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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,214
−13 vs. Q2 2023
Portfolio value
$5.22B
−$341.9M (−6.2%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Stephens Inc in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SSBSouthState Bank CorpCOM3,152$212.3K<0.1%−1,821−36.6%ReducedHistory
MASMasco CorpCOM3,993$213.4K<0.1%+23+0.6%AddedHistory
RITMRithm Capital Corp.REIT23,048$214.1K<0.1%−779−3.3%ReducedHistory
HRBH&R Block IncCOM5,000$215.3K<0.1%+5,000NewHistory
LVSLas Vegas Sands CorpCOM4,704$215.6K<0.1%00.0%UnchangedHistory
iShares Tr464288182MSCI AC ASIA ETF3,410$216.5K<0.1%−116−3.3%Reduced–
CSQCalamos Strategic Total Return FundCOM SH BEN INT15,400$216.7K<0.1%00.0%UnchangedHistory
FCNFti Consulting, IncCOM1,216$216.9K<0.1%+266+28.0%AddedHistory
SWNSouthwestern Energy CoCOM33,777$217.9K<0.1%−753−2.2%ReducedHistory
BHPBHP Group LtdADR3,835$218.1K<0.1%+9+0.2%AddedHistory
ELSEquity Lifestyle Properties IncCOM3,433$218.7K<0.1%−164−4.6%ReducedHistory
LADRLadder Capital CorpCL A21,365$219.2K<0.1%−4,236−16.5%ReducedHistory
Invesco Exch Traded FD Tr II46138G706SOLAR ETF4,250$220.1K<0.1%00.0%Unchanged–
AEHRAehr Test SystemsCOM4,821$220.3K<0.1%+4,821NewHistory
OGNOrganon & Co.Stock12,711$220.7K<0.1%−2,417−16.0%ReducedHistory
HNVRHanover Bancorp, Inc.COM NEW12,239$221.4K<0.1%+20+0.2%AddedHistory
HBIHanesbrands Inc.COM55,994$221.7K<0.1%−420−0.7%ReducedHistory
KIOKKR Income Opportunities FundCOM18,903$226.1K<0.1%00.0%UnchangedHistory
ENPHEnphase Energy, Inc.Stock1,882$226.1K<0.1%+1,882NewHistory
DBRGDigitalBridge Group, Inc.CL A NEW12,904$226.9K<0.1%+12,904NewHistory
Goldman Sachs ETF Tr38149W507ACES INVSTMNT GR5,000$227.9K<0.1%−19,960−80.0%Reduced–
WMGWarner Music Group Corp.COM CL A7,264$228.1K<0.1%−157−2.1%ReducedHistory
WRKWestRock CoCOM6,382$228.5K<0.1%+6,382NewHistory
VNOMViper Energy, Inc.COM UNT RP INT8,236$229.6K<0.1%+2,490+43.3%AddedHistory
DOCHealthpeak Properties, Inc.COM12,524$229.9K<0.1%+1,165+10.3%AddedHistory
EMOClearBridge Energy Midstream Opportunity Fund Inc.COM7,267$230.4K<0.1%+8+0.1%AddedHistory
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL2,996$230.8K<0.1%00.0%Unchanged–
NFJVirtus Dividend, Interest & Premium Strategy FundCOM20,492$232.2K<0.1%+1,795+9.6%AddedHistory
NFGNational Fuel Gas CoStock4,475$232.3K<0.1%+4,475NewHistory
RDNTRadNet, Inc.COM8,276$233.3K<0.1%−349−4.0%ReducedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF8,377$233.4K<0.1%−457−5.2%Reduced–
CIENCiena CorpCOM NEW4,950$233.9K<0.1%+4,950NewHistory
HALOHalozyme Therapeutics, Inc.COM6,130$234.2K<0.1%+255+4.3%AddedHistory
KBRKBR, Inc.COM3,982$234.7K<0.1%+2+0.1%AddedHistory
Invesco Exchange Traded FD T46137V621FINL PFD ETF16,716$235.0K<0.1%−4,204−20.1%Reduced–
iShares U.S. Healthcare Providers ETF464288828ETF955$235.0K<0.1%−13−1.3%Reduced–
GWREGuidewire Software, Inc.COM2,617$235.5K<0.1%−155−5.6%ReducedHistory
TTITetra Technologies IncCOM37,161$237.1K<0.1%+37,161NewHistory
iShares Tr46429B291A RATE CP BD ETF5,261$237.2K<0.1%00.0%Unchanged–
EXEExpand Energy CorpCOM2,753$237.4K<0.1%+34+1.3%AddedHistory
