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Livermore
Livermore
ZHEN

Knott David M

SEC CIK
0000808722
Latest filing
Nov 12, 2021

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
146
+17 vs. Q1 2021
Portfolio value
$259.5M
+$29.4M (+12.8%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Knott David M in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
WABWestinghouse Air Brake Technologies CorpStock17$1.00K<0.1%00.0%UnchangedHistory
RMRRMR Group Inc.CL A16$1.00K<0.1%00.0%UnchangedHistory
OGNOrganon & Co.Stock130$4.00K<0.1%+130NewHistory
Alps ETF Tr00162Q452ALERIAN MLP120$4.00K<0.1%00.0%Unchanged–
SCUSculptor Capital Management, Inc.COM CL A200$5.00K<0.1%00.0%UnchangedHistory
Occidental Pete Corp WT Exp 080327674599162Stock370$8.00K<0.1%00.0%Unchanged–
STWDStarwood Property Trust, Inc.COM400$10.0K<0.1%00.0%UnchangedHistory
VTRSViatris IncStock794$11.0K<0.1%+546+220.2%AddedHistory
Arc Resources Ltd00208D408COM1,348$11.0K<0.1%+1,348New–
SVCService Properties TrustCOM SH BEN INT1,000$13.0K<0.1%00.0%UnchangedHistory
VRCAVerrica Pharmaceuticals Inc.COM1,375$16.0K<0.1%−77,049−98.2%ReducedHistory
Brookline Cap Acquisition Co11374E112*W EXP 08/31/2022,000$23.0K<0.1%00.0%Unchanged–
BNSBank of Nova ScotiaCOM400$26.0K<0.1%00.0%UnchangedHistory
PBCTPeople's United Financial, Inc.COM1,500$26.0K<0.1%00.0%UnchangedHistory
CCChemours CoStock920$32.0K<0.1%00.0%UnchangedHistory
EXPEagle Materials IncCOM228$32.0K<0.1%00.0%UnchangedHistory
HYPRHyperfine, Inc.CL A SHS4,000$39.0K<0.1%00.0%UnchangedHistory
Brookline Cap Acquisition Co11374E104COM4,000$40.0K<0.1%00.0%Unchanged–
CFFNCapitol Federal Financial, Inc.COM3,800$45.0K<0.1%−2,000−34.5%ReducedHistory
GEGeneral Electric CoCOM3,480$47.0K<0.1%00.0%UnchangedHistory
EDITEditas Medicine, Inc.COM1,000$57.0K<0.1%+1,000NewHistory
LLYEli Lilly & CoStock300$69.0K<0.1%00.0%UnchangedHistory
OXYOccidental Petroleum CorpStock2,387$75.0K<0.1%00.0%UnchangedHistory
PRTSCarParts.com, Inc.COM3,700$75.0K<0.1%00.0%UnchangedHistory
CRISCuris IncCOM NEW10,000$81.0K<0.1%00.0%UnchangedHistory
Sailpoint Technologies Holdings, Inc.78781P105COM1,700$87.0K<0.1%00.0%Unchanged–
Independence Holdings CorpG4761A101CLASS A ORD SHS9,500$93.0K<0.1%+9,500New–
DBRGDigitalBridge Group, Inc.CL A COM12,466$99.0K<0.1%+12,466NewHistory
MRKMerck & Co., Inc.Stock1,300$101.0K<0.1%00.0%UnchangedHistory
TMUST-Mobile US, Inc.Stock700$101.0K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Biotech ETF78464A870ETF800$108.0K<0.1%−3,000−78.9%Reduced–
FNBFNB CorpCOM8,905$110.0K<0.1%00.0%UnchangedHistory
TTETotalEnergies SESPONSORED ADS2,460$112.0K<0.1%00.0%UnchangedHistory
CUZCousins Properties IncCOM NEW3,357$123.0K<0.1%00.0%UnchangedHistory
Heritage Nola Bancorp, Inc.42727P108Common9,000$128.0K<0.1%00.0%Unchanged–
MDTMedtronic plcStock1,050$130.0K0.1%00.0%UnchangedHistory
LKFTLakefront Biotherapeutics NVSPON ADR2,000$138.0K0.1%+1,000+100.0%AddedHistory
CTICCti Biopharma CorpCOM60,000$150.0K0.1%+40,000+200.0%AddedHistory
