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Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
880
−3 vs. Q2 2021
Portfolio value
$1.19B
+$5.57M (+0.5%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Centaurus Financial, Inc. in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT7,761$129.0K<0.1%−325−4.0%ReducedHistory
iShares Tr464288166AGENCY BOND ETF1,100$130.0K<0.1%00.0%Unchanged–
SPDR Series Trust78464A714ST STR SP RETAIL1,451$131.0K<0.1%+1,451New–
WisdomTree Tr97717W570US MIDCAP FUND2,511$131.0K<0.1%+14+0.6%Added–
MCOMoodys CorpStock372$132.0K<0.1%−5−1.3%ReducedHistory
KKRKKR & Co. Inc.COM2,173$132.0K<0.1%00.0%UnchangedHistory
ALNYAlnylam Pharmaceuticals, Inc.COM700$132.0K<0.1%00.0%UnchangedHistory
NUENucor CorpCOM1,342$132.0K<0.1%+1,342NewHistory
GDVGabelli Dividend & Income TrustCOM5,113$132.0K<0.1%00.0%UnchangedHistory
NCVVirtus Convertible & Income FundCOM22,095$132.0K<0.1%−44−0.2%ReducedHistory
STESTERIS plcSHS USD652$133.0K<0.1%−250−27.7%ReducedHistory
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF6,816$133.0K<0.1%+33+0.5%Added–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1004,028$133.0K<0.1%+4,028New–
EVRIEveri Holdings Inc.COM5,500$133.0K<0.1%00.0%UnchangedHistory
MAXRMaxar Technologies Inc.COM4,690$133.0K<0.1%−126−2.6%ReducedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM8,838$134.0K<0.1%00.0%UnchangedHistory
PEGPublic Service Enterprise Group IncCOM2,221$135.0K<0.1%+6+0.3%AddedHistory
XLNXXilinx IncCOM891$135.0K<0.1%+100+12.6%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF4,511$137.0K<0.1%−1,040−18.7%Reduced–
Schwab U.S. Large-Cap Value ETF808524409ETF2,026$137.0K<0.1%+10.0%Added–
First Tr Exchng Traded FD VI33740F847FT VEST US EQT3,600$137.0K<0.1%−4,720−56.7%Reduced–
CVLTCommvault Systems IncCOM1,814$137.0K<0.1%00.0%UnchangedHistory
HCAHCA Healthcare, Inc.COM569$138.0K<0.1%−6−1.0%ReducedHistory
PMFPIMCO Municipal Income FundCOM9,445$138.0K<0.1%00.0%UnchangedHistory
PLTRPalantir Technologies Inc.Stock5,800$139.0K<0.1%+1,300+28.9%AddedHistory
iShares Tr464287572GLOBAL 100 ETF1,958$139.0K<0.1%+1,958New–
GEGeneral Electric CoStock1,373$141.0K<0.1%−2,417−63.8%ReducedConverted for a 1-for-8 splitHistory
INTUIntuit Inc.Stock262$141.0K<0.1%+262NewHistory
iShares Tr464289859CORE 80 20 ETF2,024$141.0K<0.1%−11,248−84.7%Reduced–
LENLennar CorpCL A1,501$141.0K<0.1%−5−0.3%ReducedHistory
RNGRingCentral, Inc.CL A649$141.0K<0.1%−121−15.7%ReducedHistory
SIRISirius XM Holdings Inc.COM23,100$141.0K<0.1%+2,000+9.5%AddedHistory
Fidelity MSCI Health Care Index ETF316092600ETF2,232$142.0K<0.1%00.0%Unchanged–
iShares Tr46432F370MSCI USA SZE FT1,113$142.0K<0.1%−26−2.3%Reduced–
KHCKraft Heinz CoStock3,890$143.0K<0.1%−274−6.6%ReducedHistory
IQVIQVIA Holdings Inc.Stock600$144.0K<0.1%−300−33.3%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF920$144.0K<0.1%+206+28.9%Added–
OHIOmega Healthcare Investors IncCOM4,804$144.0K<0.1%−655−12.0%ReducedHistory
TDYTeledyne Technologies IncCOM336$144.0K<0.1%00.0%UnchangedHistory
UALUnited Airlines Holdings, Inc.COM3,028$144.0K<0.1%00.0%UnchangedHistory
