Morgan Stanley
- SEC CIK
- 0000895421
- Latest filing
- Aug 13, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 8,180
- +105 vs. Q3 2021
- Portfolio value
- $809.9B
- +$67.4B (+9.1%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Hartford Multifactor Emerging Markets ETF518416201 | ETF | 17 | $0 | 0.0% | 00.0% | Unchanged | – |
| iShares Tr46435U473 | BB RAT CORP BD | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| Invesco Exch TRD SLF Idx FD46138J445 | INVSC 30 MUNI BD | 6 | $0 | 0.0% | 00.0% | Unchanged | – |
| Ssga Active Tr78470P309 | ST STR MARKE ETF | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| MAMAMama's Creations, Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
| Pacer FDS Tr69374H717 | LUNT LRG CP ALTR | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| J P Morgan Exchange Traded F46641Q670 | CORE PLUS BD ETF | 1 | $0 | 0.0% | −76−98.7% | Reduced | – |
| iShares Tr46435G250 | HIGH YLD SYSTM B | 1 | $0 | 0.0% | −800−99.9% | Reduced | – |
| LMBLimbach Holdings, Inc. | COM | 1 | $0 | 0.0% | −17,656−100.0% | Reduced | History |
| iShares Tr46435G441 | ESG ADVNCD HY BD | 1 | $0 | 0.0% | −5,000−100.0% | Reduced | – |
| CRD.BCrawford & Co | CL B | 1 | $0 | 0.0% | −41−97.6% | Reduced | History |
| AFBIAffinity Bancshares, Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
| ASRVAmeriserv Financial Inc | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| AMPGAmpliTech Group, Inc. | COM NEW | 1 | $0 | 0.0% | −7−87.5% | Reduced | History |
| AXRAmrep Corp. | COM | 9 | $0 | 0.0% | −555−98.4% | Reduced | History |
| BWMNBowman Consulting Group Ltd. | COM | 10 | $0 | 0.0% | −3,590−99.7% | Reduced | History |
| DWSNDawson Geophysical Co | COM | 127 | $0 | 0.0% | +1+0.8% | Added | History |
| MSNEmerson Radio Corp | COM NEW | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| EPSNEpsilon Energy Ltd. | COM | 5 | $0 | 0.0% | −17,384−100.0% | Reduced | History |
| LEXXLexaria Bioscience Corp. | COM NEW | 1 | $0 | 0.0% | −999−99.9% | Reduced | History |
| LPTHLightpath Technologies Inc | COM CL A | 25 | $0 | 0.0% | −532−95.5% | Reduced | History |
| MITQMOVING iMAGE TECHNOLOGIES INC. | COMMON STOCK | 3 | $0 | 0.0% | +3 | New | History |
| OPHCOptimumBank Holdings, Inc. | COM | 8 | $0 | 0.0% | 00.0% | Unchanged | History |
| RZLTRezolute, Inc. | COM NEW | 21 | $0 | 0.0% | −501−96.0% | Reduced | History |
| SRTSSensus Healthcare, Inc. | COM | 7 | $0 | 0.0% | −10,188−99.9% | Reduced | History |
| XPLSolitario Resources Corp. | COM | 5 | $0 | 0.0% | +4+400.0% | Added | History |
| SOTKSono Tek Corp | COM | 6 | $0 | 0.0% | +6 | New | History |
| SGRPSPAR Group, Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
| SWAGStran & Company, Inc. | COMMON STOCK | 6 | $0 | 0.0% | +6 | New | History |
| TELATELA Bio, Inc. | COM | 35 | $0 | 0.0% | +2+6.1% | Added | History |
| GROWU S Global Investors Inc | CL A | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| UAMYUnited States Antimony Corp | COM | 9 | $0 | 0.0% | +6+200.0% | Added | History |
