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Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 10, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
883
+76 vs. Q1 2021
Portfolio value
$1.19B
+$173.9M (+17.2%) vs. Q1 2021
Filed
Aug 10, 2021
SEC
Holdings of Centaurus Financial, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Tekkorp Digital Acquisitn CoG8739H114*W EXP 10/26/20212,500$13.0K<0.1%00.0%Unchanged–
VTGNVistagen Therapeutics, Inc.COM NEW10,115$32.0K<0.1%+115+1.2%AddedHistory
TGBTrekor Metals LtdCOM17,739$38.0K<0.1%00.0%UnchangedHistory
GALTGalectin Therapeutics IncCOM NEW15,614$50.0K<0.1%00.0%UnchangedHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT25,000$63.0K<0.1%00.0%UnchangedHistory
NCMINational CineMedia, Inc.COM13,641$69.0K<0.1%−26,659−66.2%ReducedHistory
NEPTFNeptune Wellness Solutions Inc.COM64,000$75.0K<0.1%00.0%UnchangedHistory
OIAInvesco Municipal Income Opportunities TrustCOM11,150$93.0K<0.1%00.0%UnchangedHistory
First Tr MLP & Energy Incom33739B104COM12,248$97.0K<0.1%+2,000+19.5%Added–
NXPINXP Semiconductors N.V.COM487$100.0K<0.1%+487NewHistory
Pacer FDS Tr69374H709GLOBL CASH ETF3,173$100.0K<0.1%+3,173New–
iShares Tr46435G193ESG AWRE USD ETF3,597$100.0K<0.1%+3,597New–
KRROKorro Bio, Inc.COM10,030$100.0K<0.1%+10,030NewHistory
BRBroadridge Financial Solutions, Inc.Stock625$101.0K<0.1%+625NewHistory
AALAmerican Airlines Group Inc.Stock4,777$101.0K<0.1%−715−13.0%ReducedHistory
WisdomTree Tr97717W703INTL EQUITY FD1,860$101.0K<0.1%−50−2.6%Reduced–
NUSNu Skin Enterprises, Inc.CL A1,775$101.0K<0.1%+1,775NewHistory
ADMArcher-Daniels-Midland CoStock1,681$102.0K<0.1%+1,681NewHistory
EXPEExpedia Group, Inc.Stock625$102.0K<0.1%−264−29.7%ReducedHistory
Advisorshares Tr00768Y453PURE US CANN ETF2,555$102.0K<0.1%−5,445−68.1%Reduced–
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM12,350$102.0K<0.1%+12,350NewHistory
BTZBlackRock Credit Allocation Income TrustCOM6,584$103.0K<0.1%+6,584NewHistory
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM1,205$103.0K<0.1%+1,205New–
BYNDBeyond Meat, Inc.COM656$103.0K<0.1%+656NewHistory
IDEVoya Infrastructure, Industrials & Materials FundCOM8,105$104.0K<0.1%00.0%UnchangedHistory
Global X FDS37950E333GLBX SUPRINC ETF8,695$105.0K<0.1%−283−3.2%Reduced–
Global X FDS37954Y327GLBX MSCI COLUM3,771$105.0K<0.1%−881−18.9%Reduced–
NIONIO Inc.ADR1,986$106.0K<0.1%+1,986NewHistory
FXAInvesco CurrencyShares Australian Dollar TrustAUSTRALIAN DOL1,417$106.0K<0.1%00.0%UnchangedHistory
DMFBNY Mellon Municipal Income, Inc.COM11,500$107.0K<0.1%+11,500NewHistory
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM6,932$107.0K<0.1%00.0%UnchangedHistory
SAFESafehold Inc.COM1,368$107.0K<0.1%+1,368NewHistory
BYDBoyd Gaming CorpCOM1,770$109.0K<0.1%−5,729−76.4%ReducedHistory
AAPAdvance Auto Parts IncCOM531$109.0K<0.1%+531NewHistory
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG4,000$109.0K<0.1%+4,000New–
DBX ETF Tr233051879XTRACK HRVST CSI2,687$109.0K<0.1%+2,687New–
NVAXNovavax IncCOM NEW514$109.0K<0.1%−261−33.7%ReducedHistory
Guggenheim CR Allocation FD40168G108COM5,000$109.0K<0.1%00.0%Unchanged–
Vanguard Emerging Markets Government Bond ETF921946885ETF1,379$110.0K<0.1%+1,379New–
AVYAvery Dennison CorpCOM524$110.0K<0.1%+524NewHistory
VMOInvesco Municipal Opportunity TrustCOM8,085$110.0K<0.1%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB5,100$110.0K<0.1%−12,002−70.2%Reduced–
Schwab International Equity ETF808524805ETF2,825$111.0K<0.1%+2,825New–
iShares MSCI Eafe ETF464287465ETF1,411$111.0K<0.1%+93+7.1%Added–
First Tr Exchng Traded FD VI33740F664FT VEST US EQT3,257$111.0K<0.1%+3,257New–
Invesco Exch Traded FD Tr II46138E156S&P SMLCP FINL1,925$111.0K<0.1%−10−0.5%Reduced–
