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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,214
−13 vs. Q2 2023
Portfolio value
$5.22B
−$341.9M (−6.2%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Stephens Inc in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE16,064$517.7K<0.1%+1,165+7.8%Added–
WINGWingstop Inc.COM2,888$519.4K<0.1%−40−1.4%ReducedHistory
MKCMcCormick & Co IncStock6,902$522.1K<0.1%−251−3.5%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM637$524.2K<0.1%−5−0.8%ReducedHistory
NTRNutrien Ltd.COM8,501$525.0K<0.1%+1,225+16.8%AddedHistory
EOGEOG Resources IncStock4,149$525.9K<0.1%−2,360−36.3%ReducedHistory
First Tr Exchng Traded FD VI33740F482FT VEST U.S EQT16,693$528.7K<0.1%00.0%Unchanged–
WELLWelltower Inc.REIT6,459$529.2K<0.1%−776−10.7%ReducedHistory
SPOTSpotify Technology S.A.Stock3,426$529.8K<0.1%+293+9.4%AddedHistory
CLHClean Harbors IncCOM3,172$530.9K<0.1%−540−14.5%ReducedHistory
TROWPrice T Rowe Group IncStock5,079$532.6K<0.1%+100+2.0%AddedHistory
VBTXVeritex Holdings, Inc.COM29,748$534.0K<0.1%−4,096−12.1%ReducedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM218,358$535.0K<0.1%−9,938−4.4%ReducedHistory
APTVAptiv PLCSHS5,434$535.7K<0.1%−70−1.3%ReducedHistory
ANSSAnsys IncCOM1,804$536.8K<0.1%−169−8.6%ReducedHistory
CECelanese CorpStock4,297$539.4K<0.1%−238−5.2%ReducedHistory
SLBSLB LimitedStock9,314$543.0K<0.1%−533−5.4%ReducedHistory
PVHPVH Corp.COM7,102$543.4K<0.1%−26,178−78.7%ReducedHistory
iShares Tr464287788U.S. FINLS ETF7,292$545.1K<0.1%−12−0.2%Reduced–
ZVIAZevia PBCCL A247,014$548.4K<0.1%−25,223−9.3%ReducedHistory
KEXKirby CorpCOM6,625$548.5K<0.1%−50−0.7%ReducedHistory
First Tr MLP & Energy Incom33739B104COM69,450$549.4K<0.1%00.0%Unchanged–
WBAWalgreens Boots Alliance, Inc.COM24,771$550.9K<0.1%−19,371−43.9%ReducedHistory
ONOn Semiconductor CorpStock5,942$552.3K<0.1%−449−7.0%ReducedHistory
SBRASabra Health Care REIT, Inc.REIT39,658$552.8K<0.1%00.0%UnchangedHistory
AGCOAGCO CorpCOM4,699$555.8K<0.1%+4,699NewHistory
DLTRDollar Tree, Inc.COM5,230$556.7K<0.1%+77+1.5%AddedHistory
AIFApollo Tactical Income Fund Inc.COM41,900$560.2K<0.1%+1,117+2.7%AddedHistory
AMPAmeriprise Financial IncCOM1,701$560.8K<0.1%+170+11.1%AddedHistory
ZBRAZebra Technologies CorpCL A2,374$561.5K<0.1%−220−8.5%ReducedHistory
NICENICE Ltd.SPONSORED ADR3,318$564.1K<0.1%+1,405+73.4%AddedHistory
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT18,194$564.4K<0.1%+18,194New–
TKRTimken CoCOM7,684$564.7K<0.1%+7,684NewHistory
VODVodafone Group Public Ltd CoADR59,899$567.8K<0.1%+395+0.7%AddedHistory
NDMONuveen Dynamic Municipal Opportunities FundCOM SHS58,130$570.3K<0.1%−10,000−14.7%ReducedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC6,125$574.2K<0.1%00.0%Unchanged–
TRPTC Energy CorpCOM16,714$575.1K<0.1%−7,370−30.6%ReducedHistory
Fidelity Covington Trust316092709MSCI INDL INDX10,655$576.6K<0.1%+10,655New–
Vanguard Index FDS922908652EXTEND MKT ETF4,041$579.2K<0.1%+62+1.6%Added–
BKNGBooking Holdings Inc.Stock188$579.8K<0.1%−2−1.1%ReducedHistory
GLWCorning IncCOM19,099$582.0K<0.1%−203−1.1%ReducedHistory
VFCV F CorpStock32,991$583.0K<0.1%−576−1.7%ReducedHistory
