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Livermore
Livermore
ZHEN

Conning Inc.

SEC CIK
0000801051
Latest filing
Jul 30, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 5, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
435
−39 vs. Q2 2021
Portfolio value
$3.48B
+$25.1M (+0.7%) vs. Q2 2021
Filed
Nov 5, 2021
SEC
Holdings of Conning Inc. in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
BNYBank of New York Mellon CorpStock6,418$333.0K<0.1%−3,487−35.2%ReducedHistory
SLBSLB LimitedStock11,374$337.0K<0.1%−3,609−24.1%ReducedHistory
GPNGlobal Payments IncStock2,152$339.0K<0.1%−1,158−35.0%ReducedHistory
CBRECbre Group, Inc.CL A3,496$340.0K<0.1%−680−16.3%ReducedHistory
OMCOmnicom Group Inc.COM4,790$347.0K<0.1%−500−9.5%ReducedHistory
EFXEquifax IncCOM1,379$349.0K<0.1%−155−10.1%ReducedHistory
NUENucor CorpCOM3,540$349.0K<0.1%−260−6.8%ReducedHistory
CTASCintas CorpStock919$350.0K<0.1%−210−18.6%ReducedHistory
SBACSba Communications CorpCL A1,060$350.0K<0.1%−245−18.8%ReducedHistory
PEGPublic Service Enterprise Group IncCOM5,765$351.0K<0.1%−720−11.1%ReducedHistory
EXCExelon CorpStock7,310$353.0K<0.1%−3,060−29.5%ReducedHistory
NEMNEWMONT CorpStock6,599$358.0K<0.1%−2,650−28.7%ReducedHistory
RMDResmed IncCOM1,370$361.0K<0.1%−230−14.4%ReducedHistory
VLOValero Energy CorpStock5,135$362.0K<0.1%−1,050−17.0%ReducedHistory
SIVBSVB Financial GroupCOM562$364.0K<0.1%−38−6.3%ReducedHistory
SNPSSynopsys IncCOM1,227$367.0K<0.1%−405−24.8%ReducedHistory
WYWeyerhaeuser CoCOM NEW10,336$368.0K<0.1%−1,510−12.7%ReducedHistory
XELXcel Energy IncStock5,915$370.0K<0.1%−719−10.8%ReducedHistory
PXDPioneer Natural Resources CoCOM2,243$373.0K<0.1%−100−4.3%ReducedHistory
KMIKinder Morgan, Inc.Stock22,345$374.0K<0.1%−3,190−12.5%ReducedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF8,500$378.0K<0.1%00.0%Unchanged–
IQVIQVIA Holdings Inc.Stock1,582$379.0K<0.1%−504−24.2%ReducedHistory
VRNTVerint Systems IncCOM8,500$381.0K<0.1%00.0%UnchangedHistory
MCKMcKesson CorpStock1,917$382.0K<0.1%−150−7.3%ReducedHistory
BAXBaxter International IncStock4,777$384.0K<0.1%−870−15.4%ReducedHistory
MNSTMonster Beverage CorpCOM4,351$386.0K<0.1%−850−16.3%ReducedHistory
PSXPhillips 66Stock5,534$388.0K<0.1%−320−5.5%ReducedHistory
CTSHCognizant Technology Solutions CorpCL A5,242$389.0K<0.1%−1,659−24.0%ReducedHistory
DFSDiscover Financial ServicesCOM3,169$389.0K<0.1%−730−18.7%ReducedHistory
VMRKVivmark ResidentialSH BEN INT4,849$392.0K<0.1%−470−8.8%ReducedHistory
DXCMDexcom IncCOM720$394.0K<0.1%−380−34.5%ReducedHistory
FTNTFortinet, Inc.Stock1,356$396.0K<0.1%−145−9.7%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock1,818$400.0K<0.1%−560−23.5%ReducedHistory
