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Livermore
Livermore
ZHEN

Howe & Rusling Inc

SEC CIK
0000769963
Latest filing
Aug 10, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
948
−8 vs. Q1 2021
Portfolio value
$791.9M
+$56.2M (+7.6%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Howe & Rusling Inc in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF6$00.0%+6New–
CCitigroup IncStock2$00.0%−53−96.4%ReducedHistory
ARK Next Generation Technology ETF00214Q401ETF3$00.0%00.0%Unchanged–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY5$00.0%00.0%Unchanged–
CMPSCOMPASS Pathways plcSPONSORED ADS12$00.0%00.0%UnchangedHistory
LITELumentum Holdings Inc.COM2$00.0%00.0%UnchangedHistory
VIAVViavi Solutions Inc.COM12$00.0%00.0%UnchangedHistory
CRISCuris IncCOM NEW50$00.0%+50NewHistory
DSSDSS, Inc.COM NEW30$00.0%+30NewHistory
FCELFuelcell Energy IncCOM20$00.0%00.0%UnchangedHistory
GS Acquisition Hldgs Corp II36258Q113*W EXP 06/30/20266$00.0%00.0%Unchanged–
GTEGran Tierra Energy Inc.COM244$00.0%+244NewHistory
SNFIStark Novus Financial Inc.COM CL A30$00.0%−10−25.0%ReducedHistory
DFTXDefinium Therapeutics, Inc.COM70$00.0%+70NewHistory
ONCYOncolytics Biotech IncCOM NEW105$00.0%00.0%UnchangedHistory
SWISolarWinds CorpCOM20$00.0%00.0%UnchangedHistory
VOCVOC Energy TrustTR UNIT45$00.0%+18+66.7%AddedHistory
OBSVObsEva SACOM164$00.0%00.0%UnchangedHistory
Ironsource LtdM5R75Y101CL A ORD SHS20$00.0%+20New–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF27$1.00K<0.1%+22+440.0%Added–
DXCDXC Technology CoStock19$1.00K<0.1%−86−81.9%ReducedHistory
PLLPiedmont Lithium Inc.Stock13$1.00K<0.1%00.0%UnchangedHistory
Amplify Blockchain Technology ETF032108607ETF25$1.00K<0.1%+25New–
GMEGameStop Corp.Stock4$1.00K<0.1%−10−71.4%ReducedHistory
AIC3.ai, Inc.Stock13$1.00K<0.1%+13NewHistory
APAAPA CorpStock45$1.00K<0.1%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF20$1.00K<0.1%−24−54.5%Reduced–
BBYBest Buy Co IncStock11$1.00K<0.1%00.0%UnchangedHistory
DOCUDocuSign, Inc.Stock5$1.00K<0.1%−3−37.5%ReducedHistory
PLTRPalantir Technologies Inc.Stock42$1.00K<0.1%−26−38.2%ReducedHistory
ACIWAci Worldwide, Inc.Stock40$1.00K<0.1%+40NewHistory
EATBrinker International, IncStock18$1.00K<0.1%00.0%UnchangedHistory
HURNHuron Consulting Group Inc.Stock20$1.00K<0.1%00.0%UnchangedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF12$1.00K<0.1%00.0%Unchanged–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD51$1.00K<0.1%00.0%Unchanged–
RNRRenaissancere Holdings LtdCOM9$1.00K<0.1%00.0%UnchangedHistory
SXTSensient Technologies CorpCOM16$1.00K<0.1%+16NewHistory
ProShares Tr74347X831ULTRAPRO QQQ8$1.00K<0.1%00.0%Unchanged–
TPCTutor Perini CorpCOM95$1.00K<0.1%00.0%UnchangedHistory
STRLSterling Infrastructure, Inc.COM50$1.00K<0.1%00.0%UnchangedHistory
DOXAmdocs LtdSHS19$1.00K<0.1%00.0%UnchangedHistory
PTONPeloton Interactive, Inc.CL A COM5$1.00K<0.1%00.0%UnchangedHistory
IBCPIndependent Bank CorpCOM NEW37$1.00K<0.1%00.0%UnchangedHistory
SGISomnigroup International Inc.COM36$1.00K<0.1%00.0%UnchangedHistory
