Centaurus Financial, Inc.

SEC CIK: 0000891943
Latest filing: Aug 17, 2026

SEC filings (opens in a new tab)

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Positions: 880; −3 vs. Q2 2021
Portfolio value: $1.19B; +$5.57M (+0.5%) vs. Q2 2021
Filed: Nov 12, 2021; SEC

Holdings of Centaurus Financial, Inc. in Q3 2021
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
MINAberdeen Intermediate Income Fund	SH BEN INT	10,273,988	$37.2M	3.1%	+1,583,177+18.2%	Added	History
AAPLApple Inc.	Stock	200,924	$28.4M	2.4%	−2,906−1.4%	Reduced	History
Invesco QQQ Trust Series I46090E103	ETF	51,563	$18.5M	1.5%	+6,360+14.1%	Added	–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833	ETF	176,690	$18.0M	1.5%	+7,464+4.4%	Added	–
CLMCornerstone Strategic Investment Fund, Inc.	COM	1,381,377	$17.7M	1.5%	+119,040+9.4%	Added	History
iShares MSCI USA Momentum Factor ETF46432F396	ETF	95,832	$16.8M	1.4%	−2,106−2.2%	Reduced	–
FNDFloor & Decor Holdings, Inc.	CL A	124,376	$15.0M	1.3%	−10,558−7.8%	Reduced	History
OCSLOaktree Specialty Lending Corp	COM	2,127,432	$15.0M	1.3%	−195,565−8.4%	Reduced	History
MSFTMicrosoft Corp	Stock	53,082	$15.0M	1.3%	+2,921+5.8%	Added	History
MAMastercard Inc	Stock	35,489	$12.3M	1.0%	+26,914+313.9%	Added	History
SHYFShyft Group, Inc.	COM	304,953	$11.6M	1.0%	−28,659−8.6%	Reduced	History
HTGCHercules Capital, Inc.	COM	687,259	$11.4M	1.0%	−62,309−8.3%	Reduced	History
ALRMAlarm.com Holdings, Inc.	COM	143,812	$11.2M	0.9%	−7,586−5.0%	Reduced	History
BXMTBlackstone Mortgage Trust, Inc.	COM CL A	367,112	$11.1M	0.9%	+1,215+0.3%	Added	History
Vanguard Index FDS922908652	EXTEND MKT ETF	60,802	$11.1M	0.9%	−84−0.1%	Reduced	–
AMZNAmazon Com Inc	Stock	3,366	$11.1M	0.9%	+155+4.8%	Added	History
SPYSPDR S&P 500 ETF Trust	ETF	25,712	$11.0M	0.9%	+1,218+5.0%	Added	History
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	125,477	$9.22M	0.8%	+14,674+13.2%	Added	–
State Street Technology Select Sector SPDR ETF81369Y803	ETF	61,422	$9.17M	0.8%	−16,611−21.3%	Reduced	–
iShares U.S. Medical Devices ETF464288810	ETF	146,078	$9.17M	0.8%	+19,268+15.2%	AddedConverted for a 6-for-1 split	–
iShares Tr464288257	MSCI ACWI ETF	90,948	$9.09M	0.8%	−515−0.6%	Reduced	–
WCNWaste Connections, Inc.	COM	71,332	$8.98M	0.8%	−5,518−7.2%	Reduced	History
ZTRVirtus Total Return Fund Inc.	COM	917,748	$8.54M	0.7%	+34,813+3.9%	Added	History
NVDANVIDIA Corp	Stock	38,826	$8.04M	0.7%	+8,050+26.2%	AddedConverted for a 4-for-1 split	History
VGIVirtus Global Multi-Sector Income Fund	COM	676,765	$7.97M	0.7%	−15,002−2.2%	Reduced	History
iShares Tr464288588	MBS ETF	71,876	$7.77M	0.7%	+8,330+13.1%	Added	–
First Tr Exchng Traded FD VI33740F805	SMITH OPPORT FXD	136,702	$7.32M	0.6%	+7,669+5.9%	Added	–
State Street Communication Services Select Sector SPDR ETF81369Y852	ETF	91,309	$7.32M	0.6%	−29,543−24.4%	Reduced	–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407	ETF	39,640	$7.11M	0.6%	+1,015+2.6%	Added	–