SRESempraStock3,173$401.0K<0.1%−380−10.7%ReducedHistory
PAYXPaychex IncStock3,627$408.0K<0.1%−410,417−99.1%ReducedHistory
CDNSCadence Design Systems IncStock2,711$411.0K<0.1%−360−11.7%ReducedHistory
ROKRockwell Automation, IncStock1,402$412.0K<0.1%−115−7.6%ReducedHistory
PHParker-Hannifin CorpStock1,482$414.0K<0.1%−175−10.6%ReducedHistory
BABAAlibaba Group Holding LtdADR2,839$420.0K<0.1%+734+34.9%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV3,575$420.0K<0.1%−25,339−87.6%Reduced–
EVVEaton Vance Ltd Duration Income FundCOM32,079$423.0K<0.1%00.0%UnchangedHistory
ABMDAbiomed IncCOM1,308$426.0K<0.1%−337−20.5%ReducedHistory
PPGPPG Industries IncStock2,996$428.0K<0.1%−210−6.6%ReducedHistory
CMSCMS Energy CorpCOM7,174$429.0K<0.1%−189−2.6%ReducedHistory
APTVAptiv PLCSHS2,890$431.0K<0.1%−340−10.5%ReducedHistory
TTTrane Technologies plcSHS2,508$433.0K<0.1%−260−9.4%ReducedHistory
AFLAflac IncStock8,326$434.0K<0.1%−610−6.8%ReducedHistory
MCHPMicrochip Technology IncStock2,832$435.0K<0.1%−200−6.6%ReducedHistory
XLNXXilinx IncCOM2,882$435.0K<0.1%−210−6.8%ReducedHistory
CARRCarrier Global CorpStock8,492$440.0K<0.1%−1,009−10.6%ReducedHistory
CERNCERNER CorpCOM6,265$442.0K<0.1%−1,640−20.7%ReducedHistory
AVBAvalonbay Communities IncCOM2,000$443.0K<0.1%+17+0.9%AddedHistory
VRTXVertex Pharmaceuticals IncStock2,494$452.0K<0.1%−590−19.1%ReducedHistory
MARMarriott International IncStock3,065$454.0K<0.1%−260−7.8%ReducedHistory
JCIJohnson Controls International plcStock6,698$456.0K<0.1%−829−11.0%ReducedHistory
SYYSysco CorpStock5,822$457.0K<0.1%−540−8.5%ReducedHistory
ROSTRoss Stores, Inc.COM4,213$459.0K<0.1%−2,299−35.3%ReducedHistory
MPCMarathon Petroleum CorpStock7,501$464.0K<0.1%−490−6.1%ReducedHistory
AIGAmerican International Group, Inc.Stock8,452$464.0K<0.1%−1,870−18.1%ReducedHistory
Vanguard Information Technology ETF92204A702ETF1,160$465.0K<0.1%00.0%Unchanged–
YUMYum Brands IncStock3,816$467.0K<0.1%−260−6.4%ReducedHistory
ALLAllstate CorpStock3,733$475.0K<0.1%−300,411−98.8%ReducedHistory
TWTRTwitter, Inc.COM7,971$481.0K<0.1%−1,510−15.9%ReducedHistory
ALGNAlign Technology IncCOM728$484.0K<0.1%−134−15.5%ReducedHistory
APHAmphenol CorpCL A6,654$487.0K<0.1%+210+3.3%AddedHistory
PSAPublic StorageCOM1,638$487.0K<0.1%−305−15.7%ReducedHistory
PRUPrudential Financial IncStock4,694$494.0K<0.1%−379−7.5%ReducedHistory
OKEONEOK IncCOM8,527$494.0K<0.1%−1,230−12.6%ReducedHistory
EBAYeBay IncCOM7,108$495.0K<0.1%−870−10.9%ReducedHistory
TELTE Connectivity plcREG SHS3,610$495.0K<0.1%−610−14.5%ReducedHistory
BIIBBiogen Inc.COM1,756$497.0K<0.1%−1,043−37.3%ReducedHistory
ORLYO Reilly Automotive IncStock821$502.0K<0.1%+40+5.1%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM829$502.0K<0.1%−311−27.3%ReducedHistory