HOLXHologic IncCOM3,434$238.3K<0.1%+109+3.3%AddedHistory
J P Morgan Exchange Traded F46641Q167ACTIVE VALUE ETF4,685$240.2K<0.1%+4,685New–
ALKAlaska Air Group, Inc.COM6,482$240.4K<0.1%−15−0.2%ReducedHistory
VTRVentas, Inc.REIT5,727$241.3K<0.1%−109−1.9%ReducedHistory
WECWec Energy Group, Inc.Stock2,998$241.5K<0.1%+153+5.4%AddedHistory
ZBHZimmer Biomet Holdings, Inc.Stock2,164$242.8K<0.1%−490−18.5%ReducedHistory
AAgilent Technologies, Inc.COM2,176$243.3K<0.1%−1,617−42.6%ReducedHistory
SMHISEACOR Marine Holdings Inc.COM17,531$243.3K<0.1%00.0%UnchangedHistory
Vanguard Star FDS921909768VG TL INTL STK F4,568$244.5K<0.1%−5,443−54.4%Reduced–
PROPROS Holdings, Inc.COM7,098$245.7K<0.1%+1,033+17.0%AddedHistory
NENoble Corp plcORD SHS A4,855$245.9K<0.1%−286−5.6%ReducedHistory
CSLCarlisle Companies IncCOM951$246.6K<0.1%+1+0.1%AddedHistory
iShares Tr464288885EAFE GRWTH ETF2,864$247.2K<0.1%−873−23.4%Reduced–
State Street SPDR S&P Bank ETF78464A797ETF6,723$247.7K<0.1%−225−3.2%Reduced–
Global X FDS37954Y483NASDAQ 100 COVER14,820$248.5K<0.1%−668−4.3%Reduced–
FTITechnipFMC plcCOM12,253$249.2K<0.1%−690−5.3%ReducedHistory
GENGen Digital Inc.Stock14,105$249.4K<0.1%+14,105NewHistory
iShares Tr46434V878ULTRA SHORT DUR4,961$249.9K<0.1%00.0%Unchanged–
Vanguard S&P 500 Growth ETF921932505ETF1,015$250.5K<0.1%00.0%Unchanged–
PHGKoninklijke Philips NVNY REGIS SHS NEW12,598$251.2K<0.1%−635−4.8%ReducedHistory
Global X FDS37954Y848GLOBAL X SILVER10,578$252.8K<0.1%+655+6.6%Added–
MSCIMSCI Inc.Stock496$254.5K<0.1%+496NewHistory
STAAStaar Surgical CoCOM PAR $0.016,361$255.6K<0.1%+204+3.3%AddedHistory
BRBroadridge Financial Solutions, Inc.Stock1,429$255.9K<0.1%−283−16.5%ReducedHistory
TRIThomson Reuters CorpCOM NO PAR2,093$256.0K<0.1%+47+2.3%AddedHistory
Global X FDS37954Y624AUTONMOUS EV ETF10,900$256.0K<0.1%+10,900New–
HFROHighland Opportunities & Income FundHIGHLAND INCOME32,086$258.0K<0.1%−461−1.4%ReducedHistory
XELXcel Energy IncStock4,529$259.1K<0.1%+1,248+38.0%AddedHistory
WisdomTree Tr97717X669US QTLY DIV GRT4,091$259.7K<0.1%+614+17.7%Added–
MFCManulife Financial CorpCOM14,226$260.0K<0.1%+23+0.2%AddedHistory
DHIHorton D R IncCOM2,422$260.3K<0.1%00.0%UnchangedHistory
FLEXFlex Ltd.Stock9,660$260.6K<0.1%−1,868−16.2%ReducedHistory
PNRPENTAIR plcSHS4,064$263.1K<0.1%−1,074−20.9%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock2,671$263.3K<0.1%+23+0.9%AddedHistory
VSTVistra Corp.Stock7,996$265.3K<0.1%−946−10.6%ReducedHistory
GLPIGaming & Leisure Properties, Inc.COM5,830$265.6K<0.1%−4,045−41.0%ReducedHistory
BTOJohn Hancock Financial Opportunities FundSH BEN INT NEW10,225$268.5K<0.1%−25,639−71.5%ReducedHistory
Flagstar Bank, National Association649445103COM23,723$269.0K<0.1%+582+2.5%Added–
CEMClearBridge MLP & Midstream Fund Inc.COM7,648$269.4K<0.1%−30.0%ReducedHistory
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT5,569$270.1K<0.1%00.0%Unchanged–
RTORentokil Initial PLCSPONSORED ADR7,316$271.1K<0.1%−377−4.9%ReducedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD22,322$272.8K<0.1%00.0%UnchangedHistory
AESAES CorpStock17,996$273.5K<0.1%+4,143+29.9%AddedHistory