Flexshares Tr33939L845	QLT DIV DEF IDX	133,734	$7.11M	0.6%	+2,409+1.8%	Added	–
Invesco Exchange Traded FD T46137V233	S&P 500 TOP 50	21,285	$7.02M	0.6%	+843+4.1%	Added	–
CHTRCharter Communications, Inc.	CL A	9,601	$6.99M	0.6%	−13−0.1%	Reduced	History
Vanguard Star FDS921909768	VG TL INTL STK F	108,559	$6.87M	0.6%	−200.0%	Reduced	–
State Street Health Care Select Sector SPDR ETF81369Y209	ETF	52,339	$6.66M	0.6%	+908+1.8%	Added	–
Vanguard Morningstar Value ETF922908744	ETF	48,076	$6.51M	0.5%	+739+1.6%	Added	–
iShares Core S&P 500 ETF464287200	ETF	14,409	$6.21M	0.5%	−209−1.4%	Reduced	–
iShares Tr46435G425	ESG AWR MSCI USA	62,284	$6.13M	0.5%	+991+1.6%	Added	–
DSGXDescartes Systems Group Inc	COM	74,107	$6.02M	0.5%	−490−0.7%	Reduced	History
iShares Inc464286525	MSCI GBL MIN VOL	58,481	$6.01M	0.5%	+693+1.2%	Added	–
iShares MSCI USA Quality Factor ETF46432F339	ETF	44,507	$5.86M	0.5%	+695+1.6%	Added	–
TYLTyler Technologies Inc	COM	12,492	$5.73M	0.5%	+133+1.1%	Added	History
JPMJPMorgan Chase & Co	Stock	34,256	$5.61M	0.5%	+1,401+4.3%	Added	History
Vanguard S&P 500 ETF922908363	ETF	13,854	$5.46M	0.5%	+1,778+14.7%	Added	–
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	106,155	$5.36M	0.4%	+7,137+7.2%	Added	–
State Street SPDR Bloomberg Convertible Securities ETF78464A359	ETF	61,308	$5.23M	0.4%	+19,014+45.0%	Added	–
Vanguard Ftse Emerging Markets ETF922042858	ETF	104,484	$5.22M	0.4%	−2,361−2.2%	Reduced	–
RABrookfield Real Assets Income Fund Inc.	SHS BEN INT	249,238	$5.21M	0.4%	+15,054+6.4%	Added	History
VVisa Inc.	Stock	23,049	$5.13M	0.4%	+237+1.0%	Added	History
iShares Tr464289883	CORE 30 70 ETF	128,690	$5.08M	0.4%	−2,426−1.9%	Reduced	–
ADSKAutodesk, Inc.	COM	17,398	$4.96M	0.4%	+16,444+1,723.7%	Added	History
DXDynex Capital Inc	COM	284,121	$4.91M	0.4%	+13,620+5.0%	Added	History
JQCNuveen Credit Strategies Income Fund	COM SHS	745,499	$4.89M	0.4%	+148,164+24.8%	Added	History
PATKPatrick Industries Inc	COM	57,466	$4.79M	0.4%	+1,634+2.9%	Added	History
TWLOTwilio Inc	CL A	14,801	$4.72M	0.4%	+110+0.7%	Added	History
DISWalt Disney Co	Stock	27,231	$4.61M	0.4%	+3,183+13.2%	Added	History
DARDarling Ingredients Inc.	COM	63,497	$4.57M	0.4%	+161+0.3%	Added	History
MKLMarkel Group Inc.	COM	3,778	$4.51M	0.4%	−7−0.2%	Reduced	History
TSLATesla, Inc.	Stock	5,815	$4.51M	0.4%	−864−12.9%	Reduced	History
First Trust Dow Jones Internet Index Fund33733E302	ETF	19,109	$4.51M	0.4%	+276+1.5%	Added	–
METAMeta Platforms, Inc.	Stock	12,999	$4.41M	0.4%	+1,360+11.7%	Added	History
Schwab US Dividend Equity ETF808524797	ETF	58,240	$4.32M	0.4%	−3,235−5.3%	Reduced	–
ARCCAres Capital Corp	CEF	209,628	$4.26M	0.4%	−422−0.2%	Reduced	History
GOOGLAlphabet Inc.	Stock	1,580	$4.22M	0.4%	−12−0.8%	Reduced	History
BXBlackstone Inc.	COM	36,282	$4.22M	0.4%	+151+0.4%	Added	History
BABoeing Co	Stock	19,097	$4.20M	0.4%	+947+5.2%	Added	History
iShares Tr464287432	20 YR TR BD ETF	28,830	$4.16M	0.3%	−691−2.3%	Reduced	–