MSCIMSCI Inc.Stock831$506.0K<0.1%−109−11.6%ReducedHistory
TMUST-Mobile US, Inc.Stock3,997$511.0K<0.1%−1,960−32.9%ReducedHistory
SPGSimon Property Group Inc.REIT3,966$515.0K<0.1%−409−9.3%ReducedHistory
ROPRoper Technologies IncStock1,157$516.0K<0.1%−170−12.8%ReducedHistory
DGDollar General CorpCOM2,430$516.0K<0.1%−460−15.9%ReducedHistory
AAgilent Technologies, Inc.COM3,281$517.0K<0.1%−280−7.9%ReducedHistory
MCOMoodys CorpStock1,462$519.0K<0.1%−395−21.3%ReducedHistory
FCXFreeport-McMoran IncStock16,004$521.0K<0.1%−1,519−8.7%ReducedHistory
FFord Motor CoStock37,396$530.0K<0.1%−5,160−12.1%ReducedHistory
KLACKLA CorpCOM NEW1,606$537.0K<0.1%−255−13.7%ReducedHistory
GISGeneral Mills IncStock9,033$540.0K<0.1%−739−7.6%ReducedHistory
EOGEOG Resources IncStock6,774$544.0K<0.1%−540−7.4%ReducedHistory
JFRNuveen Floating Rate Income FundCOM54,000$544.0K<0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C599VNG RUS3000IDX2,830$561.0K<0.1%00.0%Unchanged–
TROWPrice T Rowe Group IncStock2,865$564.0K<0.1%−180−5.9%ReducedHistory
MOAltria Group, Inc.Stock12,432$566.0K<0.1%−2,130−14.6%ReducedHistory
BSXBoston Scientific CorpStock13,050$566.0K<0.1%−4,299−24.8%ReducedHistory
CMGChipotle Mexican Grill IncCOM316$574.0K<0.1%−25−7.3%ReducedHistory
ATVIActivision Blizzard, Inc.COM7,461$577.0K<0.1%−970−11.5%ReducedHistory
FDXFedEx CorpStock2,664$584.0K<0.1%−170−6.0%ReducedHistory
NOCNorthrop Grumman CorpStock1,640$591.0K<0.1%−285−14.8%ReducedHistory
HCAHCA Healthcare, Inc.COM2,445$593.0K<0.1%−645−20.9%ReducedHistory
HUMHumana IncStock1,530$595.0K<0.1%−95−5.8%ReducedHistory
AEPAmerican Electric Power Co IncStock7,368$598.0K<0.1%−620−7.8%ReducedHistory
GMGeneral Motors CoCOM11,491$606.0K<0.1%−2,070−15.3%ReducedHistory
ECLEcolab Inc.Stock2,923$610.0K<0.1%−160−5.2%ReducedHistory
ILMNIllumina, Inc.COM1,506$611.0K<0.1%−215−12.5%ReducedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Conning Inc. in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$7.51M–

Sold out since Q2 2021 (60)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Conning Inc. sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Priceline Grp Inc741503AX4NOTE 0.900% 9/1–$8.92M0.3%–
On Semiconductor Corp682189AP0NOTE 1.625%10/1–$5.80M0.2%–
iShares Tips Bond ETF464287176ETF22,918$2.93M0.1%–
American Elec PWR Co Inc025537127UNIT 08/01/202156,000$2.75M0.1%–
Vanguard Total Bond Market ETF921937835ETF18,725$1.61M<0.1%–
ABBNYABB LtdSPONSORED ADR21,048$715.0K<0.1%History
iShares Global Clean Energy ETF464288224ETF27,886$654.0K<0.1%–
MPLXMPLX LPCOM UNIT REP LTD16,452$487.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM2,592$476.0K<0.1%History
