MORGAN STANLEY
- SEC CIK
- 0000895421
Q3 2021 vs. Q2 2021
Positions are compared by share count, long positions only.
All holdings in Q3 2021All holdings in Q2 2021
| Measure | Q2 2021 | Q3 2021 | Change |
|---|---|---|---|
| Positions | 7,816 | 8,075 | +259 |
| Total value | $758.13B | $742.48B | −$15.65B (−2.1%) |
New positions (595)
Held at the end of Q3 2021 but not at the end of Q2 2021.
Showing the largest 100 of 595 by value.
| Security | Class | Shares, Q3 2021 | Value, Q3 2021 | % of portfolio, Q3 2021 |
|---|---|---|---|---|
| GEGE AEROSPACE COM NEW | Stock | 4,846,319 | $499.32M | 0.07% |
| DUOLDUOLINGO INC | CL A COM | 884,529 | $147.15M | 0.02% |
| DNAGINKGO BIOWORKS HOLDINGS INC | CL A SHS | 11,274,423 | $130.67M | 0.02% |
| BBWIBATH & BODY WORKS INC | COM | 1,964,691 | $123.83M | 0.02% |
| CIFRCIPHER DIGITAL INC | COM | 10,109,684 | $104.54M | 0.01% |
| MATTERPORT INC577096100 | COM CL A | 3,797,969 | $71.82M | 0.01% |
| THOUGHTWORKS HOLDING INC88546E105 | COM | 2,012,696 | $57.78M | 0.01% |
| LSPDLIGHTSPEED COMMERCE INC | SUB VTG SHS | 572,054 | $55.16M | 0.01% |
| ONONON HLDG AG NAMEN AKT A | Stock | 1,485,293 | $44.75M | 0.01% |
| GXOGXO LOGISTICS INCORPORATED COMMON STOCK | Stock | 477,786 | $37.48M | 0.01% |
| LCIDLUCID GROUP INC | COM | 1,327,976 | $33.7M | 0.00% |
| MOMOHELLO GROUP INC | ADS | 3,179,681 | $33.64M | 0.00% |
| STVNSTEVANATO GROUP S P A | ORD SHS | 1,268,241 | $32.1M | 0.00% |
| FIRST TR EXCHANGE-TRADED FD33733E872 | LUNT US FACTOR | 895,874 | $30.47M | 0.00% |
| MEMBERSHIP COLLECTIVE GROUP586001109 | COM CL A | 2,352,336 | $29.26M | 0.00% |
| WRBYWARBY PARKER INC | CL A COM | 542,346 | $28.77M | 0.00% |
| NRDYNERDY INC | CL A COM | 2,800,226 | $27.97M | 0.00% |
| WGSSEMA4 HOLDINGS C | COMMON STOCK | 3,647,984 | $27.69M | 0.00% |
| CAZOO GROUP LTDG2007L105 | COM | 3,554,027 | $27.61M | 0.00% |
| MELI KASZEK PIONEER CORPG5S74L106 | CLASS A ORD | 2,000,000 | $22.1M | 0.00% |
| ECATBLACKROCK ESG CAP ALLC TERM | SHS BEN INT | 1,001,648 | $20.13M | 0.00% |
| JXNJACKSON FINANCIAL INC | COM CL A | 772,311 | $20.08M | 0.00% |
| HOODROBINHOOD MKTS INC COM CL A | Stock | 469,510 | $19.76M | 0.00% |
| SOMALOGIC INC83444K105 | CLASS A COM | 1,418,594 | $17.58M | 0.00% |
| SESEA LTD | NOTE 0.250% 9/1 | – | $16.26M | 0.00% |
| STGWSTAGWELL INC | COM CL A | 2,110,830 | $16.19M | 0.00% |
| MXCTMAXCYTE INC | COM | 1,294,199 | $15.8M | 0.00% |
| BRIDGE INVT GROUP HLDGS INC10806B100 | COM CL A | 792,307 | $14M | 0.00% |
| FIVE9 INC338307AD3 | NOTE 0.500% 6/0 | – | $13.48M | 0.00% |
| RINGCENTRAL INC76680RAH0 | NOTE 3/1 | – | $13.05M | 0.00% |
| VSXYVICTORIAS SECRET AND CO | COMMON STOCK | 206,247 | $11.4M | 0.00% |
| AMBPARDAGH METAL PACKAGING S A | SHS | 1,120,044 | $11.16M | 0.00% |
| DNUTKRISPY KREME INC | COM | 732,637 | $10.26M | 0.00% |
| PIMCO ETF TR72201R635 | MUNI INCOME OPP | 200,000 | $9.91M | 0.00% |
| FRSHFRESHWORKS INC CLASS A COM | Stock | 183,522 | $7.84M | 0.00% |
| PARSONS CORP DEL70202LAB8 | NOTE 0.250% 8/1 | – | $7.53M | 0.00% |
| FIRST TR EXCHANGE TRADED FD33738R845 | NASDQ OIL GAS | 395,714 | $7.53M | 0.00% |
| TORTOISE ESSENT ASSTS INC27901F109 | Closed-End Fund | 528,752 | $7.37M | 0.00% |
| PIONEER MUN HIGH INCOME OPPO723760104 | COMMON STOCK | 344,964 | $7.03M | 0.00% |
| WAYFAIR INC94419LAM3 | NOTE 0.625%10/0 | – | $5.98M | 0.00% |
| CHGGCHEGG INC | NOTE 9/0 | – | $5.95M | 0.00% |
| AHTASHFORD HOSPITALITY TR INC | COM | 370,355 | $5.45M | 0.00% |
| FIRST TR EXCH TRADED FD III33739P830 | SHRT DUR MNG MUN | 257,992 | $5.38M | 0.00% |
| SLISTANDARD LITHIUM CORP | COM | 658,385 | $5.35M | 0.00% |
| CNMCORE & MAIN INC | CL A | 203,722 | $5.34M | 0.00% |
| NICE LTD653656AB4 | NOTE 9/1 | – | $4.92M | 0.00% |