MSTRStrategy IncStock168$112.0K<0.1%−37−18.0%ReducedHistory
SPCEVirgin Galactic Holdings, IncCOM2,425$112.0K<0.1%+2,425NewHistory
METMetlife IncStock1,893$113.0K<0.1%−63−3.2%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF714$113.0K<0.1%00.0%Unchanged–
FRBKRepublic First Bancorp IncCOM28,244$113.0K<0.1%00.0%UnchangedHistory
VanEck Digital Native Economy ETF92189F882ETF2,155$114.0K<0.1%00.0%Unchanged–
Global X FDS37954Y442CLOUD COMPUTNG3,994$114.0K<0.1%+3,994New–
VanEck ETF Trust92189H409HIGH YLD MUNIETF1,789$114.0K<0.1%+1,789New–
iShares Tr464287630RUS 2000 VAL ETF688$114.0K<0.1%+60+9.6%Added–
XLNXXilinx IncCOM791$114.0K<0.1%+791NewHistory
Vanguard Long-Term Treasury ETF92206C847ETF1,310$115.0K<0.1%−172−11.6%Reduced–
iShares Inc464286822MSCI MEXICO ETF2,405$115.0K<0.1%−895−27.1%Reduced–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH2,250$115.0K<0.1%+2,250NewHistory
BSTBlackRock Science & Technology TrustSHS1,946$116.0K<0.1%+1,946NewHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF1,730$116.0K<0.1%+80+4.8%Added–
MLCOMelco Resorts & Entertainment LTDADR7,002$116.0K<0.1%−282−3.9%ReducedHistory
iShares Russell Top 200 Growth ETF464289438ETF776$117.0K<0.1%−160−17.1%Reduced–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF1,738$117.0K<0.1%+1,738New–
SRESempraStock885$117.0K<0.1%+885NewHistory
CFCF Industries Holdings, Inc.COM2,268$117.0K<0.1%−1,591−41.2%ReducedHistory
BDXBecton Dickinson & CoStock484$118.0K<0.1%−59−10.9%ReducedHistory
OTISOtis Worldwide CorpStock1,441$118.0K<0.1%+1,441NewHistory
APDAir Products & Chemicals, Inc.Stock415$119.0K<0.1%−34−7.6%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF381$119.0K<0.1%+2+0.5%Added–
PLTRPalantir Technologies Inc.Stock4,500$119.0K<0.1%+108+2.5%AddedHistory
HCAHCA Healthcare, Inc.COM575$119.0K<0.1%−564−49.5%ReducedHistory
ALNYAlnylam Pharmaceuticals, Inc.COM700$119.0K<0.1%+700NewHistory
Vanguard World FD921910725ESG INTL STK ETF1,861$119.0K<0.1%+14+0.8%Added–
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF979$120.0K<0.1%00.0%Unchanged–
BAXBaxter International IncStock1,509$121.0K<0.1%00.0%UnchangedHistory
KMIKinder Morgan, Inc.Stock6,667$122.0K<0.1%+306+4.8%AddedHistory
FCXFreeport-McMoran IncStock3,328$123.0K<0.1%−5,140−60.7%ReducedHistory
TXRHTexas Roadhouse, Inc.COM1,276$123.0K<0.1%+1,276NewHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL2,020$123.0K<0.1%+2,020New–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL2,538$123.0K<0.1%+56+2.3%Added–
ETEnergy Transfer LPCOM UT LTD PTN11,657$124.0K<0.1%+128+1.1%AddedHistory
SPDR Series Trust78468R747ST STR MSCI GEN1,217$124.0K<0.1%00.0%Unchanged–
EXCExelon CorpStock2,820$125.0K<0.1%−100−3.4%ReducedHistory
iShares Tr46435G250HIGH YLD SYSTM B2,407$125.0K<0.1%+2,407New–
SUNSunoco LPCOM UT REP LP3,310$125.0K<0.1%+3,310NewHistory
iShares Tr464287291GLOBAL TECH ETF369$125.0K<0.1%+9+2.5%Added–
TDAYUSA TODAY Co., Inc.COM22,820$125.0K<0.1%00.0%UnchangedHistory
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW4,698$125.0K<0.1%+4,698New–
RBLXRoblox CorpStock1,400$126.0K<0.1%+1,400NewHistory
VODVodafone Group Public Ltd CoADR7,368$126.0K<0.1%+7,368NewHistory
NRONeuberger Real Estate Securities Income Fund IncCOM25,000$126.0K<0.1%00.0%UnchangedHistory
AFLAflac IncStock2,360$127.0K<0.1%+2,360NewHistory
First Tr Exchng Traded FD VI33740U802FT VEST U.S.4,155$127.0K<0.1%+4,155New–
NXGNXG NextGen Infrastructure Income FundCOM2,639$128.0K<0.1%−375−12.4%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB5,900$128.0K<0.1%−14,102−70.5%Reduced–
KKRKKR & Co. Inc.COM2,173$129.0K<0.1%+2,173NewHistory
