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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,227
+36 vs. Q1 2023
Portfolio value
$5.56B
+$346.0M (+6.6%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of Stephens Inc in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM12,032$98.9K<0.1%+12,032NewHistory
DBXDropbox, Inc.CL A3,745$99.9K<0.1%−273−6.8%ReducedHistory
FIPFTAI Infrastructure Inc.COMMON STOCK27,734$102.3K<0.1%+2,300+9.0%AddedHistory
NUVANuvasive IncCOM2,534$105.4K<0.1%00.0%UnchangedHistory
BBDCBarings BDC, Inc.COM13,446$105.4K<0.1%00.0%UnchangedHistory
GELGenesis Energy LPUNIT LTD PARTN11,184$106.8K<0.1%+22+0.2%AddedHistory
TDFTempleton Dragon Fund IncCOM11,768$107.2K<0.1%+11,768NewHistory
Cyberark Software LtdM2682V108SHS691$108.0K<0.1%−11−1.6%Reduced–
PRPermian Resources CorpCLASS A COM10,000$109.6K<0.1%−5,000−33.3%ReducedHistory
MODNModel N, Inc.COM3,207$113.4K<0.1%00.0%UnchangedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER15,375$119.8K<0.1%00.0%UnchangedHistory
Farfetch Ltd30744W107ORD SH CL A19,847$119.9K<0.1%−574−2.8%Reduced–
DRSLeonardo DRS, Inc.Stock7,055$122.3K<0.1%−247−3.4%ReducedHistory
LGNDLigand Pharmaceuticals IncCOM NEW1,748$126.0K<0.1%−40−2.2%ReducedHistory
PSECProspect Capital CorpCOM20,917$129.7K<0.1%00.0%UnchangedHistory
NMFCNew Mountain Finance CorpCOM10,500$130.6K<0.1%00.0%UnchangedHistory
MRCCMonroe Capital CorpCOM16,396$134.1K<0.1%+133+0.8%AddedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD23,162$136.7K<0.1%+23,162NewHistory
UNITUniti Group Inc.COM29,695$137.2K<0.1%+753+2.6%AddedHistory
TWOU2U, LLCCOM34,338$138.4K<0.1%00.0%UnchangedHistory
OKTAOkta, Inc.CL A2,026$140.5K<0.1%+684+51.0%AddedHistory
BCPCBalchem CorpCOM1,089$146.8K<0.1%−19−1.7%ReducedHistory
PZZAPapa Johns International IncStock1,989$146.8K<0.1%+989+98.9%AddedHistory
FFWMFirst Foundation Inc.COM37,602$149.3K<0.1%−1,030−2.7%ReducedHistory
NIMNuveen Select Maturities Municipal FundSH BEN INT16,700$150.3K<0.1%00.0%UnchangedHistory
AVAVAeroVironment IncCOM1,470$150.4K<0.1%−272−15.6%ReducedHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR17,509$150.6K<0.1%−2,053−10.5%ReducedHistory
DECKDeckers Outdoor CorpCOM288$152.0K<0.1%−67−18.9%ReducedHistory
STEWSRH Total Return Fund, Inc.COM11,583$153.8K<0.1%00.0%UnchangedHistory
VNOMViper Energy, Inc.COM UNT RP INT5,746$154.2K<0.1%00.0%UnchangedHistory
HQLabrdn Life Sciences InvestorsSH BEN INT11,643$157.6K<0.1%+236+2.1%AddedHistory
ESRTEmpire State Realty Trust, Inc.CL A21,135$158.3K<0.1%+424+2.0%AddedHistory
CONNConns IncCOM42,913$158.8K<0.1%+8,100+23.3%AddedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A10,804$160.2K<0.1%+75+0.7%AddedHistory
INSGInseego Corp.COM250,000$160.9K<0.1%+250,000NewHistory
Advisorshares Tr00768Y453PURE US CANN ETF29,800$165.1K<0.1%+1,500+5.3%Added–
COTYCoty Inc.COM CL A13,590$167.0K<0.1%+2,159+18.9%AddedHistory
