Centaurus Financial, Inc.
- SEC CIK
- 0000891943
- Latest filing
- Aug 17, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 1, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 907
- +27 vs. Q3 2021
- Portfolio value
- $1.32B
- +$128.9M (+10.8%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MINAberdeen Intermediate Income Fund | SH BEN INT | 12,359,648 | $44.4M | 3.4% | +2,085,660+20.3% | Added | History |
| AAPLApple Inc. | Stock | 203,496 | $36.1M | 2.7% | +2,572+1.3% | Added | History |
| CLMCornerstone Strategic Investment Fund, Inc. | COM | 1,579,851 | $22.6M | 1.7% | +198,474+14.4% | Added | History |
| MSFTMicrosoft Corp | Stock | 57,047 | $19.2M | 1.5% | +3,965+7.5% | Added | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 186,570 | $18.9M | 1.4% | +9,880+5.6% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 47,003 | $18.7M | 1.4% | −4,560−8.8% | Reduced | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 98,569 | $17.9M | 1.4% | +2,737+2.9% | Added | – |
| FNDFloor & Decor Holdings, Inc. | CL A | 124,173 | $16.1M | 1.2% | −203−0.2% | Reduced | History |
| OCSLOaktree Specialty Lending Corp | COM | 2,078,105 | $15.5M | 1.2% | −49,327−2.3% | Reduced | History |
| SHYFShyft Group, Inc. | COM | 301,798 | $14.8M | 1.1% | −3,155−1.0% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 29,622 | $14.1M | 1.1% | +3,910+15.2% | Added | History |
| MAMastercard Inc | Stock | 37,894 | $13.6M | 1.0% | +2,405+6.8% | Added | History |
| AMZNAmazon Com Inc | Stock | 3,784 | $12.6M | 1.0% | +418+12.4% | Added | History |
| ALRMAlarm.com Holdings, Inc. | COM | 148,030 | $12.6M | 0.9% | +4,218+2.9% | Added | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 373,077 | $11.4M | 0.9% | +5,965+1.6% | Added | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 61,294 | $11.2M | 0.8% | +492+0.8% | Added | – |
| HTGCHercules Capital, Inc. | COM | 653,730 | $10.8M | 0.8% | −33,529−4.9% | Reduced | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 61,358 | $10.7M | 0.8% | −64−0.1% | Reduced | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 75,076 | $10.6M | 0.8% | +22,737+43.4% | Added | – |
| NVDANVIDIA Corp | Stock | 35,188 | $10.3M | 0.8% | −3,638−9.4% | Reduced | History |
| ZTRVirtus Total Return Fund Inc. | COM | 1,052,550 | $9.99M | 0.8% | +134,802+14.7% | Added | History |
| iShares Tr464288257 | MSCI ACWI ETF | 94,387 | $9.98M | 0.8% | +3,439+3.8% | Added | – |
| WCNWaste Connections, Inc. | COM | 70,715 | $9.64M | 0.7% | −617−0.9% | Reduced | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 109,255 | $8.84M | 0.7% | −16,222−12.9% | Reduced | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 40,125 | $8.20M | 0.6% | +485+1.2% | Added | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 21,718 | $8.02M | 0.6% | +433+2.0% | Added | – |
| Flexshares Tr33939L845 | QLT DIV DEF IDX | 132,984 | $7.87M | 0.6% | −750−0.6% | Reduced | – |
| iShares Tr464288588 | MBS ETF | 72,779 | $7.82M | 0.6% | +903+1.3% | Added | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 94,388 | $7.33M | 0.6% | +3,079+3.4% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 49,602 | $7.30M | 0.6% | +1,526+3.2% | Added | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 113,935 | $7.24M | 0.5% | +5,376+5.0% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 49,317 | $7.18M | 0.5% | +4,810+10.8% | Added | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 134,614 | $7.16M | 0.5% | −2,088−1.5% | Reduced | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 108,084 | $7.12M | 0.5% | −37,994−26.0% | Reduced | – |