BANFBancfirst CorpCOM17$1.00K<0.1%00.0%UnchangedHistory
UNFIUnited Natural Foods IncCOM37$1.00K<0.1%+37NewHistory
ESNTEssent Group Ltd.COM27$1.00K<0.1%−10−27.0%ReducedHistory
ARWRArrowhead Pharmaceuticals, Inc.COM7$1.00K<0.1%−3−30.0%ReducedHistory
HUBBHubbell IncCOM7$1.00K<0.1%00.0%UnchangedHistory
TIMBTim S.A.SPONSORED ADR100$1.00K<0.1%00.0%UnchangedHistory
AVAHAveanna Healthcare Holdings, Inc.COM92$1.00K<0.1%+92NewHistory
AVYAvery Dennison CorpCOM7$1.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V290S&P500 EQL REL27$1.00K<0.1%00.0%Unchanged–
TAPMolson Coors Beverage CoCL B17$1.00K<0.1%00.0%UnchangedHistory
GTESGates Industrial Corp Ltd.ORD SHS66$1.00K<0.1%00.0%UnchangedHistory
BVBrightView Holdings, Inc.COM45$1.00K<0.1%00.0%UnchangedHistory
BRSLBrightstar Lottery PLCSHS USD41$1.00K<0.1%00.0%UnchangedHistory
NETCloudflare, Inc.CL A COM14$1.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A516ST INTL BBG ETF34$1.00K<0.1%00.0%Unchanged–
WKCWorld Kinect CorpCOM38$1.00K<0.1%00.0%UnchangedHistory
STLDSteel Dynamics IncCOM20$1.00K<0.1%−41−67.2%ReducedHistory
VTOLBristow Group Inc.COM33$1.00K<0.1%00.0%UnchangedHistory
LILi Auto Inc.SPONSORED ADS35$1.00K<0.1%+16+84.2%AddedHistory
XPEVXpeng Inc.ADS22$1.00K<0.1%00.0%UnchangedHistory
BBBLACKBERRY LtdCOM62$1.00K<0.1%−301−82.9%ReducedHistory
FLNAFilana Therapeutics, Inc.COM6$1.00K<0.1%00.0%UnchangedHistory
MGNXMacrogenics IncCOM31$1.00K<0.1%00.0%UnchangedHistory
WOOFPetco Health & Wellness Company, Inc.CL A COM66$1.00K<0.1%+32+94.1%AddedHistory
PRPLPurple Innovation, Inc.COM27$1.00K<0.1%+27NewHistory
TITNTitan Machinery Inc.COM35$1.00K<0.1%00.0%UnchangedHistory
UWMCUWM Holdings CorpCOM CL A70$1.00K<0.1%+20+40.0%AddedHistory
ACCDAccolade, Inc.COM17$1.00K<0.1%00.0%UnchangedHistory
Acuityads Hldgs Inc Com00510L106Stock100$1.00K<0.1%+100New–
AAWWAtlas Air Worldwide Holdings IncCOM NEW15$1.00K<0.1%00.0%UnchangedHistory
BBBY20230930-DK-Butterfly-1, Inc.COM22$1.00K<0.1%00.0%UnchangedHistory
Bitfarms Ltd Com09173B107Stock200$1.00K<0.1%+200New–
BLUEbluebird bio, Inc.COM28$1.00K<0.1%+28NewHistory
CGCCanopy Growth CorpCOM22$1.00K<0.1%00.0%UnchangedHistory
FFWMFirst Foundation Inc.COM43$1.00K<0.1%00.0%UnchangedHistory
Good Works Acquisition Corp38216X107COM150$1.00K<0.1%−150−50.0%Reduced–
RTBRTB Digital, Inc.COM NEW100$1.00K<0.1%+100NewHistory
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB50$1.00K<0.1%00.0%Unchanged–
LBAILakeland Bancorp IncCOM30$1.00K<0.1%00.0%UnchangedHistory
LHDXLucira Health, Inc.COM200$1.00K<0.1%+200NewHistory
DNTHDianthus Therapeutics, Inc.COM60$1.00K<0.1%+60NewHistory
MTNBMatinas BioPharma Holdings, Inc.COM1,000$1.00K<0.1%00.0%UnchangedHistory
Meridian Bioscience Inc589584101COM53$1.00K<0.1%+53New–
EBSBMeridian Bancorp, Inc.COM51$1.00K<0.1%00.0%UnchangedHistory
MBIOMustang Bio, Inc.COM400$1.00K<0.1%00.0%UnchangedHistory
O2MICRO International Limite67107W100SPONS ADR120$1.00K<0.1%+20+20.0%Added–
BIORBiora Therapeutics, Inc.COM300$1.00K<0.1%+300NewHistory
