Knott David M
- SEC CIK
- 0000808722
- Latest filing
- Nov 12, 2021
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 149
- +3 vs. Q2 2021
- Portfolio value
- $239.9M
- −$19.7M (−7.6%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CLMTCalumet, Inc. | UT LTD PARTNER | 3,567,500 | $28.2M | 11.8% | +414,200+13.1% | Added | History |
| APOApollo Global Management, Inc. | COM CL A | 250,000 | $15.4M | 6.4% | −50,000−16.7% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 5,600 | $14.9M | 6.2% | 00.0% | Unchanged | History |
| FTAIFTAI Aviation Ltd. | COM REP LTD LIAB | 497,700 | $12.6M | 5.3% | 00.0% | Unchanged | History |
| LGNDLigand Pharmaceuticals Inc | COM NEW | 75,000 | $10.4M | 4.4% | 00.0% | Unchanged | History |
| UPLDUpland Software, Inc. | COM | 300,000 | $10.0M | 4.2% | 00.0% | Unchanged | History |
| MITAColiseum Acquisition Corp. | CLASS A ORD SHS | 984,835 | $9.56M | 4.0% | +984,835 | New | History |
| KDMNKadmon Holdings, Inc. | COM | 989,450 | $8.62M | 3.6% | +151,260+18.0% | Added | History |
| MDWTMidwest Holding Inc. | COM NEW | 170,000 | $6.61M | 2.8% | +5,000+3.0% | Added | History |
| Vulcan Infrastructure & Power Inc.39531G100 | CLASS A COM | 224,000 | $5.72M | 2.4% | +224,000 | New | – |
| Twelve Seas Investment Co. II90118T106 | COM CL A | 515,000 | $5.00M | 2.1% | 00.0% | Unchanged | – |
| PFEPfizer Inc | Stock | 114,500 | $4.92M | 2.1% | −5,400−4.5% | Reduced | History |
| Glass Houses Acquisition Cor37714P103 | CLASS A COM | 500,000 | $4.89M | 2.0% | 00.0% | Unchanged | – |
| FSKFS KKR Capital Corp | COM | 199,825 | $4.40M | 1.8% | −195,350−49.4% | Reduced | History |
| KWKennedy-Wilson Holdings, Inc. | COM | 210,000 | $4.39M | 1.8% | 00.0% | Unchanged | History |
| EBCEastern Bankshares, Inc. | COM | 190,000 | $3.86M | 1.6% | −10,000−5.0% | Reduced | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 6,000 | $3.63M | 1.5% | 00.0% | Unchanged | History |
| Trillium Therapeutics Inc.89620X506 | COM NEW | 198,699 | $3.49M | 1.5% | 00.0% | Unchanged | – |
| Live Oak Mobility Acquisi Co538126103 | COM CL A | 360,152 | $3.48M | 1.5% | 00.0% | Unchanged | – |
| B Riley Prin 250 Merger Corp05602L104 | CLASS A COM | 350,000 | $3.40M | 1.4% | +350,000 | New | – |
| KAIRKairos Acquisition Corp. | CL A SHS | 345,463 | $3.34M | 1.4% | 00.0% | Unchanged | History |
| DNMRDanimer Scientific, Inc. | COM CL A | 200,000 | $3.27M | 1.4% | 00.0% | Unchanged | History |
| KKRKKR & Co. Inc. | COM | 50,000 | $3.04M | 1.3% | −50,000−50.0% | Reduced | History |
| AVDLAvadel Pharmaceuticals PLC | SPONSORED ADR | 301,864 | $2.96M | 1.2% | −3,058−1.0% | Reduced | History |
| UTHRUnited Therapeutics Corp | COM | 15,300 | $2.82M | 1.2% | 00.0% | Unchanged | History |