DGDollar General CorpCOM683$145.0K<0.1%+27+4.1%AddedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL2,389$145.0K<0.1%+369+18.3%Added–
HQHabrdn Healthcare InvestorsSH BEN INT5,652$145.0K<0.1%+16+0.3%AddedHistory
Royal Dutch Shell PLC780259206SPONS ADR A3,255$145.0K<0.1%−2−0.1%Reduced–
TTTrane Technologies plcSHS848$146.0K<0.1%00.0%UnchangedHistory
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF9,380$147.0K<0.1%00.0%UnchangedHistory
Global X FDS37954Y384CYBRSCURTY ETF4,896$149.0K<0.1%+4,896New–
MROMarathon Oil CorpCOM10,870$149.0K<0.1%+10,870NewHistory
TDToronto Dominion BankStock2,273$150.0K<0.1%00.0%UnchangedHistory
SNPSSynopsys IncCOM500$150.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF2,064$153.0K<0.1%00.0%Unchanged–
ProShares Tr74347B607INVT INT RT HG2,025$153.0K<0.1%+2,025New–
UAAUnder Armour, Inc.Stock7,682$155.0K<0.1%−423−5.2%ReducedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD1,563$155.0K<0.1%+44+2.9%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1,034$155.0K<0.1%00.0%Unchanged–
FAXAbrdn Asia-Pacific Income Fund, Inc.COM37,550$156.0K<0.1%+37,550NewHistory
LAZRQLuminar Technologies, Inc.COM CL A9,978$156.0K<0.1%+1,253+14.4%AddedHistory
CTVACorteva, Inc.Stock3,766$158.0K<0.1%+250+7.1%AddedHistory
MUMicron Technology IncStock2,219$158.0K<0.1%−3,219−59.2%ReducedHistory
AWKAmerican Water Works Company, Inc.Stock932$158.0K<0.1%00.0%UnchangedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS16,306$159.0K<0.1%−500−3.0%ReducedHistory
EBSEmergent BioSolutions Inc.COM3,175$159.0K<0.1%−65−2.0%ReducedHistory
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX791$159.0K<0.1%00.0%Unchanged–
iShares U S ETF Tr46431W663DISCRETIONARY3,615$159.0K<0.1%+3,615New–
TERTeradyne, IncStock1,462$160.0K<0.1%+225+18.2%AddedHistory
TDAYUSA TODAY Co., Inc.COM23,958$160.0K<0.1%+1,138+5.0%AddedHistory
SPDR Series Trust78468R747ST STR MSCI GEN1,609$162.0K<0.1%+392+32.2%Added–
First Tr Exchng Traded FD VI33740F631FT VEST US5,109$162.0K<0.1%00.0%Unchanged–
KMPRKEMPER CorpCOM2,420$162.0K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF5,526$163.0K<0.1%−12,468−69.3%Reduced–
Lattice Strategies Tr518416102HARTFORD MLT ETF5,425$163.0K<0.1%−142−2.6%Reduced–
SPDR Series Trust78468R622ST BLOO HIGH ETF1,490$163.0K<0.1%−405−21.4%Reduced–
iShares Tr464288794US BR DEL SE ETF1,574$164.0K<0.1%00.0%Unchanged–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT44,522$166.0K<0.1%−3,000−6.3%ReducedHistory
ETGEaton Vance Tax-Advantaged Global Dividend Income FundCOM7,813$166.0K<0.1%+243+3.2%AddedHistory
ProShares Tr74347G606S&P TECH DIVIDEN2,779$166.0K<0.1%+2,779New–
CNCCentene CorpStock2,678$167.0K<0.1%−43−1.6%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF2,615$167.0K<0.1%+180+7.4%Added–
AKAMAkamai Technologies IncCOM1,597$167.0K<0.1%00.0%UnchangedHistory
SSNCSS&C Technologies Holdings IncCOM2,410$167.0K<0.1%+76+3.3%AddedHistory
CMCSAComcast CorpStock3,008$168.0K<0.1%+102+3.5%AddedHistory
RCLRoyal Caribbean Cruises LtdCOM1,891$168.0K<0.1%−3,073−61.9%ReducedHistory
RGENRepligen CorpCOM585$169.0K<0.1%+585NewHistory
iShares Tr46434V274INTL EQTY FACTOR5,810$169.0K<0.1%00.0%Unchanged–
iShares Tr464287119MORNINGSTAR GRWT2,584$169.0K<0.1%−66−2.5%Reduced–
