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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,227
+36 vs. Q1 2023
Portfolio value
$5.56B
+$346.0M (+6.6%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of Stephens Inc in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMHAmerican Homes 4 RentCL A11,017$390.6K<0.1%+43+0.4%AddedHistory
VTRSViatris IncStock39,265$391.9K<0.1%−2,075−5.0%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2819,918$393.3K<0.1%+19,918New–
ALLYAlly Financial Inc.Stock14,565$393.4K<0.1%−90−0.6%ReducedHistory
PCHPotlatchdeltic CorpCOM7,459$394.2K<0.1%+574+8.3%AddedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM45,750$394.4K<0.1%+3,000+7.0%AddedHistory
NXGNNextgen Healthcare, Inc.COM24,332$394.7K<0.1%+24,332NewHistory
NICENICE Ltd.SPONSORED ADR1,913$395.0K<0.1%+860+81.7%AddedHistory
HPHelmerich & Payne, Inc.COM11,157$395.5K<0.1%+1,305+13.2%AddedHistory
iShares Tr464287291GLOBAL TECH ETF6,387$397.2K<0.1%−25−0.4%Reduced–
CINFCincinnati Financial CorpCOM4,113$400.3K<0.1%−97−2.3%ReducedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF3,745$401.2K<0.1%00.0%Unchanged–
OHIOmega Healthcare Investors IncCOM13,075$401.3K<0.1%+2,380+22.3%AddedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX5,334$403.4K<0.1%00.0%Unchanged–
EAElectronic Arts Inc.COM3,114$403.9K<0.1%+102+3.4%AddedHistory
WESTWestrock Coffee CoCOM37,642$409.2K<0.1%+11,775+45.5%AddedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT36,562$409.5K<0.1%+36,562NewHistory
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM12,940$410.6K<0.1%+312+2.5%AddedHistory
ODFLOld Dominion Freight Line, Inc.COM1,113$411.5K<0.1%+134+13.7%AddedHistory
DRIDarden Restaurants IncCOM2,463$411.5K<0.1%−3−0.1%ReducedHistory
CPCanadian Pacific Kansas City LtdCOM5,098$411.8K<0.1%+1,157+29.4%AddedHistory
DSEYDiversey Holdings, Ltd.ORD SHS49,150$412.4K<0.1%−14,615−22.9%ReducedHistory
WPMWheaton Precious Metals Corp.COM9,542$412.4K<0.1%+3,396+55.3%AddedHistory
VZIOVizio Holding Corp.CL A COM61,763$416.9K<0.1%−12,773−17.1%ReducedHistory
iShares Tr46435U796SYSTEMATIC BD ET4,995$420.1K<0.1%00.0%Unchanged–
Global X FDS37954Y293GLB X MLP ENRG I10,145$421.7K<0.1%00.0%Unchanged–
CFRCullen/Frost Bankers, Inc.COM3,927$422.3K<0.1%+1,500+61.8%AddedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF6,763$423.5K<0.1%−4,919−42.1%Reduced–
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF6,200$424.2K<0.1%00.0%Unchanged–
WSTWest Pharmaceutical Services IncCOM1,110$424.5K<0.1%−10−0.9%ReducedHistory
DLBDolby Laboratories, Inc.COM CL A5,081$425.2K<0.1%−288−5.4%ReducedHistory
ASAASA Gold & Precious Metals LtdSHS28,646$426.0K<0.1%−1,574−5.2%ReducedHistory
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF16,881$428.3K<0.1%00.0%Unchanged–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF4,296$428.6K<0.1%−737−14.6%Reduced–
AVBAvalonbay Communities IncCOM2,266$428.9K<0.1%+145+6.8%AddedHistory
EIXEdison InternationalStock6,177$429.0K<0.1%+383+6.6%AddedHistory
