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Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 10, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
883
+76 vs. Q1 2021
Portfolio value
$1.19B
+$173.9M (+17.2%) vs. Q1 2021
Filed
Aug 10, 2021
SEC
Holdings of Centaurus Financial, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MINAberdeen Intermediate Income FundSH BEN INT8,690,811$32.5M2.7%+2,094,537+31.8%AddedHistory
AAPLApple Inc.Stock203,830$27.9M2.4%+4,721+2.4%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF169,226$17.3M1.5%+1,990+1.2%Added–
iShares MSCI USA Momentum Factor ETF46432F396ETF97,938$17.0M1.4%+656+0.7%Added–
Invesco QQQ Trust Series I46090E103ETF45,203$16.0M1.3%+2,961+7.0%Added–
OCSLOaktree Specialty Lending CorpCOM2,322,997$15.5M1.3%+13,006+0.6%AddedHistory
CLMCornerstone Strategic Investment Fund, Inc.COM1,262,337$14.7M1.2%+363,096+40.4%AddedHistory
FNDFloor & Decor Holdings, Inc.CL A134,934$14.3M1.2%+3,406+2.6%AddedHistory
MSFTMicrosoft CorpStock50,161$13.6M1.1%+4,006+8.7%AddedHistory
ALRMAlarm.com Holdings, Inc.COM151,398$12.8M1.1%−6,280−4.0%ReducedHistory
HTGCHercules Capital, Inc.COM749,568$12.8M1.1%−14,588−1.9%ReducedHistory
SHYFShyft Group, Inc.COM333,612$12.5M1.1%−4,322−1.3%ReducedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A365,897$11.7M1.0%+14,949+4.3%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF78,033$11.5M1.0%+18,569+31.2%Added–
Vanguard Index FDS922908652EXTEND MKT ETF60,886$11.5M1.0%+249+0.4%Added–
AMZNAmazon Com IncStock3,211$11.0M0.9%+186+6.1%AddedHistory
Safehold Inc.45031U101COM512,086$10.6M0.9%−15,337−2.9%Reduced–
SPYSPDR S&P 500 ETF TrustETF24,494$10.5M0.9%−1,043−4.1%ReducedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF120,852$9.79M0.8%+35,404+41.4%Added–
iShares Tr464288257MSCI ACWI ETF91,463$9.26M0.8%−1,258−1.4%Reduced–
WCNWaste Connections, Inc.COM76,850$9.18M0.8%−4,244−5.2%ReducedHistory
ZTRVirtus Total Return Fund Inc.COM882,935$8.56M0.7%+15,191+1.8%AddedHistory
VGIVirtus Global Multi-Sector Income FundCOM691,767$8.26M0.7%−1,398−0.2%ReducedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF110,803$8.16M0.7%−1,057−0.9%Reduced–
iShares U.S. Medical Devices ETF464288810ETF21,135$7.63M0.6%+2,397+12.8%Added–
Vanguard Star FDS921909768VG TL INTL STK F108,579$7.13M0.6%+12,546+13.1%Added–
Flexshares Tr33939L845QLT DIV DEF IDX131,325$7.06M0.6%+1,523+1.2%Added–
CHTRCharter Communications, Inc.CL A9,614$6.94M0.6%−23−0.2%ReducedHistory
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD129,033$6.92M0.6%+3,351+2.7%Added–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF38,625$6.90M0.6%+1,399+3.8%Added–
iShares Tr464288588MBS ETF63,546$6.88M0.6%+531+0.8%Added–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5020,442$6.65M0.6%+431+2.2%Added–
Vanguard Morningstar Value ETF922908744ETF47,337$6.51M0.5%+2,099+4.6%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF51,431$6.48M0.5%+4,818+10.3%Added–
iShares Core S&P 500 ETF464287200ETF14,618$6.28M0.5%+633+4.5%Added–
NVDANVIDIA CorpStock7,694$6.16M0.5%+1,048+15.8%AddedHistory
iShares Tr46435G425ESG AWR MSCI USA61,293$6.04M0.5%+968+1.6%Added–
iShares Inc464286525MSCI GBL MIN VOL57,788$5.94M0.5%−1,715−2.9%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF43,812$5.82M0.5%−1,254−2.8%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF106,845$5.80M0.5%+8,982+9.2%Added–
TWLOTwilio IncCL A14,691$5.79M0.5%+129+0.9%AddedHistory
TYLTyler Technologies IncCOM12,359$5.59M0.5%+762+6.6%AddedHistory
VVisa Inc.Stock22,812$5.33M0.4%+2,167+10.5%AddedHistory
iShares Tr464289883CORE 30 70 ETF131,116$5.22M0.4%−1,186−0.9%Reduced–
DSGXDescartes Systems Group IncCOM74,597$5.16M0.4%−421−0.6%ReducedHistory
RABrookfield Real Assets Income Fund Inc.SHS BEN INT234,184$5.13M0.4%+37,239+18.9%AddedHistory
