Knott David M
- SEC CIK
- 0000808722
- Latest filing
- Nov 12, 2021
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 149
- +3 vs. Q2 2021
- Portfolio value
- $239.9M
- −$19.7M (−7.6%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 800 | $101.0K | <0.1% | 00.0% | Unchanged | – |
| KHCKraft Heinz Co | Stock | 2,732 | $101.0K | <0.1% | −1,169−30.0% | Reduced | History |
| IOVAIovance Biotherapeutics, Inc. | COM | 4,000 | $99.0K | <0.1% | +4,000 | New | History |
| Independence Holdings CorpG4761A101 | CLASS A ORD SHS | 9,500 | $93.0K | <0.1% | 00.0% | Unchanged | – |
| TMUST-Mobile US, Inc. | Stock | 700 | $89.0K | <0.1% | 00.0% | Unchanged | History |
| SWBISmith & Wesson Brands, Inc. | COM | 4,097 | $85.0K | <0.1% | +4,097 | New | History |
| CRISCuris Inc | COM NEW | 10,000 | $78.0K | <0.1% | 00.0% | Unchanged | History |
| TPSTTempest Therapeutics, Inc. | Common | 5,359 | $78.0K | <0.1% | +5,359 | New | History |
| DBRGDigitalBridge Group, Inc. | CL A COM | 12,466 | $75.0K | <0.1% | 00.0% | Unchanged | History |
| Sailpoint Technologies Holdings, Inc.78781P105 | COM | 1,700 | $73.0K | <0.1% | 00.0% | Unchanged | – |
| LLYEli Lilly & Co | Stock | 300 | $69.0K | <0.1% | 00.0% | Unchanged | History |
| PRTSCarParts.com, Inc. | COM | 3,700 | $58.0K | <0.1% | 00.0% | Unchanged | History |
| OXYOccidental Petroleum Corp | Stock | 1,801 | $53.0K | <0.1% | −586−24.5% | Reduced | History |
| CFFNCapitol Federal Financial, Inc. | COM | 4,000 | $46.0K | <0.1% | +200+5.3% | Added | History |
| GEGeneral Electric Co | COM | 450 | $46.0K | <0.1% | +15+3.4% | AddedConverted for a 1-for-8 split | History |
| Brookline Cap Acquisition Co11374E104 | COM | 4,000 | $40.0K | <0.1% | 00.0% | Unchanged | – |
| HYPRHyperfine, Inc. | CL A SHS | 4,000 | $40.0K | <0.1% | 00.0% | Unchanged | History |
| EXPEagle Materials Inc | COM | 228 | $30.0K | <0.1% | 00.0% | Unchanged | History |
| CCChemours Co | Stock | 920 | $27.0K | <0.1% | 00.0% | Unchanged | History |
| PBCTPeople's United Financial, Inc. | COM | 1,500 | $26.0K | <0.1% | 00.0% | Unchanged | History |
| BNSBank of Nova Scotia | COM | 400 | $25.0K | <0.1% | 00.0% | Unchanged | History |
| AOUTAmerican Outdoor Brands, Inc. | Common | 1,024 | $25.0K | <0.1% | +1,024 | New | History |
| Brookline Cap Acquisition Co11374E112 | *W EXP 08/31/202 | 2,000 | $23.0K | <0.1% | 00.0% | Unchanged | – |
| SVCService Properties Trust | COM SH BEN INT | 1,000 | $11.0K | <0.1% | 00.0% | Unchanged | History |
| SMITSchmitt Industries Inc | COM NEW | 2,500 | $11.0K | <0.1% | +2,500 | New | History |
| STWDStarwood Property Trust, Inc. | COM | 400 | $10.0K | <0.1% | 00.0% | Unchanged | History |
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 297 | $7.00K | <0.1% | −73−19.7% | Reduced | – |
| SCUSculptor Capital Management, Inc. | COM CL A | 200 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| OGNOrganon & Co. | Stock | 147 | $5.00K | <0.1% | +17+13.1% | Added | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 120 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| WABWestinghouse Air Brake Technologies Corp | Stock | 17 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| RMRRMR Group Inc. | CL A | 16 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Roth CH Acquisition III Co77867Q110 | *W EXP 02/26/202 | 25,000 | – | – | 00.0% | Unchanged | – |
