Skip to main content
Livermore
Livermore
ZHEN

Caxton Associates LP

SEC CIK
0000872573
Latest filing
Feb 14, 2025

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
387
−85 vs. Q2 2023
Portfolio value
$713.4M
+$37.3M (+5.5%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Caxton Associates LP in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TECKTeck Resources LtdCL B1,037,211$44.7M6.3%+412,204+66.0%AddedHistory
MSFTMicrosoft CorpStock133,635$42.2M5.9%+17,246+14.8%AddedHistory
ALVAutoliv IncCOM309,389$29.8M4.2%−10,566−3.3%ReducedHistory
ADBEAdobe Inc.Stock46,599$23.8M3.3%+22,103+90.2%AddedHistory
GOOGLAlphabet Inc.Stock150,797$19.7M2.8%+150,797NewHistory
NFLXNetflix IncStock42,537$16.1M2.3%+41,184+3,043.9%AddedHistory
CCJCameco CorpStock401,566$15.9M2.2%+121,268+43.3%AddedHistory
Invesco QQQ Trust Series I46090E103ETF42,500$15.2M2.1%+42,500New–
CMECME Group Inc.COM63,810$12.8M1.8%+2,528+4.1%AddedHistory
NVDANVIDIA CorpStock26,628$11.6M1.6%−81,091−75.3%ReducedHistory
iShares Tr4642874407-10 YR TRSY BD117,533$10.8M1.5%+117,533New–
METAMeta Platforms, Inc.Stock35,516$10.7M1.5%+25,516+255.2%AddedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR706,619$10.6M1.5%+346,778+96.4%AddedHistory
MELIMercadolibre IncCOM7,803$9.89M1.4%+7,803NewHistory
TTWOTake Two Interactive Software IncCOM70,000$9.83M1.4%+68,305+4,029.8%AddedHistory
TTDTrade Desk, Inc.Stock125,000$9.77M1.4%+118,189+1,735.3%AddedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD1,772,285$9.52M1.3%+908,726+105.2%AddedHistory
ONOn Semiconductor CorpStock100,000$9.29M1.3%+100,000NewHistory
HUBSHubSpot IncCOM18,000$8.87M1.2%+18,000NewHistory
MUMicron Technology IncStock127,005$8.64M1.2%+127,005NewHistory
DOCUDocuSign, Inc.Stock200,000$8.40M1.2%+200,000NewHistory
SNPSSynopsys IncCOM18,251$8.38M1.2%−10,846−37.3%ReducedHistory
CDNSCadence Design Systems IncStock33,845$7.93M1.1%−33,814−50.0%ReducedHistory
MDBMongoDB, Inc.CL A20,000$6.92M1.0%+20,000NewHistory
AVGOBroadcom Inc.Stock8,204$6.81M1.0%+8,204NewHistory
CMCSAComcast CorpStock150,000$6.65M0.9%+150,000NewHistory
SNOWSnowflake Inc.Stock42,500$6.49M0.9%+17,174+67.8%AddedHistory
FFord Motor CoStock474,443$5.89M0.8%+474,443NewHistory
NXENexGen Energy Ltd.COM929,111$5.56M0.8%+929,111NewHistory
ETSYEtsy IncCOM77,000$4.97M0.7%+77,000NewHistory
CRMSalesforce, Inc.Stock23,500$4.77M0.7%+23,500NewHistory
iShares Tr464288182MSCI AC ASIA ETF71,828$4.56M0.6%+71,828New–
AMZNAmazon Com IncStock35,000$4.45M0.6%−296,495−89.4%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock42,646$4.20M0.6%+42,646NewHistory
BABoeing CoStock20,000$3.83M0.5%+20,000NewHistory
GMGeneral Motors CoCOM108,740$3.59M0.5%+65,328+150.5%AddedHistory
iShares MSCI India ETF46429B598ETF69,523$3.07M0.4%00.0%Unchanged–
AAPLApple Inc.Stock16,932$2.90M0.4%+684+4.2%AddedHistory
JXNJackson Financial Inc.COM CL A73,290$2.80M0.4%+73,290NewHistory
MFAMfa Financial, Inc.COM290,107$2.79M0.4%+93,104+47.3%AddedHistory
iShares Inc464286400MSCI BRAZIL ETF90,511$2.78M0.4%−3,415−3.6%Reduced–
INCYIncyte CorpCOM47,817$2.76M0.4%+10,880+29.5%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF72,490$2.75M0.4%+72,490New–
