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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,248
+34 vs. Q3 2023
Portfolio value
$5.80B
+$580.7M (+11.1%) vs. Q3 2023
Filed
Feb 13, 2024
SEC
Holdings of Stephens Inc in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPDR Series Trust78468R556SP O&G EXPL PRO2,102$287.8K<0.1%00.0%Unchanged–
WisdomTree Tr97717X669US QTLY DIV GRT4,097$288.0K<0.1%+6+0.1%Added–
ARLOArlo Technologies, Inc.COM30,357$289.0K<0.1%00.0%UnchangedHistory
MSCIMSCI Inc.Stock512$289.6K<0.1%+16+3.2%AddedHistory
NGLNGL Energy Partners LPCOM UNIT REPST52,000$289.6K<0.1%00.0%UnchangedHistory
GLPIGaming & Leisure Properties, Inc.COM5,887$290.5K<0.1%+57+1.0%AddedHistory
CCJCameco CorpStock6,910$297.8K<0.1%−561−7.5%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J460INVSCO 30 CORP18,110$301.3K<0.1%+18,110New–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD13,488$302.7K<0.1%−2,035−13.1%Reduced–
Global X FDS37960A859DOW 30 CO CA ETF13,818$302.8K<0.1%+13,818New–
iShares Tr464288885EAFE GRWTH ETF3,128$302.9K<0.1%+264+9.2%Added–
AOSSmith A O CorpCOM3,678$303.2K<0.1%+3,678NewHistory
EXRExtra Space Storage Inc.COM1,891$303.2K<0.1%+1,891NewHistory
CSLCarlisle Companies IncCOM973$304.1K<0.1%+22+2.3%AddedHistory
Global X FDS37954Y848GLOBAL X SILVER10,723$304.2K<0.1%+145+1.4%Added–
J P Morgan Exchange Traded F46641Q167ACTIVE VALUE ETF5,485$305.1K<0.1%+800+17.1%Added–
GHGuardant Health, Inc.COM11,285$305.3K<0.1%−461−3.9%ReducedHistory
FLEXFlex Ltd.Stock10,037$305.7K<0.1%+377+3.9%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F5,293$306.8K<0.1%+725+15.9%Added–
TRIThomson Reuters CorpCOM NO PAR2,105$307.8K<0.1%+12+0.6%AddedHistory
ALVAutoliv IncCOM2,793$307.8K<0.1%+705+33.8%AddedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF2,680$308.3K<0.1%+2,680New–
TEAMAtlassian CorpCL A1,299$309.0K<0.1%−69−5.0%ReducedHistory
WENWendy's CoStock15,882$309.4K<0.1%−14,413−47.6%ReducedHistory
WisdomTree Tr97717W430HEDGED HI YLD BD14,314$309.4K<0.1%+14,314New–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF7,345$309.8K<0.1%+7,345New–
DHIHorton D R IncCOM2,042$310.3K<0.1%−380−15.7%ReducedHistory
WECWec Energy Group, Inc.Stock3,689$310.5K<0.1%+691+23.0%AddedHistory
EQTEQT CorpStock8,038$310.7K<0.1%−2,194−21.4%ReducedHistory
HEIHeico CorpCOM1,747$312.5K<0.1%+1,747NewHistory
First Tr Exchng Traded FD VI33740F698FT VEST US EQT8,585$313.3K<0.1%00.0%Unchanged–
MFCManulife Financial CorpCOM14,190$313.6K<0.1%−36−0.3%ReducedHistory
ROSTRoss Stores, Inc.COM2,277$315.1K<0.1%−3,666−61.7%ReducedHistory
PDIPIMCO Dynamic Income FundSHS17,579$315.5K<0.1%+74+0.4%AddedHistory
MRVLMarvell Technology, Inc.COM5,251$316.7K<0.1%−3,469−39.8%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock2,822$317.2K<0.1%+151+5.7%AddedHistory
CFGCitizens Financial Group IncCOM9,594$317.9K<0.1%−1,947−16.9%ReducedHistory
