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Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
880
−3 vs. Q2 2021
Portfolio value
$1.19B
+$5.57M (+0.5%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Centaurus Financial, Inc. in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPDR Series Trust78464A201ST STR SP600GRWO3,060$267.0K<0.1%−172−5.3%Reduced–
iShares Tr46434V456MSCI INTL QUALTY7,075$268.0K<0.1%+625+9.7%Added–
USLUnited States 12 Month Oil Fund, LPUNIT BEN INT10,000$271.0K<0.1%00.0%UnchangedHistory
VFCV F CorpStock4,060$272.0K<0.1%+609+17.6%AddedHistory
SPDR Index Shs FDS78463X863ST DOW INTL ETF7,660$272.0K<0.1%+125+1.7%Added–
CPRICapri Holdings LtdSHS5,697$276.0K<0.1%−91−1.6%ReducedHistory
iShares Tr464287150CORE S&P TTL STK2,806$276.0K<0.1%+2,806New–
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF8,854$278.0K<0.1%−47−0.5%Reduced–
PDIPIMCO Dynamic Income FundSHS10,457$278.0K<0.1%+50+0.5%AddedHistory
First Trust Cloud Computing ETF33734X192ETF2,648$279.0K<0.1%−34,960−93.0%Reduced–
Vanguard S&P 500 Value ETF921932703ETF1,986$279.0K<0.1%+10+0.5%Added–
CBChubb LtdStock1,633$283.0K<0.1%+115+7.6%AddedHistory
SMTCSemtech CorpStock3,624$283.0K<0.1%−81−2.2%ReducedHistory
SPDR Series Trust78468R200ST STR RATE ETF9,260$284.0K<0.1%−958−9.4%Reduced–
FISVFiserv IncStock2,628$285.0K<0.1%−197−7.0%ReducedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF13,863$285.0K<0.1%−4,178−23.2%Reduced–
APTSPreferred Apartment Communities IncCOM23,349$286.0K<0.1%−2,861−10.9%ReducedHistory
ENVAEnova International, Inc.COM8,298$287.0K<0.1%+306+3.8%AddedHistory
Vanguard Total World Stock ETF922042742ETF2,837$289.0K<0.1%00.0%Unchanged–
WisdomTree Tr97717W604US SMALLCAP DIVD9,371$289.0K<0.1%+2,442+35.2%Added–
FEFirstenergy CorpCOM8,122$289.0K<0.1%+30+0.4%AddedHistory
CIMChimera Investment CorpCOM NEW19,438$289.0K<0.1%−16,250−45.5%ReducedHistory
CLColgate Palmolive CoStock3,842$290.0K<0.1%00.0%UnchangedHistory
Starboard Invt Tr85521B742ADAPTIVE ALPHA11,332$291.0K<0.1%+600+5.6%Added–
iShares Tr464287234MSCI EMG MKT ETF5,883$296.0K<0.1%−100−1.7%Reduced–
FCFranklin Covey CoCOM7,256$296.0K<0.1%00.0%UnchangedHistory
WMWaste Management IncStock1,991$297.0K<0.1%−14−0.7%ReducedHistory
iShares Russell Mid-Cap Value ETF464287473ETF2,647$300.0K<0.1%00.0%Unchanged–
PODDInsulet CorpStock1,055$300.0K<0.1%+200+23.4%AddedHistory
JBLUJetBlue Airways CorpCOM19,653$300.0K<0.1%00.0%UnchangedHistory
DGXQuest Diagnostics IncCOM2,067$300.0K<0.1%+34+1.7%AddedHistory
MFICMidCap Financial Investment CorpCOM NEW23,225$301.0K<0.1%+884+4.0%AddedHistory
WBAWalgreens Boots Alliance, Inc.COM6,390$301.0K<0.1%+1,137+21.6%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,832$304.0K<0.1%−2,054−52.9%Reduced–
ProShares Tr74347B169ONLINE RTL ETF4,630$304.0K<0.1%00.0%Unchanged–
CCIFCarlyle Credit Income FundSHS BEN INT29,179$306.0K<0.1%00.0%UnchangedHistory
ITWIllinois Tool Works IncStock1,488$307.0K<0.1%+5+0.3%AddedHistory
WTFCWintrust Financial CorpCOM3,818$307.0K<0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW4,364$308.0K<0.1%−140−3.1%Reduced–
NOCNorthrop Grumman CorpStock860$310.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF20,869$314.0K<0.1%−2,869−12.1%Reduced–