SSTKShutterstock, Inc.COM71,947$2.74M0.4%+33,571+87.5%AddedHistory
TPRTapestry, Inc.COM94,613$2.72M0.4%+94,613NewHistory
HPQHP IncStock105,430$2.71M0.4%+44,178+72.1%AddedHistory
MPTMedical Properties Trust IncCOM482,156$2.63M0.4%+482,156NewHistory
ABBVAbbVie Inc.Stock17,532$2.61M0.4%+276+1.6%AddedHistory
TXNTexas Instruments IncStock16,019$2.55M0.4%−595−3.6%ReducedHistory
CNXCNX Resources CorpCOM111,283$2.51M0.4%+111,283NewHistory
LMTLockheed Martin CorpStock6,134$2.51M0.4%+1,905+45.0%AddedHistory
EWEdwards Lifesciences CorpStock36,100$2.50M0.4%+23,203+179.9%AddedHistory
BHFBrighthouse Financial, Inc.COM50,417$2.47M0.3%−6,294−11.1%ReducedHistory
COOPMaverick Merger Sub 2, LLCCOM43,631$2.34M0.3%−7,159−14.1%ReducedHistory
HOSHornbeck Offshore Services, Inc.Stock206,972$2.31M0.3%+14,963+7.8%AddedHistory
EGBNEagle Bancorp IncCOM106,547$2.29M0.3%+88,193+480.5%AddedHistory
RMDResmed IncCOM14,964$2.21M0.3%+6,877+85.0%AddedHistory
SYFSynchrony FinancialCOM71,513$2.19M0.3%+46,145+181.9%AddedHistory
QCOMQualcomm IncStock19,633$2.18M0.3%−11,037−36.0%ReducedHistory
KSSKOHLS CorpStock101,747$2.13M0.3%+92,662+1,019.9%AddedHistory
HSYHershey CoCOM10,450$2.09M0.3%+4,164+66.2%AddedHistory
BKUBankUnited, Inc.COM90,246$2.05M0.3%+47,971+113.5%AddedHistory
PINCPremier, Inc.CL A91,737$1.97M0.3%+69,954+321.1%AddedHistory
CFGCitizens Financial Group IncCOM71,127$1.91M0.3%+35,660+100.5%AddedHistory
GNWGenworth Financial IncCOM SHS312,966$1.83M0.3%+133,126+74.0%AddedHistory
NKENIKE, Inc.Stock19,036$1.82M0.3%+19,036NewHistory
VRTXVertex Pharmaceuticals IncStock5,179$1.80M0.3%+4,060+362.8%AddedHistory
MMacy's, Inc.COM149,410$1.73M0.2%+149,410NewHistory
IDXXIDEXX Laboratories IncCOM3,911$1.71M0.2%−362−8.5%ReducedHistory
NVSTEnvista Holdings CorpCOM59,966$1.67M0.2%+59,966NewHistory
EQCEQC Liquidating TrustCOM SH BEN INT90,981$1.67M0.2%+47,700+110.2%AddedHistory
PDMPiedmont Realty Trust, Inc.COM CL A296,380$1.67M0.2%+296,380NewHistory
TXTernium S.A.SPONSORED ADS41,406$1.65M0.2%+20,998+102.9%AddedHistory
PGProcter & Gamble CoStock11,170$1.63M0.2%−2,689−19.4%ReducedHistory
GISGeneral Mills IncStock24,356$1.56M0.2%+1,881+8.4%AddedHistory
MOMOHello Group Inc.ADS221,078$1.54M0.2%+105,923+92.0%AddedHistory
WAFDWafd IncStock60,133$1.54M0.2%+29,966+99.3%AddedHistory
AAgilent Technologies, Inc.COM13,737$1.54M0.2%−15,601−53.2%ReducedHistory
DDD3D Systems CorpCOM NEW311,904$1.53M0.2%+311,904NewHistory
ALLOAllogene Therapeutics, Inc.COM480,104$1.52M0.2%+410,520+590.0%AddedHistory
PCARPaccar IncCOM17,850$1.52M0.2%−6,516−26.7%ReducedHistory
HOPEHope Bancorp IncCOM170,774$1.51M0.2%+42,120+32.7%AddedHistory
BMYBristol Myers Squibb CoStock25,939$1.51M0.2%+14,204+121.0%AddedHistory
PFEPfizer IncStock45,018$1.49M0.2%+3,043+7.2%AddedHistory
CCitigroup IncStock36,104$1.48M0.2%+36,104NewHistory
JOYYJOYY Inc.ADS REPSTG COM A38,791$1.48M0.2%+38,791NewHistory
ADPAutomatic Data Processing IncStock6,032$1.45M0.2%−363−5.7%ReducedHistory
HCAHCA Healthcare, Inc.COM5,888$1.45M0.2%+5,888NewHistory