| XTNTXtant Medical Holdings, Inc. | COM NEW | 30 | $0 | 0.0% | +1+3.4% | Added | History |
| ALJJAlj Regional Holdings Inc | COM | 2 | $0 | 0.0% | +2 | New | History |
| ORKAOruka Therapeutics, Inc. | COM | 1 | $0 | 0.0% | −16−94.1% | Reduced | History |
| ACERAcer Therapeutics Inc. | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| Activeshares ETF Tr00509W105 | CLEARBRIDGE FOCS | 10 | $0 | 0.0% | 00.0% | Unchanged | – |
| Alliance Entertainment Holding Corp00653H102 | COM CL A | 8 | $0 | 0.0% | 00.0% | Unchanged | – |
| Advisorshares Tr00768Y651 | SAGE CORE ETF | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| Aethlon Med Inc00808Y307 | COM | 202 | $0 | 0.0% | +1+0.5% | Added | – |
| DOMHDominari Holdings Inc. | COM | 7 | $0 | 0.0% | −42−85.7% | Reduced | History |
| AIRIAir Industries Group | COM NEW | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| AKUAkumin Inc. | COM | 64 | $0 | 0.0% | +64 | New | History |
| AIFAAll In FutureTech Alliance, Inc. | COM | 1 | $0 | 0.0% | −154−99.4% | Reduced | History |
| AAMCAltisource Asset Management Corp | COM | 2 | $0 | 0.0% | −348−99.4% | Reduced | History |
| AUVIApplied UV, Inc. | COM | 1 | $0 | 0.0% | −3,591−100.0% | Reduced | History |
| Artelo Biosciences, Inc.04301G128 | *W EXP 06/25/202 | 162 | $0 | 0.0% | 00.0% | Unchanged | – |
| ARTLArtelo Biosciences, Inc. | COM NEW | 2 | $0 | 0.0% | +2 | New | History |
| AAMEAtlantic American Corp | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| ATXIAvenue Therapeutics, Inc. | COM NEW | 34 | $0 | 0.0% | −88−72.1% | Reduced | History |
| AVGRAvinger Inc | COM | 245 | $0 | 0.0% | −256,318−99.9% | Reduced | History |
| BBQBBQ Holdings, Inc. | COM | 26 | $0 | 0.0% | 00.0% | Unchanged | History |
| BKTIBK Technologies Corp | COM | 1 | $0 | 0.0% | −3,283−100.0% | Reduced | History |
| FGHFG Group Holdings Inc. | COM | 1 | $0 | 0.0% | −130−99.2% | Reduced | History |
| BXRXBaudax Bio, Inc. | COM | 586 | $0 | 0.0% | +6+1.0% | Added | History |
| BBGIBeasley Broadcast Group Inc | CL A | 1 | $0 | 0.0% | −6−85.7% | Reduced | History |
| BKYIBio Key International Inc | COM NEW | 1 | $0 | 0.0% | −11−91.7% | Reduced | History |
| RENORenovare Environmental, Inc. | COM | 118 | $0 | 0.0% | −3,482−96.7% | Reduced | History |
| Bionano Genomics, Inc.09075F115 | *W EXP 08/21/202 | 203 | $0 | 0.0% | 00.0% | Unchanged | – |
| BSBKBogota Financial Corp. | COM | 32 | $0 | 0.0% | −36−52.9% | Reduced | History |
| FRTXFresh Tracks Therapeutics, Inc. | COM | 114 | $0 | 0.0% | −73,208−99.8% | Reduced | History |
| Bristol Myers Squibb Co110122140 | RIGHT 12/30/2030 | 105 | $0 | 0.0% | 00.0% | Unchanged | – |
| CF Acquisition Corp V12520R114 | *W EXP 01/25/202 | 864 | $0 | 0.0% | 00.0% | Unchanged | – |
| CWBCCommunity West Bancshares | COM | 1 | $0 | 0.0% | −16−94.1% | Reduced | History |
| Compute Health Acquisitin Co204833107 | COM CL A | 7 | $0 | 0.0% | −205−96.7% | Reduced | – |
| CDORCondor Hospitality Trust, Inc. | COM NEW | 1 | $0 | 0.0% | −28−96.6% | Reduced | History |
