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Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 1, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
907
+27 vs. Q3 2021
Portfolio value
$1.32B
+$128.9M (+10.8%) vs. Q3 2021
Filed
Feb 1, 2022
SEC
Holdings of Centaurus Financial, Inc. in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MCKMcKesson CorpStock408$101.0K<0.1%+408NewHistory
Schwab Fundamental U.S. Large Company ETF808524771ETF1,720$101.0K<0.1%+1,720New–
HPQHP IncStock2,670$101.0K<0.1%+2,670NewHistory
KKRKKR & Co. Inc.COM1,357$101.0K<0.1%−816−37.6%ReducedHistory
AWFAlliancebernstein Global High Income Fund IncCOM8,360$101.0K<0.1%+8,360NewHistory
GNLGlobal Net Lease, Inc.COM NEW6,700$102.0K<0.1%+6,700NewHistory
RBLXRoblox CorpStock995$103.0K<0.1%+995NewHistory
Vanguard Long-Term Treasury ETF92206C847ETF1,151$103.0K<0.1%+1,151New–
First Tr Exchng Traded FD VI33740F672FT VEST UQ EQT3,130$103.0K<0.1%+3,130New–
NMZNuveen Municipal High Income Opportunity FundCOM6,834$103.0K<0.1%+6,834NewHistory
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM12,350$103.0K<0.1%00.0%UnchangedHistory
FRBKRepublic First Bancorp IncCOM27,744$103.0K<0.1%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN12,581$104.0K<0.1%+924+7.9%AddedHistory
SUISun Communities IncCOM497$104.0K<0.1%+497NewHistory
Global X FDS37954Y327GLBX MSCI COLUM3,701$104.0K<0.1%00.0%Unchanged–
APDAir Products & Chemicals, Inc.Stock344$105.0K<0.1%−78−18.5%ReducedHistory
iShares MSCI Eafe ETF464287465ETF1,339$105.0K<0.1%−19−1.4%Reduced–
SEDGSolaredge Technologies, Inc.COM375$105.0K<0.1%−1,139−75.2%ReducedHistory
BMRNBiomarin Pharmaceutical IncCOM1,205$106.0K<0.1%+1,205NewHistory
IIPRInnovative Industrial Properties IncCOM402$106.0K<0.1%+402NewHistory
RNGRingCentral, Inc.CL A566$106.0K<0.1%−83−12.8%ReducedHistory
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM6,932$106.0K<0.1%00.0%UnchangedHistory
NCMINational CineMedia, Inc.COM37,546$106.0K<0.1%+18,671+98.9%AddedHistory
RIVNRivian Automotive, Inc.Stock1,034$107.0K<0.1%+1,034NewHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF1,379$107.0K<0.1%−14−1.0%Reduced–
AFLAflac IncStock1,846$108.0K<0.1%−514−21.8%ReducedHistory
SONOSonos IncCOM3,632$108.0K<0.1%+3,632NewHistory
TERTeradyne, IncStock668$109.0K<0.1%−794−54.3%ReducedHistory
QSQuantumScape CorpCOM CL A4,891$109.0K<0.1%+151+3.2%AddedHistory
TREXTrex Co IncCOM805$109.0K<0.1%+805NewHistory
SAFESafehold Inc.COM1,368$109.0K<0.1%+1,368NewHistory
COPConocoPhillipsStock1,524$110.0K<0.1%−71−4.5%ReducedHistory
Pacer Trendpilot US Large Cap ETF69374H105ETF2,643$110.0K<0.1%+2,643New–
SPDR Series Trust78468R556SP O&G EXPL PRO1,150$110.0K<0.1%+100+9.5%Added–
PCNPIMCO Corporate & Income Strategy FundCOM6,430$110.0K<0.1%+6,430NewHistory
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH661$110.0K<0.1%+661New–
JNPRJuniper Networks IncCOM3,086$110.0K<0.1%+3,086NewHistory
AVYAvery Dennison CorpCOM512$111.0K<0.1%00.0%UnchangedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF1,620$111.0K<0.1%−110−6.4%Reduced–
First Tr Exchng Traded FD VI33740U802FT VEST U.S.3,520$111.0K<0.1%−590−14.4%Reduced–
iShares Tr46429B333GNMA BOND ETF2,236$111.0K<0.1%−2,027−47.5%Reduced–
