MORGAN STANLEY
- SEC CIK
- 0000895421
Holdings, Q4 2021
Positions as of Dec 31, 2021, filed Feb 14, 2022.SEC
- Positions
- 8,180
- +105 vs. Q3 2021
- Total value
- $809.87B
- +$67.39B (+9.1%) vs. Q3 2021
Compare with Q3 2021: new, added, reduced and sold out
Positions
Long positions only. Changes compare share counts with Q3 2021.
| Security | Class | Shares | Value | % of portfolio | Change in shares | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLAPPLE INC COM | Stock | 132,461,564 | $23.52B | 2.90% | +4,182,414+3.3% | Added | View |
| MSFTMICROSOFT CORP COM | Stock | 65,337,834 | $21.97B | 2.71% | −2,280,126−3.4% | Reduced | View |
| SPYSTATE STREET SPDR S&P 500 ETF | ETF | 35,403,220 | $16.82B | 2.08% | +9,986,597+39.3% | Added | View |
| AMZNAMAZON COM INC COM | Stock | 4,247,287 | $14.16B | 1.75% | −597,525−12.3% | Reduced | View |
| GOOGLALPHABET INC CAP STK CL A | Stock | 3,585,547 | $10.39B | 1.28% | +267,857+8.1% | Added | View |
| VVISA INC COM CL A | Stock | 43,555,010 | $9.44B | 1.17% | +1,199,818+2.8% | Added | View |
| SHOPSHOPIFY INC CL A SUB VTG SHS | Stock | 5,884,426 | $8.11B | 1.00% | −150,308−2.5% | Reduced | View |
| METAMETA PLATFORMS INC CL A | Stock | 22,438,179 | $7.55B | 0.93% | −387,109−1.7% | Reduced | View |
| INVESCO QQQ TRUST SERIES I46090E103 | ETF | 17,809,459 | $7.09B | 0.87% | +1,915,015+12.0% | Added | – |
| MAMASTERCARD INCORPORATED CL A | Stock | 18,907,310 | $6.79B | 0.84% | −743,554−3.8% | Reduced | View |
| JPMJPMORGAN CHASE & CO COM | Stock | 39,683,681 | $6.28B | 0.78% | +1,481,841+3.9% | Added | View |
| ISHARES RUSSELL 1000 GROWTH ETF464287614 | ETF | 19,887,151 | $6.08B | 0.75% | +1,151,543+6.1% | Added | – |
| PGPROCTER & GAMBLE CO COM | Stock | 36,705,781 | $6B | 0.74% | +1,873,861+5.4% | Added | View |
| ISHARES RUSSELL 1000 VALUE ETF464287598 | ETF | 33,732,524 | $5.66B | 0.70% | +2,783,693+9.0% | Added | – |
| DISDISNEY WALT CO COM | Stock | 35,709,556 | $5.53B | 0.68% | +414,859+1.2% | Added | View |
| TMOTHERMO FISHER SCIENTIFIC INC COM | Stock | 8,282,357 | $5.53B | 0.68% | +172,299+2.1% | Added | View |
| SNOWSNOWFLAKE INC COM SHS | Stock | 16,239,031 | $5.5B | 0.68% | −604,100−3.6% | Reduced | View |
| HDHOME DEPOT INC COM | Stock | 12,846,997 | $5.33B | 0.66% | +908,094+7.6% | Added | View |
| ISHARES CORE MSCI EAFE ETF46432F842 | ETF | 67,691,575 | $5.05B | 0.62% | +3,063,876+4.7% | Added | – |
| ISHARES CORE S&P 500 ETF464287200 | ETF | 10,295,418 | $4.91B | 0.61% | +240,421+2.4% | Added | – |
| UBERUBER TECHNOLOGIES INC COM | Stock | 117,007,410 | $4.91B | 0.61% | +12,327,699+11.8% | Added | View |
| GOOGALPHABET INC CAP STK CL C | Stock | 1,597,721 | $4.62B | 0.57% | +6,601+0.4% | Added | View |
| UNHUNITEDHEALTH GROUP INC COM | Stock | 9,029,133 | $4.53B | 0.56% | +193,530+2.2% | Added | View |