RVNCRevance Therapeutics, Inc.COM32$1.00K<0.1%00.0%UnchangedHistory
RMORomeo Power, Inc.COM69$1.00K<0.1%00.0%UnchangedHistory
FIRYFiry Inc.COM50$1.00K<0.1%00.0%UnchangedHistory
SUMOSumo Logic, Inc.COM50$1.00K<0.1%+50NewHistory
TXMDTherapeuticsMD, Inc.COM675$1.00K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT50$1.00K<0.1%00.0%Unchanged–
CMBMFCambium Networks CorpSHS12$1.00K<0.1%+12NewHistory
Triterras IncG9103H102SHS CL A100$1.00K<0.1%00.0%Unchanged–
Gabelli Equity Tr Inc362397218RIGHT 07/14/20214,430$1.00K<0.1%+4,430New–

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Howe & Rusling Inc in Q2 2021
SecurityClassPutsCalls
STZConstellation Brands, Inc.Stock–$234.0K
iShares Core S&P US Value ETF464287663ETF–$223.0K
XPOXPO, Inc.COM–$140.0K
AAPLApple Inc.Stock–$137.0K
MUMicron Technology IncStock–$127.0K
ERICEricsson LM Telephone CoADR B SEK 10–$25.0K

Sold out since Q1 2021 (95)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Howe & Rusling Inc sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
Extended Stay Amer Inc30224P200UNIT 99/99/9999B19,917$393.0K0.1%–
Vanguard Total Bond Market ETF921937835ETF2,787$236.0K<0.1%–
JBLUJetBlue Airways CorpCOM10,100$205.0K<0.1%History
First Tr Exch Traded FD III33739P103LNG/SHT EQUITY3,274$149.0K<0.1%–
BIDUBaidu, Inc.ADR680$148.0K<0.1%History
iShares MSCI USA Min Vol Factor ETF46429B697ETF1,815$126.0K<0.1%–
ETF Ser Solutions26922A388APTUS DEFINED4,164$122.0K<0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR2,354$119.0K<0.1%–
CASSCass Information Systems IncCOM2,101$97.0K<0.1%History
iShares Tr46429B655FLTG RATE NT ETF1,576$80.0K<0.1%–
Direxion Shs ETF Tr25460E307AUSPCE CMD STG2,288$63.0K<0.1%–
BlackRock Munienhanced FD IN09253Y100COM3,500$41.0K<0.1%–
Torchlight Energy Res Inc89102U103COM20,540$38.0K<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS1,500$33.0K<0.1%History
AYXAlteryx, Inc.COM CL A255$21.0K<0.1%History
iShares Tr46434V860TRS FLT RT BD395$20.0K<0.1%–
Varian Med Sys Inc92220P105COM115$20.0K<0.1%–
RGENRepligen CorpCOM100$19.0K<0.1%History
BlackRock New York Mun Incom09249U105COM1,187$17.0K<0.1%–
KMBKimberly Clark CorpStock100$14.0K<0.1%History
iShares Tr464288588MBS ETF130$14.0K<0.1%–
ProShares Tr74347R842PSHS ULTRUSS2000120$13.0K<0.1%–
SWKSSkyworks Solutions, Inc.Stock53$10.0K<0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF155$9.00K<0.1%–
NVAXNovavax IncCOM NEW50$9.00K<0.1%History
State Street Health Care Select Sector SPDR ETF81369Y209ETF66$8.00K<0.1%–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF45$8.00K<0.1%–
Vanguard Short-Term Bond ETF921937827ETF92$8.00K<0.1%–
iShares Russell 1000 Value ETF464287598ETF39$6.00K<0.1%–
MRSHMarsh & McLennan Companies, Inc.Stock48$6.00K<0.1%History
BIIBBiogen Inc.COM22$6.00K<0.1%History
CTSHCognizant Technology Solutions CorpCL A82$6.00K<0.1%History
AMRNAmarin Corp PLCSPONS ADR NEW1,000$6.00K<0.1%History
ZDZiff Davis, Inc.COM44$5.00K<0.1%History
BIOBio-Rad Laboratories, Inc.CL A8$5.00K<0.1%History
DXCMDexcom IncCOM14$5.00K<0.1%History