State Street SPDR Portfolio Aggregate Bond ETF78464A649	ETF	137,334	$4.10M	0.3%	+52,664+62.2%	Added	–
FSKFS KKR Capital Corp	COM	182,751	$4.03M	0.3%	+32,541+21.7%	Added	History
Vanguard Morningstar Mid-Cap ETF922908629	ETF	16,824	$3.98M	0.3%	+981+6.2%	Added	–
State Street SPDR S&P Biotech ETF78464A870	ETF	31,241	$3.93M	0.3%	+20,561+192.5%	Added	–
SRCSpirit Realty Capital, Inc.	COM NEW	84,143	$3.87M	0.3%	−450−0.5%	Reduced	History
MRNAModerna, Inc.	Stock	9,911	$3.81M	0.3%	−3,445−25.8%	Reduced	History
iShares Tr464288638	ISHS 5-10YR INVT	62,929	$3.78M	0.3%	+2,592+4.3%	Added	–
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	96,134	$3.75M	0.3%	+8,974+10.3%	Added	–
State Street SPDR S&P Semiconductor ETF78464A862	ETF	18,675	$3.70M	0.3%	+5,487+41.6%	Added	–
SPGIS&P Global Inc.	Stock	8,698	$3.70M	0.3%	−271−3.0%	Reduced	History
DBX ETF Tr233051101	XTRACK MSCI EMRG	135,953	$3.69M	0.3%	+1,797+1.3%	Added	–
iShares U.S. Treasury Bond ETF46429B267	ETF	136,665	$3.63M	0.3%	−55,401−28.8%	Reduced	–
State Street Financial Select Sector SPDR ETF81369Y605	ETF	96,586	$3.63M	0.3%	+77,781+413.6%	Added	–
SPDR Series Trust78468R408	ST TERM HIGH ETF	131,045	$3.59M	0.3%	+5,852+4.7%	Added	–
Vanguard Morningstar Growth ETF922908736	ETF	12,170	$3.53M	0.3%	+19+0.2%	Added	–
RVTRoyce Small-Cap Trust, Inc.	COM	195,812	$3.53M	0.3%	+198+0.1%	Added	History
PFEPfizer Inc	Stock	81,951	$3.52M	0.3%	−3,137−3.7%	Reduced	History
Schwab U.S. Large-Cap Growth ETF808524300	ETF	23,631	$3.50M	0.3%	+524+2.3%	Added	–
Global X FDS37954Y715	RBTCS ARTFL INTE	94,665	$3.46M	0.3%	+20,469+27.6%	Added	–
Invesco Exch Traded FD Tr II46138E669	GLOBAL EX US HGH	158,141	$3.44M	0.3%	−18,729−10.6%	Reduced	–
BRK.BBerkshire Hathaway Inc	Stock	12,546	$3.42M	0.3%	+721+6.1%	Added	History
iShares Core MSCI Emerging Markets ETF46434G103	ETF	54,884	$3.39M	0.3%	−411−0.7%	Reduced	–
Global X FDS37954Y483	NASDAQ 100 COVER	153,182	$3.38M	0.3%	+97,753+176.4%	Added	–
EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund	COM	331,109	$3.31M	0.3%	+26,586+8.7%	Added	History
Vanguard World FD921910816	MEGA GRWTH IND	13,935	$3.27M	0.3%	+2,462+21.5%	Added	–
CRMSalesforce, Inc.	Stock	11,800	$3.20M	0.3%	+930+8.6%	Added	History
DMOWestern Asset Mortgage Opportunity Fund Inc.	COM	201,690	$3.12M	0.3%	−10,896−5.1%	Reduced	History
State Street Energy Select Sector SPDR ETF81369Y506	ETF	59,760	$3.11M	0.3%	−1,218−2.0%	Reduced	–
Schwab U.S. Mid-Cap ETF808524508	ETF	40,584	$3.11M	0.3%	+2,481+6.5%	Added	–
Vanguard Scottsdale FDS92206C565	TOTAL WLD BD ETF	38,603	$3.08M	0.3%	+683+1.8%	Added	–
Vanguard World FD921910840	MEGA CAP VAL ETF	31,063	$3.04M	0.3%	+3,603+13.1%	Added	–
TMOThermo Fisher Scientific Inc.	Stock	5,165	$2.95M	0.2%	+91+1.8%	Added	History
STLDSteel Dynamics Inc	COM	49,482	$2.89M	0.2%	−3,314−6.3%	Reduced	History
ETYEaton Vance Tax-Managed Diversified Equity Income Fund	COM	206,165	$2.88M	0.2%	+41,516+25.2%	Added	History