PCRXPacira BioSciences, Inc.COM10,710$429.1K<0.1%+240+2.3%AddedHistory
NTRNutrien Ltd.COM7,276$429.6K<0.1%+3,356+85.6%AddedHistory
MRNAModerna, Inc.Stock3,556$432.1K<0.1%−100−2.7%ReducedHistory
FTAIFTAI Aviation Ltd.SHS13,656$432.3K<0.1%−250−1.8%ReducedHistory
PNFPPinnacle Financial Partners, Inc.COM7,659$433.9K<0.1%+2,057+36.7%AddedHistory
BKRBaker Hughes CoCL A13,765$435.1K<0.1%−423−3.0%ReducedHistory
HEI.AHeico CorpCL A3,099$435.7K<0.1%−29−0.9%ReducedHistory
CEGConstellation Energy CorpStock4,777$437.3K<0.1%+28+0.6%AddedHistory
KRPKimbell Royalty Partners, LPUNIT29,908$439.9K<0.1%+682+2.3%AddedHistory
EQTEQT CorpStock10,705$440.3K<0.1%−619−5.5%ReducedHistory
SABASaba Capital Income & Opportunities Fund IICOM106,414$440.6K<0.1%+718+0.7%AddedHistory
EWBCEast West Bancorp IncCOM8,377$442.2K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF2,191$444.2K<0.1%−788−26.5%Reduced–
Black Mountain Acq Corp09216A207UNIT 99/99/999942,000$446.5K<0.1%−1,000−2.3%Reduced–
HQHabrdn Healthcare InvestorsSH BEN INT26,204$446.8K<0.1%+2,988+12.9%AddedHistory
FEFirstenergy CorpCOM11,552$449.1K<0.1%−770−6.2%ReducedHistory
ACHCAcadia Healthcare Company, Inc.COM5,665$451.2K<0.1%+114+2.1%AddedHistory
First Tr Exchange-Traded Alp33734Y109COM SHS5,500$452.4K<0.1%00.0%Unchanged–
POWIPower Integrations IncCOM4,809$455.3K<0.1%−65−1.3%ReducedHistory
AGNCAGNC Investment Corp.REIT44,966$455.5K<0.1%+2,290+5.4%AddedHistory
SPDR Ser Tr78468R689S&P KENSHO SMART13,640$456.1K<0.1%+1,521+12.6%Added–
AAgilent Technologies, Inc.COM3,793$456.1K<0.1%−10,124−72.7%ReducedHistory
HMCHonda Motor Co LtdADR ECH CNV IN 315,049$456.1K<0.1%−587−3.8%ReducedHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,992$456.5K<0.1%00.0%Unchanged–
iShares Tr464287754US INDUSTRIALS4,310$457.0K<0.1%00.0%Unchanged–
iShares Tr464288612INTRM GOV CR ETF4,458$458.7K<0.1%−86−1.9%Reduced–
iShares Tr464288513IBOXX HI YD ETF6,111$458.8K<0.1%−792−11.5%Reduced–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF4,176$461.3K<0.1%−16,351−79.7%Reduced–
REGNRegeneron Pharmaceuticals, Inc.COM642$461.3K<0.1%−5−0.8%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI18,485$463.6K<0.1%+580+3.2%Added–
SCTLSocietal CDMO, Inc.COM423,430$465.8K<0.1%−557,856−56.8%ReducedHistory
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI25,783$466.1K<0.1%+412+1.6%Added–
FANGDiamondback Energy, Inc.Stock3,550$466.3K<0.1%−12,599−78.0%ReducedHistory
SBRASabra Health Care REIT, Inc.REIT39,658$466.8K<0.1%00.0%UnchangedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR31,425$468.9K<0.1%00.0%UnchangedHistory
Global X FDS37954Y673US INFR DEV ETF15,050$473.0K<0.1%+200+1.3%Added–
VanEck ETF Trust92189F411BDC INCOME ETF30,815$473.3K<0.1%+2,853+10.2%Added–
WBSWebster Financial CorpCOM12,567$474.4K<0.1%−263−2.0%ReducedHistory
VICIVici Properties Inc.COM15,112$475.0K<0.1%−3,831−20.2%ReducedHistory
VanEck Vectors ETF Tr92189F593MORNINGSTAR INTL14,991$475.7K<0.1%+5,709+61.5%Added–
GLPIGaming & Leisure Properties, Inc.COM9,875$478.5K<0.1%−541−5.2%ReducedHistory