| VGIVirtus Global Multi-Sector Income Fund | COM | 629,781 | $7.03M | 0.5% | −46,984−6.9% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 14,682 | $7.00M | 0.5% | +273+1.9% | Added | – |
| DXDynex Capital Inc | COM | 403,078 | $6.74M | 0.5% | +118,957+41.9% | Added | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 62,209 | $6.71M | 0.5% | −75−0.1% | Reduced | – |
| TYLTyler Technologies Inc | COM | 12,350 | $6.64M | 0.5% | −142−1.1% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 15,040 | $6.57M | 0.5% | +1,186+8.6% | Added | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 293,874 | $6.52M | 0.5% | +140,692+91.8% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 40,456 | $6.41M | 0.5% | +6,200+18.1% | Added | History |
| iShares Inc464286525 | MSCI GBL MIN VOL | 58,475 | $6.33M | 0.5% | −60.0% | Reduced | – |
| DSGXDescartes Systems Group Inc | COM | 73,715 | $6.09M | 0.5% | −392−0.5% | Reduced | History |
| TSLATesla, Inc. | Stock | 5,713 | $6.04M | 0.5% | −102−1.8% | Reduced | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 106,939 | $5.97M | 0.5% | +784+0.7% | Added | – |
| ADSKAutodesk, Inc. | COM | 20,640 | $5.80M | 0.4% | +3,242+18.6% | Added | History |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 257,095 | $5.43M | 0.4% | +7,857+3.2% | Added | History |
| iShares Tr464289883 | CORE 30 70 ETF | 131,136 | $5.25M | 0.4% | +2,446+1.9% | Added | – |
| METAMeta Platforms, Inc. | Stock | 15,511 | $5.22M | 0.4% | +2,512+19.3% | Added | History |
| CHTRCharter Communications, Inc. | CL A | 7,955 | $5.19M | 0.4% | −1,646−17.1% | Reduced | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 102,410 | $5.07M | 0.4% | −2,074−2.0% | Reduced | – |
| DISWalt Disney Co | Stock | 32,517 | $5.04M | 0.4% | +5,286+19.4% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 29,259 | $5.03M | 0.4% | +13,771+88.9% | Added | – |
| DARDarling Ingredients Inc. | COM | 71,332 | $4.94M | 0.4% | +7,835+12.3% | Added | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 109,620 | $4.91M | 0.4% | +56,605+106.8% | Added | – |
| PFEPfizer Inc | Stock | 82,873 | $4.89M | 0.4% | +922+1.1% | Added | History |
| VVisa Inc. | Stock | 22,298 | $4.83M | 0.4% | −751−3.3% | Reduced | History |
| BXBlackstone Inc. | COM | 37,164 | $4.81M | 0.4% | +882+2.4% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 59,270 | $4.79M | 0.4% | +1,030+1.8% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 16,016 | $4.79M | 0.4% | +3,470+27.7% | Added | History |
| MKLMarkel Group Inc. | COM | 3,870 | $4.78M | 0.4% | +92+2.4% | Added | History |
| GOOGLAlphabet Inc. | Stock | 1,640 | $4.75M | 0.4% | +60+3.8% | Added | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 716,134 | $4.65M | 0.4% | −29,365−3.9% | Reduced | History |
| PATKPatrick Industries Inc | COM | 57,227 | $4.62M | 0.3% | −239−0.4% | Reduced | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 64,130 | $4.59M | 0.3% | +61,004+1,951.5% | Added | – |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 409,048 | $4.58M | 0.3% | +156,920+62.2% | Added | History |