LYGLloyds Banking Group plcSPONSORED ADR76,074$167.4K<0.1%+52,524+223.0%AddedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD12,671$172.4K<0.1%−3,567−22.0%Reduced–
EXELExelixis, Inc.COM9,126$174.4K<0.1%−230−2.5%ReducedHistory
WUWestern Union COStock14,882$174.6K<0.1%00.0%UnchangedHistory
NEONeogenomics IncCOM NEW10,883$174.9K<0.1%+25+0.2%AddedHistory
GERNGeron CorpCOM55,000$176.6K<0.1%+55,000NewHistory
USALiberty All Star Equity FundSH BEN INT27,432$177.5K<0.1%+589+2.2%AddedHistory
FCNFti Consulting, IncCOM950$180.7K<0.1%+329+53.0%AddedHistory
BOXBox IncCL A6,307$185.3K<0.1%00.0%UnchangedHistory
PROPROS Holdings, Inc.COM6,065$186.8K<0.1%+10+0.2%AddedHistory
BGTBlackRock Floating Rate Income TrustCOM16,095$187.7K<0.1%00.0%UnchangedHistory
HSICHenry Schein IncCOM2,348$190.4K<0.1%+41+1.8%AddedHistory
BURLBurlington Stores, Inc.COM1,218$191.7K<0.1%+6+0.5%AddedHistory
WMGWarner Music Group Corp.COM CL A7,421$193.6K<0.1%+34+0.5%AddedHistory
TEITempleton Emerging Markets Income FundCOM37,752$194.4K<0.1%+246+0.7%AddedHistory
CGNTCognyte Software Ltd.ORD SHS31,975$194.7K<0.1%−775−2.4%ReducedHistory
FIVEFive Below, IncCOM998$196.1K<0.1%−46−4.4%ReducedHistory
BCSBarclays PLCADR25,096$197.3K<0.1%−3,439−12.1%ReducedHistory
HSTHost Hotels & Resorts, Inc.COM11,847$199.4K<0.1%00.0%UnchangedHistory
TERTeradyne, IncStock1,792$199.5K<0.1%+240+15.5%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM18,293$199.9K<0.1%−43,587−70.4%ReducedHistory
SMHISEACOR Marine Holdings Inc.COM17,531$200.4K<0.1%00.0%UnchangedHistory
Global X FDS37954Y830GLOBAL X COPPER5,335$200.9K<0.1%+5,335New–
RVTRoyce Small-Cap Trust, Inc.COM14,562$201.0K<0.1%+25+0.2%AddedHistory
Victory Portfolios II92647N824VCSHS US EQ INCM3,502$201.7K<0.1%−1,081−23.6%Reduced–
DCIDonaldson Co IncStock3,227$201.7K<0.1%−71−2.2%ReducedHistory
NGLNGL Energy Partners LPCOM UNIT REPST52,000$202.3K<0.1%+2,000+4.0%AddedHistory
ADCAgree Realty CorpCOM3,094$202.3K<0.1%00.0%UnchangedHistory
CBRECbre Group, Inc.CL A2,509$202.5K<0.1%+2,509NewHistory
VMIValmont Industries IncCOM698$203.2K<0.1%+698NewHistory
GABGabelli Equity Trust IncCOM35,103$203.6K<0.1%+18,130+106.8%AddedHistory
XELXcel Energy IncStock3,281$204.0K<0.1%+174+5.6%AddedHistory
Pacer Trendpilot US Bond ETF69374H642ETF10,210$204.1K<0.1%−2,188−17.6%Reduced–
SMGScotts Miracle-Gro CoStock3,268$204.9K<0.1%−655−16.7%ReducedHistory
LWLamb Weston Holdings, Inc.Stock1,784$205.1K<0.1%+1,784NewHistory
iShares Core S&P US Value ETF464287663ETF2,621$205.1K<0.1%+2,621New–
Vanguard Industrials ETF92204A603ETF998$205.1K<0.1%+998New–
AOSSmith A O CorpCOM2,829$205.9K<0.1%+2,829NewHistory
UBSUBS Group AGStock10,193$206.6K<0.1%−633−5.8%ReducedHistory
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH2,088$207.0K<0.1%+2,088New–
iShares Tr46434V4070-5YR HI YL CP5,001$207.3K<0.1%00.0%Unchanged–
SWNSouthwestern Energy CoCOM34,530$207.5K<0.1%+1,158+3.5%AddedHistory
