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Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 10, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
883
+76 vs. Q1 2021
Portfolio value
$1.19B
+$173.9M (+17.2%) vs. Q1 2021
Filed
Aug 10, 2021
SEC
Holdings of Centaurus Financial, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
First Tr Exch Traded FD III33739P863CALIF MUN INCM2,356$130.0K<0.1%+237+11.2%Added–
WisdomTree Tr97717W570US MIDCAP FUND2,497$131.0K<0.1%+7+0.3%Added–
PEGPublic Service Enterprise Group IncCOM2,215$132.0K<0.1%+5+0.2%AddedHistory
Royal Dutch Shell PLC780259206SPONS ADR A3,257$132.0K<0.1%−227−6.5%Reduced–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN3,917$133.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF6,783$133.0K<0.1%+58+0.9%Added–
BP Midstream Partners LP0556EL109UNIT LTD PTNR9,200$133.0K<0.1%+9,200New–
HIIHuntington Ingalls Industries, Inc.COM636$134.0K<0.1%+636NewHistory
First Tr Exchng Traded FD VI33740F623FT VEST US EQT4,131$135.0K<0.1%+4,131New–
GDVGabelli Dividend & Income TrustCOM5,113$135.0K<0.1%00.0%UnchangedHistory
LGILazard Global Total Return & Income Fund IncCOM6,483$135.0K<0.1%−117−1.8%ReducedHistory
LMNDLemonade, Inc.Stock1,246$136.0K<0.1%+100+8.7%AddedHistory
First Tr Exchng Traded FD VI33740U208FT VEST US EQT3,943$136.0K<0.1%00.0%Unchanged–
NCVVirtus Convertible & Income FundCOM22,139$136.0K<0.1%+4,579+26.1%AddedHistory
MCOMoodys CorpStock377$137.0K<0.1%+377NewHistory
EVVEaton Vance Ltd Duration Income FundCOM10,339$137.0K<0.1%+10,339NewHistory
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT8,086$137.0K<0.1%−301−3.6%ReducedHistory
EVRIEveri Holdings Inc.COM5,500$137.0K<0.1%−2,400−30.4%ReducedHistory
SPLKSplunk IncCOM950$137.0K<0.1%+200+26.7%AddedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF2,025$138.0K<0.1%+2,025New–
SNPSSynopsys IncCOM500$138.0K<0.1%00.0%UnchangedHistory
SIRISirius XM Holdings Inc.COM21,100$138.0K<0.1%−500−2.3%ReducedHistory
iShares Tr46432F859CORE 1 5 YR USD2,713$139.0K<0.1%−189−6.5%Reduced–
NEANuveen AMT-Free Quality Municipal Income FundCOM8,838$139.0K<0.1%00.0%UnchangedHistory
TDYTeledyne Technologies IncCOM336$141.0K<0.1%+87+34.9%AddedHistory
OPIOffice Properties Income TrustCOM SHS BEN INT4,797$141.0K<0.1%−119−2.4%ReducedHistory
PMFPIMCO Municipal Income FundCOM9,445$141.0K<0.1%00.0%UnchangedHistory
Fidelity MSCI Health Care Index ETF316092600ETF2,232$142.0K<0.1%+2,232New–
DGDollar General CorpCOM656$142.0K<0.1%−31−4.5%ReducedHistory
CVLTCommvault Systems IncCOM1,814$142.0K<0.1%−225−11.0%ReducedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST6,910$142.0K<0.1%+177+2.6%Added–
NXDTNexpoint Diversified Real Estate TrustCOM NEW10,428$143.0K<0.1%−1,125−9.7%ReducedHistory
AWKAmerican Water Works Company, Inc.Stock932$144.0K<0.1%−205−18.0%ReducedHistory
HQHabrdn Healthcare InvestorsSH BEN INT5,636$145.0K<0.1%+320+6.0%AddedHistory
iShares Tr46432F370MSCI USA SZE FT1,139$147.0K<0.1%−68−5.6%Reduced–
First Trust Rising Dividend Achievers ETF33738R506ETF3,091$148.0K<0.1%−25,655−89.2%Reduced–
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF9,380$149.0K<0.1%00.0%UnchangedHistory
iShares Tr464287846DOW JONES US ETF1,380$149.0K<0.1%+1,380New–
LVSLas Vegas Sands CorpCOM2,843$150.0K<0.1%00.0%UnchangedHistory
LENLennar CorpCL A1,506$150.0K<0.1%+5+0.3%AddedHistory
iShares Tr46429B655FLTG RATE NT ETF2,961$150.0K<0.1%−14,655−83.2%Reduced–
PIMCO ETF Tr72201R7830-5 HIGH YIELD1,519$152.0K<0.1%+43+2.9%Added–
PAYCPaycom Software, Inc.Stock420$153.0K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF2,435$153.0K<0.1%−42,329−94.6%Reduced–
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF2,064$154.0K<0.1%00.0%Unchanged–