NCZVirtus Convertible & Income Fund IICOM61,083$317.0K<0.1%+61,083NewHistory
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN2,255$324.0K<0.1%−483−17.6%Reduced–
CWHCamping World Holdings, Inc.CL A8,333$324.0K<0.1%+8,333NewHistory
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM14,579$325.0K<0.1%00.0%UnchangedHistory
EAElectronic Arts Inc.COM2,288$325.0K<0.1%+433+23.3%AddedHistory
RIORio Tinto PLCADR4,916$328.0K<0.1%+613+14.2%AddedHistory
iShares U.S. Healthcare Providers ETF464288828ETF1,287$329.0K<0.1%+65+5.3%Added–
ZBHZimmer Biomet Holdings, Inc.Stock2,251$329.0K<0.1%+87+4.0%AddedHistory
BRGBluerock Residential Growth REIT, Inc.COM CL A25,794$329.0K<0.1%−43−0.2%ReducedHistory
ABRArbor Realty Trust IncCOM17,782$330.0K<0.1%−17,649−49.8%ReducedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF2,955$331.0K<0.1%00.0%Unchanged–
SPDR Series Trust78464A581ST STR SP HCEQ2,651$332.0K<0.1%+727+37.8%Added–
PCTPureCycle Technologies, Inc.COM25,010$332.0K<0.1%+9,188+58.1%AddedHistory
Fidelity Covington Trust316092709MSCI INDL INDX6,404$332.0K<0.1%+1,216+23.4%Added–
First Tr Exchange-Traded FD33734G108COM11,801$334.0K<0.1%+11,801New–
ECCEagle Point Credit CoCOM24,600$335.0K<0.1%00.0%UnchangedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF2,929$336.0K<0.1%+834+39.8%Added–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF6,340$337.0K<0.1%−2,017−24.1%Reduced–
iShares S&P 500 Value ETF464287408ETF2,324$338.0K<0.1%+591+34.1%Added–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG12,658$338.0K<0.1%+1,066+9.2%Added–
CCitigroup IncStock4,828$339.0K<0.1%+204+4.4%AddedHistory
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH4,711$339.0K<0.1%−200−4.1%Reduced–
Vanguard Mun BD FDS922907746TAX EXEMPT BD6,250$342.0K<0.1%+4+0.1%Added–
ACBAurora Cannabis IncCOM49,388$342.0K<0.1%−1,000−2.0%ReducedHistory
OLNOLIN CorpStock7,115$343.0K<0.1%+2,398+50.8%AddedHistory
BFIBurgerFi International, Inc.COM39,620$343.0K<0.1%+2,473+6.7%AddedHistory
UBERUber Technologies, IncStock7,676$344.0K<0.1%−2,766−26.5%ReducedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT22,970$348.0K<0.1%−2,013−8.1%ReducedHistory
MRSHMarsh & McLennan Companies, Inc.Stock2,315$351.0K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A763ST STR SP DIV2,999$353.0K<0.1%+185+6.6%Added–
ONOn Semiconductor CorpStock7,748$355.0K<0.1%+898+13.1%AddedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF9,094$356.0K<0.1%−11,900−56.7%Reduced–
FDXFedEx CorpStock1,623$356.0K<0.1%−193−10.6%ReducedHistory
TFCTruist Financial CorpCOM6,069$356.0K<0.1%+162+2.7%AddedHistory
MSIMotorola Solutions, Inc.Stock1,542$358.0K<0.1%−100−6.1%ReducedHistory
ABMDAbiomed IncCOM1,100$358.0K<0.1%+200+22.2%AddedHistory
CHEChemed CorpCOM772$359.0K<0.1%+772NewHistory
BHPBHP Group LtdADR6,726$360.0K<0.1%+1,711+34.1%AddedHistory
Starz Entertainment Corp535919401CL A VTG25,422$361.0K<0.1%+5,735+29.1%Added–
AMNAmn Healthcare Services IncCOM3,194$367.0K<0.1%+3,194NewHistory
Fidelity MSCI Financials Index ETF316092501ETF6,861$368.0K<0.1%+867+14.5%Added–
BTIBritish American Tobacco p.l.c.SPONSORED ADR10,418$368.0K<0.1%−284−2.7%ReducedHistory
ASOAcademy Sports & Outdoors, Inc.COM9,225$369.0K<0.1%+2,050+28.6%AddedHistory
