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NBC Securities, Inc.

SEC CIK
0000791540
Latest filing
Jul 21, 2026

Holdings in Q4 2025

Holdings as of Dec 31, 2025, filed Jan 29, 2026. Long positions only; changes compare share counts with Q3 2025.

Institution overview
Positions
2,682
+12 vs. Q3 2025
Portfolio value
$1.33B
+$33.5M (+2.6%) vs. Q3 2025
Filed
Jan 29, 2026
SEC
Holdings of NBC Securities, Inc. in Q4 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock142,679$38.8M2.9%−206−0.1%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF50,529$34.5M2.6%+1,430+2.9%AddedHistory
MSFTMicrosoft CorpStock59,487$28.8M2.2%−225−0.4%ReducedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF355,367$28.5M2.1%+53,366+17.7%Added–
Vanguard S&P 500 ETF922908363ETF33,059$20.7M1.6%+6,935+26.5%Added–
NVDANVIDIA CorpStock103,939$19.4M1.5%−2,047−1.9%ReducedHistory
AMZNAmazon Com IncStock82,930$19.1M1.4%+5,358+6.9%AddedHistory
GOOGLAlphabet Inc.Stock58,569$18.3M1.4%+1,836+3.2%AddedHistory
AVGOBroadcom Inc.Stock50,909$17.6M1.3%−415−0.8%ReducedHistory
iShares Core S&P 500 ETF464287200ETF18,911$13.0M1.0%+80+0.4%Added–
JPMJPMorgan Chase & CoStock39,968$12.9M1.0%−120−0.3%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF19,386$11.9M0.9%+1,474+8.2%Added–
Vanguard Ftse Developed Markets ETF921943858ETF172,683$10.8M0.8%+1,211+0.7%Added–
WMTWalmart Inc.Stock91,975$10.2M0.8%+625+0.7%AddedHistory
VVisa Inc.Stock28,034$9.83M0.7%+159+0.6%AddedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF211,599$9.40M0.7%+24,408+13.0%Added–
NEENextera Energy IncStock113,023$9.07M0.7%−3,251−2.8%ReducedHistory
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF303,111$7.81M0.6%+44,835+17.4%Added–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF220,842$7.47M0.6%+44,213+25.0%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF85,750$7.18M0.5%+21,514+33.5%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF21,016$7.05M0.5%−3,994−16.0%Reduced–
SRESempraStock78,124$6.90M0.5%+41,655+114.2%AddedHistory
JNJJohnson & JohnsonStock31,785$6.58M0.5%+48+0.2%AddedHistory
PGProcter & Gamble CoStock45,651$6.54M0.5%−234−0.5%ReducedHistory
MSMorgan StanleyStock35,984$6.39M0.5%−178−0.5%ReducedHistory
DTMDT Midstream, Inc.COMMON STOCK52,714$6.31M0.5%−59−0.1%ReducedHistory
TMUST-Mobile US, Inc.Stock30,928$6.28M0.5%−2,909−8.6%ReducedHistory
GOOGAlphabet Inc.Stock19,873$6.24M0.5%+315+1.6%AddedHistory
WMBWilliams Companies, Inc.COM100,616$6.05M0.5%−707−0.7%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF59,388$5.93M0.4%+13,724+30.1%Added–
PHParker-Hannifin CorpStock6,741$5.93M0.4%−6−0.1%ReducedHistory
CEGConstellation Energy CorpStock16,734$5.91M0.4%−47−0.3%ReducedHistory