CZRCaesars Entertainment, Inc.COM1,184$111.0K<0.1%+1,184NewHistory
iShares Russell 2000 Growth ETF464287648ETF381$112.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR2,352$112.0K<0.1%−9,703−80.5%Reduced–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL2,331$112.0K<0.1%−207−8.2%Reduced–
Advisorshares Tr00768Y453PURE US CANN ETF4,360$112.0K<0.1%+4,360New–
VMOInvesco Municipal Opportunity TrustCOM8,085$112.0K<0.1%00.0%UnchangedHistory
iShares U.S. Regional Banks ETF464288778ETF1,826$113.0K<0.1%−1,254−40.7%Reduced–
First Tr Exchng Traded FD VI33740F854FT VEST U.S.3,205$113.0K<0.1%+3,205New–
BTOJohn Hancock Financial Opportunities FundSH BEN INT NEW2,418$113.0K<0.1%+53+2.2%AddedHistory
Vanguard World FD921910725ESG INTL STK ETF1,816$113.0K<0.1%−52−2.8%Reduced–
BRBroadridge Financial Solutions, Inc.Stock625$114.0K<0.1%00.0%UnchangedHistory
TXRHTexas Roadhouse, Inc.COM1,276$114.0K<0.1%00.0%UnchangedHistory
MSTRStrategy IncStock212$115.0K<0.1%00.0%UnchangedHistory
iShares Tr464287846DOW JONES US ETF980$115.0K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE1,123$115.0K<0.1%+1,123New–
HLTHilton Worldwide Holdings Inc.COM739$115.0K<0.1%+739NewHistory
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE1,435$115.0K<0.1%+1,435New–
WSTWest Pharmaceutical Services IncCOM245$115.0K<0.1%+245NewHistory
MCOMoodys CorpStock296$116.0K<0.1%−76−20.4%ReducedHistory
MTCHMatch Group, Inc.COM876$116.0K<0.1%+876NewHistory
CRSPCRISPR Therapeutics AGNAMEN AKT1,545$117.0K<0.1%−500−24.4%ReducedHistory
DBX ETF Tr233051705XTRACK MUN INFRA4,000$117.0K<0.1%+4,000New–
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH490$117.0K<0.1%+490New–
EVRIEveri Holdings Inc.COM5,500$117.0K<0.1%00.0%UnchangedHistory
OPIOffice Properties Income TrustCOM SHS BEN INT4,711$117.0K<0.1%−93−1.9%ReducedHistory
Healthcare Realty Trust Inc42225P501CL A NEW3,530$118.0K<0.1%00.0%Unchanged–
ALNYAlnylam Pharmaceuticals, Inc.COM700$119.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG3,879$119.0K<0.1%+3,879New–
BYDBoyd Gaming CorpCOM1,833$120.0K<0.1%+63+3.6%AddedHistory
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW4,433$120.0K<0.1%−265−5.6%Reduced–
First Trust Cloud Computing ETF33734X192ETF1,171$122.0K<0.1%−1,477−55.8%Reduced–
GEFGreif, IncCL A2,023$122.0K<0.1%−1,970−49.3%ReducedHistory
iShares Inc464286822MSCI MEXICO ETF2,405$122.0K<0.1%00.0%Unchanged–
ZZillow Group, Inc.CL C CAP STK1,915$122.0K<0.1%+1,915NewHistory
Invesco Exchange Traded FD T46137V803DWA CYCLICALS1,339$122.0K<0.1%+1,339New–
EOGEOG Resources IncStock1,381$123.0K<0.1%+1,381NewHistory
VanEck ETF Trust92189H805RARE EARTH AND S1,095$123.0K<0.1%−126−10.3%Reduced–
Global X FDS37954Y475S&P 500 COVERED2,439$123.0K<0.1%+2,439New–
Invesco Exchange Traded FD T46137V860DWA FINL MUMT2,258$123.0K<0.1%+2,258New–
EODAllspring Global Dividend Opportunity FundCOM21,100$124.0K<0.1%00.0%UnchangedHistory
CVLTCommvault Systems IncCOM1,814$125.0K<0.1%00.0%UnchangedHistory
EXASExact Sciences CorpCOM1,605$125.0K<0.1%−400−20.0%ReducedHistory
ESEversource EnergyStock1,381$126.0K<0.1%00.0%UnchangedHistory
