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Livermore
Livermore
ZHEN

NBC Securities, Inc.

SEC CIK
0000791540
Latest filing
Jul 21, 2026

Holdings in Q1 2026

Holdings as of Mar 31, 2026, filed Apr 14, 2026. Long positions only; changes compare share counts with Q4 2025.

Institution overview
Positions
2,546
−136 vs. Q4 2025
Portfolio value
$1.33B
−$1.31M (−0.1%) vs. Q4 2025
Filed
Apr 14, 2026
SEC
Holdings of NBC Securities, Inc. in Q1 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock138,714$35.2M2.6%−3,965−2.8%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF48,601$31.6M2.4%−1,928−3.8%ReducedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF365,958$28.0M2.1%+10,591+3.0%Added–
Vanguard S&P 500 ETF922908363ETF38,372$22.9M1.7%+5,313+16.1%Added–
MSFTMicrosoft CorpStock57,087$21.1M1.6%−2,400−4.0%ReducedHistory
NVDANVIDIA CorpStock105,422$18.4M1.4%+1,483+1.4%AddedHistory
GOOGLAlphabet Inc.Stock55,494$16.0M1.2%−3,075−5.3%ReducedHistory
AMZNAmazon Com IncStock75,866$15.8M1.2%−7,064−8.5%ReducedHistory
AVGOBroadcom Inc.Stock48,622$15.0M1.1%−2,287−4.5%ReducedHistory
iShares Core S&P 500 ETF464287200ETF18,730$12.2M0.9%−181−1.0%Reduced–
JPMJPMorgan Chase & CoStock39,555$11.6M0.9%−413−1.0%ReducedHistory
WMTWalmart Inc.Stock88,066$10.9M0.8%−3,909−4.3%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF170,210$10.9M0.8%−2,473−1.4%Reduced–
NEENextera Energy IncStock111,205$10.3M0.8%−1,818−1.6%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF17,582$10.1M0.8%−1,804−9.3%Reduced–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF217,576$9.93M0.7%+5,977+2.8%Added–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF351,520$9.01M0.7%+48,409+16.0%Added–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF265,056$8.89M0.7%+44,214+20.0%Added–
VVisa Inc.Stock29,043$8.78M0.7%+1,009+3.6%AddedHistory
JNJJohnson & JohnsonStock31,904$7.80M0.6%+119+0.4%AddedHistory
SRESempraStock79,155$7.69M0.6%+1,031+1.3%AddedHistory
WMBWilliams Companies, Inc.COM99,375$7.23M0.5%−1,241−1.2%ReducedHistory
PGProcter & Gamble CoStock49,375$7.13M0.5%+3,724+8.2%AddedHistory
DTMDT Midstream, Inc.COMMON STOCK52,709$7.10M0.5%−50.0%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF70,009$6.95M0.5%+10,621+17.9%Added–
XOMExxonMobil Holdings CorpCOM40,846$6.93M0.5%+1,095+2.8%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF21,176$6.79M0.5%+160+0.8%Added–
GOOGAlphabet Inc.Stock23,127$6.63M0.5%+3,254+16.4%AddedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF79,724$6.60M0.5%−6,026−7.0%Reduced–