| JPMJPMorgan Chase & Co | Stock | 16,740 | $2.74M | 1.1% | −1,430−7.9% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 42,409 | $2.51M | 1.0% | −1,000−2.3% | Reduced | History |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 50,500 | $2.50M | 1.0% | 00.0% | Unchanged | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 20,000 | $2.19M | 0.9% | −12,000−37.5% | Reduced | History |
| HZACHorizon Acquisition Corp | COM CL A | 210,100 | $2.10M | 0.9% | +210,100 | New | History |
| EIGREiger BioPharmaceuticals, Inc. | COM | 312,492 | $2.09M | 0.9% | +25,938+9.1% | Added | History |
| Tastemaker Acquisition Corp876545104 | COM CL A | 200,000 | $1.97M | 0.8% | 00.0% | Unchanged | – |
| Medicus Sciences AcquisitionG5960S108 | CL A SHS | 200,000 | $1.95M | 0.8% | +200,000 | New | – |
| INVAInnoviva, Inc. | COM | 115,269 | $1.93M | 0.8% | +67,471+141.2% | Added | History |
| ZGNXZogenix, Inc. | COM NEW | 124,688 | $1.89M | 0.8% | 00.0% | Unchanged | History |
| INCYIncyte Corp | COM | 26,475 | $1.82M | 0.8% | +26,475 | New | History |
| B Riley Principal 150 Merger05601V103 | COM CL A | 176,963 | $1.73M | 0.7% | −350,000−66.4% | Reduced | – |
| TGTXTG Therapeutics, Inc. | COM | 49,592 | $1.65M | 0.7% | −781−1.6% | Reduced | History |
| CHRSCoherus Oncology, Inc. | COM | 102,555 | $1.65M | 0.7% | +2,900+2.9% | Added | History |
| QUREuniQure N.V. | SHS | 46,766 | $1.50M | 0.6% | 00.0% | Unchanged | History |
| XENEXenon Pharmaceuticals Inc. | COM | 94,488 | $1.44M | 0.6% | −46,063−32.8% | Reduced | History |
| AUPHAurinia Pharmaceuticals Inc. | COM | 62,896 | $1.39M | 0.6% | −101,944−61.8% | Reduced | History |
| VKTXViking Therapeutics, Inc. | COM | 208,102 | $1.31M | 0.5% | 00.0% | Unchanged | History |
| GILDGilead Sciences, Inc. | Stock | 15,481 | $1.08M | 0.5% | 00.0% | Unchanged | History |
| RHPRyman Hospitality Properties, Inc. | COM | 12,400 | $1.04M | 0.4% | 00.0% | Unchanged | History |
| Roth CH Acquisition III Co77867Q102 | COM | 100,000 | $994.0K | 0.4% | 00.0% | Unchanged | – |
| VZVerizon Communications Inc | Stock | 17,991 | $972.0K | 0.4% | +280+1.6% | Added | History |
| MDLZMondelez International, Inc. | Stock | 16,000 | $931.0K | 0.4% | +100+0.6% | Added | History |
| CDTXCidara Therapeutics, Inc. | COM | 415,308 | $930.0K | 0.4% | 00.0% | Unchanged | History |
| MRNSMarinus Pharmaceuticals, Inc. | COM NEW | 81,166 | $924.0K | 0.4% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 8,000 | $863.0K | 0.4% | 00.0% | Unchanged | History |
| Aslan Pharmaceuticals Ltd04522R101 | ADS | 478,186 | $851.0K | 0.4% | 00.0% | Unchanged | – |
| JNJJohnson & Johnson | Stock | 5,200 | $840.0K | 0.4% | −880−14.5% | Reduced | History |
| DDDuPont de Nemours, Inc. | COM | 12,160 | $826.0K | 0.3% | +42+0.3% | Added | History |
| KMBKimberly Clark Corp | Stock | 6,000 | $795.0K | 0.3% | 00.0% | Unchanged | History |
| Colombier Acquisition Corp19533H108 | CL A | 80,000 | $774.0K | 0.3% | +80,000 | New | – |