Global X Uranium ETF37954Y871ETF21,585$583.7K<0.1%−4,237−16.4%Reduced–
MDYSPDR S&P Midcap 400 ETF TrustETF1,278$583.7K<0.1%−1,180−48.0%ReducedHistory
WYWeyerhaeuser CoCOM NEW19,112$586.0K<0.1%−531−2.7%ReducedHistory
Accretion Acquisition Corp00438Y206UNIT 03/01/202856,000$589.1K<0.1%00.0%Unchanged–
STXSeagate Technology Holdings plcORD SHS8,972$591.7K<0.1%−255−2.8%ReducedHistory
FISFidelity National Information Services, Inc.Stock10,707$591.8K<0.1%+1,044+10.8%AddedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE15,940$592.9K<0.1%−4,766−23.0%Reduced–
Vanguard Consumer Staples ETF92204A207ETF3,260$595.5K<0.1%−8−0.2%Reduced–
VGIVirtus Global Multi-Sector Income FundCOM81,442$597.8K<0.1%+5,902+7.8%AddedHistory
PPLPPL CorpCOM25,626$603.8K<0.1%−6,381−19.9%ReducedHistory
DXPEDXP Enterprises IncCOM NEW17,352$606.3K<0.1%00.0%UnchangedHistory
ECLEcolab Inc.Stock3,591$608.3K<0.1%−336−8.6%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB32,490$608.7K<0.1%+6,364+24.4%Added–
ARK Next Generation Technology ETF00214Q401ETF11,262$609.9K<0.1%−450−3.8%Reduced–
CMECME Group Inc.COM3,056$611.8K<0.1%−44−1.4%ReducedHistory
BSTBlackRock Science & Technology TrustSHS19,535$613.6K<0.1%+1,000+5.4%AddedHistory
WENWendy's CoStock30,295$618.3K<0.1%−1,882−5.8%ReducedHistory
iShares Core MSCI Europe ETF46434V738ETF12,466$619.1K<0.1%−520−4.0%Reduced–
YUMCYum China Holdings, Inc.COM11,131$620.2K<0.1%+7+0.1%AddedHistory
KVUEKenvue Inc.Stock30,994$622.4K<0.1%+30,994NewHistory
GSBDGoldman Sachs BDC, Inc.SHS42,857$624.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY23,652$624.9K<0.1%+50+0.2%Added–
MGNIMagnite, Inc.COM83,188$627.2K<0.1%−36,550−30.5%ReducedHistory
MCKMcKesson CorpStock1,445$628.4K<0.1%+2+0.1%AddedHistory
VNTVontier CorpStock20,326$628.5K<0.1%−41,800−67.3%ReducedHistory
ALCAlcon IncStock8,164$629.1K<0.1%+158+2.0%AddedHistory
iShares Tr464287796U.S. ENERGY ETF13,327$632.1K<0.1%+977+7.9%Added–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF9,735$634.9K<0.1%+35+0.4%Added–
ARK Innovation ETF00214Q104ETF16,083$638.0K<0.1%−23,268−59.1%Reduced–
KRKroger CoStock14,295$639.7K<0.1%−84−0.6%ReducedHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF9,524$646.3K<0.1%+11+0.1%Added–
OMFOneMain Holdings, Inc.COM16,132$646.7K<0.1%−981−5.7%ReducedHistory
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF13,871$647.8K<0.1%00.0%Unchanged–
iShares Tr464288752US HOME CONS ETF8,265$648.8K<0.1%−14,721−64.0%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF6,418$650.7K<0.1%−31−0.5%Reduced–
iShares Tr464288877EAFE VALUE ETF13,358$653.6K<0.1%00.0%Unchanged–
Vanguard Total International Bond ETF92203J407ETF13,709$655.7K<0.1%−5,918−30.2%Reduced–
iShares Tr464287762US HLTHCARE ETF2,441$659.2K<0.1%−337−12.1%Reduced–
CTVACorteva, Inc.Stock12,957$662.9K<0.1%−238−1.8%ReducedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM87,429$665.3K<0.1%−113,295−56.4%ReducedHistory
iShares Russell Top 200 Growth ETF464289438ETF4,334$666.7K<0.1%00.0%Unchanged–