LIILennox International IncCOM1,257$370.0K<0.1%−10−0.8%ReducedHistory
ABNBAirbnb, Inc.Stock2,213$371.0K<0.1%+481+27.8%AddedHistory
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT10,062$371.0K<0.1%+631+6.7%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock1,697$374.0K<0.1%−193−10.2%ReducedHistory
SIVBSVB Financial GroupCOM581$376.0K<0.1%00.0%UnchangedHistory
GPNGlobal Payments IncStock2,403$379.0K<0.1%00.0%UnchangedHistory
SRTAStrata Critical Medical, Inc.CL A COM36,502$380.0K<0.1%−6,781−15.7%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF1,730$384.0K<0.1%+293+20.4%Added–
ROKRockwell Automation, IncStock1,305$384.0K<0.1%+455+53.5%AddedHistory
JRSNuveen Real Estate Income FundCOM36,125$384.0K<0.1%−1,200−3.2%ReducedHistory
NWLNewell Brands Inc.Stock17,404$385.0K<0.1%+4,546+35.4%AddedHistory
MKTXMarketaxess Holdings IncCOM916$385.0K<0.1%−89−8.9%ReducedHistory
CGNXCognex CorpCOM4,829$387.0K<0.1%+4,829NewHistory
LOBLive Oak Bancshares, Inc.COM6,115$389.0K<0.1%−1,050−14.7%ReducedHistory
HFCHollyFrontier CorpCOM11,783$390.0K<0.1%−906−7.1%ReducedHistory
Fidelity Covington Trust316092204MSCI CONSM DIS4,874$391.0K<0.1%+633+14.9%Added–

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Centaurus Financial, Inc. in Q3 2021
SecurityClassPutsCalls
SNAPSnap IncStock–$95.0K
MMacy's, Inc.COM–$88.0K
BGFVBig 5 Sporting Goods CorpCOM–$47.0K

Sold out since Q2 2021 (84)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Amplify ETF Tr032108102ONLIN RETL ETF21,444$2.78M0.2%–
PIMCO ETF Tr72201R30415+ YR US TIPS26,289$2.27M0.2%–
iShares Tr464287184CHINA LG-CAP ETF44,625$2.07M0.2%–
VanEck ETF Trust92189H300JP MRGAN EM LOC52,056$1.63M0.1%–
iShares Tr464288117INTL TREA BD ETF31,219$1.63M0.1%–
SPDR Series Trust78464A334SST SPDR BLOOMBE51,172$1.63M0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF15,759$1.41M0.1%–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN14,779$1.38M0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY171,455$1.38M0.1%–
SPDR Series Trust78464A722ST STR SP PHARMA26,028$1.35M0.1%–
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE7,587$1.26M0.1%–
iShares Tr464289180MSCI EURO FL ETF55,300$1.08M0.1%–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR67,044$941.0K0.1%History
SAMBoston Beer Co IncCL A900$919.0K0.1%History
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF11,881$822.0K0.1%–
DLTHDuluth Holdings Inc.COM CL B35,500$733.0K0.1%History
iShares Tr46428951110+ YR INVST GRD8,457$594.0K0.1%–
WYNNWynn Resorts LtdCOM4,647$568.0K<0.1%History
GTGoodyear Tire & Rubber CoCOM31,500$540.0K<0.1%History
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF7,564$479.0K<0.1%–
EOSEEos Energy Enterprises, Inc.COM CL A24,919$448.0K<0.1%History
DELLDell Technologies Inc.Stock4,361$435.0K<0.1%History
iShares Tr464287796U.S. ENERGY ETF14,198$413.0K<0.1%–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF3,700$411.0K<0.1%–
GNRCGenerac Holdings Inc.Stock939$390.0K<0.1%History
ORAOrmat Technologies, Inc.COM5,406$376.0K<0.1%History
iShares Tr464287754US INDUSTRIALS3,248$361.0K<0.1%–
SPDR Ser Tr78464A110FACTST INV ETF1,579$357.0K<0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF6,742$352.0K<0.1%–
STKLSunOpta Inc.COM28,104$344.0K<0.1%History