| CRYOLIFE INC228903AB6 | NOTE 4.250% 7/0 | – | $4.79M | 0.00% |
| WIX COM LTD92940WAD1 | NOTE 8/1 | – | $4.73M | 0.00% |
| DOLEDOLE PLC | ORD SHS | 267,944 | $4.54M | 0.00% |
| DELAWARE IVY HIG246107106 | Closed-End Fund | 321,142 | $4.39M | 0.00% |
| LRNSTRIDE INC | NOTE 1.125% 9/0 | – | $4.27M | 0.00% |
| LENDINGTREE INC52603BAD9 | NOTE 0.500% 7/1 | – | $4.23M | 0.00% |
| TDOCTELADOC HEALTH INC | NOTE 1.250% 6/0 | – | $4.22M | 0.00% |
| PAYCOR HCM INC70435P102 | COM | 114,094 | $4.01M | 0.00% |
| TURNING PT BRANDS INC90041LAE5 | NOTE 2.500% 7/1 | – | $3.83M | 0.00% |
| JOBYJOBY AVIATION INC | COMMON STOCK | 367,571 | $3.7M | 0.00% |
| SOLARWINDS CORP83417Q204 | COM | 208,454 | $3.49M | 0.00% |
| UPWHEELS UP EXPERI | COMMON STOCK | 466,299 | $3.07M | 0.00% |
| RKLBROCKET LAB USA INC | COM | 186,587 | $3.01M | 0.00% |
| BROSDUTCH BROS INC | CL A | 69,118 | $2.99M | 0.00% |
| ROYAL CARIBBEAN GROUP780153BB7 | NOTE 4.250% 6/1 | – | $2.95M | 0.00% |
| ROVER GROUP INC77936F103 | COMMON STOCK | 201,909 | $2.74M | 0.00% |
| VATEINNOVATE CORP | COM | 635,867 | $2.61M | 0.00% |
| GINKGO BIOWORKS HOLDINGS INC37611X118 | *W EXP 08/01/202 | 718,267 | $2.44M | 0.00% |
| JANUS DETROIT STR TR47103U787 | NET ZERO TRANS | 100,000 | $2.37M | 0.00% |
| LAWCS DISCO INC | COM | 49,420 | $2.37M | 0.00% |
| JANUS DETROIT STR TR47103U811 | US SUSTAINABLE | 100,000 | $2.36M | 0.00% |
| JANUS DETROIT STR TR47103U795 | INTERN SUSTAINBL | 100,000 | $2.32M | 0.00% |
| HUAZHU GROUP LTD44332NAB2 | NOTE 3.000% 5/0 | – | $2.2M | 0.00% |
| GLUEMONTE ROSA THERAPEUTICS INC | COM | 93,901 | $2.09M | 0.00% |
| FREYR BATTERYL4135L100 | COM | 207,247 | $2.05M | 0.00% |
| CLEARWATER ANALYTICS HLDGS I185123106 | CL A | 79,422 | $2.03M | 0.00% |
| ETSYETSY INC | NOTE 0.125%10/0 | – | $2.03M | 0.00% |
| HLMNHILLMAN SOLUTIONS CORP | COM | 161,956 | $1.93M | 0.00% |
| ISHARES TR46436E544 | ESG SELE SCR ETF | 50,000 | $1.93M | 0.00% |
| SOPHSOPHIA GENETICS SA | ORDINARY SHARES | 102,269 | $1.79M | 0.00% |
| RBC BEARINGS INC75524B203 | 5% CNV PFD SR A | 16,250 | $1.79M | 0.00% |
| HANCOCK JAFFE LABORATORIES I41015N304 | COM NEW | 171,544 | $1.78M | 0.00% |
| ZSCALER INC98980GAB8 | NOTE 0.125% 7/0 | – | $1.71M | 0.00% |
| BCICPORTMAN RIDGE FIN CORP | COM NEW | 69,686 | $1.7M | 0.00% |
| COUCHBASE INC22207T101 | COM | 54,440 | $1.69M | 0.00% |
| BKSYBLACKSKY TECHNOLOGY INC | COM CL A | 160,910 | $1.67M | 0.00% |
| RYANRYAN SPECIALTY HOLDINGS INC | CL A | 48,382 | $1.64M | 0.00% |
| ECVTECOVYST INC | COM | 136,854 | $1.6M | 0.00% |
| TBLATABOOLA.COM LTD | ORD SHS | 170,815 | $1.45M | 0.00% |
| LI-CYCLE HOLDINGS CORP50202P105 | COMMON SHARES | 123,015 | $1.44M | 0.00% |
| ABTSMOXIAN BVI INC | ORDINARY SHARES | 173,888 | $1.38M | 0.00% |
| SAILPOINT TECHNOLOGIES HLDGS78781PAB1 | NOTE 0.125% 9/1 | – | $1.35M | 0.00% |
| NABLN-ABLE INC | COMMON STOCK | 108,941 | $1.35M | 0.00% |
| RBOTVICARIOUS SURGICAL INC | COM CL A | 86,910 | $1.3M | 0.00% |
| CRBUCARIBOU BIOSCIENCES INC | COM | 52,756 | $1.26M | 0.00% |
| ALITALIGHT INC | COM CL A | 108,831 | $1.25M | 0.00% |
| CURVTORRID HLDGS INC | COM | 80,748 | $1.25M | 0.00% |
| SNAP ONE HOLDINGS CORP83303Y105 | COM | 73,283 | $1.22M | 0.00% |
| HIVEHIVE BLOCKCHAIN TECH LTD COM | COM | 451,586 | $1.21M | 0.00% |
| MITTTPG MTG INVTS TR INC | COM NEW | 105,295 | $1.2M | 0.00% |
| OLAPLEX HLDGS INC679369108 | COM | 48,246 | $1.18M | 0.00% |
| LIVE NATION ENTERTAINMENT IN538034AU3 | NOTE 2.000% 2/1 | – | $1.14M | 0.00% |
| JSPRJASPER THERAPEUTICS INC | COM | 108,860 | $1.12M | 0.00% |
| RDWREDWIRE CORPORATION COM | Stock | 115,271 | $1.11M | 0.00% |
Added (3442)
More shares at the end of Q3 2021 than at the end of Q2 2021.
Showing the largest 100 of 3442 by value.