NBIXNeurocrine Biosciences IncStock5,933$667.5K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33735T109COMMON SHS61,358$668.2K<0.1%−3,089−4.8%Reduced–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD9,336$668.6K<0.1%00.0%Unchanged–
ROSTRoss Stores, Inc.COM5,943$671.3K<0.1%−178−2.9%ReducedHistory
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN8,425$672.3K<0.1%−648−7.1%Reduced–
IMOImperial Oil LtdCOM NEW10,918$672.4K<0.1%+76+0.7%AddedHistory
First Tr Exchange Traded FD33734X143HLTH CARE ALPH6,942$674.5K<0.1%00.0%Unchanged–
PINSPinterest, Inc.CL A24,962$674.7K<0.1%−13,819−35.6%ReducedHistory
BALLBALL CorpCOM13,610$677.5K<0.1%+3,872+39.8%AddedHistory
CELHCelsius Holdings, Inc.COM NEW3,951$678.0K<0.1%+3,717+1,588.5%AddedHistory
BHEBenchmark Electronics IncCOM28,007$679.5K<0.1%−10.0%ReducedHistory
iShares Inc464286772MSCI STH KOR ETF11,560$681.4K<0.1%−790−6.4%Reduced–
CDNSCadence Design Systems IncStock2,939$688.6K<0.1%−74−2.5%ReducedHistory
GWWW.W. Grainger, Inc.Stock1,003$693.9K<0.1%−117−10.4%ReducedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF7,779$694.0K<0.1%+80+1.0%Added–
ELEstee Lauder Companies IncCL A4,814$695.9K<0.1%+887+22.6%AddedHistory
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE13,667$697.2K<0.1%00.0%Unchanged–

Sold out since Q2 2023 (88)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Stephens Inc sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
RHIRobert Half Inc.COM54,044$4.07M0.1%History
BKIBlack Knight, Inc.COM60,363$3.61M0.1%History
Schwab US Tips ETF808524870ETF59,089$3.10M0.1%–
BLDRBuilders FirstSource, Inc.Stock21,356$2.90M0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP37,653$2.35M<0.1%History
OPRAOpera LtdSPONSORED ADS95,878$1.91M<0.1%History
DOCUDocuSign, Inc.Stock34,300$1.75M<0.1%History
SYMSymbotic Inc.Stock38,841$1.66M<0.1%History
SPDR Ser Tr78464A532S&P TRANSN ETF14,954$1.25M<0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF58,090$1.21M<0.1%–
VanEck Digital Native Economy ETF92189F882ETF26,706$1.19M<0.1%–
VCYTVeracyte, Inc.COM37,577$957.1K<0.1%History
First Tr Exchange Traded FD33738R704RBA INDL ETF17,552$948.9K<0.1%–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE8,897$935.3K<0.1%–
HXLHexcel CorpCOM10,891$827.9K<0.1%History
iShares Tr46434VAX8IBONDS DEC23 ETF29,855$755.0K<0.1%–
FLNGFlex LNG Ltd.SHS22,078$674.1K<0.1%History
iShares Tr46434V787YLD OPTIM BD30,095$660.3K<0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF25,812$635.5K<0.1%–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF25,290$616.6K<0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF23,196$531.2K<0.1%–
SOVOSovos Brands, Inc.COM25,289$494.7K<0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX10,215$484.4K<0.1%–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF16,881$428.3K<0.1%–
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF6,200$424.2K<0.1%–
iShares Tr46435U796SYSTEMATIC BD ET4,995$420.1K<0.1%–
DSEYDiversey Holdings, Ltd.ORD SHS49,150$412.4K<0.1%History
NXGNNextgen Healthcare, Inc.COM24,332$394.7K<0.1%History
WOLFWolfspeed, Inc.Stock6,687$371.7K<0.1%History
WEAVWeave Communications, Inc.Stock27,953$310.6K<0.1%History
EEFTEuronet Worldwide, Inc.COM2,622$307.7K<0.1%History
NATINational Instruments CorpCOM5,266$302.3K<0.1%History