CHTRCharter Communications, Inc.CL A1,314$482.7K<0.1%+515+64.5%AddedHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW13,175$483.1K<0.1%−400−2.9%Reduced–
SLBSLB LimitedStock9,847$483.7K<0.1%−731−6.9%ReducedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX10,215$484.4K<0.1%−37,230−78.5%Reduced–
GLGlobe Life Inc.COM4,443$487.0K<0.1%−54−1.2%ReducedHistory
BTZBlackRock Credit Allocation Income TrustCOM48,660$493.9K<0.1%+35+0.1%AddedHistory
Legg Mason ETF Invt Tr524682101CLRBRG GWT ETF11,713$493.9K<0.1%00.0%Unchanged–
FMXMexican Economic Development IncSPON ADR UNITS4,462$494.6K<0.1%+4,462NewHistory
SOVOSovos Brands, Inc.COM25,289$494.7K<0.1%+25,289NewHistory
ONBOld National BancorpStock35,581$496.0K<0.1%−821−2.3%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB26,126$497.1K<0.1%+26,126New–
VEEVVeeva Systems IncStock2,518$497.9K<0.1%−7,610−75.1%ReducedHistory
AERAerCap Holdings N.V.SHS7,848$498.5K<0.1%+7,848NewHistory
IPGPIpg Photonics CorpCOM3,674$499.0K<0.1%−975−21.0%ReducedHistory
TOSTToast, Inc.Stock22,216$501.4K<0.1%00.0%UnchangedHistory
SPOTSpotify Technology S.A.Stock3,133$503.0K<0.1%−98−3.0%ReducedHistory
Vanguard S&P 500 Value ETF921932703ETF3,241$504.6K<0.1%00.0%Unchanged–
AMPAmeriprise Financial IncCOM1,531$508.6K<0.1%+243+18.9%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH3,330$510.0K<0.1%−330−9.0%Reduced–
BKNGBooking Holdings Inc.Stock190$513.1K<0.1%−12−5.9%ReducedHistory
GEHCGE HealthCare Technologies Inc.Stock6,320$513.4K<0.1%−1,365−17.8%ReducedHistory
KEXKirby CorpCOM6,675$513.6K<0.1%00.0%UnchangedHistory
INGRIngredion IncCOM4,857$514.6K<0.1%−1,017−17.3%ReducedHistory

Sold out since Q1 2023 (74)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Stephens Inc sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
SPDR Series Trust78464A755ST STR SP METAL135,878$7.22M0.1%–
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF260,677$6.31M0.1%–
TEXTerex CorpStock82,630$4.00M0.1%History
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF20,783$2.71M0.1%–
Global X FDS37954Y780INTERNET OF THNG74,422$2.48M<0.1%–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF53,776$2.41M<0.1%–
Pgim ETF Tr69344A107PGIM ULTRA SH BD37,755$1.86M<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF83,626$1.77M<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS72,875$1.74M<0.1%History
SPDR Series Trust78468R200ST STR RATE ETF47,862$1.46M<0.1%–
ACLSAxcelis Technologies IncStock9,628$1.28M<0.1%History
EXKEndeavour Silver CorpCOM196,597$762.8K<0.1%History
MODVModivCare IncCOM6,033$507.3K<0.1%History
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI18,145$451.7K<0.1%–
CFCF Industries Holdings, Inc.COM6,165$446.9K<0.1%History
Pacer FDS Tr69374H717LUNT LRG CP ALTR10,559$400.9K<0.1%–
FOURShift4 Payments, Inc.CL A5,288$400.8K<0.1%History
CROXCrocs, Inc.COM3,039$384.3K<0.1%History
Victory Portfolios II92647N782VCSHS US 500 ENH6,147$383.0K<0.1%–
CXTCrane NXT, Co.COM3,062$347.5K<0.1%History