IAUiShares Gold TrustETF71,157$6.27M0.5%+8,584+13.7%AddedHistory
PWRQuanta Services, Inc.COM11,363$6.24M0.5%−30.0%ReducedHistory
NINisource Inc.COM128,157$5.98M0.4%−1,856−1.4%ReducedHistory
PHParker-Hannifin CorpStock6,545$5.86M0.4%−196−2.9%ReducedHistory
WisdomTree Tr97717Y477US QUALITY GROW109,001$5.82M0.4%+20,995+23.9%Added–
LMTLockheed Martin CorpStock9,385$5.67M0.4%−241−2.5%ReducedHistory
MSMorgan StanleyStock34,184$5.63M0.4%−1,800−5.0%ReducedHistory
WisdomTree Tr97717X669US QTLY DIV GRT63,186$5.55M0.4%+4,514+7.7%Added–
CBChubb LtdStock16,924$5.52M0.4%+402+2.4%AddedHistory
ETREntergy CorpCOM48,909$5.50M0.4%−185−0.4%ReducedHistory
TMUST-Mobile US, Inc.Stock26,105$5.48M0.4%−4,823−15.6%ReducedHistory
METAMeta Platforms, Inc.Stock9,502$5.44M0.4%+1,005+11.8%AddedHistory
IDAIdacorp IncCOM37,069$5.30M0.4%+195+0.5%AddedHistory
GLWCorning IncCOM38,321$5.21M0.4%−10,647−21.7%ReducedHistory
LLYEli Lilly & CoStock5,614$5.16M0.4%+137+2.5%AddedHistory
VRTVertiv Holdings CoCOM CL A20,265$5.08M0.4%−637−3.0%ReducedHistory
CVXChevron CorpStock24,340$5.04M0.4%+1,109+4.8%AddedHistory
SCHWSchwab Charles CorpStock53,324$5.01M0.4%+30,357+132.2%AddedHistory
EQIXEquinix IncCOM5,070$4.97M0.4%+37+0.7%AddedHistory
TLNTalen Energy CorpCOM15,387$4.91M0.4%−27−0.2%ReducedHistory
SYKStryker CorpStock14,904$4.90M0.4%+4,987+50.3%AddedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF64,952$4.88M0.4%+6,982+12.0%Added–
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP98,272$4.87M0.4%+56,046+132.7%Added–
iShares Core S&P Mid-Cap ETF464287507ETF70,048$4.73M0.4%−516−0.7%Reduced–
iShares Russell 1000 Growth ETF464287614ETF10,926$4.66M0.3%−859−7.3%Reduced–
WisdomTree Tr97717X511YIELD ENHANCD US106,787$4.64M0.3%+11,465+12.0%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF34,782$4.62M0.3%+511+1.5%Added–
iShares Core S&P Small Cap ETF464287804ETF36,998$4.60M0.3%+1,041+2.9%Added–
JCIJohnson Controls International plcStock34,958$4.58M0.3%+480+1.4%AddedHistory
CEGConstellation Energy CorpStock16,221$4.53M0.3%−513−3.1%ReducedHistory
UNPUnion Pacific CorpStock18,652$4.53M0.3%+320+1.7%AddedHistory
CCJCameco CorpStock41,665$4.53M0.3%−16,249−28.1%ReducedHistory
MRKMerck & Co., Inc.Stock37,264$4.48M0.3%−75−0.2%ReducedHistory
iShares Russell 2000 ETF464287655ETF17,847$4.43M0.3%−1,606−8.3%Reduced–
SYYSysco CorpStock60,248$4.30M0.3%+978+1.7%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF75,715$4.28M0.3%+39,126+106.9%Added–