| QUOTQuotient Technology Inc. | COM | 125,000 | $728.0K | 0.3% | 00.0% | Unchanged | History |
| KOCoca Cola Co | Stock | 13,400 | $703.0K | 0.3% | 00.0% | Unchanged | History |
| DOWDow Inc. | Stock | 12,160 | $700.0K | 0.3% | +42+0.3% | Added | History |
| CNQCanadian Natural Resources Ltd | COM | 18,885 | $690.0K | 0.3% | −3,400−15.3% | Reduced | History |
| LGVLongview Acquisition Corp. II | COM CL A | 63,900 | $632.0K | 0.3% | 00.0% | Unchanged | History |
| TAT&T Inc. | Stock | 20,125 | $543.0K | 0.2% | +75+0.4% | Added | History |
| Macquire Infrastructure Corp556088105 | Common | 13,350 | $542.0K | 0.2% | +13,350 | New | – |
| CTVACorteva, Inc. | Stock | 12,075 | $508.0K | 0.2% | +42+0.3% | Added | History |
| BFLYButterfly Network, Inc. | COM CL A | 45,760 | $478.0K | 0.2% | 00.0% | Unchanged | History |
| WPCW. P. Carey Inc. | COM | 6,000 | $438.0K | 0.2% | 00.0% | Unchanged | History |
| MSFTMicrosoft Corp | Stock | 1,400 | $395.0K | 0.2% | 00.0% | Unchanged | History |
| IMVTImmunovant, Inc. | COM | 42,600 | $370.0K | 0.2% | −54,694−56.2% | Reduced | History |
| GMEDGlobus Medical Inc | Stock | 4,631 | $355.0K | 0.1% | 00.0% | Unchanged | History |
| Ibere PharmaceuticalsG46843101 | SHS CL A | 36,000 | $349.0K | 0.1% | 00.0% | Unchanged | – |
| CAGConagra Brands Inc. | Stock | 10,000 | $339.0K | 0.1% | 00.0% | Unchanged | History |
| METAMeta Platforms, Inc. | Stock | 990 | $336.0K | 0.1% | 00.0% | Unchanged | History |
| AAPLApple Inc. | Stock | 2,100 | $297.0K | 0.1% | 00.0% | Unchanged | History |
| BRSLBrightstar Lottery PLC | SHS USD | 10,500 | $276.0K | 0.1% | −97,000−90.2% | Reduced | History |
| FSBWFS Bancorp, Inc. | COM | 7,300 | $253.0K | 0.1% | +146+2.0% | AddedConverted for a 2-for-1 split | History |
| TARAProtara Therapeutics, Inc. | COM STK | 36,479 | $252.0K | 0.1% | +315+0.9% | Added | History |
| Warrior Technologies Acqui C936273101 | COM CL A | 25,000 | $245.0K | 0.1% | 00.0% | Unchanged | – |
| ALXOAlx Oncology Holdings Inc | Common | 3,200 | $236.0K | 0.1% | 00.0% | Unchanged | History |
| CDXSCodexis, Inc. | COM | 10,000 | $233.0K | 0.1% | +10,000 | New | History |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,000 | $224.0K | 0.1% | 00.0% | Unchanged | History |
| PSTXPoseida Therapeutics, Inc. | COM | 29,566 | $216.0K | 0.1% | 00.0% | Unchanged | History |
| JMIAJumia Technologies AG | SPONSORED ADS | 9,800 | $182.0K | 0.1% | 00.0% | Unchanged | History |
| CTICCti Biopharma Corp | COM | 60,000 | $177.0K | 0.1% | 00.0% | Unchanged | History |
| African Gold Acquisition CorG0112R108 | SHS CL A | 18,000 | $175.0K | 0.1% | −50,000−73.5% | Reduced | – |
| SEELSeelos Therapeutics, Inc. | COM | 72,367 | $174.0K | 0.1% | 00.0% | Unchanged | History |
| SIOXSio Gene Therapies Inc. | COMMON | 80,000 | $174.0K | 0.1% | 00.0% | Unchanged | History |