FBINFortune Brands Innovations, Inc.COM2,893$208.2K<0.1%+2,893NewHistory
ROCKGibraltar Industries, Inc.COM3,326$209.3K<0.1%+3,326NewHistory
iShares Tr464287838U.S. BAS MTL ETF1,573$209.3K<0.1%−574−26.7%Reduced–
PBProsperity Bancshares IncCOM3,710$209.5K<0.1%+33+0.9%AddedHistory
GWREGuidewire Software, Inc.COM2,772$210.9K<0.1%−8−0.3%ReducedHistory
TDCTeradata CorpStock3,966$211.8K<0.1%+3,966NewHistory
HALOHalozyme Therapeutics, Inc.COM5,875$211.9K<0.1%+2,953+101.1%AddedHistory
NENoble Corp plcORD SHS A5,141$212.4K<0.1%+5,141NewHistory
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW3,008$212.8K<0.1%+3,008New–
iShares Tr464287580US CONSUM DISCRE2,994$213.1K<0.1%+2,994New–
GGenpact LTDSHS5,690$213.8K<0.1%+941+19.8%AddedHistory
FTITechnipFMC plcCOM12,943$215.1K<0.1%+396+3.2%AddedHistory
HNVRHanover Bancorp, Inc.COM NEW12,219$215.9K<0.1%+21+0.2%AddedHistory
EMOClearBridge Energy Midstream Opportunity Fund Inc.COM7,259$216.7K<0.1%+108+1.5%AddedHistory
iShares Tr464288158SHRT NAT MUN ETF2,088$217.2K<0.1%−19,903−90.5%Reduced–
First Tr Exchange-Traded FD33739Q507SSI STRG ETF6,670$217.8K<0.1%00.0%Unchanged–
FWRDForward Air CorpCOM2,059$218.5K<0.1%00.0%UnchangedHistory
FIVNFive9, Inc.COM2,657$219.1K<0.1%−10−0.4%ReducedHistory
KIOKKR Income Opportunities FundCOM18,903$219.5K<0.1%00.0%UnchangedHistory
LADLithia Motors IncCOM727$221.1K<0.1%−3,430−82.5%ReducedHistory
PBPBPotbelly CorpCOM25,185$221.1K<0.1%00.0%UnchangedHistory

Sold out since Q1 2023 (74)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Stephens Inc sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
SPDR Series Trust78464A755ST STR SP METAL135,878$7.22M0.1%–
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF260,677$6.31M0.1%–
TEXTerex CorpStock82,630$4.00M0.1%History
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF20,783$2.71M0.1%–
Global X FDS37954Y780INTERNET OF THNG74,422$2.48M<0.1%–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF53,776$2.41M<0.1%–
Pgim ETF Tr69344A107PGIM ULTRA SH BD37,755$1.86M<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF83,626$1.77M<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS72,875$1.74M<0.1%History
SPDR Series Trust78468R200ST STR RATE ETF47,862$1.46M<0.1%–
ACLSAxcelis Technologies IncStock9,628$1.28M<0.1%History
EXKEndeavour Silver CorpCOM196,597$762.8K<0.1%History
MODVModivCare IncCOM6,033$507.3K<0.1%History
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI18,145$451.7K<0.1%–
CFCF Industries Holdings, Inc.COM6,165$446.9K<0.1%History
Pacer FDS Tr69374H717LUNT LRG CP ALTR10,559$400.9K<0.1%–
FOURShift4 Payments, Inc.CL A5,288$400.8K<0.1%History
CROXCrocs, Inc.COM3,039$384.3K<0.1%History
Victory Portfolios II92647N782VCSHS US 500 ENH6,147$383.0K<0.1%–
CXTCrane NXT, Co.COM3,062$347.5K<0.1%History
ATKRAtkore Inc.COM2,449$344.0K<0.1%History
BXMXNuveen S&P 500 BuyWrite Income FundCOM26,227$343.3K<0.1%History