| CooTek(Cayman)Inc.21718L102 | SPONSORED ADS | 1 | $0 | 0.0% | −1,161−99.9% | Reduced | – |
| CREXCreative Realities, Inc. | COM NEW | 2 | $0 | 0.0% | +2 | New | History |
| CRKNCrown Electrokinetics Corp. | COM NEW | 1 | $0 | 0.0% | +1 | New | History |
| Crucible Acquisition Corp22877P108 | COM CL A | 1 | $0 | 0.0% | +1 | New | – |
| DYNTDynatronics Corp | COM NEW | 200 | $0 | 0.0% | 00.0% | Unchanged | History |
| ENSVEnservco Corp | COM NEW | 1 | $0 | 0.0% | +1 | New | History |
| ETTXEntasis Therapeutics Holdings Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
| ENVBEnveric Biosciences, Inc. | COM NEW | 2 | $0 | 0.0% | +1+100.0% | Added | History |
| Epiphany Technology Acquisit29429X117 | *W EXP 01/12/202 | 152 | $0 | 0.0% | 00.0% | Unchanged | – |
| FSEAFirst Seacoast Bancorp, Inc. | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| FSIFlexible Solutions International Inc | COM | 100 | $0 | 0.0% | 00.0% | Unchanged | History |
| DMRADamora Therapeutics, Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
| GRNQGreenpro Capital Corp. | COM | 54 | $0 | 0.0% | 00.0% | Unchanged | History |
| HCDIHarbor Custom Development, Inc. | COM | 2 | $0 | 0.0% | +2 | New | History |
| Healthcare Capital Corp42228C101 | COM CL A | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| HSTOHistogen Inc. | COM | 3 | $0 | 0.0% | −48−94.1% | Reduced | History |
| RKTORocket One Inc. | COM | 111 | $0 | 0.0% | +1+0.9% | Added | History |
| ICCHICC Holdings, Inc. | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| IDWIdw Media Holdings, Inc. | COM | 90 | $0 | 0.0% | 00.0% | Unchanged | History |
| IKTInhibikase Therapeutics, Inc. | COM | 2 | $0 | 0.0% | +2 | New | History |
| Invesco Exch TRD SLF Idx FD46138J668 | BULLSHS 23 USD | 16 | $0 | 0.0% | 00.0% | Unchanged | – |
| Invesco Exch TRD SLF Idx FD46138J676 | BULLSHS 22 USD | 16 | $0 | 0.0% | 00.0% | Unchanged | – |
| JCTCJewett Cameron Trading Co Ltd | COM NEW | 1 | $0 | 0.0% | +1 | New | History |
| Liberty Media Acquisition Corp53073L112 | *W EXP 01/22/202 | 115 | $0 | 0.0% | 00.0% | Unchanged | – |
| LGHLLion Group Holding Ltd | ADS | 10 | $0 | 0.0% | +5+100.0% | Added | History |
| LBPHLongboard Pharmaceuticals, Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
| MDRRMedalist Diversified, Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
| MRMMedirom Healthcare Technologies Inc. | SPONSORED ADS | 43 | $0 | 0.0% | 00.0% | Unchanged | History |
| MOTSMotus GI Holdings, Inc. | COM | 1,003 | $0 | 0.0% | −38,626−97.5% | Reduced | History |
| NAVBNavidea Biopharmaceuticals, Inc. | COM NEW | 317 | $0 | 0.0% | −2,499−88.7% | Reduced | History |
| MTVAMetaVia Inc. | COM | 98 | $0 | 0.0% | −43−30.5% | Reduced | History |
| OMCCOld Market Capital Corp | COM NEW | 1 | $0 | 0.0% | −3−75.0% | Reduced | History |
| XMAXXMax Inc. | COM NEW | 1 | $0 | 0.0% | +1 | New | History |
| SDEVStablecoin Development Corp | COM NEW | 300 | $0 | 0.0% | 00.0% | Unchanged | History |
Sold out since Q3 2021 (392)
Positions held at the end of Q3 2021 that are gone from this filing.