VanEck ETF Trust92189H607OIL SERVICES ETF4,193$1.45M0.2%+4,193New–
AMATApplied Materials IncStock10,412$1.44M0.2%+10,412NewHistory
LRCXLam Research CorpCOM2,299$1.44M0.2%−2,147−48.3%ReducedHistory
PAYXPaychex IncStock12,440$1.43M0.2%+1,084+9.5%AddedHistory
PSECProspect Capital CorpCOM235,729$1.43M0.2%+167,316+244.6%AddedHistory
DBX ETF Tr233051853XTRACK MSCI EURP40,149$1.42M0.2%00.0%Unchanged–
HSICHenry Schein IncCOM18,991$1.41M0.2%+8,486+80.8%AddedHistory
SAGESage Therapeutics, Inc.COM68,035$1.40M0.2%+68,035NewHistory
RWTRedwood Trust IncCOM195,118$1.39M0.2%+9,267+5.0%AddedHistory
ITGartner IncCOM4,035$1.39M0.2%−2,592−39.1%ReducedHistory
LULufax Holding LtdADS REP SHS CL A1,307,044$1.39M0.2%+1,262,746+2,850.6%AddedHistory
ADSKAutodesk, Inc.COM6,674$1.38M0.2%−4,098−38.0%ReducedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Caxton Associates LP in Q3 2023
SecurityClassPutsCalls
XOMExxonMobil Holdings CorpCOM–$9.41M
CCJCameco CorpStock–$3.96M

Sold out since Q2 2023 (252)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 252 by value last quarter.

Positions of Caxton Associates LP sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
NTESNetEase, Inc.SPONSORED ADS91,013$8.80M1.3%History
NOWServiceNow, Inc.Stock15,571$8.75M1.3%History
HDBHDFC Bank LtdSPONSORED ADS75,528$5.26M0.8%History
WFCWells Fargo & CompanyStock116,387$4.97M0.7%History
ARGXArgenx SESPONSORED ADR12,000$4.68M0.7%History
CHEChemed CorpCOM7,083$3.84M0.6%History
IBMInternational Business Machines CorpStock25,000$3.35M0.5%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR28,546$2.88M0.4%History
WWEWorld Wrestling Entertainment, LLCCL A26,471$2.87M0.4%History
AMDAdvanced Micro Devices IncStock25,000$2.85M0.4%History
CBRECbre Group, Inc.CL A33,545$2.71M0.4%History
PANWPalo Alto Networks IncStock10,592$2.71M0.4%History
PEPPepsiCo IncStock14,226$2.63M0.4%History
MCKMcKesson CorpStock6,097$2.61M0.4%History
DECKDeckers Outdoor CorpCOM4,918$2.60M0.4%History
SYYSysco CorpStock34,363$2.55M0.4%History
DDOGDatadog, Inc.CL A COM25,359$2.49M0.4%History
Enerplus Corp292766102COM165,000$2.39M0.4%–
MAMastercard IncStock5,865$2.31M0.3%History
EOGEOG Resources IncStock20,000$2.29M0.3%History
EBAYeBay IncCOM50,000$2.23M0.3%History
NDAQNasdaq, Inc.COM42,959$2.14M0.3%History
ZTSZoetis Inc.Stock10,973$1.89M0.3%History
ORLYO Reilly Automotive IncStock1,882$1.80M0.3%History
HOGHarley-Davidson, Inc.COM50,451$1.78M0.3%History
NATINational Instruments CorpCOM30,315$1.74M0.3%History
CDWCDW CorpCOM9,412$1.73M0.3%History
MRSHMarsh & McLennan Companies, Inc.Stock9,156$1.72M0.3%History
PEverpure, Inc.CL A46,419$1.71M0.3%History
ROLRollins IncCOM39,201$1.68M0.2%History
GDDYGoDaddy Inc.CL A21,890$1.64M0.2%History
DTDynatrace, Inc.Stock31,363$1.61M0.2%History
CHHChoice Hotels International IncCOM13,724$1.61M0.2%History
SPLKSplunk IncCOM15,000$1.59M0.2%History
PXDPioneer Natural Resources CoCOM7,500$1.55M0.2%History
TXNMTXNM Energy IncCOM33,452$1.51M0.2%History
MRKMerck & Co., Inc.Stock13,061$1.51M0.2%History
LSTRLandstar System IncCOM7,641$1.47M0.2%History
BAHBooz Allen Hamilton Holding CorpCL A12,710$1.42M0.2%History