| XLRNAcceleron Pharma Inc | COM | 1,000 | $172.0K | 0.1% | +1,000 | New | History |
| VLYValley National Bancorp | COM | 12,800 | $171.0K | 0.1% | +320+2.6% | Added | History |
| LEGHLegacy Housing Corp | COM | 9,000 | $162.0K | 0.1% | 00.0% | Unchanged | History |
| ALIMAlimera Sciences Inc | COM NEW | 38,226 | $162.0K | 0.1% | 00.0% | Unchanged | History |
| SSBSouthState Bank Corp | COM | 2,135 | $160.0K | 0.1% | +53+2.5% | Added | History |
| RLMDRelmada Therapeutics, Inc. | COM | 6,000 | $157.0K | 0.1% | 00.0% | Unchanged | History |
| TIGRUP Fintech Holding Ltd | SPONSORED ADS | 13,736 | $145.0K | 0.1% | 00.0% | Unchanged | History |
| Heritage Nola Bancorp, Inc.42727P108 | Common | 9,000 | $139.0K | 0.1% | 00.0% | Unchanged | – |
| MDTMedtronic plc | Stock | 1,050 | $132.0K | 0.1% | 00.0% | Unchanged | History |
| TTETotalEnergies SE | SPONSORED ADS | 2,500 | $120.0K | 0.1% | +40+1.6% | Added | History |
| ZYMEZymeworks Inc. | COM | 4,000 | $116.0K | <0.1% | +4,000 | New | History |
| MRKMerck & Co., Inc. | Stock | 1,475 | $111.0K | <0.1% | +175+13.5% | Added | History |
| LKFTLakefront Biotherapeutics NV | SPON ADR | 2,000 | $105.0K | <0.1% | 00.0% | Unchanged | History |
| FNBFNB Corp | COM | 8,905 | $103.0K | <0.1% | 00.0% | Unchanged | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Greenidge Generation Holdings Inc.39531G950 | Common | $11.5M | – |
Sold out since Q2 2021 (17)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| MITAUColiseum Acquisition Corp. | UNIT 04/02/2028 | 1,485,000 | $14.7M | 5.7% | History |
| Pershing Square Tontine Hldg71531R109 | COM CL A | 275,000 | $6.26M | 2.4% | – |
| CNSTConstellation Pharmaceuticals Inc | COM | 91,909 | $3.11M | 1.2% | History |
| HZONHorizon Acquisition Corp II | SHS CL A | 210,100 | $2.09M | 0.8% | History |
| Medicus Science Acquisition, Corp.G59605108 | Common | 200,000 | $1.93M | 0.7% | – |
| INSEInspired Entertainment, Inc. | COM | 100,000 | $1.27M | 0.5% | History |
| Colombier Acquisition Corp19533H207 | UNIT 99/99/9999 | 80,000 | $794.0K | 0.3% | – |
| IBMInternational Business Machines Corp | Stock | 4,284 | $628.0K | 0.2% | History |
| Macquarie Infrastructure Cor55608B105 | COM | 13,150 | $503.0K | 0.2% | – |
| PRGOPERRIGO Co plc | SHS | 4,915 | $225.0K | 0.1% | History |
| TPSTTempest Therapeutics, Inc. | COM | 13,833 | $155.0K | 0.1% | History |
| CUZCousins Properties Inc | COM NEW | 3,357 | $123.0K | <0.1% | History |
| EDITEditas Medicine, Inc. | COM | 1,000 | $57.0K | <0.1% | History |
| VRCAVerrica Pharmaceuticals Inc. | COM | 1,375 | $16.0K | <0.1% | History |
| VTRSViatris Inc | Stock | 794 | $11.0K | <0.1% | History |
| Arc Resources Ltd00208D408 | COM | 1,348 | $11.0K | <0.1% | – |
| Capitol Investment Corp V14064F118 | *W EXP 99/99/999 | 83,333 | – | – | – |