JPMJPMorgan Chase & CoStock32,855$5.11M0.4%+4,093+14.2%AddedHistory
iShares U.S. Treasury Bond ETF46429B267ETF192,066$5.11M0.4%+28,863+17.7%Added–
DXDynex Capital IncCOM270,501$5.05M0.4%−3,671−1.3%ReducedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF99,018$4.98M0.4%−4,333−4.2%Reduced–
ARK Next Generation Technology ETF00214Q401ETF31,709$4.88M0.4%+22,626+249.1%Added–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF36,449$4.82M0.4%+19,252+111.9%Added–
Vanguard S&P 500 ETF922908363ETF12,076$4.75M0.4%+3,089+34.4%Added–
Schwab US Dividend Equity ETF808524797ETF61,475$4.65M0.4%+5,046+8.9%Added–
First Trust Dow Jones Internet Index Fund33733E302ETF18,833$4.61M0.4%−1,492−7.3%Reduced–
ARK Innovation ETF00214Q104ETF35,094$4.59M0.4%+25,223+255.5%Added–
TSLATesla, Inc.Stock6,679$4.54M0.4%−240−3.5%ReducedHistory
MKLMarkel Group Inc.COM3,785$4.49M0.4%+238+6.7%AddedHistory
BABoeing CoStock18,150$4.35M0.4%+1,707+10.4%AddedHistory
DARDarling Ingredients Inc.COM63,336$4.28M0.4%+2,644+4.4%AddedHistory
iShares Tr46428743220 YR TR BD ETF29,521$4.26M0.4%+13,828+88.1%Added–
DISWalt Disney CoStock24,048$4.23M0.4%−1,963−7.5%ReducedHistory
ARCCAres Capital CorpCEF210,050$4.12M0.3%−171−0.1%ReducedHistory
PATKPatrick Industries IncCOM55,832$4.08M0.3%+3,204+6.1%AddedHistory
METAMeta Platforms, Inc.Stock11,639$4.05M0.3%+2,009+20.9%AddedHistory
SRCSpirit Realty Capital, Inc.COM NEW84,593$4.05M0.3%−953−1.1%ReducedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF91,220$4.04M0.3%+91,220New–
JQCNuveen Credit Strategies Income FundCOM SHS597,335$4.03M0.3%+266,894+80.8%AddedHistory
First Trust Cloud Computing ETF33734X192ETF37,608$3.98M0.3%+36,169+2,513.5%Added–
DBX ETF Tr233051101XTRACK MSCI EMRG134,156$3.92M0.3%+100.0%Added–
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH176,870$3.90M0.3%−49,754−22.0%Reduced–
GOOGLAlphabet Inc.Stock1,592$3.89M0.3%−128−7.4%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF15,843$3.76M0.3%+990+6.7%Added–
RVTRoyce Small-Cap Trust, Inc.COM195,614$3.71M0.3%−4,519−2.3%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF55,295$3.70M0.3%+1,206+2.2%Added–
SPGIS&P Global Inc.Stock8,969$3.68M0.3%+1,545+20.8%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF42,294$3.67M0.3%+4,471+11.8%Added–
iShares Tr464288638ISHS 5-10YR INVT60,337$3.65M0.3%−1,105−1.8%Reduced–
ARK ETF Tr00214Q302GENOMIC REV ETF39,213$3.63M0.3%+31,577+413.5%Added–
BXBlackstone Inc.COM36,131$3.51M0.3%+2,134+6.3%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF12,151$3.48M0.3%+408+3.5%Added–
SPDR Series Trust78468R408ST TERM HIGH ETF125,193$3.45M0.3%−20,298−14.0%Reduced–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF87,160$3.45M0.3%+3,903+4.7%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF23,107$3.37M0.3%+1,333+6.1%Added–
PFEPfizer IncStock85,088$3.33M0.3%+26,704+45.7%AddedHistory
DMOWestern Asset Mortgage Opportunity Fund Inc.COM212,586$3.31M0.3%−23,404−9.9%ReducedHistory
BRK.BBerkshire Hathaway IncStock11,825$3.29M0.3%+1,085+10.1%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF60,978$3.29M0.3%+8,911+17.1%Added–
Schwab Strategic Tr8085247141 5YR CORP BD63,625$3.26M0.3%+30,780+93.7%Added–
FSKFS KKR Capital CorpCOM150,210$3.23M0.3%+136,298+979.7%AddedHistory
STLDSteel Dynamics IncCOM52,796$3.15M0.3%−3,785−6.7%ReducedHistory
MRNAModerna, Inc.Stock13,356$3.14M0.3%+6,918+107.5%AddedHistory
MAMastercard IncStock8,575$3.13M0.3%+921+12.0%AddedHistory
TLRYTilray Brands, Inc.COM CL 2172,595$3.12M0.3%+172,595NewHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM304,523$3.11M0.3%+26,238+9.4%AddedHistory
AMTAmerican Tower CorpREIT11,327$3.06M0.3%+145+1.3%AddedHistory
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF37,920$3.04M0.3%+668+1.8%Added–