| PMPHILIP MORRIS INTL INC COM | Stock | 46,747,991 | $4.44B | 0.55% | +1,235,877+2.7% | Added | View |
| JNJJOHNSON & JOHNSON COM | Stock | 25,753,835 | $4.41B | 0.54% | +857,814+3.4% | Added | View |
| NVDANVIDIA CORPORATION COM | Stock | 14,839,587 | $4.36B | 0.54% | −3,658,563−19.8% | Reduced | View |
| XYZBLOCK INC | CL A | 26,652,816 | $4.3B | 0.53% | −317,286−1.2% | Reduced | View |
| ACNACCENTURE PLC IRELAND SHS CLASS A | Stock | 10,212,901 | $4.23B | 0.52% | +119,825+1.2% | Added | View |
| NOWSERVICENOW INC COM | Stock | 6,468,199 | $4.2B | 0.52% | −647,677−9.1% | Reduced | View |
| RBLXROBLOX CORP CL A | Stock | 40,556,647 | $4.18B | 0.52% | +1,966,186+5.1% | Added | View |
| ABTABBOTT LABORATORIES COM | Stock | 29,322,496 | $4.13B | 0.51% | +902,174+3.2% | Added | View |
| VANGUARD TOTAL BOND MARKET ETF921937835 | ETF | 48,676,366 | $4.13B | 0.51% | +3,852,933+8.6% | Added | – |
| DHRDANAHER CORP DEL COM | Stock | 12,466,903 | $4.1B | 0.51% | −1,895,461−13.2% | Reduced | View |
| ADBEADOBE INC COM | Stock | 7,127,817 | $4.04B | 0.50% | +196,114+2.8% | Added | View |
| ISHARES RUSSELL 2000 ETF464287655 | ETF | 18,029,957 | $4.01B | 0.50% | +1,570,851+9.5% | Added | – |
| TSLATESLA INC COM | Stock | 3,708,366 | $3.92B | 0.48% | −43,668−1.2% | Reduced | View |
| VANGUARD MORNINGSTAR VALUE ETF922908744 | ETF | 26,195,925 | $3.85B | 0.48% | +505,935+2.0% | Added | – |
| CRMSALESFORCE INC COM | Stock | 15,100,387 | $3.84B | 0.47% | −100,885−0.7% | Reduced | View |
| NETCLOUDFLARE INC | CL A COM | 28,530,099 | $3.75B | 0.46% | +619,334+2.2% | Added | View |
| BRK.BBERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 12,126,225 | $3.63B | 0.45% | +87,719+0.7% | Added | View |
| BACBANK OF AMER CORP COM | Stock | 80,159,761 | $3.57B | 0.44% | +22,196,702+38.3% | Added | View |
| VANGUARD MORNINGSTAR GROWTH ETF922908736 | ETF | 10,584,219 | $3.4B | 0.42% | +59,658+0.6% | Added | – |
| VANGUARD S&P 500 ETF922908363 | ETF | 7,721,674 | $3.37B | 0.42% | +1,116,569+16.9% | Added | – |
| COSTCOSTCO WHOLESALE CORPORATION COM | Stock | 5,519,321 | $3.13B | 0.39% | −552,136−9.1% | Reduced | View |
| KOCOCA COLA CO COM | Stock | 52,415,748 | $3.1B | 0.38% | +1,667,903+3.3% | Added | View |
| VANGUARD SHORT-TERM BOND ETF921937827 | ETF | 38,238,631 | $3.09B | 0.38% | +735,801+2.0% | Added | – |
| UUNITY SOFTWARE INC | COM | 21,369,805 | $3.06B | 0.38% | +6,910,815+47.8% | Added | View |
| CVXCHEVRON CORPORATION COM | Stock | 25,901,170 | $3.04B | 0.38% | +1,603,400+6.6% | Added | View |
| TWITTER INC90184L102 | COM | 70,157,074 | $3.03B | 0.37% | −3,280,683−4.5% | Reduced | – |
| SPOTSPOTIFY TECHNOLOGY S A SHS | Stock | 12,908,940 | $3.02B | 0.37% | −458,621−3.4% | Reduced | View |