SPDR Series Trust78468R606ST PORT HIGH ETF178,998$4.17M0.3%+24,256+15.7%Added–
iShares Tr464288885EAFE GRWTH ETF37,379$4.16M0.3%+1,669+4.7%Added–
WisdomTree Tr97717X263DYNAMIC INTL EQT92,962$4.10M0.3%+19,808+27.1%Added–
iShares Russell 1000 Value ETF464287598ETF19,117$4.08M0.3%−399−2.0%Reduced–
LOWLowes Companies IncStock17,028$4.02M0.3%+408+2.5%AddedHistory
RSGRepublic Services, Inc.COM18,098$3.96M0.3%+530+3.0%AddedHistory
MDTMedtronic plcStock45,528$3.95M0.3%+1,574+3.6%AddedHistory
iShares Tr464288877EAFE VALUE ETF53,042$3.94M0.3%+2,686+5.3%Added–
Vanguard Total International Bond ETF92203J407ETF81,391$3.91M0.3%+1,078+1.3%Added–
WisdomTree Tr97717W547US VALUE FD40,978$3.88M0.3%+5,387+15.1%Added–
ABBVAbbVie Inc.Stock17,715$3.85M0.3%−479−2.6%ReducedHistory
AEEAmeren CorpCOM35,035$3.85M0.3%+97+0.3%AddedHistory
PEPPepsiCo IncStock24,607$3.82M0.3%+1,376+5.9%AddedHistory
WECWec Energy Group, Inc.Stock32,726$3.79M0.3%+340+1.0%AddedHistory
CNPCenterpoint Energy IncCOM87,557$3.78M0.3%−5,522−5.9%ReducedHistory
XELXcel Energy IncStock46,965$3.73M0.3%−229−0.5%ReducedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF40,033$3.71M0.3%−823−2.0%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF68,092$3.68M0.3%−1,077−1.6%Reduced–
iShares Tr46436E7180-3 MTH TREASURY36,083$3.63M0.3%−11,623−24.4%Reduced–
UBERUber Technologies, IncStock50,201$3.61M0.3%+2,105+4.4%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF32,862$3.58M0.3%+707+2.2%Added–
GEVGE Vernova Inc.Stock4,055$3.54M0.3%−295−6.8%ReducedHistory
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF28,591$3.45M0.3%+18,689+188.7%Added–
Schwab US Dividend Equity ETF808524797ETF111,504$3.42M0.3%−13,627−10.9%Reduced–
iShares Russell Midcap ETF464287499ETF34,908$3.39M0.3%−1,301−3.6%Reduced–
HDHome Depot, Inc.Stock10,169$3.34M0.3%−1,130−10.0%ReducedHistory
IBMInternational Business Machines CorpStock13,566$3.29M0.2%+3,928+40.8%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF41,430$3.25M0.2%+460+1.1%Added–
BRK.BBerkshire Hathaway IncStock6,712$3.22M0.2%−169−2.5%ReducedHistory
HIGHartford Insurance Group, Inc.Stock23,221$3.14M0.2%+721+3.2%AddedHistory
DLRDigital Realty Trust, Inc.COM17,393$3.13M0.2%−141−0.8%ReducedHistory
AMATApplied Materials IncStock9,103$3.11M0.2%+4,061+80.5%AddedHistory
Vanguard Information Technology ETF92204A702ETF4,358$3.04M0.2%+72+1.7%Added–
CATCaterpillar IncStock4,177$2.96M0.2%−118−2.7%ReducedHistory
NXPINXP Semiconductors N.V.COM14,938$2.94M0.2%+657+4.6%AddedHistory