The largest 100 of 392 by value last quarter.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 1,379,160 | $373.3M | 0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 7,893,474 | $166.8M | <0.1% | History |
| STMPStamps.com Inc | COM NEW | 503,618 | $166.1M | <0.1% | History |
| CSODCornerstone OnDemand Inc | COM | 1,999,394 | $114.5M | <0.1% | History |
| Altimeter Growth CorpG0370L108 | CL A | 9,471,016 | $96.8M | <0.1% | – |
| Bowx Acquisition Corp103085106 | CL A | 8,724,279 | $87.2M | <0.1% | – |
| PPDPPD, Inc. | COM | 1,769,507 | $82.8M | <0.1% | History |
| INOVInovalon Holdings, Inc. | COM CL A | 1,737,119 | $70.0M | <0.1% | History |
| KDMNKadmon Holdings, Inc. | COM | 5,975,607 | $52.0M | <0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 2,015,044 | $49.8M | <0.1% | – |
| VERVEREIT, Inc. | COM | 934,236 | $42.3M | <0.1% | History |
| CLDRCloudera, Inc. | COM | 2,252,940 | $36.0M | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 1,661,210 | $35.0M | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 2,992,937 | $35.0M | <0.1% | History |
| DRNADicerna Pharmaceuticals Inc | COM | 1,736,277 | $35.0M | <0.1% | History |
| RPAIRetail Properties of America, Inc. | CL A | 2,627,500 | $33.8M | <0.1% | History |
| XECCimarex Energy Co | COM | 387,536 | $33.8M | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 3,596,216 | $33.7M | <0.1% | – |
| DSPGDSP Group Inc | COM | 1,499,347 | $32.9M | <0.1% | History |
| Enable Midstream Partners, LP292480100 | COM UNIT RP IN | 3,670,136 | $29.8M | <0.1% | – |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 970,178 | $29.2M | <0.1% | History |
| HRCHill-Rom Holdings, Inc. | COM | 174,978 | $26.2M | <0.1% | History |
| CVACovanta Holding Corp | COM | 1,277,460 | $25.7M | <0.1% | History |
| Score Media & Gaming Inc80919D202 | CL A SUB VTG SHS | 725,145 | $24.8M | <0.1% | – |
| Trillium Therapeutics Inc.89620X506 | COM NEW | 1,396,216 | $24.5M | <0.1% | – |
| XLRNAcceleron Pharma Inc | COM | 134,674 | $23.2M | <0.1% | History |
| UFSDomtar CORP | COM NEW | 389,200 | $21.2M | <0.1% | History |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 1,276,256 | $20.9M | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 140,223 | $19.4M | <0.1% | – |
| RAVNRaven Industries Inc | COM | 329,310 | $19.0M | <0.1% | History |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 1,956,157 | $18.9M | <0.1% | – |
| MDLAMedallia, Inc. | COM | 556,646 | $18.9M | <0.1% | History |
| PKOPIMCO Income Opportunity Fund | COM | 716,612 | $17.6M | <0.1% | History |
| CADECadence Bancorporation | CL A | 796,775 | $17.5M | <0.1% | History |
| CAI International, Inc.12477X106 | COM | 306,815 | $17.2M | <0.1% | – |
| Ushg Acquisition Corp91748P209 | UNIT 99/99/9999 | 1,660,186 | $16.5M | <0.1% | – |
| Echo Global Logistics, Inc.27875T101 | COM | 320,724 | $15.3M | <0.1% | – |
| iShares Tr46435G789 | IBONDS DEC2021 | 597,990 | $15.3M | <0.1% | – |
| Five9, Inc.338307AD3 | NOTE 0.500% 6/0 | – | $13.5M | <0.1% | – |
| MDPHawkeye Acquisition, Inc. | COM | 238,511 | $13.3M | <0.1% | History |
| Lydall Inc550819106 | COM | 197,544 | $12.3M | <0.1% | – |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 377,677 | $11.2M | <0.1% | – |
| EBSBMeridian Bancorp, Inc. | COM | 474,966 | $9.86M | <0.1% | History |
| BlackRock 2022 GBL Incm Opp09258P104 | COM | 1,855,375 | $9.69M | <0.1% | – |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 898,176 | $9.18M | <0.1% | – |
| Itamar Med Ltd465437101 | SPONSORED ADS | 301,219 | $9.10M | <0.1% | – |
| MCFContango Oil & Gas Co | COM NEW | 1,770,466 | $8.09M | <0.1% | History |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 336,885 | $7.75M | <0.1% | – |
| China XD Plastics Co Ltd16948F107 | COM | 16,000,000 | $7.29M | <0.1% | – |