LLYEli Lilly & CoStock5,477$5.89M0.4%−63−1.1%ReducedHistory
TLNTalen Energy CorpCOM15,414$5.78M0.4%−302−1.9%ReducedHistory
METAMeta Platforms, Inc.Stock8,497$5.61M0.4%+540+6.8%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF11,785$5.58M0.4%−513−4.2%Reduced–
NINisource Inc.COM130,013$5.43M0.4%−139−0.1%ReducedHistory
CCJCameco CorpStock57,914$5.30M0.4%+250+0.4%AddedHistory
WisdomTree Tr97717X669US QTLY DIV GRT58,672$5.25M0.4%−4,151−6.6%Reduced–
MUMicron Technology IncStock18,229$5.20M0.4%−2,361−11.5%ReducedHistory
WisdomTree Tr97717Y477US QUALITY GROW88,006$5.16M0.4%+645+0.7%Added–
CBChubb LtdStock16,522$5.16M0.4%+337+2.1%AddedHistory
IAUiShares Gold TrustETF62,573$5.08M0.4%+17,686+39.4%AddedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF69,729$4.98M0.4%−1,673−2.3%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF34,271$4.93M0.4%−481−1.4%ReducedConverted for a 2-for-1 split–
PWRQuanta Services, Inc.COM11,366$4.80M0.4%+78+0.7%AddedHistory
iShares Tr46436E7180-3 MTH TREASURY47,706$4.79M0.4%+4,028+9.2%Added–
iShares Russell 2000 ETF464287655ETF19,453$4.79M0.4%+4,073+26.5%Added–
XOMExxonMobil Holdings CorpCOM39,751$4.78M0.4%+345+0.9%AddedHistory
IDAIdacorp IncCOM36,874$4.67M0.3%−38−0.1%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF70,564$4.66M0.3%+6,617+10.3%Added–
LMTLockheed Martin CorpStock9,626$4.66M0.3%−115−1.2%ReducedHistory
ETREntergy CorpCOM49,094$4.54M0.3%−32−0.1%ReducedHistory
SYYSysco CorpStock59,270$4.37M0.3%+742+1.3%AddedHistory
CCICrown Castle Inc.REIT48,792$4.34M0.3%−729−1.5%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF35,957$4.32M0.3%+1,848+5.4%Added–
ORCLOracle CorpStock22,089$4.31M0.3%−289−1.3%ReducedHistory
GLWCorning IncCOM48,968$4.29M0.3%+38,823+382.7%AddedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF57,970$4.26M0.3%+8,039+16.1%Added–
UNPUnion Pacific CorpStock18,332$4.24M0.3%+37+0.2%AddedHistory
MDTMedtronic plcStock43,954$4.22M0.3%+435+1.0%AddedHistory
WisdomTree Tr97717X511YIELD ENHANCD US95,322$4.20M0.3%+10,673+12.6%Added–
ABBVAbbVie Inc.Stock18,194$4.16M0.3%+231+1.3%AddedHistory
JCIJohnson Controls International plcStock34,478$4.13M0.3%−1,894−5.2%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF19,516$4.11M0.3%+1,254+6.9%Added–
iShares Tr464288885EAFE GRWTH ETF35,710$4.07M0.3%+2,097+6.2%Added–
LOWLowes Companies IncStock16,620$4.01M0.3%+132+0.8%AddedHistory
MRKMerck & Co., Inc.Stock37,339$3.93M0.3%+166+0.4%AddedHistory
UBERUber Technologies, IncStock48,096$3.93M0.3%−196−0.4%ReducedHistory
HDHome Depot, Inc.Stock11,299$3.89M0.3%−30.0%ReducedHistory
Vanguard Total International Bond ETF92203J407ETF80,313$3.88M0.3%+5,973+8.0%Added–
