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Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
880
−3 vs. Q2 2021
Portfolio value
$1.19B
+$5.57M (+0.5%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Centaurus Financial, Inc. in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
VTRSViatris IncStock13,483$183.0K<0.1%−25−0.2%ReducedHistory
VMWVmware LLCCL A COM1,230$183.0K<0.1%+147+13.6%AddedHistory
NSCNorfolk Southern CorpStock767$184.0K<0.1%00.0%UnchangedHistory
AXPAmerican Express CoStock1,105$185.0K<0.1%−44−3.8%ReducedHistory
BNYBank of New York Mellon CorpStock3,579$186.0K<0.1%−250−6.5%ReducedHistory
CARRCarrier Global CorpStock3,594$186.0K<0.1%−3,303−47.9%ReducedHistory
AYXAlteryx, Inc.COM CL A2,551$186.0K<0.1%−172−6.3%ReducedHistory
MARMarriott International IncStock1,260$187.0K<0.1%−119−8.6%ReducedHistory
iShares U.S. Regional Banks ETF464288778ETF3,080$187.0K<0.1%+10.0%Added–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL1,677$187.0K<0.1%−196−10.5%Reduced–
iShares Tr464289875CORE 40 MODE ETF4,169$187.0K<0.1%−550−11.7%Reduced–
iShares Tr464287291GLOBAL TECH ETF3,311$188.0K<0.1%+1,097+49.5%AddedConverted for a 6-for-1 split–
Global X FDS37950E127REIT ETF19,758$188.0K<0.1%−33,455−62.9%Reduced–
SNAPSnap IncStock2,552$189.0K<0.1%00.0%UnchangedHistory
iShares Core High Dividend ETF46429B663ETF2,015$190.0K<0.1%−205−9.2%Reduced–
BLDRBuilders FirstSource, Inc.Stock3,700$191.0K<0.1%−1,700−31.5%ReducedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF2,824$191.0K<0.1%−6,446−69.5%Reduced–
EXASExact Sciences CorpCOM2,005$191.0K<0.1%00.0%UnchangedHistory
iShares Tr464287580US CONSUM DISCRE2,488$192.0K<0.1%00.0%Unchanged–
NLYAnnaly Capital Management IncCOM22,805$192.0K<0.1%−6,764−22.9%ReducedHistory
ETNEaton Corp plcStock1,293$193.0K<0.1%+1,293NewHistory
VSTOVista Outdoor Inc.COM4,792$193.0K<0.1%+857+21.8%AddedHistory
SWKSSkyworks Solutions, Inc.Stock1,181$195.0K<0.1%−999−45.8%ReducedHistory
ELANElanco Animal Health IncCOM6,128$195.0K<0.1%−10,155−62.4%ReducedHistory
CRSRCorsair Gaming, Inc.COM7,533$195.0K<0.1%+2,328+44.7%AddedHistory
First Tr Exchange-Traded Alp33735J101COM SHS3,048$196.0K<0.1%−250−7.6%Reduced–
PLDPrologis, Inc.REIT1,581$198.0K<0.1%−9−0.6%ReducedHistory
PSAPublic StorageCOM668$198.0K<0.1%+668NewHistory
BCEBce IncCOM NEW3,956$198.0K<0.1%+3,956NewHistory
MARAMARA Holdings, Inc.COM6,294$199.0K<0.1%+6,294NewHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF3,126$200.0K<0.1%+107+3.5%Added–
HIIHuntington Ingalls Industries, Inc.COM1,036$200.0K<0.1%+400+62.9%AddedHistory
INSPInspire Medical Systems, Inc.COM866$202.0K<0.1%−3−0.3%ReducedHistory
EFTEaton Vance Floating-Rate Income TrustCOM14,000$204.0K<0.1%00.0%UnchangedHistory
iShares Tr46434V381FUTU EXPO TE ETF3,270$205.0K<0.1%−500−13.3%Reduced–
VanEck ETF Trust92189H409HIGH YLD MUNIETF3,280$205.0K<0.1%+1,491+83.3%Added–
EMREmerson Electric CoStock2,182$206.0K<0.1%−15−0.7%ReducedHistory
ProShares Tr74348A467S&P 500 DV ARIST2,331$206.0K<0.1%−603−20.6%Reduced–
ALGNAlign Technology IncCOM310$206.0K<0.1%00.0%UnchangedHistory
NMIHNMI Holdings, Inc.COM9,177$207.0K<0.1%−169−1.8%ReducedHistory
ALLAllstate CorpStock1,640$209.0K<0.1%+4+0.2%AddedHistory