GENIGenius Sports LtdSHARES CL A48,454$299.9K<0.1%History
INTTIntest CorpCOM11,300$296.7K<0.1%History
TCMDTactile Systems Technology IncCOM11,832$295.0K<0.1%History
ETNB89bio, Inc.COM15,360$291.1K<0.1%History
IASIntegral Ad Science Holding Corp.COM16,017$288.0K<0.1%History
PHRPhreesia, Inc.COM9,248$286.8K<0.1%History
ENVXEnovix CorpCOM15,506$279.7K<0.1%History
SIBNSI-BONE, Inc.COM10,238$276.2K<0.1%History
iShares Tr464288281JPMORGAN USD EMG3,160$273.5K<0.1%–
EQHEquitable Holdings, Inc.COM10,040$272.7K<0.1%History
HEIHeico CorpCOM1,514$267.9K<0.1%History
iShares Core MSCI Eafe ETF46432F842ETF3,931$265.4K<0.1%–
DBPInvesco DB Precious Metals FundPRECIOUS METAL5,284$260.8K<0.1%History
CWHCamping World Holdings, Inc.CL A8,604$259.0K<0.1%History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD9,104$258.4K<0.1%History
KEYKeycorpCOM27,438$253.5K<0.1%History
East Res Acquisition Co274681204UNIT 07/01/202725,000$250.0K<0.1%–
ERIIEnergy Recovery, Inc.COM8,535$238.6K<0.1%History
SBACSba Communications CorpCL A1,025$237.6K<0.1%History
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF9,595$235.1K<0.1%–
Pacer FDS Tr69374H741DATA AND INFRAST7,974$232.8K<0.1%–
CPTCamden Property TrustREIT2,128$231.7K<0.1%History
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR3,334$228.2K<0.1%–
DOCSDoximity, Inc.CL A6,679$227.2K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF4,388$225.3K<0.1%–
VanEck Semiconductor ETF92189F676ETF1,470$223.8K<0.1%–
ETSYEtsy IncCOM2,631$222.6K<0.1%History
LADLithia Motors IncCOM727$221.1K<0.1%History
FWRDForward Air CorpCOM2,059$218.5K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF2,088$217.2K<0.1%–
iShares Tr464287580US CONSUM DISCRE2,994$213.1K<0.1%–
TDCTeradata CorpStock3,966$211.8K<0.1%History
iShares Tr464287838U.S. BAS MTL ETF1,573$209.3K<0.1%–
FBINFortune Brands Innovations, Inc.COM2,893$208.2K<0.1%History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH2,088$207.0K<0.1%–
AOSSmith A O CorpCOM2,829$205.9K<0.1%History
Vanguard Industrials ETF92204A603ETF998$205.1K<0.1%–
iShares Core S&P US Value ETF464287663ETF2,621$205.1K<0.1%–
LWLamb Weston Holdings, Inc.Stock1,784$205.1K<0.1%History
SMGScotts Miracle-Gro CoStock3,268$204.9K<0.1%History
Pacer Trendpilot US Bond ETF69374H642ETF10,210$204.1K<0.1%–
CBRECbre Group, Inc.CL A2,509$202.5K<0.1%History
ADCAgree Realty CorpCOM3,094$202.3K<0.1%History
DCIDonaldson Co IncStock3,227$201.7K<0.1%History
Victory Portfolios II92647N824VCSHS US EQ INCM3,502$201.7K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER5,335$200.9K<0.1%–
GERNGeron CorpCOM55,000$176.6K<0.1%History
ESRTEmpire State Realty Trust, Inc.CL A21,135$158.3K<0.1%History
Farfetch Ltd30744W107ORD SH CL A19,847$119.9K<0.1%–
NUVANuvasive IncCOM2,534$105.4K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM12,032$98.9K<0.1%History
SOUNSoundhound AI, Inc.CLASS A COM12,172$55.4K<0.1%History
CONMED Corp207410AF8NOTE 2.625% 2/034,000$52.3K<0.1%–
SYNHSyneos Health, Inc.CL A1,046$44.1K<0.1%History
Snap Inc83304AAB2NOTE 0.750% 8/017,000$15.7K<0.1%–
IBPInstalled Building Products, Inc.COM8$1.12K<0.1%History