| Vanguard Real Estate ETF922908553 | ETF | 39,319 | $4.56M | 0.3% | +22,999+140.9% | Added | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 39,568 | $4.55M | 0.3% | +25,260+176.5% | Added | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 17,668 | $4.50M | 0.3% | +844+5.0% | Added | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 19,738 | $4.46M | 0.3% | +629+3.3% | Added | – |
| ARCCAres Capital Corp | CEF | 208,246 | $4.41M | 0.3% | −1,382−0.7% | Reduced | History |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 147,898 | $4.38M | 0.3% | +10,564+7.7% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 101,899 | $4.28M | 0.3% | +5,765+6.0% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 13,071 | $4.19M | 0.3% | +901+7.4% | Added | – |
| TWLOTwilio Inc | CL A | 15,856 | $4.18M | 0.3% | +1,055+7.1% | Added | History |
| SPGIS&P Global Inc. | Stock | 8,774 | $4.14M | 0.3% | +76+0.9% | Added | History |
| Vanguard World FD921910816 | MEGA GRWTH IND | 15,738 | $4.10M | 0.3% | +1,803+12.9% | Added | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 148,832 | $4.04M | 0.3% | +17,787+13.6% | Added | – |
| SRCSpirit Realty Capital, Inc. | COM NEW | 83,523 | $4.03M | 0.3% | −620−0.7% | Reduced | History |
| BABoeing Co | Stock | 19,923 | $4.01M | 0.3% | +826+4.3% | Added | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 26,626 | $3.95M | 0.3% | −2,204−7.6% | Reduced | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 23,781 | $3.89M | 0.3% | +150+0.6% | Added | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 46,759 | $3.88M | 0.3% | −14,549−23.7% | Reduced | – |
| DBX ETF Tr233051101 | XTRACK MSCI EMRG | 143,660 | $3.80M | 0.3% | +7,707+5.7% | Added | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 63,032 | $3.74M | 0.3% | +103+0.2% | Added | – |
| RVTRoyce Small-Cap Trust, Inc. | COM | 189,968 | $3.72M | 0.3% | −5,844−3.0% | Reduced | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 137,135 | $3.66M | 0.3% | +470+0.3% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 43,590 | $3.65M | 0.3% | +11,658+36.5% | Added | – |
| HDHome Depot, Inc. | Stock | 8,699 | $3.61M | 0.3% | +513+6.3% | Added | History |
| CRMSalesforce, Inc. | Stock | 14,102 | $3.58M | 0.3% | +2,302+19.5% | Added | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 334,771 | $3.57M | 0.3% | +3,662+1.1% | Added | History |
| iShares Tr464288752 | US HOME CONS ETF | 42,495 | $3.52M | 0.3% | +35,064+471.9% | Added | – |
| FSKFS KKR Capital Corp | COM | 165,152 | $3.46M | 0.3% | −17,599−9.6% | Reduced | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 44,697 | $3.45M | 0.3% | +33,923+314.9% | Added | – |
| Vanguard World FD921910840 | MEGA CAP VAL ETF | 32,085 | $3.43M | 0.3% | +1,022+3.3% | Added | – |
| TMOThermo Fisher Scientific Inc. | Stock | 5,120 | $3.42M | 0.3% | −45−0.9% | Reduced | History |
| Vanguard Health Care ETF92204A504 | ETF | 12,717 | $3.39M | 0.3% | +6,450+102.9% | Added | – |
| ACNAccenture plc | Stock | 8,143 | $3.38M | 0.3% | +4,865+148.4% | Added | History |
| Global X FDS37954Y459 | RUSSELL 2000 | 137,775 | $3.36M | 0.3% | +93,352+210.1% | Added | – |