| ALTAAltabancorp | COM | 134,400 | $5.93M | <0.1% | History |
| Guggenheim Enhanced Equity I40167B100 | COM | 551,725 | $5.12M | <0.1% | – |
| JTANuveen Tax Advantaged Total Return Strategy Fund | COM | 449,633 | $5.00M | <0.1% | History |
| CXPColumbia Property Trust, Inc. | COM NEW | 248,487 | $4.73M | <0.1% | History |
| Soliton, Inc.834251100 | COM | 231,380 | $4.71M | <0.1% | – |
| RMR Mortgage Tr76970B101 | COM | 452,271 | $4.66M | <0.1% | – |
| Momo Inc60879BAB3 | NOTE 1.250% 7/0 | – | $3.78M | <0.1% | – |
| SBBPStrongbridge Biopharma plc | SHS USD | 1,774,307 | $3.62M | <0.1% | History |
| 2U, LLC90214JAB7 | NOTE 2.250% 5/0 | – | $3.61M | <0.1% | – |
| iShares Tr46435U226 | IBONDS 21 TRM HG | 131,077 | $3.17M | <0.1% | – |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $3.14M | <0.1% | – |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 193,813 | $3.07M | <0.1% | – |
| Infinera Corp45667GAE3 | NOTE 2.500% 3/0 | – | $3.05M | <0.1% | – |
| CMOCapstead Mortgage Corp | COM NO PAR | 442,317 | $2.96M | <0.1% | History |
| Nuveen Diversified Divid & I6706EP105 | COM | 273,785 | $2.84M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 278,281 | $2.73M | <0.1% | – |
| SICSelect Interior Concepts, Inc. | CL A | 179,780 | $2.59M | <0.1% | History |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $2.52M | <0.1% | – |
| Liberty Media Corp Del530715AN1 | DEB 3.500% 1/1 | – | $2.46M | <0.1% | – |
| Nuveen Select Tax Free Incom67063X100 | SH BEN INT | 140,613 | $2.42M | <0.1% | – |
| FLXNFlexion Therapeutics Inc | COM | 367,295 | $2.24M | <0.1% | History |
| GPXGP Strategies Corp | COM | 106,841 | $2.21M | <0.1% | History |
| Huazhu Group Ltd44332NAB2 | NOTE 3.000% 5/0 | – | $2.20M | <0.1% | – |
| XONEExOne Co | COM | 93,089 | $2.18M | <0.1% | History |
| Envista Holdings Corp29415FAB0 | NOTE 2.375% 6/0 | – | $2.16M | <0.1% | – |
| MSONMisonix Inc | COM | 85,242 | $2.16M | <0.1% | History |
| iShares Tr46436E544 | ESG SELE SCR ETF | 50,000 | $1.93M | <0.1% | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $1.71M | <0.1% | – |
| Nuveen Select Tax Free Incom67063C106 | SH BEN INT | 106,454 | $1.66M | <0.1% | – |
| GDPGoodrich Petroleum Corp | COM PAR | 54,853 | $1.30M | <0.1% | History |
| Theravance Biopharma, Inc.88339KAA0 | NOTE 3.250%11/0 | – | $1.23M | <0.1% | – |
| LORLLoral Space & Communications Inc. | COM | 25,797 | $1.11M | <0.1% | History |
| Pacific Mercantile Bancorp694552100 | COM | 110,258 | $1.01M | <0.1% | – |
| Exact Sciences Corp30063PAA3 | NOTE 1.000% 1/1 | – | $997.0K | <0.1% | – |
| USWSU.S. Well Services Holdings, LLC | CL A | 1,314,475 | $953.0K | <0.1% | History |
| CNBKACentury Bancorp Inc | CL A NON VTG | 8,016 | $924.0K | <0.1% | History |
| VEIVine Energy Inc. | CL A | 54,008 | $890.0K | <0.1% | History |
| Naked Brand Group LimitedQ6519T117 | SHS NEW | 1,189,672 | $845.0K | <0.1% | – |
| iShares Tr46435G508 | MSCI INTL SZE FT | 26,383 | $822.0K | <0.1% | – |
| CLDBCortland Bancorp Inc | COM | 28,787 | $796.0K | <0.1% | History |
| Vocera Communications, Inc.92857FAB3 | BOND | – | $750.0K | <0.1% | – |
| BOCHBank of Commerce Holdings | COM | 46,453 | $704.0K | <0.1% | History |
| Yy Inc98426TAF3 | NOTE 1.375% 6/1 | – | $584.0K | <0.1% | – |
| Investindustrial Acquisition Corp.G4771L105 | SHS CL A | 58,787 | $584.0K | <0.1% | – |
| Health Catalyst, Inc.42225TAB3 | NOTE 2.500% 4/1 | – | $584.0K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J569 | BULSHS 2021 MUNI | 21,913 | $553.0K | <0.1% | – |
| Two RDS Shared Tr90214Q766 | ANFIELD UNVL ETF | 57,145 | $550.0K | <0.1% | – |
| Qad Inc74727D306 | CL A | 5,711 | $499.0K | <0.1% | – |
| Zix Corp98974P100 | COM | 66,865 | $473.0K | <0.1% | – |
| LGMKLogicMark, Inc. | COM NEW | 1,124,067 | $468.0K | <0.1% | History |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $434.0K | <0.1% | – |