LEGHLegacy Housing CorpCOM9,000$153.0K0.1%00.0%UnchangedHistory
TPSTTempest Therapeutics, Inc.COM13,833$155.0K0.1%+13,833NewHistory
KHCKraft Heinz CoStock3,901$159.0K0.1%00.0%UnchangedHistory
VLYValley National BancorpCOM12,480$168.0K0.1%00.0%UnchangedHistory
SSBSouthState Bank CorpCOM2,082$171.0K0.1%00.0%UnchangedHistory
ALXOAlx Oncology Holdings IncCommon3,200$175.0K0.1%00.0%UnchangedHistory
SEELSeelos Therapeutics, Inc.COM72,367$191.0K0.1%00.0%UnchangedHistory
RLMDRelmada Therapeutics, Inc.COM6,000$192.0K0.1%+3,000+100.0%AddedHistory
SIOXSio Gene Therapies Inc.COMMON80,000$218.0K0.1%+10,000+14.3%AddedHistory
PRGOPERRIGO Co plcSHS4,915$225.0K0.1%+4,915NewHistory
Warrior Technologies Acqui C936273101COM CL A25,000$242.0K0.1%+25,000New–
FSBWFS Bancorp, Inc.COM3,577$255.0K0.1%00.0%UnchangedHistory
AAPLApple Inc.Stock2,100$288.0K0.1%00.0%UnchangedHistory
PSTXPoseida Therapeutics, Inc.COM29,566$296.0K0.1%00.0%UnchangedHistory
JMIAJumia Technologies AGSPONSORED ADS9,800$297.0K0.1%+4,100+71.9%AddedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT2,000$324.0K0.1%+2,000NewHistory
METAMeta Platforms, Inc.Stock990$344.0K0.1%00.0%UnchangedHistory
ALIMAlimera Sciences IncCOM NEW38,226$348.0K0.1%−19,882−34.2%ReducedHistory
Ibere PharmaceuticalsG46843101SHS CL A36,000$348.0K0.1%+36,000New–
TARAProtara Therapeutics, Inc.COM STK36,164$352.0K0.1%+21,795+151.7%AddedHistory
GMEDGlobus Medical IncStock4,631$359.0K0.1%00.0%UnchangedHistory
CAGConagra Brands Inc.Stock10,000$364.0K0.1%00.0%UnchangedHistory
MSFTMicrosoft CorpStock1,400$379.0K0.1%00.0%UnchangedHistory
TIGRUP Fintech Holding LtdSPONSORED ADS13,736$398.0K0.2%00.0%UnchangedHistory
WPCW. P. Carey Inc.COM6,000$448.0K0.2%00.0%UnchangedHistory
Macquarie Infrastructure Cor55608B105COM13,150$503.0K0.2%00.0%Unchanged–
CTVACorteva, Inc.Stock12,033$534.0K0.2%00.0%UnchangedHistory
TAT&T Inc.Stock20,050$577.0K0.2%00.0%UnchangedHistory
LGVLongview Acquisition Corp. IICOM CL A63,900$626.0K0.2%+63,900NewHistory
IBMInternational Business Machines CorpStock4,284$628.0K0.2%00.0%UnchangedHistory
INVAInnoviva, Inc.COM47,798$641.0K0.2%+47,798NewHistory
African Gold Acquisition CorG0112R108SHS CL A68,000$657.0K0.3%+68,000New–
BFLYButterfly Network, Inc.COM CL A45,760$663.0K0.3%+27,380+149.0%AddedHistory
KOCoca Cola CoStock13,400$725.0K0.3%00.0%UnchangedHistory
DOWDow Inc.Stock12,118$767.0K0.3%00.0%UnchangedHistory
Colombier Acquisition Corp19533H207UNIT 99/99/999980,000$794.0K0.3%+80,000New–
KMBKimberly Clark CorpStock6,000$803.0K0.3%00.0%UnchangedHistory
CNQCanadian Natural Resources LtdCOM22,285$808.0K0.3%00.0%UnchangedHistory
CDTXCidara Therapeutics, Inc.COM415,308$839.0K0.3%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock8,000$901.0K0.3%−16,769−67.7%ReducedHistory
DDDuPont de Nemours, Inc.COM12,118$938.0K0.4%00.0%UnchangedHistory
RHPRyman Hospitality Properties, Inc.COM12,400$980.0K0.4%00.0%UnchangedHistory