KOCoca Cola CoStock55,806$3.02M0.3%+1,009+1.8%AddedHistory
Schwab U.S. Mid-Cap ETF808524508ETF38,103$2.98M0.3%+13,342+53.9%Added–
XOMExxonMobil Holdings CorpCOM45,908$2.90M0.2%−681−1.5%ReducedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Centaurus Financial, Inc. in Q2 2021
SecurityClassPutsCalls
SNAPSnap IncStock–$183.0K
COTYCoty Inc.COM CL A–$90.0K
PRTSCarParts.com, Inc.COM–$79.0K
DLTHDuluth Holdings Inc.COM CL B–$63.0K
DBXDropbox, Inc.CL A–$58.0K

Sold out since Q1 2021 (57)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
Aphria Inc03765K104COM194,050$3.56M0.4%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH82,085$2.45M0.2%–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN43,816$2.45M0.2%–
Schwab Strategic Tr8085246985 10YR CORP BD42,919$2.20M0.2%–
IAC Interactivecorp New44891N109COM6,161$1.33M0.1%–
Fidelity Covington Trust316092873MSCI COMMNTN SVC24,670$1.22M0.1%–
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP35,460$1.20M0.1%–
FS KKR Cap Corp II35952V303COM57,150$1.12M0.1%–
Flexshares Tr33939L506IBOXX 3R TARGT32,026$845.0K0.1%–
VRTXVertex Pharmaceuticals IncStock3,754$807.0K0.1%History
iShares Tr46434V878ULTRA SHORT DUR15,228$769.0K0.1%–
Colony CR Real Estate Inc19625T101COM CL A71,147$606.0K0.1%–
QDELQuidelOrtho CorpCOM4,589$587.0K0.1%History
DBIDesigner Brands Inc.CL A33,105$576.0K0.1%History
Experience Invt Corp30217C109COM CL A50,021$515.0K0.1%–
BBWIBath & Body Works, Inc.COM7,871$487.0K<0.1%History
Collaborative Investmnt Ser19423L672THE SPAC AND NEW17,060$486.0K<0.1%–
VXXBarclays Bank PLCIPTH SR B S&P31,867$363.0K<0.1%History
LULUlululemon athletica inc.Stock1,057$324.0K<0.1%History
FSLRFirst Solar, Inc.Stock3,290$287.0K<0.1%History
VSTVistra Corp.Stock15,355$271.0K<0.1%History
JWNNordstrom IncStock7,068$268.0K<0.1%History
iShares Tr464288604MRGSTR SM CP GR854$257.0K<0.1%–
iShares Tr464287812US CONSM STAPLES2,795$209.0K<0.1%–
IRDMIridium Communications Inc.COM5,004$206.0K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW10,950$198.0K<0.1%History
BWABorgwarner IncCOM4,212$195.0K<0.1%History
iShares Tr464287150CORE S&P TTL STK1,925$176.0K<0.1%–
State Street SPDR S&P Bank ETF78464A797ETF3,294$171.0K<0.1%–
CSWCCapital Southwest CorpCOM7,374$163.0K<0.1%History
VACMarriott Vacations Worldwide CorpCOM884$154.0K<0.1%History
iShares Inc464286640MSCI CHILE ETF4,407$151.0K<0.1%–
iShares Tr464288844US OIL EQ&SV ETF11,288$151.0K<0.1%–
APTVAptiv PLCSHS1,070$148.0K<0.1%History
WisdomTree Tr97717X867EM LCL DEBT FD4,307$138.0K<0.1%–
iShares Tr46435G342MORTGE REL ETF3,859$136.0K<0.1%–
DBX ETF Tr233051820XTRACK MSCI ALL4,074$133.0K<0.1%–
QSQuantumScape CorpCOM CL A2,925$131.0K<0.1%History
CGCCanopy Growth CorpCOM3,999$128.0K<0.1%History
DHIHorton D R IncCOM1,408$125.0K<0.1%History
TOLToll Brothers, Inc.COM2,099$119.0K<0.1%History
Nuveen PFD & Incm Securties67072C105COM11,945$116.0K<0.1%–
LLYEli Lilly & CoStock616$115.0K<0.1%History
CNKCinemark Holdings, Inc.COM5,515$113.0K<0.1%History
DBX ETF Tr233051853XTRACK MSCI EURP3,348$109.0K<0.1%–
iShares Russell Midcap ETF464287499ETF1,440$106.0K<0.1%–
JDJD.com, Inc.SPON ADS CL A1,250$105.0K<0.1%History
FLGTFulgent Genetics, Inc.COM1,072$104.0K<0.1%History
DKDelek US Holdings, Inc.COM4,690$102.0K<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW3,704$102.0K<0.1%–
Global X FDS37954Y707RENEWABLE ENERGY6,359$101.0K<0.1%–
SBBPStrongbridge Biopharma plcSHS USD36,500$101.0K<0.1%History
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN1,378$100.0K<0.1%–
BRSLBrightstar Lottery PLCSHS USD15,000$92.0K<0.1%History
POWWOutdoor Holding CoCOM13,694$81.0K<0.1%History
ELYSElys BMG Group, Inc.COM10,600$56.0K<0.1%History
NGLNGL Energy Partners LPCOM UNIT REPST11,315$23.0K<0.1%History