BERYBerry Global Group, Inc.COM4,728$318.6K<0.1%+131+2.8%AddedHistory
CHTRCharter Communications, Inc.CL A827$321.4K<0.1%−9−1.1%ReducedHistory
VanEck ETF Trust92189H730MORNINGSTAR SMID10,219$321.9K<0.1%+10,219New–
BCXBlackRock Resources & Commodities Strategy TrustSHS36,458$323.7K<0.1%+2,510+7.4%AddedHistory
iShares Core S&P US Value ETF464287663ETF3,854$325.0K<0.1%+3,854New–
iShares Tr464288273EAFE SML CP ETF5,252$325.1K<0.1%−1,000−16.0%Reduced–
ABEVAmbev S.A.SPONSORED ADR116,136$325.2K<0.1%+6,406+5.8%AddedHistory
New York Life Investments Et45409B107HEDGE MULTI STRA10,847$326.5K<0.1%00.0%Unchanged–
QSRRestaurant Brands International Inc.COM4,180$326.6K<0.1%−18,445−81.5%ReducedHistory
EAElectronic Arts Inc.COM2,396$327.8K<0.1%−448−15.8%ReducedHistory
MMSMaximus, Inc.COM3,942$330.6K<0.1%−286−6.8%ReducedHistory
Global X FDS37954Y624AUTONMOUS EV ETF13,400$330.6K<0.1%+2,500+22.9%Added–
MRNAModerna, Inc.Stock3,328$331.0K<0.1%−208−5.9%ReducedHistory
GGGGraco IncCOM3,829$332.2K<0.1%−30−0.8%ReducedHistory
KRGKite Realty Group TrustCOM NEW14,538$332.3K<0.1%+235+1.6%AddedHistory
GEHCGE HealthCare Technologies Inc.Stock4,304$332.8K<0.1%+243+6.0%AddedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF3,034$334.2K<0.1%+47+1.6%Added–
UBSUBS Group AGStock10,876$336.1K<0.1%−223−2.0%ReducedHistory
PHGKoninklijke Philips NVNY REGIS SHS NEW14,421$336.4K<0.1%+1,823+14.5%AddedHistory
RACEFerrari N.V.COM1,000$338.4K<0.1%00.0%UnchangedHistory
ACHCAcadia Healthcare Company, Inc.COM4,361$339.1K<0.1%−872−16.7%ReducedHistory
SPSCSPS Commerce IncCOM1,762$341.5K<0.1%−201−10.2%ReducedHistory
SCIService Corp InternationalCOM5,000$342.3K<0.1%00.0%UnchangedHistory
MINAberdeen Intermediate Income FundSH BEN INT128,055$343.2K<0.1%−2,500−1.9%ReducedHistory
CEMClearBridge MLP & Midstream Fund Inc.COM8,563$343.3K<0.1%+915+12.0%AddedHistory
FTNTFortinet, Inc.Stock5,886$344.5K<0.1%−24,834−80.8%ReducedHistory
State Street SPDR S&P Bank ETF78464A797ETF7,523$346.2K<0.1%+800+11.9%Added–
BTZBlackRock Credit Allocation Income TrustCOM33,580$346.5K<0.1%−6,980−17.2%ReducedHistory
IONQIonQ, Inc.COM28,063$347.7K<0.1%−30,756−52.3%ReducedHistory
PCRXPacira BioSciences, Inc.COM10,312$347.9K<0.1%−346−3.2%ReducedHistory
ROADConstruction Partners, Inc.COM CL A8,000$348.2K<0.1%00.0%UnchangedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN11,473$348.9K<0.1%−2,017−15.0%ReducedHistory
CERSCerus CorpCOM161,829$349.6K<0.1%−107,949−40.0%ReducedHistory
CMICummins IncStock1,459$349.6K<0.1%+47+3.3%AddedHistory
AZPNAspen Technology, Inc.COM1,591$350.3K<0.1%+97+6.5%AddedHistory
SPDR Series Trust78468R606ST PORT HIGH ETF14,994$350.6K<0.1%+14,994New–
CHDNChurchill Downs IncCOM2,600$350.8K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF10,340$351.7K<0.1%+10,340New–
WSRWhitestone REITCOM28,705$352.8K<0.1%00.0%UnchangedHistory