| Security | Class | Shares, Q2 2021 | Shares, Q3 2021 | Change in shares | Value, Q3 2021 | % of portfolio, Q3 2021 |
|---|---|---|---|---|---|---|
| AAPLAPPLE INC COM | Stock | 125,859,709 | 128,279,150 | +2,419,441+1.9% | $18.15B | 2.44% |
| VVISA INC COM CL A | Stock | 41,708,994 | 42,355,192 | +646,198+1.5% | $9.43B | 1.27% |
| GOOGLALPHABET INC CAP STK CL A | Stock | 3,216,517 | 3,317,690 | +101,173+3.1% | $8.87B | 1.19% |
| SHOPSHOPIFY INC CL A SUB VTG SHS | Stock | 5,950,790 | 6,034,734 | +83,944+1.4% | $8.18B | 1.10% |
| METAMETA PLATFORMS INC CL A | Stock | 22,344,454 | 22,825,288 | +480,834+2.2% | $7.75B | 1.04% |
| MAMASTERCARD INCORPORATED CL A | Stock | 18,779,658 | 19,650,864 | +871,206+4.6% | $6.83B | 0.92% |
| DISDISNEY WALT CO COM | Stock | 32,666,477 | 35,294,697 | +2,628,220+8.0% | $5.97B | 0.80% |
| INVESCO QQQ TRUST SERIES I46090E103 | ETF | 14,210,050 | 15,894,444 | +1,684,394+11.9% | $5.69B | 0.77% |
| SNOWSNOWFLAKE INC COM SHS | Stock | 14,898,246 | 16,843,131 | +1,944,885+13.1% | $5.09B | 0.69% |
| PGPROCTER & GAMBLE CO COM | Stock | 34,500,719 | 34,831,920 | +331,201+1.0% | $4.87B | 0.66% |
| ISHARES RUSSELL 1000 VALUE ETF464287598 | ETF | 29,866,888 | 30,948,831 | +1,081,943+3.6% | $4.84B | 0.65% |
| ISHARES CORE MSCI EAFE ETF46432F842 | ETF | 62,425,571 | 64,627,699 | +2,202,128+3.5% | $4.8B | 0.65% |
| DHRDANAHER CORP DEL COM | Stock | 13,727,018 | 14,362,364 | +635,346+4.6% | $4.37B | 0.59% |
| ISHARES CORE S&P 500 ETF464287200 | ETF | 10,052,680 | 10,054,997 | +2,3170.0% | $4.33B | 0.58% |
| PMPHILIP MORRIS INTL INC COM | Stock | 44,718,495 | 45,512,114 | +793,619+1.8% | $4.31B | 0.58% |
| SNAPSNAP INC CL A | Stock | 54,835,225 | 56,231,297 | +1,396,072+2.5% | $4.15B | 0.56% |
| HDHOME DEPOT INC COM | Stock | 11,505,713 | 11,938,903 | +433,190+3.8% | $3.92B | 0.53% |
| NVDANVIDIA CORPORATION COM | Stock | 4,676,793 | 18,498,150 | +13,821,357+295.5% | $3.83B | 0.52% |
| VANGUARD TOTAL BOND MARKET ETF921937835 | ETF | 42,520,491 | 44,823,433 | +2,302,942+5.4% | $3.83B | 0.52% |
| VANGUARD MORNINGSTAR VALUE ETF922908744 | ETF | 24,559,958 | 25,689,990 | +1,130,032+4.6% | $3.48B | 0.47% |
| UNHUNITEDHEALTH GROUP INC COM | Stock | 8,693,237 | 8,835,603 | +142,366+1.6% | $3.45B | 0.46% |
| ZMZOOM COMMUNICATIONS INC CL A | Stock | 12,384,701 | 13,111,368 | +726,667+5.9% | $3.43B | 0.46% |
| ACNACCENTURE PLC IRELAND SHS CLASS A | Stock | 9,887,571 | 10,093,076 | +205,505+2.1% | $3.23B | 0.43% |
| VANGUARD SHORT-TERM BOND ETF921937827 | ETF | 32,079,065 | 37,502,830 | +5,423,765+16.9% | $3.07B | 0.41% |
| RBLXROBLOX CORP CL A | Stock | 18,737,506 | 38,590,461 | +19,852,955+106.0% | $2.92B | 0.39% |
| TSLATESLA INC COM | Stock | 3,480,092 | 3,752,034 | +271,942+7.8% | $2.91B | 0.39% |
| ISHARES CORE MSCI EMERGING MARKETS ETF46434G103 | ETF | 44,225,195 | 44,804,696 | +579,501+1.3% | $2.77B | 0.37% |
| DASHDOORDASH INC CL A | Stock | 12,189,528 | 13,408,209 | +1,218,681+10.0% | $2.76B | 0.37% |
| KOCOCA COLA CO COM | Stock | 48,263,840 | 50,747,845 | +2,484,005+5.1% | $2.66B | 0.36% |
| HONHoneywell Technologies | COM | 12,135,673 | 12,486,194 | +350,521+2.9% | $2.65B | 0.36% |
| EPAMEPAM SYS INC | COM | 4,545,248 | 4,586,951 | +41,703+0.9% | $2.62B | 0.35% |
| VANGUARD S&P 500 ETF922908363 | ETF | 6,221,935 | 6,605,105 | +383,170+6.2% | $2.61B | 0.35% |
| PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND72201R833 | ETF | 21,168,340 | 24,929,903 | +3,761,563+17.8% | $2.54B | 0.34% |
| CVXCHEVRON CORPORATION COM | Stock | 23,302,417 | 24,297,770 | +995,353+4.3% | $2.47B | 0.33% |
| ISHARES CORE S&P SMALL CAP ETF464287804 | ETF | 18,749,000 | 22,528,269 | +3,779,269+20.2% | $2.46B | 0.33% |
| CMCSACOMCAST CORP NEW CL A | Stock | 40,850,065 | 43,267,135 | +2,417,070+5.9% | $2.42B | 0.33% |
| BDXBECTON DICKINSON & CO COM | Stock | 9,175,000 | 9,827,875 | +652,875+7.1% | $2.42B | 0.33% |
| VZVERIZON COMMUNICATIONS INC COM | Stock | 41,107,351 | 42,826,242 | +1,718,891+4.2% | $2.31B | 0.31% |
| BAXBAXTER INTL INC COM | Stock | 25,773,055 | 27,875,555 | +2,102,500+8.2% | $2.24B | 0.30% |
| DDOGDATADOG INC | CL A COM | 13,609,503 | 15,795,423 | +2,185,920+16.1% | $2.23B | 0.30% |
| WWAYFAIR INC | CL A | 7,421,596 | 8,326,165 | +904,569+12.2% | $2.13B | 0.29% |
| VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF922908769 | ETF | 9,426,489 | 9,525,475 | +98,986+1.1% | $2.12B | 0.28% |
| VANGUARD FTSE DEVELOPED MARKETS ETF921943858 | ETF | 40,016,887 | 41,801,083 | +1,784,196+4.5% | $2.11B | 0.28% |
| MCDMCDONALDS CORP COM | Stock | 8,376,495 | 8,719,844 | +343,349+4.1% | $2.1B | 0.28% |
| RTXRTX CORPORATION COM | Stock | 23,861,231 | 24,162,676 | +301,445+1.3% | $2.08B | 0.28% |
| RPRXROYALTY PHARMA PLC | SHS CLASS A | 50,794,041 | 57,305,311 | +6,511,270+12.8% | $2.07B | 0.28% |
| PEPPEPSICO INC COM | Stock | 12,988,275 | 13,726,857 | +738,582+5.7% | $2.06B | 0.28% |
| ABBVABBVIE INC COM | Stock | 18,944,687 | 18,986,342 | +41,655+0.2% | $2.05B | 0.28% |
| WMTWALMART INC COM | Stock | 14,109,245 | 14,390,040 | +280,795+2.0% | $2.01B | 0.27% |
| BLKBLACKROCK INC | COM | 2,323,967 | 2,334,935 | +10,968+0.5% | $1.96B | 0.26% |
| CVSCVS HEALTH CORP COM | Stock | 22,137,358 | 22,849,435 | +712,077+3.2% | $1.94B | 0.26% |