COHRCoherent Corp.COM27,337$1.39M0.2%History
OKTAOkta, Inc.CL A20,000$1.39M0.2%History
HRLHormel Foods CorpCOM34,176$1.37M0.2%History
GDGeneral Dynamics CorpStock6,368$1.37M0.2%History
PCTYPaylocity Holding CorpCOM7,391$1.36M0.2%History
JBHTHunt J B Transport Services IncCOM7,453$1.35M0.2%History
IEXIdex CorpCOM6,218$1.34M0.2%History
GNTXGentex CorpCOM44,308$1.30M0.2%History
CMGChipotle Mexican Grill IncCOM570$1.22M0.2%History
DOVDOVER CorpCOM8,062$1.19M0.2%History
CHDNChurchill Downs IncCOM8,302$1.16M0.2%History
VCVisteon CorpCOM NEW7,705$1.11M0.2%History
ACMAecomCOM13,038$1.10M0.2%History
GMEDGlobus Medical IncStock18,501$1.10M0.2%History
INTUIntuit Inc.Stock2,380$1.09M0.2%History
CORCencora, Inc.Stock5,652$1.09M0.2%History
CELHCelsius Holdings, Inc.COM NEW7,256$1.08M0.2%History
MANHManhattan Associates IncStock5,390$1.08M0.2%History
DHRDanaher CorpStock4,394$1.05M0.2%History
GENGen Digital Inc.Stock56,412$1.05M0.2%History
MTGMgic Investment CorpCOM65,728$1.04M0.2%History
PAGPPlains GP Holdings LPLTD PARTNR INT A69,685$1.03M0.2%History
LULUlululemon athletica inc.Stock2,704$1.02M0.2%History
RRRRed Rock Resorts, Inc.CL A21,311$996.9K0.1%History
CPRTCopart IncCOM10,896$993.8K0.1%History
ERIEErie Indemnity CoCL A4,694$985.8K0.1%History
ENSGEnsign Group, IncCOM10,132$967.2K0.1%History
FCNCAFirst Citizens Bancshares IncCL A751$963.9K0.1%History
KMBKimberly Clark CorpStock6,947$959.1K0.1%History
RHIRobert Half Inc.COM12,612$948.7K0.1%History
ZBRAZebra Technologies CorpCL A3,176$939.6K0.1%History
KDPKeurig Dr Pepper Inc.COM29,756$930.5K0.1%History
CARRCarrier Global CorpStock18,457$917.5K0.1%History
CTASCintas CorpStock1,840$914.6K0.1%History
IRWDIronwood Pharmaceuticals IncCOM CL A85,578$910.5K0.1%History
INSPInspire Medical Systems, Inc.COM2,796$907.7K0.1%History
MDRXVeradigm Inc.COM71,418$899.9K0.1%History
VZVerizon Communications IncStock22,671$843.1K0.1%History
VVVValvoline IncCOM22,362$838.8K0.1%History
CNSCohen & Steers, Inc.COM14,304$829.5K0.1%History
FTNTFortinet, Inc.Stock10,831$818.7K0.1%History
VVisa Inc.Stock3,399$807.2K0.1%History
TRMBTrimble Inc.COM15,221$805.8K0.1%History
ZDZiff Davis, Inc.COM10,905$764.0K0.1%History
UNVRUnivar Solutions Inc.COM21,227$760.8K0.1%History
OTISOtis Worldwide CorpStock8,501$756.7K0.1%History
GSGoldman Sachs Group IncStock2,341$755.1K0.1%History
TSCOTractor Supply CoCOM3,385$748.4K0.1%History
AYIAcuity Inc. (DE)Stock4,511$735.7K0.1%History
WNCWabash National CorpCOM28,522$731.3K0.1%History
JEFJefferies Financial Group Inc.COM21,944$727.9K0.1%History
CVLTCommvault Systems IncCOM9,982$724.9K0.1%History
CHDChurch & Dwight Co IncCOM7,047$706.3K0.1%History
EMREmerson Electric CoStock7,750$700.5K0.1%History
UHALU-Haul Holding CoCOM12,618$698.0K0.1%History
ALRMAlarm.com Holdings, Inc.COM13,413$693.2K0.1%History
MSGSMadison Square Garden Sports Corp.CL A3,678$691.6K0.1%History
AVTRAvantor, Inc.COM33,550$689.1K0.1%History
TPLTexas Pacific Land CorpStock523$688.5K0.1%History
AEHRAehr Test SystemsCOM16,471$679.4K0.1%History
UNHUnitedHealth Group IncStock1,387$666.6K0.1%History