WIXWix.com Ltd.SHS1,055$306.0K<0.1%History
CALCaleres IncCOM11,017$301.0K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM9,464$288.0K<0.1%History
SPDR Ser Tr78468R127S&P INTERNET ETF1,415$259.0K<0.1%–
NXHNeighborhood Intelligence, Inc.COM2,683$247.0K<0.1%History
Vanguard Whitehall FDS921946794INTL HIGH ETF3,435$234.0K<0.1%–
iShares Tr464288851US OIL GS EX ETF3,900$223.0K<0.1%–
iShares Tr46435G672CORE INTL AGGR3,884$214.0K<0.1%–
CENCenter Coast Brookfield MLP & Energy Infrastructure FundSHS BEN INT15,387$205.0K<0.1%History
First Tr Exchange-Traded FD33738D101NO AMER ENERGY8,289$203.0K<0.1%–
Kraneshares Trust500767306CSI CHI INTERNET2,835$198.0K<0.1%–
DNMRDanimer Scientific, Inc.COM CL A7,175$180.0K<0.1%History
COINCoinbase Global, Inc.COM CL A703$178.0K<0.1%History
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY1,944$164.0K<0.1%–
First Trust Financials Alphadex Fund33734X135ETF3,713$162.0K<0.1%–
AHTAshford Hospitality Trust IncCOM SHS33,865$154.0K<0.1%History
LVSLas Vegas Sands CorpCOM2,843$150.0K<0.1%History
iShares Tr46429B655FLTG RATE NT ETF2,961$150.0K<0.1%–
NXDTNexpoint Diversified Real Estate TrustCOM NEW10,428$143.0K<0.1%History
iShares Tr46432F859CORE 1 5 YR USD2,713$139.0K<0.1%–
SPLKSplunk IncCOM950$137.0K<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT4,131$135.0K<0.1%–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN3,917$133.0K<0.1%–
NXGNXG NextGen Infrastructure Income FundCOM2,639$128.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB5,900$128.0K<0.1%–
RBLXRoblox CorpStock1,400$126.0K<0.1%History
SUNSunoco LPCOM UT REP LP3,310$125.0K<0.1%History
FCXFreeport-McMoran IncStock3,328$123.0K<0.1%History
BSTBlackRock Science & Technology TrustSHS1,946$116.0K<0.1%History
MLCOMelco Resorts & Entertainment LTDADR7,002$116.0K<0.1%History
Vanguard Long-Term Treasury ETF92206C847ETF1,310$115.0K<0.1%–
VanEck Digital Native Economy ETF92189F882ETF2,155$114.0K<0.1%–
SPCEVirgin Galactic Holdings, IncCOM2,425$112.0K<0.1%History
Schwab International Equity ETF808524805ETF2,825$111.0K<0.1%–
Invesco Exch Traded FD Tr II46138E156S&P SMLCP FINL1,925$111.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB5,100$110.0K<0.1%–
AAPAdvance Auto Parts IncCOM531$109.0K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI2,687$109.0K<0.1%–
SAFESafehold Inc.COM1,368$107.0K<0.1%History
NIONIO Inc.ADR1,986$106.0K<0.1%History
Global X FDS37950E333GLBX SUPRINC ETF8,695$105.0K<0.1%–
BTZBlackRock Credit Allocation Income TrustCOM6,584$103.0K<0.1%History
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM1,205$103.0K<0.1%–
BYNDBeyond Meat, Inc.COM656$103.0K<0.1%History
EXPEExpedia Group, Inc.Stock625$102.0K<0.1%History
Advisorshares Tr00768Y453PURE US CANN ETF2,555$102.0K<0.1%–
AALAmerican Airlines Group Inc.Stock4,777$101.0K<0.1%History
WisdomTree Tr97717W703INTL EQUITY FD1,860$101.0K<0.1%–
NUSNu Skin Enterprises, Inc.CL A1,775$101.0K<0.1%History
NXPINXP Semiconductors N.V.COM487$100.0K<0.1%History
Pacer FDS Tr69374H709GLOBL CASH ETF3,173$100.0K<0.1%–
iShares Tr46435G193ESG AWRE USD ETF3,597$100.0K<0.1%–
First Tr MLP & Energy Incom33739B104COM12,248$97.0K<0.1%–
NEPTFNeptune Wellness Solutions Inc.COM64,000$75.0K<0.1%History