| CPNGCOUPANG INC | CL A | 15,544,318 | 68,399,962 | +52,855,644+340.0% | $1.9B | 0.26% |
| UUNITY SOFTWARE INC | COM | 9,302,677 | 14,458,990 | +5,156,313+55.4% | $1.83B | 0.25% |
| BILLBILL HOLDINGS INC COM | Stock | 378,675 | 6,695,644 | +6,316,969+1,668.2% | $1.79B | 0.24% |
| TTDTHE TRADE DESK INC COM CL A | Stock | 20,863,893 | 25,373,248 | +4,509,355+21.6% | $1.78B | 0.24% |
| DOCUDOCUSIGN INC COM | Stock | 6,661,767 | 6,781,811 | +120,044+1.8% | $1.75B | 0.24% |
| CCITIGROUP INC COM NEW | Stock | 24,162,402 | 24,478,057 | +315,655+1.3% | $1.72B | 0.23% |
| ISHARES CORE U.S. AGGREGATE BOND ETF464287226 | ETF | 14,534,854 | 14,832,920 | +298,066+2.1% | $1.7B | 0.23% |
| MDTMEDTRONIC PLC SHS | Stock | 13,000,437 | 13,547,660 | +547,223+4.2% | $1.7B | 0.23% |
| ICEINTERCONTINENTAL EXCHANGE INC COM | Stock | 12,678,422 | 14,764,134 | +2,085,712+16.5% | $1.7B | 0.23% |
| STATE STREET FINANCIAL SELECT SECTOR SPDR ETF81369Y605 | ETF | 42,315,785 | 44,748,907 | +2,433,122+5.7% | $1.68B | 0.23% |
| AXPAMERICAN EXPRESS CO COM | Stock | 9,916,986 | 9,973,495 | +56,509+0.6% | $1.67B | 0.23% |
| PINSPINTEREST INC | CL A | 29,235,157 | 32,744,169 | +3,509,012+12.0% | $1.67B | 0.22% |
| VANGUARD SCOTTSDALE FDS92206C409 | SHRT TRM CORP BD | 18,422,335 | 20,178,665 | +1,756,330+9.5% | $1.66B | 0.22% |
| ISHARES CORE S&P MID-CAP ETF464287507 | ETF | 6,255,800 | 6,279,635 | +23,835+0.4% | $1.65B | 0.22% |
| ISHARES S&P 500 VALUE ETF464287408 | ETF | 11,167,873 | 11,189,418 | +21,545+0.2% | $1.63B | 0.22% |
| AVGOBROADCOM INC COM | Stock | 2,918,676 | 3,354,926 | +436,250+14.9% | $1.63B | 0.22% |
| INVESCO EXCHANGE TRADED FD T46137V357 | S&P500 EQL WGT | 10,637,029 | 10,818,501 | +181,472+1.7% | $1.62B | 0.22% |
| TSMTAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS | ADR | 14,085,185 | 14,395,897 | +310,712+2.2% | $1.61B | 0.22% |
| INTCINTEL CORP COM | Stock | 27,235,326 | 29,214,320 | +1,978,994+7.3% | $1.56B | 0.21% |
| VANGUARD DIVIDEND APPRECIATION ETF921908844 | ETF | 9,601,835 | 9,881,238 | +279,403+2.9% | $1.52B | 0.20% |
| BMYBRISTOL-MYERS SQUIBB CO COM | Stock | 24,515,244 | 25,095,789 | +580,545+2.4% | $1.48B | 0.20% |
| ISHARES TIPS BOND ETF464287176 | ETF | 9,956,268 | 11,476,749 | +1,520,481+15.3% | $1.47B | 0.20% |
| ABNBAIRBNB INC COM CL A | Stock | 3,586,450 | 8,655,893 | +5,069,443+141.3% | $1.45B | 0.20% |
| PANWPALO ALTO NETWORKS INC COM | Stock | 2,986,354 | 3,028,748 | +42,394+1.4% | $1.45B | 0.20% |
| HDBHDFC BANK LTD | SPONSORED ADS | 17,600,307 | 19,055,047 | +1,454,740+8.3% | $1.39B | 0.19% |
| VANGUARD MORNINGSTAR MID-CAP ETF922908629 | ETF | 5,670,557 | 5,850,896 | +180,339+3.2% | $1.39B | 0.19% |
| VANGUARD FTSE ALL-WORLD EX-US INDEX FUND922042775 | ETF | 21,607,444 | 22,121,421 | +513,977+2.4% | $1.35B | 0.18% |
| XOMEXXON MOBIL CORP | COM | 21,534,216 | 22,887,012 | +1,352,796+6.3% | $1.35B | 0.18% |
| BABOEING CO COM | Stock | 6,079,640 | 6,082,129 | +2,4890.0% | $1.34B | 0.18% |
| ARK INNOVATION ETF00214Q104 | ETF | 10,884,045 | 11,949,770 | +1,065,725+9.8% | $1.32B | 0.18% |
| ZZILLOW GROUP INC | CL C CAP STK | 13,708,198 | 14,948,235 | +1,240,037+9.0% | $1.32B | 0.18% |
| VANGUARD MORNINGSTAR SMALL-CAP ETF922908751 | ETF | 5,718,586 | 5,911,916 | +193,330+3.4% | $1.29B | 0.17% |
| STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF81369Y803 | ETF | 8,199,579 | 8,356,817 | +157,238+1.9% | $1.25B | 0.17% |
| ELLAUDER ESTEE COS INC | CL A | 3,778,605 | 4,147,759 | +369,154+9.8% | $1.24B | 0.17% |
| ISHARES TR464287457 | 1 3 YR TREAS BD | 12,163,467 | 14,349,509 | +2,186,042+18.0% | $1.24B | 0.17% |
| JPMORGAN ULTRA-SHORT INCOME ETF46641Q837 | ETF | 21,189,401 | 23,913,589 | +2,724,188+12.9% | $1.21B | 0.16% |
| LOWLOWES COS INC COM | Stock | 5,670,692 | 5,960,831 | +290,139+5.1% | $1.21B | 0.16% |
| FISFIDELITY NATL INFORMATION SVCS COM | Stock | 9,386,746 | 9,522,259 | +135,513+1.4% | $1.16B | 0.16% |
| STATE STREET HEALTH CARE SELECT SECTOR SPDR ETF81369Y209 | ETF | 8,095,617 | 9,073,862 | +978,245+12.1% | $1.16B | 0.16% |
| ISHARES TR464287630 | RUS 2000 VAL ETF | 7,109,558 | 7,135,965 | +26,407+0.4% | $1.14B | 0.15% |
| ISHARES MSCI USA MIN VOL FACTOR ETF46429B697 | ETF | 15,435,038 | 15,494,450 | +59,412+0.4% | $1.14B | 0.15% |
| FIRST TR EXCH TRADED FD III33739E108 | PFD SECS INC ETF | 51,793,808 | 55,375,768 | +3,581,960+6.9% | $1.14B | 0.15% |
| ASMLASML HLDG NV N Y REGISTRY SHS | ADR | 1,320,329 | 1,508,798 | +188,469+14.3% | $1.12B | 0.15% |
| ISHARES INC46434G822 | MSCI JAPAN ETF | 15,624,715 | 15,790,218 | +165,503+1.1% | $1.11B | 0.15% |
| GTMZOOMINFO TECHNOLOGIES INC COMMON STOCK | Stock | 11,209,849 | 17,928,216 | +6,718,367+59.9% | $1.1B | 0.15% |
| GILDGILEAD SCIENCES INC COM | Stock | 10,989,872 | 15,399,628 | +4,409,756+40.1% | $1.08B | 0.14% |
| TXNTEXAS INSTRS INC COM | Stock | 4,757,587 | 5,443,023 | +685,436+14.4% | $1.05B | 0.14% |
| FIRST TR EXCHANGE-TRADED FD33739Q200 | FST LOW OPPT EFT | 18,778,550 | 19,763,022 | +984,472+5.2% | $999.61M | 0.13% |
| VANGUARD INTL EQUITY INDEX F922042874 | FTSE EUROPE ETF | 14,953,453 | 15,217,052 | +263,599+1.8% | $998.39M | 0.13% |
Reduced (3312)
Fewer shares at the end of Q3 2021 than at the end of Q2 2021.