EQIXEquinix IncCOM5,033$3.86M0.3%+20.0%AddedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF40,856$3.78M0.3%+406+1.0%Added–
RSGRepublic Services, Inc.COM17,568$3.72M0.3%−169−1.0%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF69,169$3.72M0.3%+111+0.2%Added–
SPDR Series Trust78468R606ST PORT HIGH ETF154,742$3.66M0.3%+46,595+43.1%Added–
PPLPPL CorpCOM103,992$3.64M0.3%−104−0.1%ReducedHistory
iShares Tr464288877EAFE VALUE ETF50,356$3.60M0.3%+3,922+8.4%Added–
CNPCenterpoint Energy IncCOM93,079$3.57M0.3%−286−0.3%ReducedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF32,155$3.54M0.3%−471−1.4%Reduced–
CVXChevron CorpStock23,231$3.54M0.3%+83+0.4%AddedHistory
AEEAmeren CorpCOM34,938$3.49M0.3%−207−0.6%ReducedHistory
iShares Russell Midcap ETF464287499ETF36,209$3.49M0.3%−2,649−6.8%Reduced–
XELXcel Energy IncStock47,194$3.49M0.3%−183−0.4%ReducedHistory
SYKStryker CorpStock9,917$3.49M0.3%+79+0.8%AddedHistory
BRK.BBerkshire Hathaway IncStock6,881$3.46M0.3%−327−4.5%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM60,385$3.46M0.3%+1,948+3.3%Added–
Schwab US Dividend Equity ETF808524797ETF125,131$3.43M0.3%−2,147−1.7%Reduced–
WECWec Energy Group, Inc.Stock32,386$3.42M0.3%+31,756+5,040.6%AddedHistory
VRTVertiv Holdings CoCOM CL A20,902$3.39M0.3%+932+4.7%AddedHistory
PEPPepsiCo IncStock23,231$3.33M0.2%+405+1.8%AddedHistory
WisdomTree Tr97717W547US VALUE FD35,591$3.32M0.2%+1,762+5.2%Added–
Vanguard Information Technology ETF92204A702ETF4,286$3.23M0.2%+82+2.0%Added–
Vanguard Short-Term Bond ETF921937827ETF40,970$3.23M0.2%+2,715+7.1%Added–
QCOMQualcomm IncStock18,691$3.20M0.2%+6,018+47.5%AddedHistory
MAMastercard IncStock5,599$3.20M0.2%−183−3.2%ReducedHistory
WisdomTree Tr97717X263DYNAMIC INTL EQT73,154$3.19M0.2%+56,316+334.5%Added–
HIGHartford Insurance Group, Inc.Stock22,500$3.10M0.2%+269+1.2%AddedHistory
NXPINXP Semiconductors N.V.COM14,281$3.10M0.2%+288+2.1%AddedHistory
PAYXPaychex IncStock26,370$2.96M0.2%+138+0.5%AddedHistory

Options (94)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of NBC Securities, Inc. in Q4 2025
SecurityClassPutsCalls
MRNAModerna, Inc.Stock$17.6K–
BABoeing CoStock$8.09K$5.36K
SMCISuper Micro Computer, Inc.Stock$12.9K$40
NWLNewell Brands Inc.Stock$11.1K–
TTDTrade Desk, Inc.Stock$9.70K–
KVUEKenvue Inc.Stock$9.20K–
MNDYmonday.com Ltd.SHS$9.18K–
SYMSymbotic Inc.Stock$9.00K–
GNRCGenerac Holdings Inc.Stock$7.60K–
KMXCarMax IncCOM$6.92K–
AMATApplied Materials IncStock–$5.90K
NICENICE Ltd.SPONSORED ADR$5.49K–
CRSCarpenter Technology CorpCOM–$5.06K
STZConstellation Brands, Inc.Stock$4.72K–
SNOWSnowflake Inc.Stock$4.41K–
ZTSZoetis Inc.Stock$3.99K–
MOSMosaic CoCOM$3.48K–
UNHUnitedHealth Group IncStock$3.15K$18
SYFSynchrony FinancialCOM–$3.04K