Sold out since Q4 2025 (327)

Positions held at the end of Q4 2025 that are gone from this filing.

The largest 100 of 327 by value last quarter.

Positions of NBC Securities, Inc. sold out since Q4 2025
SecurityClassShares in Q4 2025Value in Q4 2025% of portfolio in Q4 2025History
DIAXNuveen Dow 30sm Dynamic Overwrite FundSHS90,166$1.38M0.1%History
WisdomTree Tr97717X198US CORP BOND FD25,549$1.15M0.1%–
FMCKJFederal Home Loan Mortgage CorpPFD54,531$785.2K0.1%History
RBGLYReckitt Benckiser Group PLCCOM40,521$654.3K<0.1%History
CMAComerica IncCOM5,270$458.1K<0.1%History
ATECAlphatec Holdings, Inc.COM NEW20,513$431.6K<0.1%History
IVZInvesco Ltd.Stock16,267$427.3K<0.1%History
BXMXNuveen S&P 500 BuyWrite Income FundCOM28,864$424.3K<0.1%History
HURNHuron Consulting Group Inc.Stock2,353$406.9K<0.1%History
SNVSynovus Financial CorpCOM NEW7,348$367.8K<0.1%History
JPM.PDJPMorgan Chase & CoPRD13,859$345.4K<0.1%History
ORANYOrangeSPONSORED ADR17,104$285.2K<0.1%History
MS.PKMorgan StanleyPreferred Stock11,552$283.3K<0.1%History
LQDALiquidia CorpCOM NEW7,184$247.8K<0.1%History
AORTArtivion, Inc.COM5,369$244.9K<0.1%History
MER.PKBank of America CorpEquities9,588$244.8K<0.1%History
HHHHoward Hughes Holdings Inc.COM3,007$239.9K<0.1%History
EXASExact Sciences CorpCOM2,331$236.7K<0.1%History
COF.PICapital One Financial CorpPRD12,238$232.7K<0.1%History
EEni SpASPONSORED ADR5,936$225.2K<0.1%History
iShares Tr464287333GLOBAL FINLS ETF1,764$213.1K<0.1%–
RILYNBRC Group Holdings, Inc.Equity-Linked Security9,593$204.0K<0.1%History
UPWKUpwork, IncCOM9,212$182.6K<0.1%History
Healthcare Trust Inc 7.375 Cum Conv PFD A42226B204Preferred8,625$165.3K<0.1%–
Cyberark Software LtdM2682V108SHS355$158.4K<0.1%–
STESTERIS plcSHS USD618$156.7K<0.1%History
USB.PPUS Bancorp DEPFD6,916$155.6K<0.1%History
SPMASound Point Meridian Capital, Inc.PREFERRED STK5,900$148.8K<0.1%History
ODDOddity Tech LtdSHS CL A3,458$138.9K<0.1%History
PBIPitney Bowes IncCOM13,005$137.5K<0.1%History
DAVEDave Inc.CLASS A COM NEW615$136.2K<0.1%History
PGYPagaya Technologies Ltd.CL A NEW6,121$127.9K<0.1%History
BAC.PBBank of America CorpPFD4,682$117.5K<0.1%History
GS.PDGoldman Sachs Group IncCOM5,634$109.6K<0.1%History
DCOM.PDime Commercial Bancshares, Inc.PREFERRED STOCK6,116$109.4K<0.1%History
PRSPrudential Financial IncPREFERRED4,354$103.7K<0.1%History
MET.PEMetlife IncPRD4,111$97.7K<0.1%History
WFC.PAWells Fargo & CompanyPFDs, REITs,5,040$97.5K<0.1%History
RILYGBRC Group Holdings, Inc.COM4,801$97.0K<0.1%History
JPM.PKJPMorgan Chase & CoPFD4,858$94.2K<0.1%History
ZGNErmenegildo Zegna N.V.ORD SHS9,137$93.7K<0.1%History
WFC.PDWells Fargo & CompanyPreferred Stock5,237$93.1K<0.1%History
EQH.PAEquitable Holdings, Inc.Preferred Stock4,543$91.8K<0.1%History
NMRKNewmark Group, Inc.CL A5,165$89.6K<0.1%History
MESOMesoblast LtdADR4,954$89.4K<0.1%History
COF.PJCapital One Financial CorpPFD4,860$87.9K<0.1%History
SOJDSouthern CoEquities4,323$87.5K<0.1%History
NAMSNewAmsterdam Pharma Co N.V.ORDINARY SHARES2,457$86.2K<0.1%History
HQYHealthequity, Inc.COM905$82.9K<0.1%History