ATKRAtkore Inc.COM2,449$344.0K<0.1%History
BXMXNuveen S&P 500 BuyWrite Income FundCOM26,227$343.3K<0.1%History
TRIThomson Reuters CorpCOM NEW2,636$343.0K<0.1%History
MODModine Manufacturing CoCOM14,313$329.9K<0.1%History
HROWHarrow, Inc.COM14,753$312.2K<0.1%History
PLYAPlaya Hotels & Resorts N.V.SHS32,232$309.4K<0.1%History
NEWRNew Relic, Inc.COM4,099$308.6K<0.1%History
INSPInspire Medical Systems, Inc.COM1,283$300.3K<0.1%History
AGYSAgilysys IncCOM3,596$296.7K<0.1%History
ASURAsure Software IncCOM20,315$294.6K<0.1%History
iShares Tr464288794US BR DEL SE ETF3,179$291.3K<0.1%–
ZYMEZymeworks Inc.COM29,882$270.1K<0.1%History
CIENCiena CorpCOM NEW5,105$268.1K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD9,590$257.8K<0.1%–
AESIAtlas Energy Solutions Inc.COM CLASS A15,125$257.6K<0.1%History
CALMCal-Maine Foods IncCOM NEW4,152$252.8K<0.1%History
VMOInvesco Municipal Opportunity TrustCOM24,300$238.4K<0.1%History
SESea LtdSPONSORD ADS2,722$235.6K<0.1%History
EXRExtra Space Storage Inc.COM1,444$235.3K<0.1%History
Invesco Exchange Traded FD T46137V324S&P500 EQL IND1,243$233.2K<0.1%–
Vanguard Mortgage-Backed Securities ETF92206C771ETF4,876$227.0K<0.1%–
FBNCFirst BancorpCOM6,370$226.3K<0.1%History
MSCIMSCI Inc.Stock395$221.1K<0.1%History
ZIMZIM Integrated Shipping Services Ltd.SHS9,250$218.1K<0.1%History
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG11,348$217.7K<0.1%–
ITTItt Inc.COM2,519$217.4K<0.1%History
SRPTSarepta Therapeutics, Inc.COM1,562$215.3K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY4,491$214.8K<0.1%–
UGIUgi CorpStock6,128$213.0K<0.1%History
MPWRMonolithic Power Systems, Inc.COM418$209.2K<0.1%History
NFGNational Fuel Gas CoStock3,619$209.0K<0.1%History
OVLYOak Valley BancorpCOM8,762$207.3K<0.1%History
OLNOLIN CorpStock3,719$206.4K<0.1%History
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC2,800$206.3K<0.1%–
FLRFluor CorpStock6,625$204.8K<0.1%History
Global X FDS37954Y624AUTONMOUS EV ETF8,470$201.9K<0.1%–
BIOBio-Rad Laboratories, Inc.CL A421$201.7K<0.1%History
Pacer FDS Tr69374H766INDUSTRIAL RELET4,970$201.3K<0.1%–
MTCHMatch Group, Inc.COM5,243$201.3K<0.1%History
DKNGDraftKings Inc.Stock10,357$200.5K<0.1%History
PRAAPra Group IncCOM4,642$180.9K<0.1%History
Yamana Gold Inc98462Y100COM29,761$174.1K<0.1%–
AALAmerican Airlines Group Inc.Stock10,099$149.0K<0.1%History
LOGCContextLogic Inc.COM CL A232,866$103.8K<0.1%History
VISNVistance Networks, Inc.COM10,078$64.2K<0.1%History
Silicon Laboratories Inc.826919AD4NOTE 0.625% 6/135,000$52.3K<0.1%–
Envestnet, Inc.29404KAB2NOTE 1.750% 6/043,000$42.6K<0.1%–
RingCentral, Inc.76680RAF4NOTE 3/043,000$37.9K<0.1%–
Royal Caribbean Group780153BB7NOTE 4.250% 6/135,000$35.5K<0.1%–
OABIOmniAb, Inc.COM8,658$31.9K<0.1%History
AVAHAveanna Healthcare Holdings, Inc.COM12,000$12.5K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A10,080$9.96K<0.1%History
Cbre GBL Real Estate Inc FD12504G118RIGHT 04/06/2023156,905$4.85K<0.1%–
COOKTraeger, Inc.COMMON STOCK1$4<0.1%History