Showing the largest 100 of 3312 by value.
| Security | Class | Shares, Q2 2021 | Shares, Q3 2021 | Change in shares | Value, Q3 2021 | % of portfolio, Q3 2021 |
|---|---|---|---|---|---|---|
| MSFTMICROSOFT CORP COM | Stock | 68,123,020 | 67,617,960 | −505,060−0.7% | $19.06B | 2.57% |
| AMZNAMAZON COM INC COM | Stock | 5,148,390 | 4,844,812 | −303,578−5.9% | $15.92B | 2.14% |
| SPYSTATE STREET SPDR S&P 500 ETF | ETF | 26,932,231 | 25,416,623 | −1,515,608−5.6% | $10.91B | 1.47% |
| XYZBLOCK INC | CL A | 28,915,291 | 26,970,102 | −1,945,189−6.7% | $6.47B | 0.87% |
| JPMJPMORGAN CHASE & CO COM | Stock | 38,288,577 | 38,201,840 | −86,737−0.2% | $6.25B | 0.84% |
| ISHARES RUSSELL 1000 GROWTH ETF464287614 | ETF | 19,725,252 | 18,735,608 | −989,644−5.0% | $5.13B | 0.69% |
| UBERUBER TECHNOLOGIES INC COM | Stock | 125,630,483 | 104,679,711 | −20,950,772−16.7% | $4.69B | 0.63% |
| TMOTHERMO FISHER SCIENTIFIC INC COM | Stock | 8,306,053 | 8,110,058 | −195,995−2.4% | $4.63B | 0.62% |
| TWITTER INC90184L102 | COM | 74,452,995 | 73,437,757 | −1,015,238−1.4% | $4.43B | 0.60% |
| NOWSERVICENOW INC COM | Stock | 7,277,395 | 7,115,876 | −161,519−2.2% | $4.43B | 0.60% |
| GOOGALPHABET INC CAP STK CL C | Stock | 2,433,132 | 1,591,120 | −842,012−34.6% | $4.24B | 0.57% |
| CRMSALESFORCE INC COM | Stock | 16,563,897 | 15,201,272 | −1,362,625−8.2% | $4.12B | 0.56% |
| JNJJOHNSON & JOHNSON COM | Stock | 25,066,744 | 24,896,021 | −170,723−0.7% | $4.02B | 0.54% |
| ADBEADOBE INC COM | Stock | 7,026,969 | 6,931,703 | −95,266−1.4% | $3.99B | 0.54% |
| ISHARES RUSSELL 2000 ETF464287655 | ETF | 18,803,005 | 16,459,106 | −2,343,899−12.5% | $3.6B | 0.48% |
| ABTABBOTT LABORATORIES COM | Stock | 28,562,141 | 28,420,322 | −141,819−0.5% | $3.36B | 0.45% |
| BRK.BBERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 12,429,926 | 12,038,506 | −391,420−3.1% | $3.29B | 0.44% |
| ISRGINTUITIVE SURGICAL INC | COM NEW | 3,911,278 | 3,270,499 | −640,779−16.4% | $3.25B | 0.44% |
| NETCLOUDFLARE INC | CL A COM | 28,729,894 | 27,910,765 | −819,129−2.9% | $3.14B | 0.42% |
| VEEVVEEVA SYS INC CL A COM | Stock | 13,535,099 | 10,861,782 | −2,673,317−19.8% | $3.13B | 0.42% |
| TWLOTWILIO INC | CL A | 10,978,417 | 9,736,046 | −1,242,371−11.3% | $3.11B | 0.42% |
| VANGUARD MORNINGSTAR GROWTH ETF922908736 | ETF | 10,526,031 | 10,524,561 | −1,4700.0% | $3.05B | 0.41% |
| SPOTSPOTIFY TECHNOLOGY S A SHS | Stock | 19,265,688 | 13,367,561 | −5,898,127−30.6% | $3.01B | 0.41% |
| PYPLPAYPAL HLDGS INC COM | Stock | 12,068,283 | 11,347,128 | −721,155−6.0% | $2.95B | 0.40% |
| COSTCOSTCO WHOLESALE CORPORATION COM | Stock | 6,185,105 | 6,071,457 | −113,648−1.8% | $2.73B | 0.37% |
| SESEA LTD | SPONSORD ADS | 8,246,832 | 7,722,709 | −524,123−6.4% | $2.46B | 0.33% |
| BACBANK OF AMER CORP COM | Stock | 58,424,354 | 57,963,059 | −461,295−0.8% | $2.46B | 0.33% |
| ADPAUTOMATIC DATA PROCESSING INC COM | Stock | 13,906,949 | 12,102,485 | −1,804,464−13.0% | $2.42B | 0.33% |
| NKENIKE INC CL B | Stock | 17,340,384 | 15,858,858 | −1,481,526−8.5% | $2.3B | 0.31% |
| BXBLACKSTONE INC | COM | 20,477,273 | 19,385,077 | −1,092,196−5.3% | $2.26B | 0.30% |
| NFLXNETFLIX INC. COM | Stock | 3,898,027 | 3,639,215 | −258,812−6.6% | $2.22B | 0.30% |
| MRNAMODERNA INC COM | Stock | 7,421,497 | 5,661,387 | −1,760,110−23.7% | $2.18B | 0.29% |
| ISHARES S&P 500 GROWTH ETF464287309 | ETF | 29,258,572 | 29,161,499 | −97,073−0.3% | $2.16B | 0.29% |
| NEENEXTERA ENERGY INC COM | Stock | 27,540,279 | 27,119,446 | −420,833−1.5% | $2.13B | 0.29% |
| AMGNAMGEN INC COM | Stock | 10,040,932 | 9,906,845 | −134,087−1.3% | $2.11B | 0.28% |
| CSCOCISCO SYS INC COM | Stock | 39,634,072 | 38,445,679 | −1,188,393−3.0% | $2.09B | 0.28% |
| ISHARES TR464288513 | IBOXX HI YD ETF | 31,145,385 | 23,513,943 | −7,631,442−24.5% | $2.06B | 0.28% |
| PFEPFIZER INC COM | Stock | 47,894,080 | 46,654,025 | −1,240,055−2.6% | $2.01B | 0.27% |
| MRKMERCK & CO INC COM | Stock | 26,289,496 | 26,137,902 | −151,594−0.6% | $1.96B | 0.26% |
| GLDSPDR GOLD SHARES | ETF | 12,763,384 | 11,161,588 | −1,601,796−12.5% | $1.83B | 0.25% |
| VANGUARD FTSE EMERGING MARKETS ETF922042858 | ETF | 34,801,340 | 34,212,823 | −588,517−1.7% | $1.71B | 0.23% |
| QCOMQUALCOMM INC COM | Stock | 12,960,679 | 12,890,561 | −70,118−0.5% | $1.66B | 0.22% |