GGenpact LTDSHS3,626$172.0K<0.1%00.0%UnchangedHistory
ALKAlaska Air Group, Inc.COM2,932$172.0K<0.1%+66+2.3%AddedHistory
Flexshares Tr33939L795STOXX GLOBR INF3,108$173.0K<0.1%+3,108New–
iShares Tr464289867CORE 60 BALA ETF3,112$173.0K<0.1%−5,329−63.1%Reduced–
SRESempraStock1,372$174.0K<0.1%+487+55.0%AddedHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI6,530$175.0K<0.1%−1,040−13.7%Reduced–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF7,690$176.0K<0.1%−15,085−66.2%Reduced–
TMToyota Motor CorpADS1,000$178.0K<0.1%00.0%UnchangedHistory
AAAlcoa CorpStock3,663$179.0K<0.1%+3,663NewHistory
HEIHeico CorpCOM1,363$180.0K<0.1%00.0%UnchangedHistory
PAYCPaycom Software, Inc.Stock367$182.0K<0.1%−53−12.6%ReducedHistory
CUZCousins Properties IncCOM NEW4,871$182.0K<0.1%00.0%UnchangedHistory
DLRDigital Realty Trust, Inc.COM1,259$182.0K<0.1%−160−11.3%ReducedHistory
IPInternational Paper CoCOM3,263$182.0K<0.1%+300+10.1%AddedHistory
EBEventbrite, Inc.COM CL A9,645$182.0K<0.1%−350−3.5%ReducedHistory

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Centaurus Financial, Inc. in Q3 2021
SecurityClassPutsCalls
SNAPSnap IncStock–$95.0K
MMacy's, Inc.COM–$88.0K
BGFVBig 5 Sporting Goods CorpCOM–$47.0K

Sold out since Q2 2021 (84)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Amplify ETF Tr032108102ONLIN RETL ETF21,444$2.78M0.2%–
PIMCO ETF Tr72201R30415+ YR US TIPS26,289$2.27M0.2%–
iShares Tr464287184CHINA LG-CAP ETF44,625$2.07M0.2%–
VanEck ETF Trust92189H300JP MRGAN EM LOC52,056$1.63M0.1%–
iShares Tr464288117INTL TREA BD ETF31,219$1.63M0.1%–
SPDR Series Trust78464A334SST SPDR BLOOMBE51,172$1.63M0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF15,759$1.41M0.1%–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN14,779$1.38M0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY171,455$1.38M0.1%–
SPDR Series Trust78464A722ST STR SP PHARMA26,028$1.35M0.1%–
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE7,587$1.26M0.1%–
iShares Tr464289180MSCI EURO FL ETF55,300$1.08M0.1%–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR67,044$941.0K0.1%History
SAMBoston Beer Co IncCL A900$919.0K0.1%History
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF11,881$822.0K0.1%–
DLTHDuluth Holdings Inc.COM CL B35,500$733.0K0.1%History
iShares Tr46428951110+ YR INVST GRD8,457$594.0K0.1%–
WYNNWynn Resorts LtdCOM4,647$568.0K<0.1%History
GTGoodyear Tire & Rubber CoCOM31,500$540.0K<0.1%History
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF7,564$479.0K<0.1%–
EOSEEos Energy Enterprises, Inc.COM CL A24,919$448.0K<0.1%History
DELLDell Technologies Inc.Stock4,361$435.0K<0.1%History
iShares Tr464287796U.S. ENERGY ETF14,198$413.0K<0.1%–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF3,700$411.0K<0.1%–
GNRCGenerac Holdings Inc.Stock939$390.0K<0.1%History
ORAOrmat Technologies, Inc.COM5,406$376.0K<0.1%History
iShares Tr464287754US INDUSTRIALS3,248$361.0K<0.1%–
SPDR Ser Tr78464A110FACTST INV ETF1,579$357.0K<0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF6,742$352.0K<0.1%–
STKLSunOpta Inc.COM28,104$344.0K<0.1%History
WIXWix.com Ltd.SHS1,055$306.0K<0.1%History