| Tastemaker Acquisition Corp876545112 | *W EXP 01/07/202 | 100,000 | – | – | 00.0% | Unchanged | – |
| African Gold Acquisition CorG0112R124 | *W EXP 03/31/202 | 463,500 | – | – | 00.0% | Unchanged | – |
| Kairos Acquisition Corp.G52110106 | *W EXP 11/30/202 | 146,528 | – | – | 00.0% | Unchanged | – |
| B Riley Principal 150 Merger05601V111 | *W EXP 03/01/202 | 58,986 | – | – | 00.0% | Unchanged | – |
| B Riley Prin 250 Merger Corp05602L112 | *W EXP 04/01/202 | 116,666 | – | – | +116,666 | New | – |
| Doma Holdings IN25703A112 | EQUITY WRT | 83,333 | – | – | +83,333 | New | – |
| Glass Houses Acquisition Cor37714P111 | *W EXP 03/25/202 | 250,000 | – | – | 00.0% | Unchanged | – |
| Live Oak Mobility Acquisi Co538126111 | *W EXP 03/04/202 | 72,030 | – | – | 00.0% | Unchanged | – |
| Longview Acquisition Corp. II54319Q113 | *W EXP 99/99/999 | 12,780 | – | – | 00.0% | Unchanged | – |
| Twelve Seas Investment Co. II90118T114 | *W EXP 03/02/202 | 171,666 | – | – | 00.0% | Unchanged | – |
| Warrior Technologies Acqui C936273119 | *W EXP 03/31/202 | 12,500 | – | – | 00.0% | Unchanged | – |
| Ibere PharmaceuticalsG46843119 | *W EXP 03/01/202 | 18,000 | – | – | 00.0% | Unchanged | – |
| Independence Holdings CorpG4761A127 | *W EXP 03/31/202 | 1,900 | – | – | 00.0% | Unchanged | – |
| Medicus Sciences AcquisitionG5960S124 | *W EXP 02/12/202 | 22,222 | – | – | 00.0% | Unchanged | – |
| Colombier Acquisition Corp19533H116 | *W EXP 99/99/999 | 26,666 | – | – | +26,666 | New | – |
| Coliseum Acquisition Corp.G2263T107 | *W EXP 08/22/202 | 495,000 | – | – | +495,000 | New | – |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Greenidge Generation Holdings Inc.39531G950 | Common | $11.5M | – |
Sold out since Q2 2021 (17)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| MITAUColiseum Acquisition Corp. | UNIT 04/02/2028 | 1,485,000 | $14.7M | 5.7% | History |
| Pershing Square Tontine Hldg71531R109 | COM CL A | 275,000 | $6.26M | 2.4% | – |
| CNSTConstellation Pharmaceuticals Inc | COM | 91,909 | $3.11M | 1.2% | History |
| HZONHorizon Acquisition Corp II | SHS CL A | 210,100 | $2.09M | 0.8% | History |
| Medicus Science Acquisition, Corp.G59605108 | Common | 200,000 | $1.93M | 0.7% | – |
| INSEInspired Entertainment, Inc. | COM | 100,000 | $1.27M | 0.5% | History |
| Colombier Acquisition Corp19533H207 | UNIT 99/99/9999 | 80,000 | $794.0K | 0.3% | – |
| IBMInternational Business Machines Corp | Stock | 4,284 | $628.0K | 0.2% | History |
| Macquarie Infrastructure Cor55608B105 | COM | 13,150 | $503.0K | 0.2% | – |
| PRGOPERRIGO Co plc | SHS | 4,915 | $225.0K | 0.1% | History |
| TPSTTempest Therapeutics, Inc. | COM | 13,833 | $155.0K | 0.1% | History |
| CUZCousins Properties Inc | COM NEW | 3,357 | $123.0K | <0.1% | History |
| EDITEditas Medicine, Inc. | COM | 1,000 | $57.0K | <0.1% | History |
| VRCAVerrica Pharmaceuticals Inc. | COM | 1,375 | $16.0K | <0.1% | History |
| VTRSViatris Inc | Stock | 794 | $11.0K | <0.1% | History |
| Arc Resources Ltd00208D408 | COM | 1,348 | $11.0K | <0.1% | – |
| Capitol Investment Corp V14064F118 | *W EXP 99/99/999 | 83,333 | – | – | – |