VanEck Semiconductor ETF92189F676ETF821$210.0K<0.1%−550−40.1%Reduced–
RTLNecessity Retail REIT, Inc.COM CLASS A26,138$210.0K<0.1%+4,339+19.9%AddedHistory
Amplify ETF Tr032108888BLACKSWAN GRWT6,130$210.0K<0.1%+6,130New–
GPCGenuine Parts CoStock1,758$213.0K<0.1%+70+4.1%AddedHistory
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,778$213.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG8,779$213.0K<0.1%+4,779+119.5%Added–
iShares Tr46429B333GNMA BOND ETF4,263$213.0K<0.1%−12,312−74.3%Reduced–
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV3,095$214.0K<0.1%+43+1.4%Added–
ETF Ser Solutions26922A305ALPCLONE ALTER2,579$214.0K<0.1%00.0%Unchanged–
PWRQuanta Services, Inc.COM1,897$216.0K<0.1%−41−2.1%ReducedHistory
First Tr Exchng Traded FD VI33740F748FT VEST US EQT5,950$216.0K<0.1%−796−11.8%Reduced–
NEMNEWMONT CorpStock4,001$217.0K<0.1%−91−2.2%ReducedHistory
iShares Core S&P US Value ETF464287663ETF3,062$217.0K<0.1%+3,062New–
URIUnited Rentals, Inc.COM623$219.0K<0.1%−1−0.2%ReducedHistory
Farfetch Ltd30744W107ORD SH CL A5,854$219.0K<0.1%+5,854New–
iShares Tr46435G250HIGH YLD SYSTM B4,254$220.0K<0.1%+1,847+76.7%Added–
ENPHEnphase Energy, Inc.Stock1,478$222.0K<0.1%+146+11.0%AddedHistory
FLGTFulgent Genetics, Inc.COM2,464$222.0K<0.1%+2,464NewHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF3,733$224.0K<0.1%+26+0.7%Added–
RUBYRubius Therapeutics, Inc.COM12,500$224.0K<0.1%−1,500−10.7%ReducedHistory
SLViShares Silver TrustETF10,956$225.0K<0.1%−3,834−25.9%ReducedHistory
SRNESorrento Therapeutics, Inc.COM NEW29,535$225.0K<0.1%+4,100+16.1%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF4,777$227.0K<0.1%+1,686+54.5%Added–
Pacer FDS Tr69374H741DATA AND INFRAST5,831$227.0K<0.1%+326+5.9%Added–
CMCCommercial Metals CoStock7,499$228.0K<0.1%+575+8.3%AddedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT2,045$229.0K<0.1%+200+10.8%AddedHistory
TSCOTractor Supply CoCOM1,150$233.0K<0.1%+100+9.5%AddedHistory
DEODiageo PLCSPON ADR NEW1,209$233.0K<0.1%+225+22.9%AddedHistory
CMICummins IncStock1,046$235.0K<0.1%+50+5.0%AddedHistory
TRVTravelers Companies, Inc.Stock1,548$235.0K<0.1%+138+9.8%AddedHistory
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF1,494$236.0K<0.1%+1,494New–
AEPAmerican Electric Power Co IncStock2,923$237.0K<0.1%+18+0.6%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR2,133$238.0K<0.1%+369+20.9%AddedHistory
SHWSherwin Williams CoCOM852$238.0K<0.1%−55−6.1%ReducedHistory
WTRGEssential Utilities, Inc.COM5,164$238.0K<0.1%−37−0.7%ReducedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF8,991$239.0K<0.1%00.0%Unchanged–
iShares Tr464287630RUS 2000 VAL ETF1,492$239.0K<0.1%+804+116.9%Added–
WOOFPetco Health & Wellness Company, Inc.CL A COM11,350$239.0K<0.1%+11,350NewHistory
iShares S&P Mid-Cap 400 Growth ETF464287606ETF3,035$240.0K<0.1%00.0%Unchanged–
SKYWSkywest IncCOM4,880$241.0K<0.1%−49−1.0%ReducedHistory
GOFGuggenheim Strategic Opportunities FundCOM SBI12,753$244.0K<0.1%00.0%UnchangedHistory
TEKKTekkorp Digital Acquisition Corp.CL A25,000$246.0K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33738R118NASD TECH DIV7,266$247.0K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33733E872LUNT US FACTOR7,266$247.0K<0.1%00.0%Unchanged–