BAC.PMBank of America Corppfd3,734$82.1K<0.1%History
APPNAppian CorpCL A2,272$80.5K<0.1%History
PSA.POPublic StorageEquities5,121$80.1K<0.1%History
SCCFSachem Capital Corp.PREFERRED STK3,400$78.9K<0.1%History
JXN.PAJackson Financial Inc.SPI3,000$78.2K<0.1%History
OXLCOOxford Lane Capital Corp.Preferred3,267$76.5K<0.1%History
Vanguard Mun BD FDS922907696SHORT TAX EXEMPT982$75.1K<0.1%–
MGRAffiliated Managers Group, Inc.Preferred Stock3,517$73.9K<0.1%History
T.PCAT&T Inc.DEP SHS ECH REP 1/1000TH PF3,674$69.9K<0.1%History
TFC.PITruist Financial CorpEquities3,500$69.2K<0.1%History
iShares Tr46435U473BB RAT CORP BD1,382$65.1K<0.1%–
iShares Core S&P U.S. Growth ETF464287671ETF385$64.7K<0.1%–
NHPBPNational Healthcare Properties, Inc.Stock3,407$62.6K<0.1%History
SWKHLSWK Holdings CorpPREFERRED STK2,450$62.4K<0.1%History
SPMESound Point Meridian Capital, Inc.Preferred2,420$61.1K<0.1%History
GAM.PBGeneral American Investors Co IncCommon2,430$61.0K<0.1%History
Priority Income Fund Inc-Callable74274W772Pref2,543$60.8K<0.1%–
WFC.PYWells Fargo & CompanyPreferred Stock2,488$60.4K<0.1%History
Eagle Point Credit Co Inc-Callable269809604Pref2,400$59.7K<0.1%–
Bank of Amer Corp0605056827.25%CNV PFD L46$57.8K<0.1%–
PRIF.PDPriority Income Fund, Inc.PREFERRED STK2,258$56.5K<0.1%History
CGABLCarlyle Group Inc.Pref3,250$55.6K<0.1%History
Aim ETF Products Trust00888H760ALLIANZIM US EQT1,500$55.4K<0.1%–
URIUnited Rentals, Inc.COM66$53.4K<0.1%History
GNL.PAGlobal Net Lease, Inc.Preferred2,260$52.7K<0.1%History
SCHW.PJSchwab Charles CorpPFD2,754$51.6K<0.1%History
New York Life Investments Et45409B800MERGE ARBIT ETF1,429$51.1K<0.1%–
CHSCMCHS IncPREFERRED STOCK2,021$49.9K<0.1%History
ALL.PJAllstate CorpPERP PFD J1,862$49.0K<0.1%History
iShares Tr464287192US TRSPRTION653$48.7K<0.1%–
DBX ETF Tr233051150XTRACKERS MSCI742$47.1K<0.1%–
VRSKVerisk Analytics, Inc.COM199$44.5K<0.1%History
OSCROscar Health, Inc.CL A2,992$43.0K<0.1%History
MNDYmonday.com Ltd.SHS291$42.9K<0.1%History
Apollo Global Mgmt Inc03769M304SER A MAND CNV565$42.7K<0.1%–
Saratoga Investment Corp.80349A802Preferred1,680$41.6K<0.1%–
DLR.PLDigital Realty Trust, Inc.Pfd Stk2,027$41.5K<0.1%History
SHOEShoe Station Group IncCOM2,458$41.5K<0.1%History
RILYZBRC Group Holdings, Inc.Pref3,300$40.6K<0.1%History
GMEGameStop Corp.Stock2,000$40.2K<0.1%History
Arlington Asset Investment Corp 6.000 Senior Notes Due 2026041356809PREFERRED STK1,940$39.8K<0.1%–
BHFAPBrighthouse Financial, Inc.Preferred Stock2,475$37.7K<0.1%History
PGENPrecigen, Inc.COM9,015$37.7K<0.1%History
EIIAEagle Point Institutional Income FundPREFERRED STK1,479$37.3K<0.1%History
CNL Healthcare Pptys Inc Com12612C108COM5,555$36.9K<0.1%–
CTA.PBEIDP, Inc.Preferred525$35.7K<0.1%History
ECCCEagle Point Credit CoPREFERRED STK1,437$35.7K<0.1%History
RF.PCRegions Financial CorpPFDs, REITs,1,511$35.5K<0.1%History
XELLLXcel Energy IncPUBLIC1,416$35.3K<0.1%History
Ofs Credit Company Inc 6.125 Series C Term Preferred Stock67111Q305PREFERRED STK1,400$34.9K<0.1%–
BHFAOBrighthouse Financial, Inc.com2,229$34.5K<0.1%History