Legg Mason ETF Invt52468L505FRANKLIN INTL LW12,764$353.1K<0.1%−649−4.8%Reduced–
POWIPower Integrations IncCOM4,309$353.8K<0.1%−430−9.1%ReducedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF3,555$354.8K<0.1%00.0%Unchanged–
Victory Portfolios II92647N667VICSHS DV AC ETF7,468$355.3K<0.1%−539−6.7%Reduced–
EVVEaton Vance Ltd Duration Income FundCOM37,190$356.3K<0.1%+2,425+7.0%AddedHistory
CRSCarpenter Technology CorpCOM5,039$356.8K<0.1%−24,656−83.0%ReducedHistory
NHINational Health Investors IncCOM6,398$357.4K<0.1%+61+1.0%AddedHistory
GGenpact LTDSHS10,338$358.8K<0.1%−2,822−21.4%ReducedHistory
SITESiteOne Landscape Supply, Inc.COM2,222$361.1K<0.1%+79+3.7%AddedHistory
FCBCFirst Community Bankshares IncCOM9,763$362.2K<0.1%+20.0%AddedHistory
KRPKimbell Royalty Partners, LPUNIT24,416$367.5K<0.1%−7,729−24.0%ReducedHistory
PCHPotlatchdeltic CorpCOM7,503$368.4K<0.1%−73−1.0%ReducedHistory
QLYSQualys, Inc.COM1,880$369.0K<0.1%−369−16.4%ReducedHistory
LHLabcorp Holdings Inc.COM NEW1,629$370.3K<0.1%+3+0.2%AddedHistory
NENoble Corp plcORD SHS A7,689$370.3K<0.1%+2,834+58.4%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM33,760$371.4K<0.1%+15,102+80.9%AddedHistory
GPKGraphic Packaging Holding CoCOM15,086$371.9K<0.1%+335+2.3%AddedHistory
MGPIMGP Ingredients IncCOM3,804$374.8K<0.1%−320−7.8%ReducedHistory
SMTISanara MedTech Inc.COM9,121$374.9K<0.1%00.0%UnchangedHistory
OHIOmega Healthcare Investors IncCOM12,228$374.9K<0.1%−46−0.4%ReducedHistory
GPNGlobal Payments IncStock2,963$376.2K<0.1%−430−12.7%ReducedHistory
BENFranklin Templeton IncCOM12,630$376.3K<0.1%+12,630NewHistory
CEGConstellation Energy CorpStock3,225$377.0K<0.1%−331−9.3%ReducedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT36,562$378.8K<0.1%00.0%UnchangedHistory

Sold out since Q3 2023 (68)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Stephens Inc sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB514,109$10.9M0.2%–
GLBEGlobal-E Online Ltd.SHS268,625$10.7M0.2%History
MTWManitowoc Co IncCOM NEW503,455$7.58M0.1%History
Innovator ETFs Trust45782C680US EQTY PWR BF235,485$7.31M0.1%–
THTarget Hospitality Corp.COM417,673$6.63M0.1%History
SMCISuper Micro Computer, Inc.COM10,643$2.92M0.1%History
DKSDick's Sporting Goods, Inc.Stock24,062$2.61M0.1%History
Innovator ETFs Trust45782C342US SML CP PWR ET90,900$2.43M<0.1%–
ROCKGibraltar Industries, Inc.COM26,734$1.80M<0.1%History
ACLSAxcelis Technologies IncStock10,693$1.74M<0.1%History
KAIKadant IncCOM6,711$1.51M<0.1%History
ABGAsbury Automotive Group IncCOM6,478$1.49M<0.1%History
ATVIActivision Blizzard, Inc.COM12,399$1.16M<0.1%History
VMWVmware LLCCL A COM6,269$1.04M<0.1%History
iShares Tr464287812US CONSM STAPLES4,022$750.2K<0.1%–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN8,425$672.3K<0.1%–
iShares Tr464287796U.S. ENERGY ETF13,327$632.1K<0.1%–