| DASHDOORDASH INC CL A | Stock | 20,261,310 | $3.02B | 0.37% | +6,853,101+51.1% | Added | View |
| DDOGDATADOG INC | CL A COM | 16,708,536 | $2.98B | 0.37% | +913,113+5.8% | Added | View |
| AVGOBROADCOM INC COM | Stock | 4,391,882 | $2.92B | 0.36% | +1,036,956+30.9% | Added | View |
| TTDTHE TRADE DESK INC COM CL A | Stock | 31,488,183 | $2.89B | 0.36% | +6,114,935+24.1% | Added | View |
| ADPAUTOMATIC DATA PROCESSING INC COM | Stock | 11,596,172 | $2.86B | 0.35% | −506,313−4.2% | Reduced | View |
| ISHARES CORE MSCI EMERGING MARKETS ETF46434G103 | ETF | 47,418,650 | $2.84B | 0.35% | +2,613,954+5.8% | Added | – |
| PEPPEPSICO INC COM | Stock | 16,122,623 | $2.8B | 0.35% | +2,395,766+17.5% | Added | View |
| EPAMEPAM SYS INC | COM | 4,183,291 | $2.8B | 0.35% | −403,660−8.8% | Reduced | View |
| PFEPFIZER INC COM | Stock | 47,053,846 | $2.78B | 0.34% | +399,821+0.9% | Added | View |
| VEEVVEEVA SYS INC CL A COM | Stock | 10,831,471 | $2.77B | 0.34% | −30,311−0.3% | Reduced | View |
| BXBLACKSTONE INC | COM | 20,880,345 | $2.7B | 0.33% | +1,495,268+7.7% | Added | View |
| PYPLPAYPAL HLDGS INC COM | Stock | 14,165,481 | $2.67B | 0.33% | +2,818,353+24.8% | Added | View |
| ABBVABBVIE INC COM | Stock | 19,370,988 | $2.62B | 0.32% | +384,646+2.0% | Added | View |
| NKENIKE INC CL B | Stock | 15,724,952 | $2.62B | 0.32% | −133,906−0.8% | Reduced | View |
| NEENEXTERA ENERGY INC COM | Stock | 28,063,280 | $2.62B | 0.32% | +943,834+3.5% | Added | View |
| VZVERIZON COMMUNICATIONS INC COM | Stock | 50,314,683 | $2.61B | 0.32% | +7,488,441+17.5% | Added | View |
| HONHoneywell Technologies | COM | 12,511,635 | $2.61B | 0.32% | +25,441+0.2% | Added | View |
| CSCOCISCO SYS INC COM | Stock | 40,266,563 | $2.55B | 0.32% | +1,820,884+4.7% | Added | View |
| TWLOTWILIO INC | CL A | 9,558,865 | $2.52B | 0.31% | −177,181−1.8% | Reduced | View |
| CVSCVS HEALTH CORP COM | Stock | 24,281,050 | $2.5B | 0.31% | +1,431,615+6.3% | Added | View |
| PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND72201R833 | ETF | 24,635,465 | $2.5B | 0.31% | −294,438−1.2% | Reduced | – |
| ISHARES S&P 500 GROWTH ETF464287309 | ETF | 29,762,297 | $2.49B | 0.31% | +600,798+2.1% | Added | – |
| SNAPSNAP INC CL A | Stock | 52,170,035 | $2.45B | 0.30% | −4,061,262−7.2% | Reduced | View |
| BAXBAXTER INTL INC COM | Stock | 28,377,977 | $2.44B | 0.30% | +502,422+1.8% | Added | View |
| MCDMCDONALDS CORP COM | Stock | 9,042,047 | $2.42B | 0.30% | +322,203+3.7% | Added | View |
| QCOMQUALCOMM INC COM | Stock | 13,045,774 | $2.39B | 0.29% | +155,213+1.2% | Added | View |
| BDXBECTON DICKINSON & CO COM | Stock | 9,479,800 | $2.38B | 0.29% | −348,075−3.5% | Reduced | View |
| VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF922908769 | ETF | 9,798,854 | $2.37B | 0.29% | +273,379+2.9% | Added | – |