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Centaurus Financial, Inc. in Q3 2021
Security	Class	Puts	Calls
SNAPSnap Inc	Stock	–	$95.0K
MMacy's, Inc.	COM	–	$88.0K
BGFVBig 5 Sporting Goods Corp	COM	–	$47.0K

Sold out since Q2 2021 (84)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q2 2021
Security	Class	Shares in Q2 2021	Value in Q2 2021	% of portfolio in Q2 2021	History
Amplify ETF Tr032108102	ONLIN RETL ETF	21,444	$2.78M	0.2%	–
PIMCO ETF Tr72201R304	15+ YR US TIPS	26,289	$2.27M	0.2%	–
iShares Tr464287184	CHINA LG-CAP ETF	44,625	$2.07M	0.2%	–
VanEck ETF Trust92189H300	JP MRGAN EM LOC	52,056	$1.63M	0.1%	–
iShares Tr464288117	INTL TREA BD ETF	31,219	$1.63M	0.1%	–
SPDR Series Trust78464A334	SST SPDR BLOOMBE	51,172	$1.63M	0.1%	–
Invesco Exch Traded FD Tr II46138G706	SOLAR ETF	15,759	$1.41M	0.1%	–
Invesco Exchange Traded FD T46137V134	WILDERHIL CLAN	14,779	$1.38M	0.1%	–
Invesco Exch Traded FD Tr II46138E164	S&P SMLCP ENGY	171,455	$1.38M	0.1%	–
SPDR Series Trust78464A722	ST STR SP PHARMA	26,028	$1.35M	0.1%	–
Invesco Exchange Traded FD T46137V852	DORSEY WRIGHT HE	7,587	$1.26M	0.1%	–
iShares Tr464289180	MSCI EURO FL ETF	55,300	$1.08M	0.1%	–
PHYSSprott Physical Gold Trust	PHYSICAL GOLD TR	67,044	$941.0K	0.1%	History
SAMBoston Beer Co Inc	CL A	900	$919.0K	0.1%	History
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500	ETF	11,881	$822.0K	0.1%	–
DLTHDuluth Holdings Inc.	COM CL B	35,500	$733.0K	0.1%	History
iShares Tr464289511	10+ YR INVST GRD	8,457	$594.0K	0.1%	–
WYNNWynn Resorts Ltd	COM	4,647	$568.0K	<0.1%	History
GTGoodyear Tire & Rubber Co	COM	31,500	$540.0K	<0.1%	History
Exchange Traded Concepts Tru301505889	EMQQ EME MAR ETF	7,564	$479.0K	<0.1%	–
EOSEEos Energy Enterprises, Inc.	COM CL A	24,919	$448.0K	<0.1%	History
DELLDell Technologies Inc.	Stock	4,361	$435.0K	<0.1%	History
iShares Tr464287796	U.S. ENERGY ETF	14,198	$413.0K	<0.1%	–
PIMCO Active Bond Exchange-Traded Fund72201R775	ETF	3,700	$411.0K	<0.1%	–
GNRCGenerac Holdings Inc.	Stock	939	$390.0K	<0.1%	History
ORAOrmat Technologies, Inc.	COM	5,406	$376.0K	<0.1%	History
iShares Tr464287754	US INDUSTRIALS	3,248	$361.0K	<0.1%	–
SPDR Ser Tr78464A110	FACTST INV ETF	1,579	$357.0K	<0.1%	–
Invesco Exchange Traded FD T46137V720	LEISU ENTMT ETF	6,742	$352.0K	<0.1%	–
STKLSunOpta Inc.	COM	28,104	$344.0K	<0.1%	History
WIXWix.com Ltd.	SHS	1,055	$306.0K	<0.1%	History
CALCaleres Inc	COM	11,017	$301.0K	<0.1%	History
FLYYSpirit Aviation Holdings, Inc.	COM	9,464	$288.0K	<0.1%	History
SPDR Ser Tr78468R127	S&P INTERNET ETF	1,415	$259.0K	<0.1%	–
NXHNeighborhood Intelligence, Inc.	COM	2,683	$247.0K	<0.1%	History
Vanguard Whitehall FDS921946794	INTL HIGH ETF	3,435	$234.0K	<0.1%	–
iShares Tr464288851	US OIL GS EX ETF	3,900	$223.0K	<0.1%	–
iShares Tr46435G672	CORE INTL AGGR	3,884	$214.0K	<0.1%	–
CENCenter Coast Brookfield MLP & Energy Infrastructure Fund	SHS BEN INT	15,387	$205.0K	<0.1%	History