HYFMHydrofarm Holdings Group, Inc.COM2,182$129.0K<0.1%+255+13.2%AddedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM9,187$129.0K<0.1%+11+0.1%AddedHistory
iShares Tr464288166AGENCY BOND ETF1,100$130.0K<0.1%−9−0.8%Reduced–

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Centaurus Financial, Inc. in Q2 2021
SecurityClassPutsCalls
SNAPSnap IncStock–$183.0K
COTYCoty Inc.COM CL A–$90.0K
PRTSCarParts.com, Inc.COM–$79.0K
DLTHDuluth Holdings Inc.COM CL B–$63.0K
DBXDropbox, Inc.CL A–$58.0K

Sold out since Q1 2021 (57)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
Aphria Inc03765K104COM194,050$3.56M0.4%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH82,085$2.45M0.2%–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN43,816$2.45M0.2%–
Schwab Strategic Tr8085246985 10YR CORP BD42,919$2.20M0.2%–
IAC Interactivecorp New44891N109COM6,161$1.33M0.1%–
Fidelity Covington Trust316092873MSCI COMMNTN SVC24,670$1.22M0.1%–
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP35,460$1.20M0.1%–
FS KKR Cap Corp II35952V303COM57,150$1.12M0.1%–
Flexshares Tr33939L506IBOXX 3R TARGT32,026$845.0K0.1%–
VRTXVertex Pharmaceuticals IncStock3,754$807.0K0.1%History
iShares Tr46434V878ULTRA SHORT DUR15,228$769.0K0.1%–
Colony CR Real Estate Inc19625T101COM CL A71,147$606.0K0.1%–
QDELQuidelOrtho CorpCOM4,589$587.0K0.1%History
DBIDesigner Brands Inc.CL A33,105$576.0K0.1%History
Experience Invt Corp30217C109COM CL A50,021$515.0K0.1%–
BBWIBath & Body Works, Inc.COM7,871$487.0K<0.1%History
Collaborative Investmnt Ser19423L672THE SPAC AND NEW17,060$486.0K<0.1%–
VXXBarclays Bank PLCIPTH SR B S&P31,867$363.0K<0.1%History
LULUlululemon athletica inc.Stock1,057$324.0K<0.1%History
FSLRFirst Solar, Inc.Stock3,290$287.0K<0.1%History
VSTVistra Corp.Stock15,355$271.0K<0.1%History
JWNNordstrom IncStock7,068$268.0K<0.1%History
iShares Tr464288604MRGSTR SM CP GR854$257.0K<0.1%–
iShares Tr464287812US CONSM STAPLES2,795$209.0K<0.1%–
IRDMIridium Communications Inc.COM5,004$206.0K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW10,950$198.0K<0.1%History
BWABorgwarner IncCOM4,212$195.0K<0.1%History
iShares Tr464287150CORE S&P TTL STK1,925$176.0K<0.1%–
State Street SPDR S&P Bank ETF78464A797ETF3,294$171.0K<0.1%–
CSWCCapital Southwest CorpCOM7,374$163.0K<0.1%History
VACMarriott Vacations Worldwide CorpCOM884$154.0K<0.1%History
iShares Inc464286640MSCI CHILE ETF4,407$151.0K<0.1%–
iShares Tr464288844US OIL EQ&SV ETF11,288$151.0K<0.1%–
APTVAptiv PLCSHS1,070$148.0K<0.1%History
WisdomTree Tr97717X867EM LCL DEBT FD4,307$138.0K<0.1%–
iShares Tr46435G342MORTGE REL ETF3,859$136.0K<0.1%–
DBX ETF Tr233051820XTRACK MSCI ALL4,074$133.0K<0.1%–
QSQuantumScape CorpCOM CL A2,925$131.0K<0.1%History
CGCCanopy Growth CorpCOM3,999$128.0K<0.1%History
DHIHorton D R IncCOM1,408$125.0K<0.1%History
TOLToll Brothers, Inc.COM2,099$119.0K<0.1%History
Nuveen PFD & Incm Securties67072C105COM11,945$116.0K<0.1%–
LLYEli Lilly & CoStock616$115.0K<0.1%History
CNKCinemark Holdings, Inc.COM5,515$113.0K<0.1%History
DBX ETF Tr233051853XTRACK MSCI EURP3,348$109.0K<0.1%–
iShares Russell Midcap ETF464287499ETF1,440$106.0K<0.1%–
JDJD.com, Inc.SPON ADS CL A1,250$105.0K<0.1%History
FLGTFulgent Genetics, Inc.COM1,072$104.0K<0.1%History
DKDelek US Holdings, Inc.COM4,690$102.0K<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW3,704$102.0K<0.1%–
Global X FDS37954Y707RENEWABLE ENERGY6,359$101.0K<0.1%–
SBBPStrongbridge Biopharma plcSHS USD36,500$101.0K<0.1%History
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN1,378$100.0K<0.1%–
BRSLBrightstar Lottery PLCSHS USD15,000$92.0K<0.1%History
POWWOutdoor Holding CoCOM13,694$81.0K<0.1%History
ELYSElys BMG Group, Inc.COM10,600$56.0K<0.1%History
NGLNGL Energy Partners LPCOM UNIT REPST11,315$23.0K<0.1%History