| ZMZOOM COMMUNICATIONS INC CL A | Stock | 12,564,326 | $2.31B | 0.29% | −547,042−4.2% | Reduced | View |
| CPNGCOUPANG INC | CL A | 77,487,138 | $2.28B | 0.28% | +9,087,176+13.3% | Added | View |
| ISHARES CORE S&P SMALL CAP ETF464287804 | ETF | 19,846,427 | $2.27B | 0.28% | −2,681,842−11.9% | Reduced | – |
| MRKMERCK & CO INC COM | Stock | 29,424,943 | $2.26B | 0.28% | +3,287,041+12.6% | Added | View |
| WMTWALMART INC COM | Stock | 15,580,922 | $2.25B | 0.28% | +1,190,882+8.3% | Added | View |
| VANGUARD FTSE DEVELOPED MARKETS ETF921943858 | ETF | 44,105,516 | $2.25B | 0.28% | +2,304,433+5.5% | Added | – |
| RPRXROYALTY PHARMA PLC | SHS CLASS A | 56,230,690 | $2.24B | 0.28% | −1,074,621−1.9% | Reduced | View |
| NFLXNETFLIX INC. COM | Stock | 3,677,086 | $2.22B | 0.27% | +37,871+1.0% | Added | View |
| AMGNAMGEN INC COM | Stock | 9,660,973 | $2.17B | 0.27% | −245,872−2.5% | Reduced | View |
| ICEINTERCONTINENTAL EXCHANGE INC COM | Stock | 15,883,891 | $2.17B | 0.27% | +1,119,757+7.6% | Added | View |
| CMCSACOMCAST CORP NEW CL A | Stock | 43,012,332 | $2.16B | 0.27% | −254,803−0.6% | Reduced | View |
| RTXRTX CORPORATION COM | Stock | 24,829,772 | $2.14B | 0.26% | +667,096+2.8% | Added | View |
| ISRGINTUITIVE SURGICAL INC | COM NEW | 5,848,246 | $2.1B | 0.26% | +2,577,747+78.8% | Added | View |
| BLKBLACKROCK INC | COM | 2,292,335 | $2.1B | 0.26% | −42,600−1.8% | Reduced | View |
| MELIMERCADOLIBRE INC | COM | 1,539,571 | $2.08B | 0.26% | +966,039+168.4% | Added | View |
| ISHARES TR464288513 | IBOXX HI YD ETF | 23,752,026 | $2.07B | 0.26% | +238,083+1.0% | Added | – |
| GLDSPDR GOLD SHARES | ETF | 12,075,270 | $2.06B | 0.25% | +913,682+8.2% | Added | View |
| ABNBAIRBNB INC COM CL A | Stock | 11,830,184 | $1.97B | 0.24% | +3,174,291+36.7% | Added | View |
| INTCINTEL CORP COM | Stock | 38,061,699 | $1.96B | 0.24% | +8,847,379+30.3% | Added | View |
| INVESCO EXCHANGE TRADED FD T46137V357 | S&P500 EQL WGT | 11,998,467 | $1.95B | 0.24% | +1,179,966+10.9% | Added | – |
| ISHARES CORE S&P MID-CAP ETF464287507 | ETF | 6,432,578 | $1.82B | 0.22% | +152,943+2.4% | Added | – |
| VANGUARD FTSE EMERGING MARKETS ETF922042858 | ETF | 36,737,006 | $1.82B | 0.22% | +2,524,183+7.4% | Added | – |
Sold out since Q3 2021 (409)
Positions held at the end of Q3 2021 that are no longer in this filing.
Showing the largest 100 of 409 by value.
| Security | Class | Shares, Q3 2021 | Value, Q3 2021 | % of portfolio, Q3 2021 |
|---|---|---|---|---|
| KANSAS CITY SOUTHERN485170302 | COM NEW | 1,379,160 | $373.26M | 0.05% |
| PIMCO DYNAMIC CR INCOME FD72202D106 | COM SHS | 7,893,474 | $166.79M | 0.02% |
| STAMPS COM INC852857200 | COM NEW | 503,618 | $166.09M | 0.02% |
| CORNERSTONE ONDEMAND INC21925Y103 | COM | 1,999,394 | $114.49M | 0.02% |