TRIThomson Reuters CorpCOM NEW2,636$343.0K<0.1%History
MODModine Manufacturing CoCOM14,313$329.9K<0.1%History
HROWHarrow, Inc.COM14,753$312.2K<0.1%History
PLYAPlaya Hotels & Resorts N.V.SHS32,232$309.4K<0.1%History
NEWRNew Relic, Inc.COM4,099$308.6K<0.1%History
INSPInspire Medical Systems, Inc.COM1,283$300.3K<0.1%History
AGYSAgilysys IncCOM3,596$296.7K<0.1%History
ASURAsure Software IncCOM20,315$294.6K<0.1%History
iShares Tr464288794US BR DEL SE ETF3,179$291.3K<0.1%–
ZYMEZymeworks Inc.COM29,882$270.1K<0.1%History
CIENCiena CorpCOM NEW5,105$268.1K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD9,590$257.8K<0.1%–
AESIAtlas Energy Solutions Inc.COM CLASS A15,125$257.6K<0.1%History
CALMCal-Maine Foods IncCOM NEW4,152$252.8K<0.1%History
VMOInvesco Municipal Opportunity TrustCOM24,300$238.4K<0.1%History
SESea LtdSPONSORD ADS2,722$235.6K<0.1%History
EXRExtra Space Storage Inc.COM1,444$235.3K<0.1%History
Invesco Exchange Traded FD T46137V324S&P500 EQL IND1,243$233.2K<0.1%–
Vanguard Mortgage-Backed Securities ETF92206C771ETF4,876$227.0K<0.1%–
FBNCFirst BancorpCOM6,370$226.3K<0.1%History
MSCIMSCI Inc.Stock395$221.1K<0.1%History
ZIMZIM Integrated Shipping Services Ltd.SHS9,250$218.1K<0.1%History
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG11,348$217.7K<0.1%–
ITTItt Inc.COM2,519$217.4K<0.1%History
SRPTSarepta Therapeutics, Inc.COM1,562$215.3K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY4,491$214.8K<0.1%–
UGIUgi CorpStock6,128$213.0K<0.1%History
MPWRMonolithic Power Systems, Inc.COM418$209.2K<0.1%History
NFGNational Fuel Gas CoStock3,619$209.0K<0.1%History
OVLYOak Valley BancorpCOM8,762$207.3K<0.1%History
OLNOLIN CorpStock3,719$206.4K<0.1%History
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC2,800$206.3K<0.1%–
FLRFluor CorpStock6,625$204.8K<0.1%History
Global X FDS37954Y624AUTONMOUS EV ETF8,470$201.9K<0.1%–
BIOBio-Rad Laboratories, Inc.CL A421$201.7K<0.1%History
Pacer FDS Tr69374H766INDUSTRIAL RELET4,970$201.3K<0.1%–
MTCHMatch Group, Inc.COM5,243$201.3K<0.1%History
DKNGDraftKings Inc.Stock10,357$200.5K<0.1%History
PRAAPra Group IncCOM4,642$180.9K<0.1%History
Yamana Gold Inc98462Y100COM29,761$174.1K<0.1%–
AALAmerican Airlines Group Inc.Stock10,099$149.0K<0.1%History
LOGCContextLogic Inc.COM CL A232,866$103.8K<0.1%History
VISNVistance Networks, Inc.COM10,078$64.2K<0.1%History
Silicon Laboratories Inc.826919AD4NOTE 0.625% 6/135,000$52.3K<0.1%–
Envestnet, Inc.29404KAB2NOTE 1.750% 6/043,000$42.6K<0.1%–
RingCentral, Inc.76680RAF4NOTE 3/043,000$37.9K<0.1%–
Royal Caribbean Group780153BB7NOTE 4.250% 6/135,000$35.5K<0.1%–
OABIOmniAb, Inc.COM8,658$31.9K<0.1%History
AVAHAveanna Healthcare Holdings, Inc.COM12,000$12.5K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A10,080$9.96K<0.1%History
Cbre GBL Real Estate Inc FD12504G118RIGHT 04/06/2023156,905$4.85K<0.1%–
COOKTraeger, Inc.COMMON STOCK1$4<0.1%History