AMDAdvanced Micro Devices IncStock$2.92K–
TXNTexas Instruments IncStock$2.92K–
ORCLOracle CorpStock$2.76K–
BAHBooz Allen Hamilton Holding CorpCL A$2.72K–
PGProcter & Gamble CoStock$2.70K–
AVGOBroadcom Inc.Stock–$2.65K
NVAXNovavax IncCOM NEW$2.38K–
MBLYMobileye Global Inc.Stock$2.24K–
NVDANVIDIA CorpStock–$2.15K
INTCIntel CorpStock$1.90K$238
PAYXPaychex IncStock$2.10K–
PYPLPayPal Holdings, Inc.Stock$2.05K–
WMTWalmart Inc.Stock–$1.94K
PEverpure, Inc.CL A$1.88K–
GTLBGitlab Inc.CLASS A COM$1.86K–
PUTGTLB06/18/2632.5037245L100OPTIONS$1.86K–
GLOBGlobant S.A.COM$1.85K–
GSLGlobal Ship Lease, Inc.COM CL A–$1.80K
NTSKNetskope IncCL A$1.76K–
WHRWhirlpool CorpStock$1.70K–
MRVLMarvell Technology, Inc.COM$1.70K–
BULLWebull CorpORD SHS$1.62K–
VanEck ETF Trust92189F106GOLD MINERS ETF–$1.45K
TGTTarget CorpStock$1.38K–
NEMNEWMONT CorpStock–$1.38K
EQHEquitable Holdings, Inc.COM–$1.36K
STTState Street CorpCOM$1.18K–
BACBank of America CorpStock–$1.10K
RNGRingCentral, Inc.CL A$1.08K–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR$1.06K$20
ADBEAdobe Inc.Stock$805–
NVONovo Nordisk A SADR$320$476
HDHome Depot, Inc.Stock$795–
TWTradeweb Markets Inc.Stock$780–
TNDMTandem Diabetes Care IncCOM NEW$750–
CSCOCisco Systems, Inc.Stock–$730
XELXcel Energy IncStock–$605
BABAAlibaba Group Holding LtdADR–$605
SRESempraStock–$570
MKSIMKS IncCOM$570–
TFCTruist Financial CorpCOM–$566
HSBCHSBC Holdings PLCSPON ADR NEW$560–
SMGScotts Miracle-Gro CoStock$525–
FCXFreeport-McMoran IncStock$525–
ALKAlaska Air Group, Inc.COM$500–
BMYBristol Myers Squibb CoStock$450–
FITBFifth Third BancorpCOM$450–
LMTLockheed Martin CorpStock$430–
MPLXMPLX LPCOM UNIT REP LTD–$420
FISFidelity National Information Services, Inc.Stock–$360
ORealty Income CorpREIT–$360
DOCHealthpeak Properties, Inc.COM$210$140
DOCUDocuSign, Inc.Stock$348–
SCHWSchwab Charles CorpStock–$300
COOCooper Companies, Inc.COM$300–
AMZNAmazon Com IncStock–$292
CVXChevron CorpStock$10$277
EPDEnterprise Products Partners L.P.Stock–$207
DVNDevon Energy CorpStock–$205
SMTCSemtech CorpStock–$200
AESAES CorpStock–$200
CAVACava Group, Inc.COM$198–
COSTCostco Wholesale CorpStock–$182
SOFISoFi Technologies, Inc.Stock–$152
DUKDuke Energy CORPStock–$150
ACNAccenture plcStock–$120
iShares Tr464287184CHINA LG-CAP ETF–$116
UBERUber Technologies, IncStock–$111
OKEONEOK IncCOM–$105
BXPBXP, Inc.COM–$80
WYWeyerhaeuser CoCOM NEW$75–
CRSPCRISPR Therapeutics AGNAMEN AKT–$70
NFLXNetflix IncStock–$46
ABAlliancebernstein Holding L.P.UNIT LTD PARTN–$40
VZVerizon Communications IncStock–$10

Sold out since Q3 2025 (158)

Positions held at the end of Q3 2025 that are gone from this filing.

The largest 100 of 158 by value last quarter.