NXPINXP Semiconductors N.V.COM552$126.0K<0.1%+552NewHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF2,019$126.0K<0.1%−1,261−38.4%Reduced–
SUNSunoco LPCOM UT REP LP3,130$128.0K<0.1%+3,130NewHistory
TDAYUSA TODAY Co., Inc.COM23,958$128.0K<0.1%00.0%UnchangedHistory
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF1,808$129.0K<0.1%+91+5.3%Added–
iShares Tr464288166AGENCY BOND ETF1,100$129.0K<0.1%00.0%Unchanged–
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT7,731$129.0K<0.1%−30−0.4%ReducedHistory
LGILazard Global Total Return & Income Fund IncCOM6,362$129.0K<0.1%00.0%UnchangedHistory
BAXBaxter International IncStock1,509$130.0K<0.1%00.0%UnchangedHistory
iShares Russell Top 200 Growth ETF464289438ETF750$130.0K<0.1%−19−2.5%Reduced–
HCAHCA Healthcare, Inc.COM505$130.0K<0.1%−64−11.2%ReducedHistory
BDXBecton Dickinson & CoStock525$132.0K<0.1%+41+8.5%AddedHistory
KMIKinder Morgan, Inc.Stock8,331$132.0K<0.1%+656+8.5%AddedHistory
ENPHEnphase Energy, Inc.Stock721$132.0K<0.1%−757−51.2%ReducedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM25,000$132.0K<0.1%00.0%UnchangedHistory
IDXXIDEXX Laboratories IncCOM200$132.0K<0.1%00.0%UnchangedHistory

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Centaurus Financial, Inc. in Q4 2021
SecurityClassPutsCalls
CLFCleveland-Cliffs Inc.COM–$118.0K
AMDAdvanced Micro Devices IncStock–$86.0K
SOFISoFi Technologies, Inc.Stock–$58.0K
LACLithium Americas Corp.COM NEW–$41.0K
FSRFisker Inc.CL A COM STK–$21.0K
Schwab US Dividend Equity ETF808524797ETF–$7.00K

Sold out since Q3 2021 (82)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
State Street SPDR S&P Biotech ETF78464A870ETF31,241$3.93M0.3%–
Global X FDS37954Y715RBTCS ARTFL INTE94,665$3.46M0.3%–
WisdomTree Tr97717Y691CLOUD COMPUTNG41,029$2.36M0.2%–
SGISomnigroup International Inc.COM49,051$2.28M0.2%History
APPSDigital Turbine, Inc.COM NEW26,994$1.86M0.2%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF78,071$1.73M0.1%–
iShares Tr464288281JPMORGAN USD EMG13,971$1.54M0.1%–
VanEck ETF Trust92189F437FALLEN ANGEL HG44,963$1.49M0.1%–
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW21,815$1.37M0.1%–
iShares Tr46435U853BROAD USD HIGH32,765$1.36M0.1%–
BCCBoise Cascade CoCOM23,509$1.27M0.1%History
WisdomTree Tr97717W422INDIA ERNGS FD31,369$1.17M0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF23,543$1.11M0.1%–
CAGConagra Brands Inc.Stock31,336$1.06M0.1%History
PHMPultegroup IncCOM21,896$1.00M0.1%History
Kraneshares Tr500767736QUADRTC INT RT35,990$1.00M0.1%–
NTGRNetgear, Inc.COM26,720$853.0K0.1%History
TGTXTG Therapeutics, Inc.COM25,065$834.0K0.1%History
VERVEREIT, Inc.COM17,501$792.0K0.1%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS34,758$734.0K0.1%History
iShares S&P Small-Cap 600 Value ETF464287879ETF7,043$709.0K0.1%–
WisdomTree Tr97717W562US SMALLCAP FUND13,985$676.0K0.1%–
iShares Tr464287838U.S. BAS MTL ETF5,387$671.0K0.1%–
XELXcel Energy IncStock6,987$437.0K<0.1%History
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE10,373$437.0K<0.1%–
ZMZoom Communications, Inc.Stock1,619$423.0K<0.1%History
BGFVBig 5 Sporting Goods CorpCOM17,312$399.0K<0.1%History
SRTAStrata Critical Medical, Inc.CL A COM36,502$380.0K<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT10,062$371.0K<0.1%History
