Skip to main content
Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 1, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
907
+27 vs. Q3 2021
Portfolio value
$1.32B
+$128.9M (+10.8%) vs. Q3 2021
Filed
Feb 1, 2022
SEC
Holdings of Centaurus Financial, Inc. in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
WTSWatts Water Technologies IncCL A680$132.0K<0.1%00.0%UnchangedHistory
FLGTFulgent Genetics, Inc.COM1,312$132.0K<0.1%−1,152−46.8%ReducedHistory
NCVVirtus Convertible & Income FundCOM22,886$133.0K<0.1%+791+3.6%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF4,511$134.0K<0.1%00.0%Unchanged–
BBWIBath & Body Works, Inc.COM1,921$134.0K<0.1%−21−1.1%ReducedHistory
iShares Tr464287515EXPANDED TECH336$134.0K<0.1%−6,604−95.2%Reduced–
GDVGabelli Dividend & Income TrustCOM4,955$134.0K<0.1%−158−3.1%ReducedHistory
MGMMGM Resorts InternationalStock3,001$135.0K<0.1%00.0%UnchangedHistory
PEGPublic Service Enterprise Group IncCOM2,026$135.0K<0.1%−195−8.8%ReducedHistory
HQHabrdn Healthcare InvestorsSH BEN INT5,685$135.0K<0.1%+33+0.6%AddedHistory
SNAPSnap IncStock2,883$136.0K<0.1%+331+13.0%AddedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS17,006$136.0K<0.1%+700+4.3%AddedHistory
iShares Tr46432F370MSCI USA SZE FT992$136.0K<0.1%−121−10.9%Reduced–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH2,259$136.0K<0.1%00.0%UnchangedHistory
Global X FDS37954Y434GENOMIC BIOTECH6,870$136.0K<0.1%+1,741+33.9%Added–
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP3,396$137.0K<0.1%+43+1.3%Added–
DBCInvesco DB Commodity Index Tracking FundUNIT6,628$138.0K<0.1%+900+15.7%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM8,838$138.0K<0.1%00.0%UnchangedHistory
EBSEmergent BioSolutions Inc.COM3,175$138.0K<0.1%00.0%UnchangedHistory
BlackRock Muniyield Quality92540E102COM9,282$138.0K<0.1%+9,282New–
PLTRPalantir Technologies Inc.Stock7,684$140.0K<0.1%+1,884+32.5%AddedHistory
Simplify Exchange Traded Fun82889N772HEALTH CARE ETF4,994$140.0K<0.1%+4,994New–
DJTTrump Media & Technology Group Corp.Stock2,736$141.0K<0.1%+2,736NewHistory
OHIOmega Healthcare Investors IncCOM4,765$141.0K<0.1%−39−0.8%ReducedHistory
First Tr Exchng Traded FD VI33740F623FT VEST US EQT4,131$141.0K<0.1%+4,131New–
JCIJohnson Controls International plcStock1,747$142.0K<0.1%+139+8.6%AddedHistory
WisdomTree Tr97717W570US MIDCAP FUND2,517$142.0K<0.1%+6+0.2%Added–
IVTInvenTrust Properties Corp.COM NEW5,195$142.0K<0.1%+5,195NewHistory
LANDGladstone Land CorpCOM4,200$142.0K<0.1%+4,200NewHistory
KMPRKEMPER CorpCOM2,420$142.0K<0.1%00.0%UnchangedHistory
BP Midstream Partners LP0556EL109UNIT LTD PTNR9,300$142.0K<0.1%00.0%Unchanged–
UALUnited Airlines Holdings, Inc.COM3,298$144.0K<0.1%+270+8.9%AddedHistory
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF9,380$145.0K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F700AGRIBUSINESS ETF1,522$145.0K<0.1%+247+19.4%Added–
FAXAbrdn Asia-Pacific Income Fund, Inc.COM37,986$145.0K<0.1%+436+1.2%AddedHistory
New Age Alpha Tr64157X104AVDR US LRGCP LE4,516$145.0K<0.1%+4,516New–
SYKStryker CorpStock545$146.0K<0.1%+96+21.4%AddedHistory
NINisource Inc.COM5,275$146.0K<0.1%00.0%UnchangedHistory