| CVNACARVANA CO | CL A | 6,570,893 | 5,465,547 | −1,105,346−16.8% | $1.65B | 0.22% |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | ADR | 17,323,393 | 10,973,595 | −6,349,798−36.7% | $1.62B | 0.22% |
| ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF464287242 | ETF | 17,974,960 | 11,947,159 | −6,027,801−33.5% | $1.59B | 0.21% |
| IBMINTERNATIONAL BUSINESS MACHS COM | Stock | 12,036,449 | 11,311,218 | −725,231−6.0% | $1.57B | 0.21% |
| TAT&T INC COM | Stock | 66,275,656 | 57,406,534 | −8,869,122−13.4% | $1.55B | 0.21% |
| ISHARES MSCI EAFE ETF464287465 | ETF | 19,228,265 | 18,938,282 | −289,983−1.5% | $1.48B | 0.20% |
| SBUXSTARBUCKS CORP COM | Stock | 13,016,786 | 12,871,396 | −145,390−1.1% | $1.42B | 0.19% |
| CCICROWN CASTLE INC COM | REIT | 9,536,422 | 8,015,093 | −1,521,329−16.0% | $1.39B | 0.19% |
| FIRST TR EXCHANGE-TRADED FD33734H106 | SHS | 34,216,062 | 33,922,302 | −293,760−0.9% | $1.33B | 0.18% |
| TCOMTRIP COM GROUP LTD | ADS | 45,175,053 | 42,219,763 | −2,955,290−6.5% | $1.3B | 0.17% |
| OKTAOKTA INC | CL A | 10,402,399 | 5,399,181 | −5,003,218−48.1% | $1.28B | 0.17% |
| COUPA SOFTWARE INC22266L106 | COM | 6,742,584 | 5,840,279 | −902,305−13.4% | $1.28B | 0.17% |
| LMTLOCKHEED MARTIN CORP COM | Stock | 4,044,680 | 3,677,875 | −366,805−9.1% | $1.27B | 0.17% |
| MDBMONGODB INC | CL A | 3,336,072 | 2,579,349 | −756,723−22.7% | $1.22B | 0.16% |
| ZTSZOETIS INC CL A | Stock | 7,561,487 | 6,263,448 | −1,298,039−17.2% | $1.22B | 0.16% |
| FARFETCH LTD30744W107 | ORD SH CL A | 33,182,594 | 31,387,401 | −1,795,193−5.4% | $1.18B | 0.16% |
| ROPROPER TECHNOLOGIES INC COM | Stock | 3,100,096 | 2,608,729 | −491,367−15.9% | $1.16B | 0.16% |
| AMTAMERICAN TOWER CORP COM | REIT | 4,272,674 | 4,267,447 | −5,227−0.1% | $1.13B | 0.15% |
| IBNICICI BANK LIMITED | ADR | 60,867,052 | 58,934,298 | −1,932,754−3.2% | $1.11B | 0.15% |
| DIASTATE STR SPDR DOW JONES IND | UT SER 1 | 3,720,663 | 3,235,596 | −485,067−13.0% | $1.09B | 0.15% |
| ISHARES TR464287234 | MSCI EMG MKT ETF | 23,333,929 | 21,229,330 | −2,104,599−9.0% | $1.07B | 0.14% |
| GSGOLDMAN SACHS GROUP INC COM | Stock | 2,791,562 | 2,776,811 | −14,751−0.5% | $1.05B | 0.14% |
| ISHARES RUSSELL MID-CAP GROWTH ETF464287481 | ETF | 11,622,001 | 9,310,263 | −2,311,738−19.9% | $1.04B | 0.14% |
| UNPUNION PAC CORP COM | Stock | 5,149,414 | 5,116,357 | −33,057−0.6% | $1B | 0.14% |
| ISHARES RUSSELL MID-CAP VALUE ETF464287473 | ETF | 9,324,397 | 8,788,991 | −535,406−5.7% | $995.35M | 0.13% |
| ISHARES RUSSELL 2000 GROWTH ETF464287648 | ETF | 3,739,592 | 3,377,337 | −362,255−9.7% | $991.55M | 0.13% |
| MELIMERCADOLIBRE INC | COM | 627,024 | 573,532 | −53,492−8.5% | $963.19M | 0.13% |
| MMM3M CO COM | Stock | 5,903,837 | 5,487,244 | −416,593−7.1% | $962.57M | 0.13% |
| CRWDCROWDSTRIKE HLDGS INC CL A | Stock | 4,563,798 | 3,762,192 | −801,606−17.6% | $924.67M | 0.12% |
| CATCATERPILLAR INC COM | Stock | 5,070,449 | 4,808,009 | −262,440−5.2% | $922.99M | 0.12% |
| ORCLORACLE CORP COM | Stock | 12,477,054 | 10,399,995 | −2,077,059−16.6% | $906.15M | 0.12% |
| LLYELI LILLY & CO COM | Stock | 3,822,819 | 3,778,029 | −44,790−1.2% | $872.92M | 0.12% |
| WFCWELLS FARGO & CO COM | Stock | 20,107,498 | 18,676,187 | −1,431,311−7.1% | $866.76M | 0.12% |
| IAUISHARES GOLD TRUST | ETF | 25,429,505 | 25,013,099 | −416,406−1.6% | $835.69M | 0.11% |
| DEDEERE & CO COM | Stock | 2,479,850 | 2,448,812 | −31,038−1.3% | $820.52M | 0.11% |
| EMREMERSON ELEC CO COM | Stock | 8,830,778 | 8,306,329 | −524,449−5.9% | $782.46M | 0.11% |
| WDAYWORKDAY INC | CL A | 4,253,904 | 3,075,896 | −1,178,008−27.7% | $768.64M | 0.10% |
| VANGUARD INFORMATION TECHNOLOGY ETF92204A702 | ETF | 1,942,249 | 1,876,855 | −65,394−3.4% | $753.16M | 0.10% |
| ISHARES TR464288646 | ISHS 1-5YR INVS | 14,248,927 | 13,662,666 | −586,261−4.1% | $746.53M | 0.10% |
| ISHARES TRUST ISHARES 0-1 YEAR TREASURY BOND ETF464288679 | ETF | 7,035,851 | 6,432,169 | −603,682−8.6% | $710.56M | 0.10% |
| MCOMOODYS CORP COM | Stock | 2,014,775 | 1,992,258 | −22,517−1.1% | $707.47M | 0.10% |
| IQVIQVIA HLDGS INC COM | Stock | 2,963,435 | 2,935,141 | −28,294−1.0% | $703.08M | 0.09% |
| SPGIS&P GLOBAL INC COM | Stock | 1,623,428 | 1,623,382 | −460.0% | $689.76M | 0.09% |
| DXCMDEXCOM INC | COM | 2,148,868 | 1,245,520 | −903,348−42.0% | $681.13M | 0.09% |
| VANGUARD MORNINGSTAR SMALL-CAP VALUE ETF922908611 | ETF | 4,200,177 | 4,008,160 | −192,017−4.6% | $678.42M | 0.09% |