Options (6)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| CLFCleveland-Cliffs Inc. | COM | – | $118.0K |
| AMDAdvanced Micro Devices Inc | Stock | – | $86.0K |
| SOFISoFi Technologies, Inc. | Stock | – | $58.0K |
| LACLithium Americas Corp. | COM NEW | – | $41.0K |
| FSRFisker Inc. | CL A COM STK | – | $21.0K |
| Schwab US Dividend Equity ETF808524797 | ETF | – | $7.00K |
Sold out since Q3 2021 (82)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 31,241 | $3.93M | 0.3% | – |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 94,665 | $3.46M | 0.3% | – |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 41,029 | $2.36M | 0.2% | – |
| SGISomnigroup International Inc. | COM | 49,051 | $2.28M | 0.2% | History |
| APPSDigital Turbine, Inc. | COM NEW | 26,994 | $1.86M | 0.2% | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 78,071 | $1.73M | 0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 13,971 | $1.54M | 0.1% | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 44,963 | $1.49M | 0.1% | – |
| J P Morgan Exchange Traded F46641Q225 | BETA CDA ETF NEW | 21,815 | $1.37M | 0.1% | – |
| iShares Tr46435U853 | BROAD USD HIGH | 32,765 | $1.36M | 0.1% | – |
| BCCBoise Cascade Co | COM | 23,509 | $1.27M | 0.1% | History |
| WisdomTree Tr97717W422 | INDIA ERNGS FD | 31,369 | $1.17M | 0.1% | – |
| Innovator ETFs Tr45782C102 | IBD 50 ETF | 23,543 | $1.11M | 0.1% | – |
| CAGConagra Brands Inc. | Stock | 31,336 | $1.06M | 0.1% | History |
| PHMPultegroup Inc | COM | 21,896 | $1.00M | 0.1% | History |
| Kraneshares Tr500767736 | QUADRTC INT RT | 35,990 | $1.00M | 0.1% | – |
| NTGRNetgear, Inc. | COM | 26,720 | $853.0K | 0.1% | History |
| TGTXTG Therapeutics, Inc. | COM | 25,065 | $834.0K | 0.1% | History |
| VERVEREIT, Inc. | COM | 17,501 | $792.0K | 0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 34,758 | $734.0K | 0.1% | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 7,043 | $709.0K | 0.1% | – |
| WisdomTree Tr97717W562 | US SMALLCAP FUND | 13,985 | $676.0K | 0.1% | – |
| iShares Tr464287838 | U.S. BAS MTL ETF | 5,387 | $671.0K | 0.1% | – |
| XELXcel Energy Inc | Stock | 6,987 | $437.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V753 | FOOD & BEVERAGE | 10,373 | $437.0K | <0.1% | – |
| ZMZoom Communications, Inc. | Stock | 1,619 | $423.0K | <0.1% | History |
| BGFVBig 5 Sporting Goods Corp | COM | 17,312 | $399.0K | <0.1% | History |
| SRTAStrata Critical Medical, Inc. | CL A COM | 36,502 | $380.0K | <0.1% | History |
| BEPBrookfield Renewable Partners L.P. | PARTNERSHIP UNIT | 10,062 | $371.0K | <0.1% | History |
| OLNOLIN Corp | Stock | 7,115 | $343.0K | <0.1% | History |
| PCTPureCycle Technologies, Inc. | COM | 25,010 | $332.0K | <0.1% | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 2,251 | $329.0K | <0.1% | History |
| CWHCamping World Holdings, Inc. | CL A | 8,333 | $324.0K | <0.1% | History |
| ProShares Tr74347B169 | ONLINE RTL ETF | 4,630 | $304.0K | <0.1% | – |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 9,371 | $289.0K | <0.1% | – |
| Global X FDS37954Y442 | CLOUD COMPUTNG | 8,824 | $258.0K | <0.1% | – |
| RUBYRubius Therapeutics, Inc. | COM | 12,500 | $224.0K | <0.1% | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 2,331 | $206.0K | <0.1% | – |
| AYXAlteryx, Inc. | COM CL A | 2,551 | $186.0K | <0.1% | History |