Positions of NBC Securities, Inc. sold out since Q3 2025
SecurityClassShares in Q3 2025Value in Q3 2025% of portfolio in Q3 2025History
TXNMTXNM Energy IncCOM39,714$2.25M0.2%History
Steel Partners Holdings 6 SRS A PRF85814R206COM44,881$1.11M0.1%–
VRNSVaronis Systems IncCOM16,077$923.9K0.1%History
iShares Tr46436E593IBOND DEC 203040,063$796.3K0.1%–
SPRSpirit AeroSystems Holdings, Inc.COM CL A17,110$660.4K0.1%History
ULUnilever PLCSPON ADR NEW7,154$424.1K<0.1%History
WRBYWarby Parker Inc.CL A COM13,963$385.1K<0.1%History
KKellanovaStock4,347$356.5K<0.1%History
LRNStride, Inc.COM2,388$355.7K<0.1%History
CVLTCommvault Systems IncCOM1,818$343.2K<0.1%History
ETDEthan Allen Interiors IncCOM11,500$338.8K<0.1%History
METCRamaco Resources, Inc.COM CL A9,035$299.9K<0.1%History
Office Property Income Trust PFD 6.37567623C208Preferred70,029$297.6K<0.1%–
CORTCorcept Therapeutics IncCOM3,202$266.1K<0.1%History
TREXTrex Co IncCOM4,720$243.9K<0.1%History
PRCHPorch Group, Inc.COM13,753$230.8K<0.1%History
MRUSMerus N.V.COM2,446$230.3K<0.1%History
Tesco PLC Sponsored ADR881575401ADR11,879$213.7K<0.1%–
CAKECheesecake Factory IncCOM3,349$183.0K<0.1%History
HIMSHims & Hers Health, Inc.Stock2,924$165.8K<0.1%History
CHEFChefs' Warehouse, Inc.COM2,030$118.4K<0.1%History
BBSIBarrett Business Services IncCOM2,632$116.7K<0.1%History
ASHAshland Inc.COM2,365$113.3K<0.1%History
First Tr Exch Traded FD III33739P707RIVR FRNT DYN1,100$83.4K<0.1%–
TUSKMammoth Energy Services, Inc.COM36,200$82.9K<0.1%History
iShares Inc464286665MSCI PAC JP ETF1,600$82.5K<0.1%–
VSXYVictoria's Secret & Co.COMMON STOCK2,551$69.2K<0.1%History
PARPar Technology CorpCOM1,373$54.3K<0.1%History
EFTEaton Vance Floating-Rate Income TrustCOM4,550$53.6K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM371$52.2K<0.1%History
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF1,988$46.2K<0.1%–
PLMRPalomar Holdings, Inc.Stock393$45.9K<0.1%History
FS Energy and Power Fund30264D109COM2,228$44.2K<0.1%–
ARLOArlo Technologies, Inc.COM2,577$43.7K<0.1%History
VECOVeeco Instruments IncCOM1,261$38.4K<0.1%History
SVVSavers Value Village, Inc.COM2,772$36.7K<0.1%History
IIIVi3 Verticals, Inc.COM CL A1,040$33.8K<0.1%History
EPR.PCEpr PropertiesPFD C CV 5.75%1,247$31.7K<0.1%History
FSSFederal Signal CorpCOM264$31.4K<0.1%History
RBCRBC Bearings INCCOM80$31.2K<0.1%History
VIAVViavi Solutions Inc.COM2,422$30.7K<0.1%History
COCOVita Coco Company, Inc.COM721$30.6K<0.1%History
Altagas Ltd021361100COM950$29.4K<0.1%–
London STK Exchange Group Unsponsored ADR54211N101ADR1,004$28.8K<0.1%–
PSMTPricesmart IncCOM227$27.5K<0.1%History
BRBRBellring Brands, Inc.Stock737$26.8K<0.1%History
CWSTCasella Waste Systems IncCL A282$26.8K<0.1%History
Victory Portfolios II92647N824VCSHS US EQ INCM400$26.7K<0.1%–