LAZRQLuminar Technologies, Inc.COM CL A8,611$146.0K<0.1%−1,367−13.7%ReducedHistory
TDYTeledyne Technologies IncCOM336$147.0K<0.1%00.0%UnchangedHistory
RCLRoyal Caribbean Cruises LtdCOM1,906$147.0K<0.1%+15+0.8%AddedHistory
NVAXNovavax IncCOM NEW1,029$147.0K<0.1%+465+82.4%AddedHistory
SIRISirius XM Holdings Inc.COM23,100$147.0K<0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF2,034$149.0K<0.1%+8+0.4%Added–
NUENucor CorpCOM1,301$149.0K<0.1%−41−3.1%ReducedHistory
Lattice Strategies Tr518416102HARTFORD MLT ETF4,961$149.0K<0.1%−464−8.6%Reduced–
ALKAlaska Air Group, Inc.COM2,862$149.0K<0.1%−70−2.4%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF892$150.0K<0.1%−28−3.0%Reduced–
ProShares Tr74347B607INVT INT RT HG2,025$151.0K<0.1%00.0%Unchanged–
PAYCPaycom Software, Inc.Stock367$152.0K<0.1%00.0%UnchangedHistory
HOODRobinhood Markets, Inc.Stock8,622$153.0K<0.1%+8,622NewHistory
Fidelity MSCI Health Care Index ETF316092600ETF2,232$153.0K<0.1%00.0%Unchanged–
iShares Tr464289859CORE 80 20 ETF2,095$153.0K<0.1%+71+3.5%Added–
IPInternational Paper CoCOM3,250$153.0K<0.1%−13−0.4%ReducedHistory
VTRSViatris IncStock11,351$154.0K<0.1%−2,132−15.8%ReducedHistory
UAAUnder Armour, Inc.Stock7,272$154.0K<0.1%−410−5.3%ReducedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD1,562$155.0K<0.1%−1−0.1%Reduced–
BGRBlackRock Energy & Resources TrustCOM16,467$156.0K<0.1%+16,467NewHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1004,651$156.0K<0.1%+623+15.5%Added–
Global X FDS37954Y384CYBRSCURTY ETF4,954$157.0K<0.1%+58+1.2%Added–
Alps ETF Tr00162Q478DISRUPTIVE TECH3,270$158.0K<0.1%+3,270New–
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS11,000$158.0K<0.1%+11,000NewHistory
STESTERIS plcSHS USD652$159.0K<0.1%00.0%UnchangedHistory
NVRNVR IncCOM27$160.0K<0.1%+27NewHistory
DDDuPont de Nemours, Inc.COM1,979$160.0K<0.1%−16,983−89.6%ReducedHistory
DGDollar General CorpCOM688$162.0K<0.1%+5+0.7%AddedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF1,497$162.0K<0.1%+7+0.5%Added–
ETGEaton Vance Tax-Advantaged Global Dividend Income FundCOM7,133$162.0K<0.1%−680−8.7%ReducedHistory
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF2,024$163.0K<0.1%−40−1.9%Reduced–
EBEventbrite, Inc.COM CL A9,345$163.0K<0.1%−300−3.1%ReducedHistory
ADMArcher-Daniels-Midland CoStock2,428$164.0K<0.1%+524+27.5%AddedHistory
DBXDropbox, Inc.CL A6,675$164.0K<0.1%−25,600−79.3%ReducedHistory
ATVIActivision Blizzard, Inc.COM2,462$164.0K<0.1%−4,036−62.1%ReducedHistory
First Tr Exchng Traded FD VI33740F631FT VEST US5,109$165.0K<0.1%00.0%Unchanged–
BFIBurgerFi International, Inc.COM29,048$165.0K<0.1%−10,572−26.7%ReducedHistory
BIORBiora Therapeutics, Inc.COM78,875$165.0K<0.1%+78,875NewHistory
MAXRMaxar Technologies Inc.COM5,623$166.0K<0.1%+933+19.9%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF5,226$167.0K<0.1%−300−5.4%Reduced–
iShares Tr46434V274INTL EQTY FACTOR5,810$167.0K<0.1%00.0%Unchanged–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT44,647$167.0K<0.1%+125+0.3%AddedHistory
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX800$168.0K<0.1%+9+1.1%Added–
IQVIQVIA Holdings Inc.Stock600$169.0K<0.1%00.0%UnchangedHistory
VanEck Semiconductor ETF92189F676ETF547$169.0K<0.1%−274−33.4%Reduced–