| ALTIMETER GROWTH CORPG0370L108 | CL A | 9,471,016 | $96.8M | 0.01% |
| BOWX ACQUISITION CORP103085106 | CL A | 8,724,279 | $87.24M | 0.01% |
| PPD INC69355F102 | COM | 1,769,507 | $82.79M | 0.01% |
| INOVALON HLDGS INC45781D101 | COM CL A | 1,737,119 | $69.99M | 0.01% |
| FIREEYE INC31816Q101 | COM | 3,834,236 | $68.25M | 0.01% |
| KADMON HLDGS INC48283N106 | COM | 5,975,607 | $52.05M | 0.01% |
| ISHARES TR46434VBK5 | IBONDS DEC21 ETF | 2,015,044 | $49.83M | 0.01% |
| CREE INC225447101 | COM | 574,680 | $46.39M | 0.01% |
| VEREIT INC92339V308 | COM | 934,236 | $42.26M | 0.01% |
| CLOUDERA INC18914U100 | COM | 2,252,940 | $35.98M | 0.00% |
| BSCLINVESCO EXCH TRD SLF IDX FD | BULSHS 2021 CB | 1,661,210 | $35.04M | 0.00% |
| INVESCO DYNAMIC CR OPPORTUNI46132R104 | COM | 2,992,937 | $35.02M | 0.00% |
| DICERNA PHARMACEUTICALS INC253031108 | COM | 1,736,277 | $35M | 0.00% |
| RETAIL PPTYS AMER INC76131V202 | CL A | 2,627,500 | $33.84M | 0.00% |
| CIMAREX ENERGY CO171798101 | COM | 387,536 | $33.79M | 0.00% |
| NUVEEN CORPORATE INCM NOVEME67077N106 | COM | 3,596,216 | $33.73M | 0.00% |
| DSP GROUP INC23332B106 | COM | 1,499,347 | $32.85M | 0.00% |
| ENABLE MIDSTREAM PARTNERS LP292480100 | COM UNIT RP IN | 3,670,136 | $29.8M | 0.00% |
| SKMSK TELECOM LTD | SPONSORED ADR | 970,178 | $29.2M | 0.00% |
| HILL ROM HLDGS INC431475102 | COM | 174,978 | $26.25M | 0.00% |
| COVANTA HLDG CORP22282E102 | COM | 1,277,460 | $25.7M | 0.00% |
| SCORE MEDIA & GAMING INC80919D202 | CL A SUB VTG SHS | 725,145 | $24.82M | 0.00% |
| TRILLIUM THERAPEUTICS INC89620X506 | COM NEW | 1,396,216 | $24.52M | 0.00% |
| ACCELERON PHARMA INC00434H108 | COM | 134,674 | $23.18M | 0.00% |
| DOMTAR CORP257559203 | COM NEW | 389,200 | $21.23M | 0.00% |
| LANDMARK INFRASTRCTUR PARTR51508J108 | COM UNIT LTD | 1,276,256 | $20.87M | 0.00% |
| CORESITE RLTY CORP21870Q105 | COM | 140,223 | $19.43M | 0.00% |
| RAVEN INDS INC754212108 | COM | 329,310 | $18.97M | 0.00% |
| FIRST TR SR FLOATING RATE 2033740K101 | COM SHS | 1,956,157 | $18.86M | 0.00% |
| MEDALLIA INC584021109 | COM | 556,646 | $18.85M | 0.00% |
| PIMCO INCOME OPPORTUNITY FD72202B100 | COM | 716,612 | $17.56M | 0.00% |
| CADENCE BANCORPORATION12739A100 | CL A | 796,775 | $17.5M | 0.00% |
| CAI INTERNATIONAL INC12477X106 | COM | 306,815 | $17.15M | 0.00% |
| USHG ACQUISITION CORP91748P209 | UNIT 99/99/9999 | 1,660,186 | $16.54M | 0.00% |
| ECHO GLOBAL LOGISTICS INC27875T101 | COM | 320,724 | $15.3M | 0.00% |
| ISHARES TR46435G789 | IBONDS DEC2021 | 597,990 | $15.3M | 0.00% |
| FIVE9 INC338307AD3 | NOTE 0.500% 6/0 | – | $13.48M | 0.00% |
| MEREDITH CORP589433101 | COM | 238,511 | $13.29M | 0.00% |
| LYDALL INC DEL550819106 | COM | 197,544 | $12.27M | 0.00% |