Goldman Sachs ETF Tr381430206ACTIVEBETA EME6,720$249.0K<0.1%00.0%Unchanged–
WWayfair Inc.CL A975$249.0K<0.1%00.0%UnchangedHistory
ProShares Tr74348A145PET CARE ETF3,205$249.0K<0.1%+3,205New–
ANETArista Networks, Inc.COM743$255.0K<0.1%−17−2.2%ReducedHistory
Global X FDS37954Y442CLOUD COMPUTNG8,824$258.0K<0.1%+4,830+120.9%Added–
GEFGreif, IncCL A3,993$258.0K<0.1%+3,993NewHistory
GSBDGoldman Sachs BDC, Inc.SHS14,108$259.0K<0.1%+1,850+15.1%AddedHistory
LYFTLyft, Inc.CL A COM4,865$261.0K<0.1%−413−7.8%ReducedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD12,517$263.0K<0.1%+4,122+49.1%Added–
FICOFair Isaac CorpCOM662$263.0K<0.1%+97+17.2%AddedHistory
Fidelity MSCI Information Technology Index ETF316092808ETF2,222$264.0K<0.1%−3,415−60.6%Reduced–
CNXCConcentrix CorpStock1,490$264.0K<0.1%−3−0.2%ReducedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT27,089$264.0K<0.1%+473+1.8%AddedHistory
PLBYPlayboy, Inc.COM11,189$264.0K<0.1%+388+3.6%AddedHistory
First Tr Exchng Traded FD VI33740U208FT VEST US EQT7,679$266.0K<0.1%+3,736+94.8%Added–

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Centaurus Financial, Inc. in Q3 2021
SecurityClassPutsCalls
SNAPSnap IncStock–$95.0K
MMacy's, Inc.COM–$88.0K
BGFVBig 5 Sporting Goods CorpCOM–$47.0K

Sold out since Q2 2021 (84)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Amplify ETF Tr032108102ONLIN RETL ETF21,444$2.78M0.2%–
PIMCO ETF Tr72201R30415+ YR US TIPS26,289$2.27M0.2%–
iShares Tr464287184CHINA LG-CAP ETF44,625$2.07M0.2%–
VanEck ETF Trust92189H300JP MRGAN EM LOC52,056$1.63M0.1%–
iShares Tr464288117INTL TREA BD ETF31,219$1.63M0.1%–
SPDR Series Trust78464A334SST SPDR BLOOMBE51,172$1.63M0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF15,759$1.41M0.1%–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN14,779$1.38M0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY171,455$1.38M0.1%–
SPDR Series Trust78464A722ST STR SP PHARMA26,028$1.35M0.1%–
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE7,587$1.26M0.1%–
iShares Tr464289180MSCI EURO FL ETF55,300$1.08M0.1%–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR67,044$941.0K0.1%History
SAMBoston Beer Co IncCL A900$919.0K0.1%History
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF11,881$822.0K0.1%–
DLTHDuluth Holdings Inc.COM CL B35,500$733.0K0.1%History
iShares Tr46428951110+ YR INVST GRD8,457$594.0K0.1%–
WYNNWynn Resorts LtdCOM4,647$568.0K<0.1%History
GTGoodyear Tire & Rubber CoCOM31,500$540.0K<0.1%History
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF7,564$479.0K<0.1%–
EOSEEos Energy Enterprises, Inc.COM CL A24,919$448.0K<0.1%History
DELLDell Technologies Inc.Stock4,361$435.0K<0.1%History
iShares Tr464287796U.S. ENERGY ETF14,198$413.0K<0.1%–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF3,700$411.0K<0.1%–
GNRCGenerac Holdings Inc.Stock939$390.0K<0.1%History
ORAOrmat Technologies, Inc.COM5,406$376.0K<0.1%History
iShares Tr464287754US INDUSTRIALS3,248$361.0K<0.1%–
SPDR Ser Tr78464A110FACTST INV ETF1,579$357.0K<0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF6,742$352.0K<0.1%–
STKLSunOpta Inc.COM28,104$344.0K<0.1%History