LULUlululemon athletica inc.Stock434$170.0K<0.1%+434NewHistory
AWKAmerican Water Works Company, Inc.Stock900$170.0K<0.1%−32−3.4%ReducedHistory
TTTrane Technologies plcSHS848$171.0K<0.1%00.0%UnchangedHistory
DMFBNY Mellon Municipal Income, Inc.COM19,500$171.0K<0.1%+8,000+69.6%AddedHistory
CTVACorteva, Inc.Stock3,644$172.0K<0.1%−122−3.2%ReducedHistory
LENLennar CorpCL A1,481$172.0K<0.1%−20−1.3%ReducedHistory
CMICummins IncStock799$174.0K<0.1%−247−23.6%ReducedHistory
TDToronto Dominion BankStock2,273$174.0K<0.1%00.0%UnchangedHistory
WWayfair Inc.CL A916$174.0K<0.1%−59−6.1%ReducedHistory
ELANElanco Animal Health IncCOM6,128$174.0K<0.1%00.0%UnchangedHistory
HEIHeico CorpCOM1,216$175.0K<0.1%−147−10.8%ReducedHistory
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM9,993$175.0K<0.1%+9,993NewHistory
SRNESorrento Therapeutics, Inc.COM NEW37,555$175.0K<0.1%+8,020+27.2%AddedHistory
METMetlife IncStock2,824$176.0K<0.1%+756+36.6%AddedHistory
UBERUber Technologies, IncStock4,193$176.0K<0.1%−3,483−45.4%ReducedHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI6,567$178.0K<0.1%+37+0.6%Added–
iShares Tr464288158SHRT NAT MUN ETF1,660$178.0K<0.1%+1,660New–

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Centaurus Financial, Inc. in Q4 2021
SecurityClassPutsCalls
CLFCleveland-Cliffs Inc.COM–$118.0K
AMDAdvanced Micro Devices IncStock–$86.0K
SOFISoFi Technologies, Inc.Stock–$58.0K
LACLithium Americas Corp.COM NEW–$41.0K
FSRFisker Inc.CL A COM STK–$21.0K
Schwab US Dividend Equity ETF808524797ETF–$7.00K

Sold out since Q3 2021 (82)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
State Street SPDR S&P Biotech ETF78464A870ETF31,241$3.93M0.3%–
Global X FDS37954Y715RBTCS ARTFL INTE94,665$3.46M0.3%–
WisdomTree Tr97717Y691CLOUD COMPUTNG41,029$2.36M0.2%–
SGISomnigroup International Inc.COM49,051$2.28M0.2%History
APPSDigital Turbine, Inc.COM NEW26,994$1.86M0.2%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF78,071$1.73M0.1%–
iShares Tr464288281JPMORGAN USD EMG13,971$1.54M0.1%–
VanEck ETF Trust92189F437FALLEN ANGEL HG44,963$1.49M0.1%–
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW21,815$1.37M0.1%–
iShares Tr46435U853BROAD USD HIGH32,765$1.36M0.1%–
BCCBoise Cascade CoCOM23,509$1.27M0.1%History
WisdomTree Tr97717W422INDIA ERNGS FD31,369$1.17M0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF23,543$1.11M0.1%–
CAGConagra Brands Inc.Stock31,336$1.06M0.1%History
PHMPultegroup IncCOM21,896$1.00M0.1%History
Kraneshares Tr500767736QUADRTC INT RT35,990$1.00M0.1%–
NTGRNetgear, Inc.COM26,720$853.0K0.1%History
TGTXTG Therapeutics, Inc.COM25,065$834.0K0.1%History
VERVEREIT, Inc.COM17,501$792.0K0.1%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS34,758$734.0K0.1%History
iShares S&P Small-Cap 600 Value ETF464287879ETF7,043$709.0K0.1%–
WisdomTree Tr97717W562US SMALLCAP FUND13,985$676.0K0.1%–
iShares Tr464287838U.S. BAS MTL ETF5,387$671.0K0.1%–
XELXcel Energy IncStock6,987$437.0K<0.1%History
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE10,373$437.0K<0.1%–
ZMZoom Communications, Inc.Stock1,619$423.0K<0.1%History
BGFVBig 5 Sporting Goods CorpCOM17,312$399.0K<0.1%History