First Tr Exchange-Traded FD33738D101	NO AMER ENERGY	8,289	$203.0K	<0.1%	–
Kraneshares Trust500767306	CSI CHI INTERNET	2,835	$198.0K	<0.1%	–
DNMRDanimer Scientific, Inc.	COM CL A	7,175	$180.0K	<0.1%	History
COINCoinbase Global, Inc.	COM CL A	703	$178.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138E800	CHINA TECHNLGY	1,944	$164.0K	<0.1%	–
First Trust Financials Alphadex Fund33734X135	ETF	3,713	$162.0K	<0.1%	–
AHTAshford Hospitality Trust Inc	COM SHS	33,865	$154.0K	<0.1%	History
LVSLas Vegas Sands Corp	COM	2,843	$150.0K	<0.1%	History
iShares Tr46429B655	FLTG RATE NT ETF	2,961	$150.0K	<0.1%	–
NXDTNexpoint Diversified Real Estate Trust	COM NEW	10,428	$143.0K	<0.1%	History
iShares Tr46432F859	CORE 1 5 YR USD	2,713	$139.0K	<0.1%	–
SPLKSplunk Inc	COM	950	$137.0K	<0.1%	History
First Tr Exchng Traded FD VI33740F623	FT VEST US EQT	4,131	$135.0K	<0.1%	–
First Tr Exchange Traded FD33738R795	NASDAQ TRANSN	3,917	$133.0K	<0.1%	–
NXGNXG NextGen Infrastructure Income Fund	COM	2,639	$128.0K	<0.1%	History
Invesco Exch TRD SLF Idx FD46138J866	BULSHS 2023 CB	5,900	$128.0K	<0.1%	–
RBLXRoblox Corp	Stock	1,400	$126.0K	<0.1%	History
SUNSunoco LP	COM UT REP LP	3,310	$125.0K	<0.1%	History
FCXFreeport-McMoran Inc	Stock	3,328	$123.0K	<0.1%	History
BSTBlackRock Science & Technology Trust	SHS	1,946	$116.0K	<0.1%	History
MLCOMelco Resorts & Entertainment LTD	ADR	7,002	$116.0K	<0.1%	History
Vanguard Long-Term Treasury ETF92206C847	ETF	1,310	$115.0K	<0.1%	–
VanEck Digital Native Economy ETF92189F882	ETF	2,155	$114.0K	<0.1%	–
SPCEVirgin Galactic Holdings, Inc	COM	2,425	$112.0K	<0.1%	History
Schwab International Equity ETF808524805	ETF	2,825	$111.0K	<0.1%	–
Invesco Exch Traded FD Tr II46138E156	S&P SMLCP FINL	1,925	$111.0K	<0.1%	–
Invesco Exch TRD SLF Idx FD46138J882	BULSHS 2022 CB	5,100	$110.0K	<0.1%	–
AAPAdvance Auto Parts Inc	COM	531	$109.0K	<0.1%	History
DBX ETF Tr233051879	XTRACK HRVST CSI	2,687	$109.0K	<0.1%	–
SAFESafehold Inc.	COM	1,368	$107.0K	<0.1%	History
NIONIO Inc.	ADR	1,986	$106.0K	<0.1%	History
Global X FDS37950E333	GLBX SUPRINC ETF	8,695	$105.0K	<0.1%	–
BTZBlackRock Credit Allocation Income Trust	COM	6,584	$103.0K	<0.1%	History
Invesco Exchange Traded FD T46137V464	S&P MDCP MOMNTUM	1,205	$103.0K	<0.1%	–
BYNDBeyond Meat, Inc.	COM	656	$103.0K	<0.1%	History
EXPEExpedia Group, Inc.	Stock	625	$102.0K	<0.1%	History
Advisorshares Tr00768Y453	PURE US CANN ETF	2,555	$102.0K	<0.1%	–
AALAmerican Airlines Group Inc.	Stock	4,777	$101.0K	<0.1%	History
WisdomTree Tr97717W703	INTL EQUITY FD	1,860	$101.0K	<0.1%	–
NUSNu Skin Enterprises, Inc.	CL A	1,775	$101.0K	<0.1%	History
NXPINXP Semiconductors N.V.	COM	487	$100.0K	<0.1%	History
Pacer FDS Tr69374H709	GLOBL CASH ETF	3,173	$100.0K	<0.1%	–
iShares Tr46435G193	ESG AWRE USD ETF	3,597	$100.0K	<0.1%	–
First Tr MLP & Energy Incom33739B104	COM	12,248	$97.0K	<0.1%	–
NEPTFNeptune Wellness Solutions Inc.	COM	64,000	$75.0K	<0.1%	History