| REXNORD CORP76169B102 | COM | 178,045 | $11.45M | 0.00% |
| BANCORPSOUTH BK TUPELO MISS05971J102 | COM | 377,677 | $11.25M | 0.00% |
| MERIDIAN BANCORP INC MD58958U103 | COM | 474,966 | $9.86M | 0.00% |
| BLACKROCK 2022 GBL INCM OPP09258P104 | COM | 1,855,375 | $9.69M | 0.00% |
| GS ACQUISITION HLDGS CORP II36258Q105 | COM CL A | 898,176 | $9.18M | 0.00% |
| TRINSEO S AL9340P101 | SHS | 169,764 | $9.16M | 0.00% |
| ITAMAR MED LTD465437101 | SPONSORED ADS | 301,219 | $9.1M | 0.00% |
| CONTANGO OIL & GAS CO21075N204 | COM NEW | 1,770,466 | $8.09M | 0.00% |
| FCFSFIRSTCASH INC | COM | 89,576 | $7.84M | 0.00% |
| BONANZA CREEK ENERGY INC097793400 | COM NEW | 162,122 | $7.77M | 0.00% |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 336,885 | $7.75M | 0.00% |
| CHINA XD PLASTICS CO LTD16948F107 | COM | 16,000,000 | $7.29M | 0.00% |
| ALTABANCORP021347109 | COM | 134,400 | $5.94M | 0.00% |
| GUGGENHEIM ENHANCED EQUITY I40167B100 | COM | 551,725 | $5.12M | 0.00% |
| NUVEEN TX ADV TOTAL RET STRG67090H102 | COM | 449,633 | $5M | 0.00% |
| COLUMBIA PPTY TR INC198287203 | COM NEW | 248,487 | $4.73M | 0.00% |
| SOLITON INC834251100 | COM | 231,380 | $4.71M | 0.00% |
| RMR MORTGAGE TR76970B101 | COM | 452,271 | $4.66M | 0.00% |
| LGOLargo Res Ltd Com New | COM | 375,842 | $3.95M | 0.00% |
| MOMO INC60879BAB3 | NOTE 1.250% 7/0 | – | $3.78M | 0.00% |
| STRONGBRIDGE BIOPHARMA PLCG85347105 | SHS USD | 1,774,307 | $3.62M | 0.00% |
| 2U INC90214JAB7 | NOTE 2.250% 5/0 | – | $3.61M | 0.00% |
| ISHARES TR46435U226 | IBONDS 21 TRM HG | 131,077 | $3.17M | 0.00% |
| BOOKING HOLDINGS INC09857LAN8 | NOTE 0.750% 5/0 | – | $3.14M | 0.00% |
| NUVEEN TAX-ADVANTAGED DIVID67073G105 | COM | 193,813 | $3.07M | 0.00% |
| INFINERA CORP45667GAE3 | NOTE 2.500% 3/0 | – | $3.05M | 0.00% |
| CAPSTEAD MTG CORP14067E506 | COM NO PAR | 442,317 | $2.96M | 0.00% |
| NUVEEN DIVERSIFIED DIVID & I6706EP105 | COM | 273,785 | $2.84M | 0.00% |
| DIGITAL TRANSFORMATN OPT COR25401K206 | UNIT 03/31/2028 | 278,281 | $2.73M | 0.00% |
| SELECT INTERIOR CONCEPTS INC816120307 | CL A | 179,780 | $2.59M | 0.00% |
| SNAP INC83304AAD8 | NOTE 0.250% 5/0 | – | $2.52M | 0.00% |
| LIBERTY MEDIA CORP DEL530715AN1 | DEB 3.500% 1/1 | – | $2.46M | 0.00% |
| NUVEEN SELECT TAX FREE INCOM67063X100 | SH BEN INT | 140,613 | $2.42M | 0.00% |
| FLEXION THERAPEUTICS INC33938J106 | COM | 367,295 | $2.24M | 0.00% |
| GP STRATEGIES CORP36225V104 | COM | 106,841 | $2.21M | 0.00% |
| HUAZHU GROUP LTD44332NAB2 | NOTE 3.000% 5/0 | – | $2.2M | 0.00% |
| EXONE CO302104104 | COM | 93,089 | $2.18M | 0.00% |
| ENVISTA HOLDINGS CORPORATION29415FAB0 | NOTE 2.375% 6/0 | – | $2.16M | 0.00% |
| MISONIX INC604871103 | COM | 85,242 | $2.16M | 0.00% |
| ISHARES TR46436E544 | ESG SELE SCR ETF | 50,000 | $1.93M | 0.00% |