NTESNetEase, Inc.SPONSORED ADS3,120$360.0K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT20,358$328.0K<0.1%History
ZBRAZebra Technologies CorpCL A595$315.0K<0.1%History
DALDelta Air Lines, Inc.COM NEW7,180$311.0K<0.1%History
AMEAmetek IncCOM2,260$302.0K<0.1%History
LYBLyondellBasell Industries N.V.SHS - A -2,880$296.0K<0.1%History
EDConsolidated Edison IncStock4,085$293.0K<0.1%History
MXIMMaxim Integrated Products IncCOM2,731$288.0K<0.1%History
KHCKraft Heinz CoStock6,858$280.0K<0.1%History
IPInternational Paper CoCOM4,437$272.0K<0.1%History
DLTRDollar Tree, Inc.COM2,728$271.0K<0.1%History
WDCWestern Digital CorpCOM3,792$270.0K<0.1%History
AREAlexandria Real Estate Equities, Inc.COM1,440$262.0K<0.1%History
VTRVentas, Inc.REIT4,535$259.0K<0.1%History
QRVOQorvo, Inc.Stock1,320$258.0K<0.1%History
EXPEExpedia Group, Inc.Stock1,567$257.0K<0.1%History
ORealty Income CorpREIT3,641$243.0K<0.1%History
HIGHartford Insurance Group, Inc.Stock3,885$241.0K<0.1%History
AKAMAkamai Technologies IncCOM2,054$239.0K<0.1%History
PPLPPL CorpCOM8,498$238.0K<0.1%History
CPAYCorpay, Inc.COM926$237.0K<0.1%History
ETREntergy CorpCOM2,370$236.0K<0.1%History
GRMNGarmin LtdSHS1,619$234.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/99998,887$234.0K<0.1%History
CAGConagra Brands Inc.Stock6,390$232.0K<0.1%History
TTWOTake Two Interactive Software IncCOM1,311$232.0K<0.1%History
FEFirstenergy CorpCOM6,236$232.0K<0.1%History
ANETArista Networks, Inc.COM635$230.0K<0.1%History
GWWW.W. Grainger, Inc.Stock513$225.0K<0.1%History
CDWCDW CorpCOM1,280$224.0K<0.1%History
AESAES CorpStock8,553$223.0K<0.1%History
STXSeagate Technology Holdings plcORD SHS2,541$223.0K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM870$221.0K<0.1%History
CINFCincinnati Financial CorpCOM1,899$221.0K<0.1%History
TFXTeleflex IncCOM550$221.0K<0.1%History
ULTAUlta Beauty, Inc.Stock625$216.0K<0.1%History
CHDChurch & Dwight Co IncCOM2,530$216.0K<0.1%History
ESSEssex Property Trust, Inc.COM720$216.0K<0.1%History
MCYMercury General CorpCOM3,300$214.0K<0.1%History
RVTYRevvity, Inc.COM1,383$214.0K<0.1%History
AVYAvery Dennison CorpCOM1,017$214.0K<0.1%History
MASMasco CorpCOM3,624$213.0K<0.1%History
BXPBXP, Inc.COM1,862$213.0K<0.1%History
KKellanovaStock3,295$212.0K<0.1%History
EMNEastman Chemical CoStock1,803$211.0K<0.1%History
MKTXMarketaxess Holdings IncCOM452$210.0K<0.1%History
BBWIBath & Body Works, Inc.COM2,882$208.0K<0.1%History
PHMPultegroup IncCOM3,773$206.0K<0.1%History
EXPDExpeditors International of Washington IncCOM1,603$203.0K<0.1%History
CTLTCatalent, Inc.COM1,850$200.0K<0.1%History
SWNSouthwestern Energy CoCOM11,240$64.0K<0.1%History