CALCaleres IncCOM11,017$301.0K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM9,464$288.0K<0.1%History
SPDR Ser Tr78468R127S&P INTERNET ETF1,415$259.0K<0.1%–
NXHNeighborhood Intelligence, Inc.COM2,683$247.0K<0.1%History
Vanguard Whitehall FDS921946794INTL HIGH ETF3,435$234.0K<0.1%–
iShares Tr464288851US OIL GS EX ETF3,900$223.0K<0.1%–
iShares Tr46435G672CORE INTL AGGR3,884$214.0K<0.1%–
CENCenter Coast Brookfield MLP & Energy Infrastructure FundSHS BEN INT15,387$205.0K<0.1%History
First Tr Exchange-Traded FD33738D101NO AMER ENERGY8,289$203.0K<0.1%–
Kraneshares Trust500767306CSI CHI INTERNET2,835$198.0K<0.1%–
DNMRDanimer Scientific, Inc.COM CL A7,175$180.0K<0.1%History
COINCoinbase Global, Inc.COM CL A703$178.0K<0.1%History
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY1,944$164.0K<0.1%–
First Trust Financials Alphadex Fund33734X135ETF3,713$162.0K<0.1%–
AHTAshford Hospitality Trust IncCOM SHS33,865$154.0K<0.1%History
LVSLas Vegas Sands CorpCOM2,843$150.0K<0.1%History
iShares Tr46429B655FLTG RATE NT ETF2,961$150.0K<0.1%–
NXDTNexpoint Diversified Real Estate TrustCOM NEW10,428$143.0K<0.1%History
iShares Tr46432F859CORE 1 5 YR USD2,713$139.0K<0.1%–
SPLKSplunk IncCOM950$137.0K<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT4,131$135.0K<0.1%–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN3,917$133.0K<0.1%–
NXGNXG NextGen Infrastructure Income FundCOM2,639$128.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB5,900$128.0K<0.1%–
RBLXRoblox CorpStock1,400$126.0K<0.1%History
SUNSunoco LPCOM UT REP LP3,310$125.0K<0.1%History
FCXFreeport-McMoran IncStock3,328$123.0K<0.1%History
BSTBlackRock Science & Technology TrustSHS1,946$116.0K<0.1%History
MLCOMelco Resorts & Entertainment LTDADR7,002$116.0K<0.1%History
Vanguard Long-Term Treasury ETF92206C847ETF1,310$115.0K<0.1%–
VanEck Digital Native Economy ETF92189F882ETF2,155$114.0K<0.1%–
SPCEVirgin Galactic Holdings, IncCOM2,425$112.0K<0.1%History
Schwab International Equity ETF808524805ETF2,825$111.0K<0.1%–
Invesco Exch Traded FD Tr II46138E156S&P SMLCP FINL1,925$111.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB5,100$110.0K<0.1%–
AAPAdvance Auto Parts IncCOM531$109.0K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI2,687$109.0K<0.1%–
SAFESafehold Inc.COM1,368$107.0K<0.1%History
NIONIO Inc.ADR1,986$106.0K<0.1%History
Global X FDS37950E333GLBX SUPRINC ETF8,695$105.0K<0.1%–
BTZBlackRock Credit Allocation Income TrustCOM6,584$103.0K<0.1%History
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM1,205$103.0K<0.1%–
BYNDBeyond Meat, Inc.COM656$103.0K<0.1%History
EXPEExpedia Group, Inc.Stock625$102.0K<0.1%History
Advisorshares Tr00768Y453PURE US CANN ETF2,555$102.0K<0.1%–
AALAmerican Airlines Group Inc.Stock4,777$101.0K<0.1%History
WisdomTree Tr97717W703INTL EQUITY FD1,860$101.0K<0.1%–
NUSNu Skin Enterprises, Inc.CL A1,775$101.0K<0.1%History
NXPINXP Semiconductors N.V.COM487$100.0K<0.1%History
Pacer FDS Tr69374H709GLOBL CASH ETF3,173$100.0K<0.1%–
iShares Tr46435G193ESG AWRE USD ETF3,597$100.0K<0.1%–
First Tr MLP & Energy Incom33739B104COM12,248$97.0K<0.1%–
NEPTFNeptune Wellness Solutions Inc.COM64,000$75.0K<0.1%History