| AMDADVANCED MICRO DEVICES INC COM | Stock | 6,581,085 | 6,484,820 | −96,265−1.5% | $667.29M | 0.09% |
| TMUST-MOBILE US INC COM | Stock | 5,468,832 | 5,191,249 | −277,583−5.1% | $663.23M | 0.09% |
| ISHARES SELECT DIVIDEND ETF464287168 | ETF | 5,696,156 | 5,680,854 | −15,302−0.3% | $651.71M | 0.09% |
| GMGENERAL MTRS CO | COM | 13,170,806 | 12,243,521 | −927,285−7.0% | $645.36M | 0.09% |
| VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF92206C870 | ETF | 6,815,611 | 6,553,366 | −262,245−3.8% | $618.7M | 0.08% |
| STATE STREET CONSUMER DISCRETIONARY SELECT SECTOR SPDR ETF81369Y407 | ETF | 3,426,201 | 3,374,832 | −51,369−1.5% | $605.61M | 0.08% |
| ACTIVISION BLIZZARD INC00507V109 | COM | 10,097,483 | 7,198,431 | −2,899,052−28.7% | $557.09M | 0.08% |
| VANGUARD MORNINGSTAR MID-CAP VALUE ETF922908512 | ETF | 4,012,984 | 3,949,356 | −63,628−1.6% | $551.37M | 0.07% |
| CFGCITIZENS FINL GROUP INC | COM | 12,157,437 | 11,704,530 | −452,907−3.7% | $549.88M | 0.07% |
| DUKDUKE ENERGY CORP NEW COM NEW | Stock | 5,794,284 | 5,590,504 | −203,780−3.5% | $545.58M | 0.07% |
| ISHARES TR464287556 | ISHARES BIOTECH | 3,370,064 | 3,335,623 | −34,441−1.0% | $539.3M | 0.07% |
| PNCPNC FINL SVCS GROUP INC COM | Stock | 2,761,304 | 2,735,900 | −25,404−0.9% | $535.25M | 0.07% |
| ISHARES TR464287739 | U.S. REAL ES ETF | 8,793,786 | 5,170,433 | −3,623,353−41.2% | $529.4M | 0.07% |
Sold out (336)
Held at the end of Q2 2021, gone by the end of Q3 2021.
Showing the largest 100 of 336 by value.
| Security | Class | Shares, Q2 2021 | Value, Q2 2021 | % of portfolio, Q2 2021 |
|---|---|---|---|---|
| GEGENERAL ELECTRIC CO | COM | 41,344,433 | $556.5M | 0.07% |
| PROOFPOINT INC743424103 | COM | 2,535,892 | $440.64M | 0.06% |
| BROOKFIELD PROPERTY PARTRS LG16249107 | UNIT LTD PARTN | 20,739,840 | $393.02M | 0.05% |
| ALEXION PHARMACEUTICALS INC015351109 | COM | 1,725,693 | $317.03M | 0.04% |
| SLACK TECHNOLOGIES INC83088V102 | COM CL A | 6,609,174 | $292.79M | 0.04% |
| L BRANDS INC501797104 | COM | 2,304,041 | $166.03M | 0.02% |
| SOARING EAGLE ACQUISITION COG8354H100 | UNIT 02/23/2026 | 9,270,288 | $98.17M | 0.01% |
| NAVISTAR INTL CORP NEW63934E108 | COM | 2,042,429 | $90.89M | 0.01% |
| MAXIM INTEGRATED PRODS INC57772K101 | COM | 856,112 | $90.2M | 0.01% |
| GRACE W R & CO DEL NEW38388F108 | COM | 1,298,699 | $89.77M | 0.01% |
| MOMOMOMO INC | ADR | 3,255,099 | $49.84M | 0.01% |
| WEINGARTEN RLTY INVS948741103 | SH BEN INT | 1,509,403 | $48.41M | 0.01% |
| CINCINNATI BELL INC NEW171871502 | COM NEW | 2,887,683 | $44.53M | 0.01% |
| AT HOME GROUP INC04650Y100 | COM | 1,194,973 | $44.02M | 0.01% |
| QTS RLTY TR INC74736A103 | COM CL A | 568,444 | $43.94M | 0.01% |
| SYKES ENTERPRISES INC871237103 | COM | 802,655 | $43.1M | 0.01% |
| GORES HOLDINGS VI INC38286R105 | COM CL A | 2,534,433 | $41.08M | 0.01% |
| LIGHTSPEED POS INC53227R106 | SUB VTG SHS | 478,073 | $39.97M | 0.01% |
| PRA HEALTH SCIENCES INC69354M108 | COM | 213,234 | $35.23M | 0.00% |
| PRICELINE GRP INC741503AX4 | NOTE 0.900% 9/1 | – | $30.57M | 0.00% |
| TPG PACE TECH OPPORTUNITIESG8990Y103 | CL A COM | 2,802,079 | $27.82M | 0.00% |
| JAZZ INVESTMENTS I LTD472145AB7 | NOTE 1.875% 8/1 | – | $26.92M | 0.00% |
| TWITTER INC90184LAD4 | NOTE 1.000% 9/1 | – | $26.13M | 0.00% |
| CHURCHILL CAPITAL CORP IV171439102 | CL A | 875,278 | $25.23M | 0.00% |
| LUMINEX CORP DEL55027E102 | COM | 555,738 | $20.45M | 0.00% |
| BOSTON PRIVATE FINL HLDGS IN101119105 | COM | 1,317,827 | $19.44M | 0.00% |
| TRANSLATE BIO INC89374L104 | COM | 698,131 | $19.23M | 0.00% |
| CORE MARK HOLDING CO INC218681104 | COM | 354,806 | $15.97M | 0.00% |
| CONSTELLATION PHARMCETICLS I210373106 | COM | 467,442 | $15.8M | 0.00% |
| TALEND S A874224207 | ADS | 233,244 | $15.3M | 0.00% |
| U S CONCRETE INC90333L201 | COM | 192,763 | $14.23M | 0.00% |
| MDC PARTNERS INC.552697104 | CL A SUB VTG | 2,088,966 | $12.22M | 0.00% |
| FLY LEASING LTD34407D109 | SPONSORED ADR | 701,094 | $11.88M | 0.00% |
| KNOLL INC498904200 | COM NEW | 408,722 | $10.62M | 0.00% |
| INTERNATIONAL FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 163,698 | $8.28M | 0.00% |
| ORBCOMM INC68555P100 | COM | 701,232 | $7.88M | 0.00% |
| TORTOISE ESSENTIAL ASSETS IN89148A103 | COM SH BEN INT | 523,255 | $7.76M | 0.00% |
