – | $3.27M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 295,361 | $3.23M | <0.1% | – |
| ALSKAlaska Communications Systems Group Inc | COM | 962,815 | $3.21M | <0.1% | History |
| SWISolarWinds Corp | COM | 185,922 | $3.14M | <0.1% | History |
| iShares Tr46429B135 | INTL PFD STK ETF | 179,871 | $3.09M | <0.1% | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $2.68M | <0.1% | – |
| Radius Health, Inc.750469AA6 | NOTE 3.000% 9/0 | – | $2.54M | <0.1% | – |
| PROSProSight Global, Inc. | COM | 176,003 | $2.25M | <0.1% | History |
| MSG Network Inc553573106 | CL A | 110,310 | $1.61M | <0.1% | – |
| Watford Hldgs LtdG94787101 | SHS | 45,464 | $1.59M | <0.1% | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $1.56M | <0.1% | – |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $1.53M | <0.1% | – |
| Veoneer Inc92336XAA7 | NOTE 4.000% 6/0 | – | $1.34M | <0.1% | – |
| Holicity Inc435063102 | COM CL A | 103,718 | $1.28M | <0.1% | – |
| Apex Technology Acquisition03768F102 | COM CL A | 93,087 | $1.14M | <0.1% | – |
| Good Works Acquisition Corp38216X107 | COM | 92,540 | $921.0K | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 85,786 | $854.0K | <0.1% | – |
| Tortoise Acquisition Corp IIG89554102 | COM CL A | 82,202 | $824.0K | <0.1% | – |
| Climate Change Crisis Real I18716C100 | CL A COM | 54,328 | $816.0K | <0.1% | – |
| Wayfair Inc.94419LAB7 | NOTE 0.375% 9/0 | – | $816.0K | <0.1% | – |
| Qudian Inc747798AB2 | NOTE 1.000% 7/0 | – | $756.0K | <0.1% | – |
| JAXJ. Alexander's Holdings, Inc. | COM | 61,325 | $714.0K | <0.1% | History |
| Churchill Capital Corp V17144T107 | COM CL A | 68,649 | $691.0K | <0.1% | – |
| Portman Ridge Fin Corp73688F102 | COM | 284,435 | $677.0K | <0.1% | – |
| Ares Acquisition CorporationG33032106 | COM CL A | 65,400 | $638.0K | <0.1% | – |
| SHSPSharpSpring, Inc. | COM | 37,407 | $631.0K | <0.1% | History |
| GTT Communications, Inc.362393100 | COM | 248,506 | $604.0K | <0.1% | – |
| BlackRock Science & Technolo09258G112 | RIGHT 07/14/2021 | 909,983 | $601.0K | <0.1% | – |
| Gabelli Equity Tr Inc362397218 | RIGHT 07/14/2021 | 5,106,927 | $596.0K | <0.1% | – |
| SWBKSwitchback II Corp | COM CL A | 59,211 | $586.0K | <0.1% | History |
| Exfo Inc302046107 | SUB VTG SHS | 97,200 | $578.0K | <0.1% | – |
| Chardan Healthcr Acqstn 2 Co15957T107 | COM | 53,035 | $526.0K | <0.1% | – |
| ETF Ser Solutions26922A495 | VOLSHARES LARG | 12,000 | $517.0K | <0.1% | – |
| Mer Telemanagement SolutionsM69676209 | SHS | 165,012 | $513.0K | <0.1% | – |
| Equity Distr Acquisition Cor29465E205 | UNIT 99/99/9999 | 50,000 | $511.0K | <0.1% | – |
| Falcon Capital Acquisitn Cor30606L108 | COM CL A | 54,496 | $506.0K | <0.1% | – |
| Reinvent Technology PartnersG7483N129 | CL A | 49,899 | $498.0K | <0.1% | – |
| HCDIHarbor Custom Development, Inc. | COM | 152,550 | $494.0K | <0.1% | History |
| Stable RD Acquisition Corp85236Q109 | COM CL A | 35,095 | $491.0K | <0.1% | – |
| MMACMMA Capital Holdings, LLC | COM | 17,700 | $481.0K | <0.1% | History |
| Qell Acquisition CorpG7307X105 | CL A | 48,187 | $479.0K | <0.1% | – |
| OneG7000X105 | COM CL A | 45,322 | $452.0K | <0.1% | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $450.0K | <0.1% | – |
| 1895 Bancorp of Wis Inc28252W105 | COM | 29,566 | $444.0K | <0.1% | – |
| Star Peak Corp II855179107 | COM CL A | 42,404 | $420.0K | <0.1% | – |
| CM Life Sciences Inc18978W109 | COM CL A | 29,520 | $414.0K | <0.1% | – |
| Abraxas Pete Corp003830304 | COM NEW | 124,904 | $403.0K | <0.1% | – |
| Tuscan Hldgs Corp90069K104 | COM | 29,201 | $398.0K | <0.1% | – |
| Via Renewables, Inc.846511103 | CL A COM | 34,007 | $386.0K | <0.1% | – |
| EVYEaton Vance New York Municipal Income Trust | SH BEN INT | 24,684 | $370.0K | <0.1% | History |
| SPRTSupport.com, Inc. | COM NEW | 88,765 | $343.0K | <0.1% | History |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $338.0K | <0.1% | – |