SRTAStrata Critical Medical, Inc.CL A COM36,502$380.0K<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT10,062$371.0K<0.1%History
OLNOLIN CorpStock7,115$343.0K<0.1%History
PCTPureCycle Technologies, Inc.COM25,010$332.0K<0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock2,251$329.0K<0.1%History
CWHCamping World Holdings, Inc.CL A8,333$324.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF4,630$304.0K<0.1%–
WisdomTree Tr97717W604US SMALLCAP DIVD9,371$289.0K<0.1%–
Global X FDS37954Y442CLOUD COMPUTNG8,824$258.0K<0.1%–
RUBYRubius Therapeutics, Inc.COM12,500$224.0K<0.1%History
ProShares Tr74348A467S&P 500 DV ARIST2,331$206.0K<0.1%–
AYXAlteryx, Inc.COM CL A2,551$186.0K<0.1%History
AAAlcoa CorpStock3,663$179.0K<0.1%History
RGENRepligen CorpCOM585$169.0K<0.1%History
ProShares Tr74347G606S&P TECH DIVIDEN2,779$166.0K<0.1%–
iShares Tr464288794US BR DEL SE ETF1,574$164.0K<0.1%–
SPDR Series Trust78468R747ST STR MSCI GEN1,609$162.0K<0.1%–
MROMarathon Oil CorpCOM10,870$149.0K<0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A3,255$145.0K<0.1%–
KHCKraft Heinz CoStock3,890$143.0K<0.1%History
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF6,816$133.0K<0.1%–
SPDR Series Trust78464A714ST STR SP RETAIL1,451$131.0K<0.1%–
HUMHumana IncStock329$128.0K<0.1%History
EMDWestern Asset Emerging Markets Debt Fund Inc.COM9,199$125.0K<0.1%History
First Tr Exch Traded FD III33739P863CALIF MUN INCM2,264$123.0K<0.1%–
CAKECheesecake Factory IncCOM2,480$117.0K<0.1%History
BIIBBiogen Inc.COM404$114.0K<0.1%History
ETF Managers Tr26924G508ETFMG ALTR HRVST7,910$114.0K<0.1%–
MODModine Manufacturing CoCOM10,000$113.0K<0.1%History
First Tr Exchng Traded FD VI33740F664FT VEST US EQT3,257$112.0K<0.1%–
LMNDLemonade, Inc.Stock1,625$109.0K<0.1%History
NUVNuveen Municipal Value Fund IncCOM9,583$108.0K<0.1%History
AIC3.ai, Inc.Stock2,307$107.0K<0.1%History
DACDanaos CorpSHS1,288$105.0K<0.1%History
FCOAbrdn Global Income Fund, Inc.COM12,800$105.0K<0.1%History
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI4,349$104.0K<0.1%–
iShares Tr46429B366CMBS ETF1,925$104.0K<0.1%–
Guggenheim CR Allocation FD40168G108COM5,000$104.0K<0.1%–
HYFMHydrofarm Holdings Group, Inc.COM2,738$104.0K<0.1%History
VODVodafone Group Public Ltd CoADR6,592$102.0K<0.1%History
Invesco Exchange Traded FD T46137V142WATER RES ETF1,859$102.0K<0.1%–
FXAInvesco CurrencyShares Australian Dollar TrustAUSTRALIAN DOL1,417$102.0K<0.1%History
IDEVoya Infrastructure, Industrials & Materials FundCOM8,105$102.0K<0.1%History
iShares Tr464288760US AER DEF ETF972$101.0K<0.1%–
UPWheels Up Experience Inc.COMMON STOCK15,344$101.0K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM10,117$100.0K<0.1%History
OIAInvesco Municipal Income Opportunities TrustCOM11,150$89.0K<0.1%History
GALTGalectin Therapeutics IncCOM NEW22,614$88.0K<0.1%History
ORCOrchid Island Capital, Inc.COM17,175$84.0K<0.1%History
KRROKorro Bio, Inc.COM10,030$71.0K<0.1%History
POWWOutdoor Holding CoCOM10,156$62.0K<0.1%History
DHYUBS Asset Management High Yield Credit FundSH BEN INT15,000$37.0K<0.1%History
TGBTrekor Metals LtdCOM17,739$34.0K<0.1%History
VTGNVistagen Therapeutics, Inc.COM NEW10,115$28.0K<0.1%History
Tekkorp Digital Acquisitn CoG8739H114*W EXP 10/26/20212,500$11.0K<0.1%–