| CM LIFE SCIENCES II INC125842203 | UNIT 02/25/2028 | 553,946 | $7.45M | 0.00% |
| KINDRED BIOSCIENCES INC494577109 | COM | 706,114 | $6.48M | 0.00% |
| AJAX IG0190X100 | COM | 646,518 | $6.44M | 0.00% |
| BROOKFIELD PPTY REIT INC11282X103 | CL A | 328,691 | $6.21M | 0.00% |
| NEW SR INVT GROUP INC648691103 | COM | 699,421 | $6.14M | 0.00% |
| NATERA INC632307AB0 | CONV BD US | – | $5.16M | 0.00% |
| SOGOU INC83409V104 | ADR REPSTG A | 534,155 | $4.56M | 0.00% |
| NIO INCG6525FAA0 | DEBT 4.500% 2/0 | – | $4.51M | 0.00% |
| SQUARE INC852234AF0 | NOTE 0.125% 3/0 | – | $4.31M | 0.00% |
| AHTASHFORD HOSPITALITY TR INC | COM SHS | 932,590 | $4.25M | 0.00% |
| VIAVI SOLUTIONS INC925550AB1 | NOTE 1.000% 3/0 | – | $4.15M | 0.00% |
| GORES HLDGS V INC382864106 | COM CL A | 384,438 | $3.88M | 0.00% |
| IVY HIGH INCOME OPPORTUNITIE465893105 | COM | 269,556 | $3.79M | 0.00% |
| PQ GROUP HLDGS INC73943T103 | COM | 231,505 | $3.56M | 0.00% |
| DIAMOND S SHIPPING INCY20676105 | COM | 346,953 | $3.46M | 0.00% |
| GDS HLDGS LTD36165LAB4 | NOTE 2.000% 6/0 | – | $3.27M | 0.00% |
| CM LIFE SCIENCES III INC125841205 | UNIT 04/30/2028 | 295,361 | $3.24M | 0.00% |
| ALASKA COMMUNICATIONS SYS GR01167P101 | COM | 962,815 | $3.21M | 0.00% |
| SOLARWINDS CORP83417Q105 | COM | 185,922 | $3.14M | 0.00% |
| ISHARES TR46429B135 | INTL PFD STK ETF | 179,871 | $3.09M | 0.00% |
| SPLUNK INC848637AD6 | NOTE 1.125% 9/1 | – | $2.68M | 0.00% |
| RADIUS HEALTH INC750469AA6 | NOTE 3.000% 9/0 | – | $2.54M | 0.00% |
| HC2 HLDGS INC404139107 | COM | 605,079 | $2.41M | 0.00% |
| PROSIGHT GLOBAL INC74349J103 | COM | 176,003 | $2.25M | 0.00% |
| MITTAG MTG INVT TR INC | COM | 479,185 | $2.05M | 0.00% |
| MSG NETWORK INC553573106 | CL A | 110,310 | $1.61M | 0.00% |
| WATFORD HLDGS LTDG94787101 | SHS | 45,464 | $1.59M | 0.00% |
| WKWORKIVA INC | NOTE 1.125% 8/1 | – | $1.56M | 0.00% |
| HUBSPOT INC443573AB6 | NOTE 0.250% 6/0 | – | $1.53M | 0.00% |
| VEONEER INC92336XAA7 | NOTE 4.000% 6/0 | – | $1.35M | 0.00% |
| HOLICITY INC435063102 | COM CL A | 103,718 | $1.28M | 0.00% |
| APEX TECHNOLOGY ACQUISITION03768F102 | COM CL A | 93,087 | $1.14M | 0.00% |
| GOOD WORKS ACQUISITION CORP38216X107 | COM | 92,540 | $921K | 0.00% |
| SOARING EAGLE ACQUISITION COG8354H126 | CL A SHS | 85,786 | $854K | 0.00% |
| TORTOISE ACQUISITION CORP IIG89554102 | COM CL A | 82,202 | $824K | 0.00% |
| CLIMATE CHANGE CRISIS REAL I18716C100 | CL A COM | 54,328 | $816K | 0.00% |
| WAYFAIR INC94419LAB7 | NOTE 0.375% 9/0 | – | $816K | 0.00% |
| QUDIAN INC747798AB2 | NOTE 1.000% 7/0 | – | $756K | 0.00% |
| J ALEXANDERS HLDGS INC46609J106 | COM | 61,325 | $714K | 0.00% |
| CHURCHILL CAPITAL CORP V17144T107 | COM CL A | 68,649 | $691K | 0.00% |
| PORTMAN RIDGE FIN CORP73688F102 | COM | 284,435 | $677K | 0.00% |
| CERECOR INC15671L109 | COM | 196,679 | $643K | 0.00% |
| ARES ACQUISITION CORPORATIONG33032106 | COM CL A | 65,400 | $638K | 0.00% |
| SHARPSPRING INC820054104 | COM | 37,407 | $631K | 0.00% |
| GTT COMMUNICATIONS INC362393100 | COM | 248,506 | $604K | 0.00% |
| BLACKROCK SCIENCE & TECHNOLO09258G112 | RIGHT 07/14/2021 | 909,983 | $601K | 0.00% |
| GABELLI EQUITY TR INC362397218 | RIGHT 07/14/2021 | 5,106,927 | $596K | 0.00% |
| SWITCHBACK II CORPORATIONG8633T115 | COM CL A | 59,211 | $586K | 0.00% |
| EXFO INC302046107 | SUB VTG SHS | 97,200 | $578K | 0.00% |
| CHARDAN HEALTHCR ACQSTN 2 CO15957T107 | COM | 53,035 | $526K | 0.00% |
| ETF SER SOLUTIONS26922A495 | VOLSHARES LARG | 12,000 | $517K | 0.00% |
| MER TELEMANAGEMENT SOLUTIONSM69676209 | SHS | 165,012 | $513K | 0.00% |
| EQUITY DISTR ACQUISITION COR29465E205 | UNIT 99/99/9999 | 50,000 | $511K | 0.00% |
| FALCON CAPITAL ACQUISITN COR30606L108 | COM CL A | 54,496 | $506K | 0.00% |
| REINVENT TECHNOLOGY PARTNERSG7483N129 | CL A | 49,899 | $498K | 0.00% |
| HARBOR CUSTOM DEVELOPMENT IN41150T108 | COM | 152,550 | $494K | 0.00% |
| STABLE RD ACQUISITION CORP85236Q109 | COM CL A | 35,095 | $491K | 0.00% |
| MMA CAPITAL HOLDINGS INC55315D105 | COM | 17,700 | $481K | 0.00% |
| QELL ACQUISITION CORPG7307X105 | CL A | 48,187 | $479K | 0.00% |
| ONEG7000X105 | COM CL A | 45,322 | $452K | 0.00% |
| FLEXION THERAPEUTICS INC33938JAB2 | NOTE 3.375% 5/0 | – | $450K | 0.00% |
| 1895 BANCORP OF WIS INC28252W105 | COM | 29,566 | $444K | 0.00% |
| STAR PEAK CORP II855179107 | COM CL A | 42,404 | $420K | 0.00% |