Knott David M
- SEC CIK
- 0000808722
- Latest filing
- Nov 12, 2021
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 146
- +17 vs. Q1 2021
- Portfolio value
- $259.5M
- +$29.4M (+12.8%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ZGNXZogenix, Inc. | COM NEW | 124,688 | $2.15M | 0.8% | +7,000+5.9% | Added | History |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 50,500 | $2.35M | 0.9% | 00.0% | Unchanged | History |
| EIGREiger BioPharmaceuticals, Inc. | COM | 286,554 | $2.44M | 0.9% | +10,019+3.6% | Added | History |
| BRSLBrightstar Lottery PLC | SHS USD | 107,500 | $2.58M | 1.0% | 00.0% | Unchanged | History |
| XENEXenon Pharmaceuticals Inc. | COM | 140,551 | $2.62M | 1.0% | −3,550−2.5% | Reduced | History |
| UTHRUnited Therapeutics Corp | COM | 15,300 | $2.75M | 1.1% | +800+5.5% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 18,170 | $2.83M | 1.1% | +2,700+17.5% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 43,409 | $2.90M | 1.1% | −8,000−15.6% | Reduced | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 32,000 | $3.00M | 1.2% | −8,614−21.2% | Reduced | History |
| CNSTConstellation Pharmaceuticals Inc | COM | 91,909 | $3.11M | 1.2% | +6,000+7.0% | Added | History |
| KDMNKadmon Holdings, Inc. | COM | 838,190 | $3.24M | 1.2% | +76,190+10.0% | Added | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 6,000 | $3.35M | 1.3% | +6,000 | New | History |
| KAIRKairos Acquisition Corp. | CL A SHS | 345,463 | $3.35M | 1.3% | +84,089+32.2% | Added | History |
| Live Oak Mobility Acquisi Co538126103 | COM CL A | 360,152 | $3.53M | 1.4% | +360,152 | New | – |
| EBCEastern Bankshares, Inc. | COM | 200,000 | $4.11M | 1.6% | 00.0% | Unchanged | History |
| KWKennedy-Wilson Holdings, Inc. | COM | 210,000 | $4.17M | 1.6% | 00.0% | Unchanged | History |
| PFEPfizer Inc | Stock | 119,900 | $4.70M | 1.8% | 00.0% | Unchanged | History |
| Glass Houses Acquisition Cor37714P103 | CLASS A COM | 500,000 | $4.82M | 1.9% | +500,000 | New | – |
| Twelve Seas Investment Co. II90118T106 | COM CL A | 515,000 | $4.97M | 1.9% | +515,000 | New | – |
| DNMRDanimer Scientific, Inc. | COM CL A | 200,000 | $5.01M | 1.9% | 00.0% | Unchanged | History |
| B Riley Principal 150 Merger05601V103 | COM CL A | 526,963 | $5.21M | 2.0% | +526,963 | New | – |
| KKRKKR & Co. Inc. | COM | 100,000 | $5.92M | 2.3% | 00.0% | Unchanged | History |
| Pershing Square Tontine Hldg71531R109 | COM CL A | 275,000 | $6.26M | 2.4% | +275,000 | New | – |
| MDWTMidwest Holding Inc. | COM NEW | 165,000 | $6.47M | 2.5% | +15,000+10.0% | Added | History |
| FSKFS KKR Capital Corp | COM | 395,175 | $8.50M | 3.3% | 00.0% | Unchanged | History |
| LGNDLigand Pharmaceuticals Inc | COM NEW | 75,000 | $9.84M | 3.8% | 00.0% | Unchanged | History |
| UPLDUpland Software, Inc. | COM | 300,000 | $12.4M | 4.8% | 00.0% | Unchanged | History |
| GOOGAlphabet Inc. | Stock | 5,600 | $14.0M | 5.4% | 00.0% | Unchanged | History |
| MITAUColiseum Acquisition Corp. | UNIT 04/02/2028 | 1,485,000 | $14.7M | 5.7% | +1,485,000 | New | History |
| FTAIFTAI Aviation Ltd. | COM REP LTD LIAB | 497,700 | $16.7M | 6.4% | −2,300−0.5% | Reduced | History |
| APOApollo Global Management, Inc. | COM CL A | 300,000 | $18.7M | 7.2% | 00.0% | Unchanged | History |