WIXWix.com Ltd.SHS1,055$306.0K<0.1%History
CALCaleres IncCOM11,017$301.0K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM9,464$288.0K<0.1%History
SPDR Ser Tr78468R127S&P INTERNET ETF1,415$259.0K<0.1%–
NXHNeighborhood Intelligence, Inc.COM2,683$247.0K<0.1%History
Vanguard Whitehall FDS921946794INTL HIGH ETF3,435$234.0K<0.1%–
iShares Tr464288851US OIL GS EX ETF3,900$223.0K<0.1%–
iShares Tr46435G672CORE INTL AGGR3,884$214.0K<0.1%–
CENCenter Coast Brookfield MLP & Energy Infrastructure FundSHS BEN INT15,387$205.0K<0.1%History
First Tr Exchange-Traded FD33738D101NO AMER ENERGY8,289$203.0K<0.1%–
Kraneshares Trust500767306CSI CHI INTERNET2,835$198.0K<0.1%–
DNMRDanimer Scientific, Inc.COM CL A7,175$180.0K<0.1%History
COINCoinbase Global, Inc.COM CL A703$178.0K<0.1%History
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY1,944$164.0K<0.1%–
First Trust Financials Alphadex Fund33734X135ETF3,713$162.0K<0.1%–
AHTAshford Hospitality Trust IncCOM SHS33,865$154.0K<0.1%History
LVSLas Vegas Sands CorpCOM2,843$150.0K<0.1%History
iShares Tr46429B655FLTG RATE NT ETF2,961$150.0K<0.1%–
NXDTNexpoint Diversified Real Estate TrustCOM NEW10,428$143.0K<0.1%History
iShares Tr46432F859CORE 1 5 YR USD2,713$139.0K<0.1%–
SPLKSplunk IncCOM950$137.0K<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT4,131$135.0K<0.1%–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN3,917$133.0K<0.1%–
NXGNXG NextGen Infrastructure Income FundCOM2,639$128.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB5,900$128.0K<0.1%–
RBLXRoblox CorpStock1,400$126.0K<0.1%History
SUNSunoco LPCOM UT REP LP3,310$125.0K<0.1%History
FCXFreeport-McMoran IncStock3,328$123.0K<0.1%History
BSTBlackRock Science & Technology TrustSHS1,946$116.0K<0.1%History
MLCOMelco Resorts & Entertainment LTDADR7,002$116.0K<0.1%History
Vanguard Long-Term Treasury ETF92206C847ETF1,310$115.0K<0.1%–
VanEck Digital Native Economy ETF92189F882ETF2,155$114.0K<0.1%–
SPCEVirgin Galactic Holdings, IncCOM2,425$112.0K<0.1%History
Schwab International Equity ETF808524805ETF2,825$111.0K<0.1%–
Invesco Exch Traded FD Tr II46138E156S&P SMLCP FINL1,925$111.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB5,100$110.0K<0.1%–
AAPAdvance Auto Parts IncCOM531$109.0K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI2,687$109.0K<0.1%–
SAFESafehold Inc.COM1,368$107.0K<0.1%History
NIONIO Inc.ADR1,986$106.0K<0.1%History
Global X FDS37950E333GLBX SUPRINC ETF8,695$105.0K<0.1%–
BTZBlackRock Credit Allocation Income TrustCOM6,584$103.0K<0.1%History
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM1,205$103.0K<0.1%–
BYNDBeyond Meat, Inc.COM656$103.0K<0.1%History
EXPEExpedia Group, Inc.Stock625$102.0K<0.1%History
Advisorshares Tr00768Y453PURE US CANN ETF2,555$102.0K<0.1%–
AALAmerican Airlines Group Inc.Stock4,777$101.0K<0.1%History
WisdomTree Tr97717W703INTL EQUITY FD1,860$101.0K<0.1%–
NUSNu Skin Enterprises, Inc.CL A1,775$101.0K<0.1%History
NXPINXP Semiconductors N.V.COM487$100.0K<0.1%History
Pacer FDS Tr69374H709GLOBL CASH ETF3,173$100.0K<0.1%–
iShares Tr46435G193ESG AWRE USD ETF3,597$100.0K<0.1%–
First Tr MLP & Energy Incom33739B104COM12,248$97.0K<0.1%–
NEPTFNeptune Wellness Solutions Inc.COM64,000$75.0K<0.1%History