Accretion Acquisition Corp00438Y206UNIT 03/01/202856,000$589.1K<0.1%–
NDMONuveen Dynamic Municipal Opportunities FundCOM SHS58,130$570.3K<0.1%History
TREELendingTree, Inc.COM31,438$487.3K<0.1%History
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI18,490$463.0K<0.1%–
Black Mountain Acq Corp09216A207UNIT 99/99/999942,000$450.2K<0.1%–
VMIValmont Industries IncCOM1,812$435.3K<0.1%History
KWRQuaker Chemical CorpCOM2,576$412.2K<0.1%History
iShares Tr464288513IBOXX HI YD ETF4,984$367.4K<0.1%–
Vanguard Long-Term Treasury ETF92206C847ETF6,100$338.6K<0.1%–
iShares Tr46429B7470-5 YR TIPS ETF3,402$329.7K<0.1%–
iShares Tr46435U713US INFRASTRUC8,954$327.6K<0.1%–
FRFirst Industrial Realty Trust IncCOM6,637$315.8K<0.1%History
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY12,829$301.5K<0.1%–
NOANorth American Construction Group Ltd.COM13,165$285.9K<0.1%History
CBRLCracker Barrel Old Country Store, IncCOM4,151$278.9K<0.1%History
KTBKontoor Brands, Inc.Stock6,236$273.8K<0.1%History
EXEExpand Energy CorpCOM2,753$237.4K<0.1%History
TTITetra Technologies IncCOM37,161$237.1K<0.1%History
CIENCiena CorpCOM NEW4,950$233.9K<0.1%History
WRKWestRock CoCOM6,382$228.5K<0.1%History
ENPHEnphase Energy, Inc.Stock1,882$226.1K<0.1%History
OGNOrganon & Co.Stock12,711$220.7K<0.1%History
AEHRAehr Test SystemsCOM4,821$220.3K<0.1%History
LADRLadder Capital CorpCL A21,365$219.2K<0.1%History
iShares Tr464288182MSCI AC ASIA ETF3,410$216.5K<0.1%–
HRBH&R Block IncCOM5,000$215.3K<0.1%History
CNHCNH Industrial N.V.SHS17,031$206.1K<0.1%History
iShares Tr46434V4070-5YR HI YL CP5,001$205.2K<0.1%–
FMCFMC CorpCOM NEW3,042$203.7K<0.1%History
OCOwens CorningStock1,493$203.7K<0.1%History
DARDarling Ingredients Inc.COM3,874$202.2K<0.1%History
iShares Tr464288307MRGSTR MD CP GRW3,507$200.4K<0.1%–
SDCSmileDirectClub, Inc.CL A COM401,172$166.5K<0.1%History
OMCLOmnicell, Inc.COM3,643$164.1K<0.1%History
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR16,436$161.9K<0.1%History
INSGInseego Corp.COM250,000$105.0K<0.1%History
RNGRingCentral, Inc.CL A2,903$86.0K<0.1%History
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM12,059$85.9K<0.1%History
TDFTempleton Dragon Fund IncCOM10,010$85.5K<0.1%History
DISHDISH Network CORPCL A13,659$80.0K<0.1%History
LAWCS Disco, Inc.COM10,300$68.4K<0.1%History
EQT Corp26884LAK5NOTE 1.750% 5/022,000$61.1K<0.1%–
FOXFFox Factory Holding CorpCOM540$53.5K<0.1%History
INFNInfinera CorpCOM10,075$42.1K<0.1%History
FNDFloor & Decor Holdings, Inc.CL A344$31.1K<0.1%History
Liberty Media Corp Del531229AB8NOTE 1.375%10/126,000$28.6K<0.1%–
Navios Maritime Holdings Inc.Y62197119COM13,998$28.0K<0.1%–
Spirit Airls Inc848577AB8NOTE 1.000% 5/126,000$21.6K<0.1%–
QBTSD-Wave Quantum Inc.Stock15,000$14.5K<0.1%History
AVOMission Produce, Inc.COM1,000$9.68K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A10,144$6.15K<0.1%History