UBSUBS Group AGStock11,099$273.6K<0.1%+906+8.9%AddedHistory
KTBKontoor Brands, Inc.Stock6,236$273.8K<0.1%−715−10.3%ReducedHistory
IRMIron Mountain IncCOM4,617$274.5K<0.1%+264+6.1%AddedHistory
TEAMAtlassian CorpCL A1,368$275.7K<0.1%−63−4.4%ReducedHistory
GEHCGE HealthCare Technologies Inc.Stock4,061$276.3K<0.1%−2,259−35.7%ReducedHistory
WSRWhitestone REITCOM28,705$276.4K<0.1%00.0%UnchangedHistory
ENVEnvestnet, Inc.COM6,304$277.6K<0.1%+359+6.0%AddedHistory
CBRLCracker Barrel Old Country Store, IncCOM4,151$278.9K<0.1%+3+0.1%AddedHistory
JLLJones Lang Lasalle IncCOM1,992$281.2K<0.1%+4+0.2%AddedHistory
GGGGraco IncCOM3,859$281.2K<0.1%00.0%UnchangedHistory
WSTWest Pharmaceutical Services IncCOM753$282.5K<0.1%−357−32.2%ReducedHistory
ABEVAmbev S.A.SPONSORED ADR109,730$283.1K<0.1%+16,955+18.3%AddedHistory
SMTISanara MedTech Inc.COM9,121$283.9K<0.1%00.0%UnchangedHistory
BERYBerry Global Group, Inc.COM4,597$284.6K<0.1%+13+0.3%AddedHistory
SCIService Corp InternationalCOM5,000$285.7K<0.1%00.0%UnchangedHistory
NOANorth American Construction Group Ltd.COM13,165$285.9K<0.1%+13+0.1%AddedHistory
FCBCFirst Community Bankshares IncCOM9,761$287.4K<0.1%+449+4.8%AddedHistory

Sold out since Q2 2023 (88)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Stephens Inc sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
RHIRobert Half Inc.COM54,044$4.07M0.1%History
BKIBlack Knight, Inc.COM60,363$3.61M0.1%History
Schwab US Tips ETF808524870ETF59,089$3.10M0.1%–
BLDRBuilders FirstSource, Inc.Stock21,356$2.90M0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP37,653$2.35M<0.1%History
OPRAOpera LtdSPONSORED ADS95,878$1.91M<0.1%History
DOCUDocuSign, Inc.Stock34,300$1.75M<0.1%History
SYMSymbotic Inc.Stock38,841$1.66M<0.1%History
SPDR Ser Tr78464A532S&P TRANSN ETF14,954$1.25M<0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF58,090$1.21M<0.1%–
VanEck Digital Native Economy ETF92189F882ETF26,706$1.19M<0.1%–
VCYTVeracyte, Inc.COM37,577$957.1K<0.1%History
First Tr Exchange Traded FD33738R704RBA INDL ETF17,552$948.9K<0.1%–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE8,897$935.3K<0.1%–
HXLHexcel CorpCOM10,891$827.9K<0.1%History
iShares Tr46434VAX8IBONDS DEC23 ETF29,855$755.0K<0.1%–
FLNGFlex LNG Ltd.SHS22,078$674.1K<0.1%History
iShares Tr46434V787YLD OPTIM BD30,095$660.3K<0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF25,812$635.5K<0.1%–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF25,290$616.6K<0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF23,196$531.2K<0.1%–
SOVOSovos Brands, Inc.COM25,289$494.7K<0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX10,215$484.4K<0.1%–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF16,881$428.3K<0.1%–
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF6,200$424.2K<0.1%–
iShares Tr46435U796SYSTEMATIC BD ET4,995$420.1K<0.1%–
DSEYDiversey Holdings, Ltd.ORD SHS49,150$412.4K<0.1%History
NXGNNextgen Healthcare, Inc.COM24,332$394.7K<0.1%History
WOLFWolfspeed, Inc.Stock6,687$371.7K<0.1%History
WEAVWeave Communications, Inc.Stock27,953$310.6K<0.1%History
EEFTEuronet Worldwide, Inc.COM2,622$307.7K<0.1%History
NATINational Instruments CorpCOM5,266$302.3K<0.1%History