KLICKulicke & Soffa Industries IncCOM101$5.00K<0.1%History
iShares Tr464287762US HLTHCARE ETF20$5.00K<0.1%–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF34$4.00K<0.1%–
FAFFirst American Financial CorpStock79$4.00K<0.1%History
HAEHaemonetics CorpCOM32$4.00K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN450$4.00K<0.1%History
SPDR Series Trust78464A755ST STR SP METAL100$4.00K<0.1%–
UNFUnifirst CorpCOM16$4.00K<0.1%History
FMBIFirst Midwest Bancorp IncCOM181$4.00K<0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF30$3.00K<0.1%–
NXQuanex Building Products CORPCOM117$3.00K<0.1%History
iShares Tr464287556ISHARES BIOTECH18$3.00K<0.1%–
REYNReynolds Consumer Products Inc.COM104$3.00K<0.1%History
AEISAdvanced Energy Industries IncCOM32$3.00K<0.1%History
VCVisteon CorpCOM NEW21$3.00K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A36$3.00K<0.1%History
TRTNTriton International LtdCL A57$3.00K<0.1%History
Fidelity MSCI Financials Index ETF316092501ETF34$2.00K<0.1%–
Fidelity MSCI Information Technology Index ETF316092808ETF23$2.00K<0.1%–
Global X FDS37954Y848GLOBAL X SILVER50$2.00K<0.1%–
MTZMastec IncCOM21$2.00K<0.1%History
SPDR Index Shs FDS78463X541ST STR NAT ETF31$2.00K<0.1%–
Fidelity Covington Trust316092303CONSMR STAPLES38$2.00K<0.1%–
PCARPaccar IncCOM22$2.00K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG48$2.00K<0.1%–
SKYWSkywest IncCOM31$2.00K<0.1%History
RIOTRiot Platforms, Inc.COM30$2.00K<0.1%History
TVTXTravere Therapeutics, Inc.COM84$2.00K<0.1%History
VXXBarclays Bank PLCIPTH SR B S&P200$2.00K<0.1%History
PPDPPD, Inc.COM46$2.00K<0.1%History
MAPSWM Technology, Inc.CL A SHS100$2.00K<0.1%History
AIZAssurant, Inc.Stock8$1.00K<0.1%History
Fidelity MSCI Utilities Index ETF316092865ETF18$1.00K<0.1%–
iShares Tr46428743220 YR TR BD ETF11$1.00K<0.1%–
BSYBentley Systems IncCOM CL B21$1.00K<0.1%History
LADRLadder Capital CorpCL A117$1.00K<0.1%History
WYNNWynn Resorts LtdCOM10$1.00K<0.1%History
DBX ETF Tr233051432XTRACK USD HIGH30$1.00K<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -10$1.00K<0.1%History
IDXXIDEXX Laboratories IncCOM3$1.00K<0.1%History
CNDTCONDUENT IncCOM80$1.00K<0.1%History
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG51$1.00K<0.1%–
Fidelity Covington Trust316092873MSCI COMMNTN SVC17$1.00K<0.1%–
OVIDOvid Therapeutics Inc.COM180$1.00K<0.1%History
VFFVillage Farms International, Inc.COM79$1.00K<0.1%History
VITLVital Farms, Inc.COM45$1.00K<0.1%History
ETF Managers Tr26924G102PRIME JUNIR SLVR100$1.00K<0.1%–
GW Pharmaceuticals PLC36197T103ADS5$1.00K<0.1%–
Nesco Hldgs Inc64083J104COM100$1.00K<0.1%–
TIGTrean Insurance Group, Inc.COM37$1.00K<0.1%History
UISUnisys CorpCOM NEW10$00.0%History
CNKCinemark Holdings, Inc.COM13$00.0%History
AIVApartment Investment & Management CoCL A20$00.0%History
BILIBilibili Inc.SPONS ADS REP Z4$00.0%History
CRSRCorsair Gaming, Inc.COM8$00.0%History
Gabelli Util Tr36240A168RIGHT 04/14/20212,982$00.0%–
POSHPoshmark, Inc.COM CL A6$00.0%History
SNDLSNDL Inc.COM50$00.0%History
VXRTVaxart, Inc.COM NEW7$00.0%History