Roth CH Acquisition III Co77867Q102COM100,000$987.0K0.4%+100,000New–
VZVerizon Communications IncStock17,711$992.0K0.4%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock15,900$994.0K0.4%00.0%UnchangedHistory
JNJJohnson & JohnsonStock6,080$1.00M0.4%00.0%UnchangedHistory
IMVTImmunovant, Inc.COM97,294$1.03M0.4%+63,194+185.3%AddedHistory
GILDGilead Sciences, Inc.Stock15,481$1.07M0.4%−35,461−69.6%ReducedHistory
VKTXViking Therapeutics, Inc.COM208,102$1.25M0.5%00.0%UnchangedHistory
INSEInspired Entertainment, Inc.COM100,000$1.27M0.5%+100,000NewHistory
QUOTQuotient Technology Inc.COM125,000$1.35M0.5%+75,000+150.0%AddedHistory
CHRSCoherus Oncology, Inc.COM99,655$1.38M0.5%00.0%UnchangedHistory
QUREuniQure N.V.SHS46,766$1.44M0.6%+5,000+12.0%AddedHistory
MRNSMarinus Pharmaceuticals, Inc.COM NEW81,166$1.46M0.6%+20,900+34.7%AddedHistory
Aslan Pharmaceuticals Ltd04522R101ADS478,186$1.58M0.6%+40,774+9.3%Added–
Trillium Therapeutics Inc.89620X506COM NEW198,699$1.93M0.7%00.0%Unchanged–
Medicus Science Acquisition, Corp.G59605108Common200,000$1.93M0.7%+200,000New–
Tastemaker Acquisition Corp876545104COM CL A200,000$1.94M0.7%00.0%Unchanged–
TGTXTG Therapeutics, Inc.COM50,373$1.95M0.8%−1,600−3.1%ReducedHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR304,922$2.05M0.8%+32,077+11.8%AddedHistory
HZONHorizon Acquisition Corp IISHS CL A210,100$2.09M0.8%+210,100NewHistory
AUPHAurinia Pharmaceuticals Inc.COM164,840$2.14M0.8%+10,000+6.5%AddedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Knott David M in Q2 2021
SecurityClassPutsCalls
SPRTSupport.com, Inc.COM NEW$5.26M–

Sold out since Q1 2021 (19)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Knott David M sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
African Gold Acquisition CorG0112R116UNIT 99/99/9999618,000$6.11M2.7%–
Twelve Seas Investment Co. II90118T205UNIT 99/99/9999515,000$5.07M2.2%–
Glass Houses Acquisition Cor37714P202UNIT 03/25/2028500,000$5.01M2.2%–
Live Oak Mobility Acquisi Co538126202UNIT 03/01/2028360,152$3.59M1.6%–
Capitol Investment Corp V14064F100COM CL A250,000$2.52M1.1%–
HZACHorizon Acquisition CorpCOM CL A210,100$2.08M0.9%History
Medicus Sciences AcquisitionG5960S116UNIT 99/99/9999200,000$1.97M0.9%–
B Riley Principal 150 Merger05601V202UNIT 99/99/9999175,963$1.76M0.8%–
Roth CH Acquisition III Co77867Q201UNIT 02/26/2026100,000$1.00M0.4%–
Longview Acquisition Corp. II54319Q204UNIT 99/99/999963,900$642.0K0.3%–
FLLFull House Resorts IncCOM50,000$426.0K0.2%History
Ibere PharmaceuticalsG46843127UNIT 99/99/999936,000$355.0K0.2%–
BCRXBiocryst Pharmaceuticals IncCOM30,703$312.0K0.1%History
Warrior Technologies Acqui C936273200UNIT 03/31/202825,000$248.0K0.1%–
Millendo Therapeutics Inc60040X103COM137,900$165.0K0.1%–
iShares Tr464287556ISHARES BIOTECH1,000$151.0K0.1%–
Kairos Acquisition Corp.G52110122UNIT 99/99/999914,500$145.0K0.1%–
Independence Holdings CorpG4761A119UNIT 03/02/20269,500$95.0K<0.1%–
Colony Cap Inc New19626G108CL A COM12,466$81.0K<0.1%–