OLNOLIN CorpStock7,115$343.0K<0.1%History
PCTPureCycle Technologies, Inc.COM25,010$332.0K<0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock2,251$329.0K<0.1%History
CWHCamping World Holdings, Inc.CL A8,333$324.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF4,630$304.0K<0.1%–
WisdomTree Tr97717W604US SMALLCAP DIVD9,371$289.0K<0.1%–
Global X FDS37954Y442CLOUD COMPUTNG8,824$258.0K<0.1%–
RUBYRubius Therapeutics, Inc.COM12,500$224.0K<0.1%History
ProShares Tr74348A467S&P 500 DV ARIST2,331$206.0K<0.1%–
AYXAlteryx, Inc.COM CL A2,551$186.0K<0.1%History
AAAlcoa CorpStock3,663$179.0K<0.1%History
RGENRepligen CorpCOM585$169.0K<0.1%History
ProShares Tr74347G606S&P TECH DIVIDEN2,779$166.0K<0.1%–
iShares Tr464288794US BR DEL SE ETF1,574$164.0K<0.1%–
SPDR Series Trust78468R747ST STR MSCI GEN1,609$162.0K<0.1%–
MROMarathon Oil CorpCOM10,870$149.0K<0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A3,255$145.0K<0.1%–
KHCKraft Heinz CoStock3,890$143.0K<0.1%History
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF6,816$133.0K<0.1%–
SPDR Series Trust78464A714ST STR SP RETAIL1,451$131.0K<0.1%–
HUMHumana IncStock329$128.0K<0.1%History
EMDWestern Asset Emerging Markets Debt Fund Inc.COM9,199$125.0K<0.1%History
First Tr Exch Traded FD III33739P863CALIF MUN INCM2,264$123.0K<0.1%–
CAKECheesecake Factory IncCOM2,480$117.0K<0.1%History
BIIBBiogen Inc.COM404$114.0K<0.1%History
ETF Managers Tr26924G508ETFMG ALTR HRVST7,910$114.0K<0.1%–
MODModine Manufacturing CoCOM10,000$113.0K<0.1%History
First Tr Exchng Traded FD VI33740F664FT VEST US EQT3,257$112.0K<0.1%–
LMNDLemonade, Inc.Stock1,625$109.0K<0.1%History
NUVNuveen Municipal Value Fund IncCOM9,583$108.0K<0.1%History
AIC3.ai, Inc.Stock2,307$107.0K<0.1%History
DACDanaos CorpSHS1,288$105.0K<0.1%History
FCOAbrdn Global Income Fund, Inc.COM12,800$105.0K<0.1%History
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI4,349$104.0K<0.1%–
iShares Tr46429B366CMBS ETF1,925$104.0K<0.1%–
Guggenheim CR Allocation FD40168G108COM5,000$104.0K<0.1%–
HYFMHydrofarm Holdings Group, Inc.COM2,738$104.0K<0.1%History
VODVodafone Group Public Ltd CoADR6,592$102.0K<0.1%History
Invesco Exchange Traded FD T46137V142WATER RES ETF1,859$102.0K<0.1%–
FXAInvesco CurrencyShares Australian Dollar TrustAUSTRALIAN DOL1,417$102.0K<0.1%History
IDEVoya Infrastructure, Industrials & Materials FundCOM8,105$102.0K<0.1%History
iShares Tr464288760US AER DEF ETF972$101.0K<0.1%–
UPWheels Up Experience Inc.COMMON STOCK15,344$101.0K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM10,117$100.0K<0.1%History
OIAInvesco Municipal Income Opportunities TrustCOM11,150$89.0K<0.1%History
GALTGalectin Therapeutics IncCOM NEW22,614$88.0K<0.1%History
ORCOrchid Island Capital, Inc.COM17,175$84.0K<0.1%History
KRROKorro Bio, Inc.COM10,030$71.0K<0.1%History
POWWOutdoor Holding CoCOM10,156$62.0K<0.1%History
DHYUBS Asset Management High Yield Credit FundSH BEN INT15,000$37.0K<0.1%History
TGBTrekor Metals LtdCOM17,739$34.0K<0.1%History
VTGNVistagen Therapeutics, Inc.COM NEW10,115$28.0K<0.1%History
Tekkorp Digital Acquisitn CoG8739H114*W EXP 10/26/20212,500$11.0K<0.1%–