| CLMTCalumet, Inc. | UT LTD PARTNER | 3,153,300 | $21.7M | 8.3% | +308,300+10.8% | Added | History |
| Capitol Investment Corp V14064F118 | *W EXP 99/99/999 | 83,333 | – | – | 00.0% | Unchanged | – |
| Roth CH Acquisition III Co77867Q110 | *W EXP 02/26/202 | 25,000 | – | – | +25,000 | New | – |
| Tastemaker Acquisition Corp876545112 | *W EXP 01/07/202 | 100,000 | – | – | 00.0% | Unchanged | – |
| African Gold Acquisition CorG0112R124 | *W EXP 03/31/202 | 463,500 | – | – | +463,500 | New | – |
| Kairos Acquisition Corp.G52110106 | *W EXP 11/30/202 | 146,528 | – | – | +15,841+12.1% | Added | – |
| B Riley Principal 150 Merger05601V111 | *W EXP 03/01/202 | 58,986 | – | – | +58,986 | New | – |
| Glass Houses Acquisition Cor37714P111 | *W EXP 03/25/202 | 250,000 | – | – | +250,000 | New | – |
| Live Oak Mobility Acquisi Co538126111 | *W EXP 03/04/202 | 72,030 | – | – | +72,030 | New | – |
| Longview Acquisition Corp. II54319Q113 | *W EXP 99/99/999 | 12,780 | – | – | +12,780 | New | – |
| Twelve Seas Investment Co. II90118T114 | *W EXP 03/02/202 | 171,666 | – | – | +171,666 | New | – |
| Warrior Technologies Acqui C936273119 | *W EXP 03/31/202 | 12,500 | – | – | +12,500 | New | – |
| Ibere PharmaceuticalsG46843119 | *W EXP 03/01/202 | 18,000 | – | – | +18,000 | New | – |
| Independence Holdings CorpG4761A127 | *W EXP 03/31/202 | 1,900 | – | – | +1,900 | New | – |
| Medicus Sciences AcquisitionG5960S124 | *W EXP 02/12/202 | 22,222 | – | – | +22,222 | New | – |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPRTSupport.com, Inc. | COM NEW | $5.26M | – |
Sold out since Q1 2021 (19)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| African Gold Acquisition CorG0112R116 | UNIT 99/99/9999 | 618,000 | $6.11M | 2.7% | – |
| Twelve Seas Investment Co. II90118T205 | UNIT 99/99/9999 | 515,000 | $5.07M | 2.2% | – |
| Glass Houses Acquisition Cor37714P202 | UNIT 03/25/2028 | 500,000 | $5.01M | 2.2% | – |
| Live Oak Mobility Acquisi Co538126202 | UNIT 03/01/2028 | 360,152 | $3.59M | 1.6% | – |
| Capitol Investment Corp V14064F100 | COM CL A | 250,000 | $2.52M | 1.1% | – |
| HZACHorizon Acquisition Corp | COM CL A | 210,100 | $2.08M | 0.9% | History |
| Medicus Sciences AcquisitionG5960S116 | UNIT 99/99/9999 | 200,000 | $1.97M | 0.9% | – |
| B Riley Principal 150 Merger05601V202 | UNIT 99/99/9999 | 175,963 | $1.76M | 0.8% | – |
| Roth CH Acquisition III Co77867Q201 | UNIT 02/26/2026 | 100,000 | $1.00M | 0.4% | – |
| Longview Acquisition Corp. II54319Q204 | UNIT 99/99/9999 | 63,900 | $642.0K | 0.3% | – |
| FLLFull House Resorts Inc | COM | 50,000 | $426.0K | 0.2% | History |
| Ibere PharmaceuticalsG46843127 | UNIT 99/99/9999 | 36,000 | $355.0K | 0.2% | – |
| BCRXBiocryst Pharmaceuticals Inc | COM | 30,703 | $312.0K | 0.1% | History |
| Warrior Technologies Acqui C936273200 | UNIT 03/31/2028 | 25,000 | $248.0K | 0.1% | – |
| Millendo Therapeutics Inc60040X103 | COM | 137,900 | $165.0K | 0.1% | – |
| iShares Tr464287556 | ISHARES BIOTECH | 1,000 | $151.0K | 0.1% | – |
| Kairos Acquisition Corp.G52110122 | UNIT 99/99/9999 | 14,500 | $145.0K | 0.1% | – |
| Independence Holdings CorpG4761A119 | UNIT 03/02/2026 | 9,500 | $95.0K | <0.1% | – |
| Colony Cap Inc New19626G108 | CL A COM | 12,466 | $81.0K | <0.1% | – |