| HANCOCK JAFFE LABORATORIES I41015N304 | COM NEW | 171,544 | $1.78M | 0.00% |
| ZSCALER INC98980GAB8 | NOTE 0.125% 7/0 | – | $1.71M | 0.00% |
| NUVEEN SELECT TAX FREE INCOM67063C106 | SH BEN INT | 106,454 | $1.66M | 0.00% |
| FRANKS INTL N VN33462107 | COM | 541,175 | $1.59M | 0.00% |
| GOODRICH PETE CORP382410843 | COM PAR | 54,853 | $1.3M | 0.00% |
| THERAVANCE BIOPHARMA INC88339KAA0 | NOTE 3.250%11/0 | – | $1.23M | 0.00% |
| LORAL SPACE & COM INC543881106 | COM | 25,797 | $1.11M | 0.00% |
| PACIFIC MERCANTILE BANCORP694552100 | COM | 110,258 | $1.02M | 0.00% |
| EXACT SCIENCES CORP30063PAA3 | NOTE 1.000% 1/1 | – | $997K | 0.00% |
| US WELL SERVICES INC91274U101 | CL A | 1,314,475 | $953K | 0.00% |
| CENTURY BANCORPORATION INC156432106 | CL A NON VTG | 8,016 | $924K | 0.00% |
| VINE ENERGY INC92735P103 | CL A | 54,008 | $890K | 0.00% |
| NAKED BRAND GROUP LIMITEDQ6519T117 | SHS NEW | 1,189,672 | $845K | 0.00% |
| ISHARES TR46435G508 | MSCI INTL SZE FT | 26,383 | $822K | 0.00% |
| LIVEXLIVE MEDIA INC53839L208 | COM NEW | 267,111 | $798K | 0.00% |
| CORTLAND BANCORP220587109 | COM | 28,787 | $796K | 0.00% |
| VOCERA COMMUNICATIONS INC92857FAB3 | BOND | – | $750K | 0.00% |
13F filings by quarter
| Quarter | Filed | Positions | Total value | Changes | Filing |
|---|---|---|---|---|---|
| Q2 2026 | Aug 13, 2026 | 8,402 | $1.89T | vs. Q1 2026 | SEC |
| Q1 2026 | May 15, 2026 | 8,287 | $1.66T | vs. Q4 2025 | SEC |
| Q4 2025 | May 27, 2026Amended | 8,196 | $1.67T | vs. Q3 2025 | SEC |
| Q3 2025 | May 27, 2026Amended | 8,157 | $1.65T | vs. Q2 2025 | SEC |
| Q2 2025 | Aug 15, 2025 | 8,088 | $1.54T | vs. Q1 2025 | SEC |
| Q1 2025 | May 15, 2025 | 8,086 | $1.4T | vs. Q4 2024 | SEC |
| Q4 2024 | May 15, 2025Amended | 7,965 | $1.43T | vs. Q3 2024 | SEC |
| Q3 2024 | May 14, 2025Amended | 7,927 | $1.38T | vs. Q2 2024 | SEC |
| Q2 2024 | May 14, 2025Amended | 7,845 | $1.29T | vs. Q1 2024 | SEC |
| Q1 2024 | Oct 17, 2024Amended | 7,817 | $3.74T | vs. Q4 2023 | SECSECSEC |
| Q4 2023 | Aug 16, 2024Amended | 7,830 | $2.27T | vs. Q3 2023 | SECSEC |
| Q3 2023 | Nov 15, 2023 | 7,619 | $983.41B | vs. Q2 2023 | SEC |
| Q2 2023 | Aug 14, 2023 | 7,655 | $1.01T | vs. Q1 2023 | SEC |
| Q1 2023 | May 15, 2023 | 7,708 | $932.64B | vs. Q4 2022 | SEC |
| Q4 2022 | Feb 14, 2023 | 7,888 | $880.47B | vs. Q3 2022 | SEC |
| Q3 2022 | Nov 14, 2022 | 8,003 | $733.72B | vs. Q2 2022 | SEC |
| Q2 2022 | Oct 27, 2022Amended | 8,022 | $770.42B | vs. Q1 2022 | SEC |
| Q1 2022 | Oct 27, 2022Amended | 8,164 | $741.46B | vs. Q4 2021 | SEC |
| Q4 2021 | Feb 14, 2022 | 8,180 | $809.87B | vs. Q3 2021 | SEC |
| Q3 2021 | Nov 15, 2021 | 8,075 | $742.48B | vs. Q2 2021 | SEC |
| Q2 2021 | Aug 23, 2021Amended | 7,816 | $758.13B | vs. Q1 2021 | SEC |
| Q1 2021 | May 17, 2021 | 7,569 | $680.76B | – | SEC |