GENIGenius Sports LtdSHARES CL A48,454$299.9K<0.1%History
INTTIntest CorpCOM11,300$296.7K<0.1%History
TCMDTactile Systems Technology IncCOM11,832$295.0K<0.1%History
ETNB89bio, Inc.COM15,360$291.1K<0.1%History
IASIntegral Ad Science Holding Corp.COM16,017$288.0K<0.1%History
PHRPhreesia, Inc.COM9,248$286.8K<0.1%History
ENVXEnovix CorpCOM15,506$279.7K<0.1%History
SIBNSI-BONE, Inc.COM10,238$276.2K<0.1%History
iShares Tr464288281JPMORGAN USD EMG3,160$273.5K<0.1%–
EQHEquitable Holdings, Inc.COM10,040$272.7K<0.1%History
HEIHeico CorpCOM1,514$267.9K<0.1%History
iShares Core MSCI Eafe ETF46432F842ETF3,931$265.4K<0.1%–
DBPInvesco DB Precious Metals FundPRECIOUS METAL5,284$260.8K<0.1%History
CWHCamping World Holdings, Inc.CL A8,604$259.0K<0.1%History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD9,104$258.4K<0.1%History
KEYKeycorpCOM27,438$253.5K<0.1%History
East Res Acquisition Co274681204UNIT 07/01/202725,000$250.0K<0.1%–
ERIIEnergy Recovery, Inc.COM8,535$238.6K<0.1%History
SBACSba Communications CorpCL A1,025$237.6K<0.1%History
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF9,595$235.1K<0.1%–
Pacer FDS Tr69374H741DATA AND INFRAST7,974$232.8K<0.1%–
CPTCamden Property TrustREIT2,128$231.7K<0.1%History
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR3,334$228.2K<0.1%–
DOCSDoximity, Inc.CL A6,679$227.2K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF4,388$225.3K<0.1%–
VanEck Semiconductor ETF92189F676ETF1,470$223.8K<0.1%–
ETSYEtsy IncCOM2,631$222.6K<0.1%History
LADLithia Motors IncCOM727$221.1K<0.1%History
FWRDForward Air CorpCOM2,059$218.5K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF2,088$217.2K<0.1%–
iShares Tr464287580US CONSUM DISCRE2,994$213.1K<0.1%–
TDCTeradata CorpStock3,966$211.8K<0.1%History
iShares Tr464287838U.S. BAS MTL ETF1,573$209.3K<0.1%–
FBINFortune Brands Innovations, Inc.COM2,893$208.2K<0.1%History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH2,088$207.0K<0.1%–
AOSSmith A O CorpCOM2,829$205.9K<0.1%History
Vanguard Industrials ETF92204A603ETF998$205.1K<0.1%–
iShares Core S&P US Value ETF464287663ETF2,621$205.1K<0.1%–
LWLamb Weston Holdings, Inc.Stock1,784$205.1K<0.1%History
SMGScotts Miracle-Gro CoStock3,268$204.9K<0.1%History
Pacer Trendpilot US Bond ETF69374H642ETF10,210$204.1K<0.1%–
CBRECbre Group, Inc.CL A2,509$202.5K<0.1%History
ADCAgree Realty CorpCOM3,094$202.3K<0.1%History
DCIDonaldson Co IncStock3,227$201.7K<0.1%History
Victory Portfolios II92647N824VCSHS US EQ INCM3,502$201.7K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER5,335$200.9K<0.1%–
GERNGeron CorpCOM55,000$176.6K<0.1%History
ESRTEmpire State Realty Trust, Inc.CL A21,135$158.3K<0.1%History
Farfetch Ltd30744W107ORD SH CL A19,847$119.9K<0.1%–
NUVANuvasive IncCOM2,534$105.4K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM12,032$98.9K<0.1%History
SOUNSoundhound AI, Inc.CLASS A COM12,172$55.4K<0.1%History
CONMED Corp207410AF8NOTE 2.625% 2/034,000$52.3K<0.1%–
SYNHSyneos Health, Inc.CL A1,046$44.1K<0.1%History
Snap Inc83304AAB2NOTE 0.750% 8/017,000$15.7K<0.1%–
IBPInstalled Building Products, Inc.COM8$1.12K<0.1%History