| AAAlcoa Corp | Stock | 3,663 | $179.0K | <0.1% | History |
| RGENRepligen Corp | COM | 585 | $169.0K | <0.1% | History |
| ProShares Tr74347G606 | S&P TECH DIVIDEN | 2,779 | $166.0K | <0.1% | – |
| iShares Tr464288794 | US BR DEL SE ETF | 1,574 | $164.0K | <0.1% | – |
| SPDR Series Trust78468R747 | ST STR MSCI GEN | 1,609 | $162.0K | <0.1% | – |
| MROMarathon Oil Corp | COM | 10,870 | $149.0K | <0.1% | History |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 3,255 | $145.0K | <0.1% | – |
| KHCKraft Heinz Co | Stock | 3,890 | $143.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E719 | BLOO EN ANGE ETF | 6,816 | $133.0K | <0.1% | – |
| SPDR Series Trust78464A714 | ST STR SP RETAIL | 1,451 | $131.0K | <0.1% | – |
| HUMHumana Inc | Stock | 329 | $128.0K | <0.1% | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 9,199 | $125.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P863 | CALIF MUN INCM | 2,264 | $123.0K | <0.1% | – |
| CAKECheesecake Factory Inc | COM | 2,480 | $117.0K | <0.1% | History |
| BIIBBiogen Inc. | COM | 404 | $114.0K | <0.1% | History |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 7,910 | $114.0K | <0.1% | – |
| MODModine Manufacturing Co | COM | 10,000 | $113.0K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F664 | FT VEST US EQT | 3,257 | $112.0K | <0.1% | – |
| LMNDLemonade, Inc. | Stock | 1,625 | $109.0K | <0.1% | History |
| NUVNuveen Municipal Value Fund Inc | COM | 9,583 | $108.0K | <0.1% | History |
| AIC3.ai, Inc. | Stock | 2,307 | $107.0K | <0.1% | History |
| DACDanaos Corp | SHS | 1,288 | $105.0K | <0.1% | History |
| FCOAbrdn Global Income Fund, Inc. | COM | 12,800 | $105.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E404 | CEF INM COMPSI | 4,349 | $104.0K | <0.1% | – |
| iShares Tr46429B366 | CMBS ETF | 1,925 | $104.0K | <0.1% | – |
| Guggenheim CR Allocation FD40168G108 | COM | 5,000 | $104.0K | <0.1% | – |
| HYFMHydrofarm Holdings Group, Inc. | COM | 2,738 | $104.0K | <0.1% | History |
| VODVodafone Group Public Ltd Co | ADR | 6,592 | $102.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 1,859 | $102.0K | <0.1% | – |
| FXAInvesco CurrencyShares Australian Dollar Trust | AUSTRALIAN DOL | 1,417 | $102.0K | <0.1% | History |
| IDEVoya Infrastructure, Industrials & Materials Fund | COM | 8,105 | $102.0K | <0.1% | History |
| iShares Tr464288760 | US AER DEF ETF | 972 | $101.0K | <0.1% | – |
| UPWheels Up Experience Inc. | COMMON STOCK | 15,344 | $101.0K | <0.1% | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 10,117 | $100.0K | <0.1% | History |
| OIAInvesco Municipal Income Opportunities Trust | COM | 11,150 | $89.0K | <0.1% | History |
| GALTGalectin Therapeutics Inc | COM NEW | 22,614 | $88.0K | <0.1% | History |
| ORCOrchid Island Capital, Inc. | COM | 17,175 | $84.0K | <0.1% | History |
| KRROKorro Bio, Inc. | COM | 10,030 | $71.0K | <0.1% | History |
| POWWOutdoor Holding Co | COM | 10,156 | $62.0K | <0.1% | History |
| DHYUBS Asset Management High Yield Credit Fund | SH BEN INT | 15,000 | $37.0K | <0.1% | History |
| TGBTrekor Metals Ltd | COM | 17,739 | $34.0K | <0.1% | History |
| VTGNVistagen Therapeutics, Inc. | COM NEW | 10,115 | $28.0K | <0.1% | History |
| Tekkorp Digital Acquisitn CoG8739H114 | *W EXP 10/26/202 | 12,500 | $11.0K | <0.1% | – |