VanEck ETF Trust92189H607OIL SERVICES ETF102$26.5K<0.1%–
SITMSITIME CorpCOM88$26.5K<0.1%History
IRMDIradimed CorpCOM365$26.0K<0.1%History
VRNTVerint Systems IncCOM1,262$25.6K<0.1%History
CSGSCSG Systems International IncCOM396$25.5K<0.1%History
GIBCgi IncCL A277$24.7K<0.1%History
CDRECadre Holdings, Inc.COM669$24.4K<0.1%History
Carlyle CR Income FD 8.75 Series A Preferred Shares Due 202892535C500PREFERRED STK900$22.7K<0.1%–
OSWOnespaworld Holdings LtdCOM1,034$21.9K<0.1%History
Brunswick Corp117043406PFD845$21.3K<0.1%–
AGIAlamos Gold IncStock607$21.2K<0.1%History
OMFOneMain Holdings, Inc.COM374$21.1K<0.1%History
BFKBlackRock Municipal Income TrustSH BEN INT2,000$20.1K<0.1%History
ENVXEnovix CorpCOM2,000$19.9K<0.1%History
Aris Water Solutions, Inc.040CSH017COM793$19.6K<0.1%–
RDNTRadNet, Inc.COM256$19.5K<0.1%History
IASIntegral Ad Science Holding Corp.COM1,854$18.9K<0.1%History
MIDDMIDDLEBY CorpCOM140$18.6K<0.1%History
ABCBAmeris BancorpCOM251$18.4K<0.1%History
SLGSL Green Realty CorpCOM302$18.1K<0.1%History
QTWOQ2 Holdings, Inc.COM249$18.0K<0.1%History
RSIRush Street Interactive, Inc.COM873$17.9K<0.1%History
UHAL.BU-Haul Holding CoCOM SER N350$17.8K<0.1%History
CFLTConfluent, Inc.CLASS A COM901$17.8K<0.1%History
Capital Group Intl Focus EQT14019W109SHS CREAT UNIT600$17.8K<0.1%–
DSGXDescartes Systems Group IncCOM187$17.6K<0.1%History
Teleperformance SA ADR87946F100ADR470$17.5K<0.1%–
SFIXStitch Fix, Inc.Stock3,979$17.3K<0.1%History
Tidal ETF Tr88634T774II YIELDMAX NVDA1,029$17.3K<0.1%–
Tidal Tr II88636J444YIELDMAX TSLA OP1,826$17.2K<0.1%–
SBETSharplink, Inc.COM NEW1,000$17.0K<0.1%History
TTMITTM Technologies IncCOM293$16.9K<0.1%History
WAYWaystar Holding Corp.COM438$16.6K<0.1%History
URGNUroGen Pharma Ltd.COM816$16.3K<0.1%History
WINGWingstop Inc.COM62$15.6K<0.1%History
TVTXTravere Therapeutics, Inc.COM647$15.5K<0.1%History
SAIASaia IncCOM51$15.3K<0.1%History
J P Morgan Exchange Traded F46641Q167ACTIVE VALUE ETF216$14.9K<0.1%–
JKHYJack Henry & Associates IncStock100$14.9K<0.1%History
TEAMAtlassian CorpCL A91$14.5K<0.1%History
AAONAaon, Inc.COM PAR $0.004151$14.1K<0.1%History
WHDCactus, Inc.CL A357$14.1K<0.1%History
CARSCars.com Inc.COM1,145$14.0K<0.1%History
SMPLSimply Good Foods CoCOM557$13.8K<0.1%History
BMIBadger Meter IncCOM75$13.4K<0.1%History
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB645$13.3K<0.1%–
WTMWhite Mountains Insurance Group LtdCOM7$11.7K<0.1%History
NSITInsight Enterprises IncCOM101$11.5K<0.1%History
CBSHCommerce Bancshares IncStock185$11.1K<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM305$10.5K<0.1%History
KVYOKlaviyo, Inc.COM SER A373$10.3K<0.1%History
Eagle Point Income Company Inc 7.75 Series B Term Preferred Stock Due 2028269817300PREFERRED STK400$10.0K<0.1%–