AHTAshford Hospitality Trust IncCOM SHS33,865$154.0K<0.1%+33,865NewHistory
CTVACorteva, Inc.Stock3,516$156.0K<0.1%−38−1.1%ReducedHistory
TTTrane Technologies plcSHS848$156.0K<0.1%+69+8.9%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1,034$156.0K<0.1%−38−3.5%Reduced–
UALUnited Airlines Holdings, Inc.COM3,028$158.0K<0.1%00.0%UnchangedHistory
TDToronto Dominion BankStock2,273$159.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI6,480$159.0K<0.1%−1,467−18.5%Reduced–
ETGEaton Vance Tax-Advantaged Global Dividend Income FundCOM7,570$159.0K<0.1%−3,395−31.0%ReducedHistory
First Tr Exchng Traded FD VI33740F631FT VEST US5,109$161.0K<0.1%00.0%Unchanged–
iShares Tr464288794US BR DEL SE ETF1,574$161.0K<0.1%+1,574New–
First Trust Financials Alphadex Fund33734X135ETF3,713$162.0K<0.1%+42+1.1%Added–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX791$164.0K<0.1%+791New–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY1,944$164.0K<0.1%+1,944New–
GGenpact LTDSHS3,626$165.0K<0.1%+3,626NewHistory
CMCSAComcast CorpStock2,906$166.0K<0.1%+196+7.2%AddedHistory
TERTeradyne, IncStock1,237$166.0K<0.1%+1,237NewHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS16,806$166.0K<0.1%+302+1.8%AddedHistory
SSNCSS&C Technologies Holdings IncCOM2,334$168.0K<0.1%+2,334NewHistory
INSPInspire Medical Systems, Inc.COM869$168.0K<0.1%00.0%UnchangedHistory
COPConocoPhillipsStock2,782$169.0K<0.1%+2,782NewHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD8,395$169.0K<0.1%+1,814+27.6%Added–
KHCKraft Heinz CoStock4,164$170.0K<0.1%+581+16.2%AddedHistory
MGMMGM Resorts InternationalStock4,005$171.0K<0.1%00.0%UnchangedHistory
UAAUnder Armour, Inc.Stock8,105$171.0K<0.1%−10,030−55.3%ReducedHistory
Lattice Strategies Tr518416102HARTFORD MLT ETF5,567$171.0K<0.1%−304−5.2%Reduced–
AGNCAGNC Investment Corp.REIT10,162$172.0K<0.1%+10,162NewHistory
iShares Tr464287119MORNINGSTAR GRWT2,650$172.0K<0.1%00.0%UnchangedConverted for a 5-for-1 split–
ALKAlaska Air Group, Inc.COM2,866$173.0K<0.1%−383−11.8%ReducedHistory
CRSRCorsair Gaming, Inc.COM5,205$173.0K<0.1%−1,229−19.1%ReducedHistory
VMWVmware LLCCL A COM1,083$173.0K<0.1%−1−0.1%ReducedHistory
SNAPSnap IncStock2,552$174.0K<0.1%+96+3.9%AddedHistory
BIIBBiogen Inc.COM504$175.0K<0.1%00.0%UnchangedHistory
iShares Tr46434V274INTL EQTY FACTOR5,810$175.0K<0.1%00.0%Unchanged–
TMToyota Motor CorpADS1,000$175.0K<0.1%00.0%UnchangedHistory
PWRQuanta Services, Inc.COM1,938$176.0K<0.1%−563−22.5%ReducedHistory
iShares U.S. Regional Banks ETF464288778ETF3,079$177.0K<0.1%+82+2.7%Added–
COINCoinbase Global, Inc.COM CL A703$178.0K<0.1%+703NewHistory
CUZCousins Properties IncCOM NEW4,871$179.0K<0.1%−381−7.3%ReducedHistory
KMPRKEMPER CorpCOM2,420$179.0K<0.1%00.0%UnchangedHistory
DNMRDanimer Scientific, Inc.COM CL A7,175$180.0K<0.1%−498−6.5%ReducedHistory
IPInternational Paper CoCOM2,963$182.0K<0.1%+2,963NewHistory
VSTOVista Outdoor Inc.COM3,935$182.0K<0.1%+3,935NewHistory
Schwab Emerging Markets Equity ETF808524706ETF5,551$183.0K<0.1%+1,413+34.1%Added–
RTLNecessity Retail REIT, Inc.COM CLASS A21,799$185.0K<0.1%+660+3.1%AddedHistory
AKAMAkamai Technologies IncCOM1,597$186.0K<0.1%+1,597NewHistory
STESTERIS plcSHS USD902$186.0K<0.1%+152+20.3%AddedHistory
MARMarriott International IncStock1,379$188.0K<0.1%+33+2.5%AddedHistory
DEODiageo PLCSPON ADR NEW984$189.0K<0.1%+984NewHistory
ALGNAlign Technology IncCOM310$189.0K<0.1%+21+7.3%AddedHistory
PLDPrologis, Inc.REIT1,590$190.0K<0.1%+163+11.4%AddedHistory
AXPAmerican Express CoStock1,149$190.0K<0.1%+135+13.3%AddedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT47,522$190.0K<0.1%+500+1.1%AddedHistory
HEIHeico CorpCOM1,363$190.0K<0.1%−85−5.9%ReducedHistory
EBEventbrite, Inc.COM CL A9,995$190.0K<0.1%+2,600+35.2%AddedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF3,019$191.0K<0.1%+585+24.0%Added–

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Centaurus Financial, Inc. in Q2 2021
SecurityClassPutsCalls
SNAPSnap IncStock–$183.0K
COTYCoty Inc.COM CL A–$90.0K
PRTSCarParts.com, Inc.COM–$79.0K
DLTHDuluth Holdings Inc.COM CL B–$63.0K
DBXDropbox, Inc.CL A–$58.0K

Sold out since Q1 2021 (57)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
Aphria Inc03765K104COM194,050$3.56M0.4%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH82,085$2.45M0.2%–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN43,816$2.45M0.2%–
Schwab Strategic Tr8085246985 10YR CORP BD42,919$2.20M0.2%–
IAC Interactivecorp New44891N109COM6,161$1.33M0.1%–
Fidelity Covington Trust316092873MSCI COMMNTN SVC24,670$1.22M0.1%–
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP35,460$1.20M0.1%–
FS KKR Cap Corp II35952V303COM57,150$1.12M0.1%–
Flexshares Tr33939L506IBOXX 3R TARGT32,026$845.0K0.1%–
VRTXVertex Pharmaceuticals IncStock3,754$807.0K0.1%History
iShares Tr46434V878ULTRA SHORT DUR15,228$769.0K0.1%–
Colony CR Real Estate Inc19625T101COM CL A71,147$606.0K0.1%–
QDELQuidelOrtho CorpCOM4,589$587.0K0.1%History
DBIDesigner Brands Inc.CL A33,105$576.0K0.1%History
Experience Invt Corp30217C109COM CL A50,021$515.0K0.1%–
BBWIBath & Body Works, Inc.COM7,871$487.0K<0.1%History
Collaborative Investmnt Ser19423L672THE SPAC AND NEW17,060$486.0K<0.1%–
VXXBarclays Bank PLCIPTH SR B S&P31,867$363.0K<0.1%History
LULUlululemon athletica inc.Stock1,057$324.0K<0.1%History
FSLRFirst Solar, Inc.Stock3,290$287.0K<0.1%History
VSTVistra Corp.Stock15,355$271.0K<0.1%History
JWNNordstrom IncStock7,068$268.0K<0.1%History
iShares Tr464288604MRGSTR SM CP GR854$257.0K<0.1%–
iShares Tr464287812US CONSM STAPLES2,795$209.0K<0.1%–
IRDMIridium Communications Inc.COM5,004$206.0K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW10,950$198.0K<0.1%History
BWABorgwarner IncCOM4,212$195.0K<0.1%History
iShares Tr464287150CORE S&P TTL STK1,925$176.0K<0.1%–
State Street SPDR S&P Bank ETF78464A797ETF3,294$171.0K<0.1%–
CSWCCapital Southwest CorpCOM7,374$163.0K<0.1%History
VACMarriott Vacations Worldwide CorpCOM884$154.0K<0.1%History
iShares Inc464286640MSCI CHILE ETF4,407$151.0K<0.1%–
iShares Tr464288844US OIL EQ&SV ETF11,288$151.0K<0.1%–
APTVAptiv PLCSHS1,070$148.0K<0.1%History
WisdomTree Tr97717X867EM LCL DEBT FD4,307$138.0K<0.1%–
iShares Tr46435G342MORTGE REL ETF3,859$136.0K<0.1%–
DBX ETF Tr233051820XTRACK MSCI ALL4,074$133.0K<0.1%–
QSQuantumScape CorpCOM CL A2,925$131.0K<0.1%History
CGCCanopy Growth CorpCOM3,999$128.0K<0.1%History
DHIHorton D R IncCOM1,408$125.0K<0.1%History
TOLToll Brothers, Inc.COM2,099$119.0K<0.1%History
Nuveen PFD & Incm Securties67072C105COM11,945$116.0K<0.1%–
LLYEli Lilly & CoStock616$115.0K<0.1%History
CNKCinemark Holdings, Inc.COM5,515$113.0K<0.1%History
DBX ETF Tr233051853XTRACK MSCI EURP3,348$109.0K<0.1%–
iShares Russell Midcap ETF464287499ETF1,440$106.0K<0.1%–
JDJD.com, Inc.SPON ADS CL A1,250$105.0K<0.1%History
FLGTFulgent Genetics, Inc.COM1,072$104.0K<0.1%History
DKDelek US Holdings, Inc.COM4,690$102.0K<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW3,704$102.0K<0.1%–
Global X FDS37954Y707RENEWABLE ENERGY6,359$101.0K<0.1%–
SBBPStrongbridge Biopharma plcSHS USD36,500$101.0K<0.1%History
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN1,378$100.0K<0.1%–
BRSLBrightstar Lottery PLCSHS USD15,000$92.0K<0.1%History
POWWOutdoor Holding CoCOM13,694$81.0K<0.1%History
ELYSElys BMG Group, Inc.COM10,600$56.0K<0.1%History
NGLNGL Energy Partners LPCOM UNIT REPST11,315$23.0K<0.1%History