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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,169
−33 vs. Q3 2022
Portfolio value
$4.88B
+$197.5M (+4.2%) vs. Q3 2022
Filed
Feb 14, 2023
AmendedSEC
Holdings of Stephens Inc in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
CBRLCracker Barrel Old Country Store, IncCOM4,246$402.2K<0.1%−13−0.3%ReducedHistory
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR5,551$403.5K<0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI16,375$405.3K<0.1%−8,050−33.0%Reduced–
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI16,150$405.9K<0.1%−8,150−33.5%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF4,161$408.7K<0.1%−20−0.5%Reduced–
ARK Innovation ETF00214Q104ETF13,090$408.9K<0.1%−9,414−41.8%Reduced–
Victory Portfolios II92647N824VCSHS US EQ INCM6,610$410.3K<0.1%−30−0.5%Reduced–
APTVAptiv PLCSHS4,422$411.8K<0.1%−2,909−39.7%ReducedHistory
Global X FDS37954Y293GLB X MLP ENRG I10,145$413.5K<0.1%00.0%Unchanged–
ONOn Semiconductor CorpStock6,635$413.8K<0.1%+2,230+50.6%AddedHistory
CEGConstellation Energy CorpStock4,818$415.4K<0.1%−563−10.5%ReducedHistory
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF6,200$415.7K<0.1%−239−3.7%Reduced–
iShares Tr46435U796SYSTEMATIC BD ET4,995$416.8K<0.1%00.0%Unchanged–
BKRBaker Hughes CoCL A14,119$416.9K<0.1%+2,343+19.9%AddedHistory
iShares Tr46436E7180-3 MTH TREASURY4,190$419.6K<0.1%+4,190New–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF16,881$424.2K<0.1%+80+0.5%Added–
PODDInsulet CorpStock1,442$424.5K<0.1%−329−18.6%ReducedHistory
ALLYAlly Financial Inc.Stock17,458$426.9K<0.1%−36,639−67.7%ReducedHistory
HBIHanesbrands Inc.COM67,701$430.6K<0.1%+1,383+2.1%AddedHistory
LYVLive Nation Entertainment, Inc.COM6,182$431.1K<0.1%+26+0.4%AddedHistory
First Tr Exchange-Traded Alp33734Y109COM SHS5,500$431.5K<0.1%00.0%Unchanged–
TYLTyler Technologies IncCOM1,347$434.3K<0.1%00.0%UnchangedHistory
Innovator ETFs Trust45782C474US SML CP PWR B14,523$434.4K<0.1%−111,346−88.5%Reduced–
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM15,425$436.1K<0.1%−432−2.7%ReducedHistory
OTISOtis Worldwide CorpStock5,572$436.3K<0.1%−2,989−34.9%ReducedHistory
NMZNuveen Municipal High Income Opportunity FundCOM42,305$437.4K<0.1%+29,890+240.8%AddedHistory
Black Mountain Acq Corp09216A207UNIT 99/99/999943,000$437.7K<0.1%−2,000−4.4%Reduced–
EQTEQT CorpStock13,013$440.2K<0.1%+459+3.7%AddedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR31,425$443.1K<0.1%00.0%UnchangedHistory
LHLabcorp Holdings Inc.COM NEW1,883$443.5K<0.1%−183−8.9%ReducedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS7,682$444.2K<0.1%+2,208+40.3%Added–
ASAASA Gold & Precious Metals LtdSHS31,105$445.1K<0.1%+3,746+13.7%AddedHistory
ZYMEZymeworks Inc.COM56,647$445.2K<0.1%+56,647NewHistory
First Tr Exchange-Traded FD33734X150INDLS PROD DUR8,666$446.4K<0.1%00.0%Unchanged–
ACHCAcadia Healthcare Company, Inc.COM5,439$447.7K<0.1%−17−0.3%ReducedHistory
ANSSAnsys IncCOM1,874$452.7K<0.1%+51+2.8%AddedHistory
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI25,005$453.1K<0.1%−3,186−11.3%Reduced–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,992$453.6K<0.1%00.0%Unchanged–
GKOSGLAUKOS CorpCOM10,425$455.4K<0.1%+4,691+81.8%AddedHistory
SBRASabra Health Care REIT, Inc.REIT36,658$455.7K<0.1%+36,658NewHistory
MCKMcKesson CorpStock1,217$456.5K<0.1%+3+0.2%AddedHistory
iShares Tr464288612INTRM GOV CR ETF4,527$463.8K<0.1%+28+0.6%Added–
iShares Tr464287754US INDUSTRIALS4,810$464.0K<0.1%00.0%Unchanged–
WOLFWolfspeed, Inc.Stock6,728$464.5K<0.1%−1,445−17.7%ReducedHistory
CMECME Group Inc.COM2,768$465.4K<0.1%−618−18.3%ReducedHistory
XPOXPO, Inc.COM14,053$467.8K<0.1%+14,053NewHistory
BSTBlackRock Science & Technology TrustSHS16,535$469.1K<0.1%+1,400+9.3%AddedHistory
VTRSViatris IncStock42,147$469.1K<0.1%−6,918−14.1%ReducedHistory
OSWOnespaworld Holdings LtdCOM50,317$469.5K<0.1%+50,317NewHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF4,273$469.7K<0.1%−968−18.5%Reduced–
WSOWatsco IncCOM1,896$472.9K<0.1%−1−0.1%ReducedHistory
WELLWelltower Inc.REIT7,249$475.2K<0.1%−1,560−17.7%ReducedHistory
DNOWDNOW Inc.COM37,500$476.3K<0.1%−21,200−36.1%ReducedHistory
iShares Tr464288307MRGSTR MD CP GRW8,853$477.0K<0.1%−5,800−39.6%Reduced–
First Trust Financials Alphadex Fund33734X135ETF11,697$479.1K<0.1%−1,185−9.2%Reduced–
DXPEDXP Enterprises IncCOM NEW17,392$479.1K<0.1%−1,500−7.9%ReducedHistory
DVDoubleVerify Holdings, Inc.COM21,844$479.7K<0.1%+21,844NewHistory
KRPKimbell Royalty Partners, LPUNIT28,831$481.5K<0.1%+6,988+32.0%AddedHistory
CASYCaseys General Stores IncCOM2,147$481.8K<0.1%−116−5.1%ReducedHistory
CINFCincinnati Financial CorpCOM4,729$484.2K<0.1%−3,868−45.0%ReducedHistory
KEXKirby CorpCOM7,557$486.3K<0.1%−15,155−66.7%ReducedHistory
SABASaba Capital Income & Opportunities Fund IICOM112,432$486.8K<0.1%−14,096−11.1%ReducedHistory
Vanguard S&P 500 Value ETF921932703ETF3,509$491.5K<0.1%−21−0.6%Reduced–
FRFirst Industrial Realty Trust IncCOM10,195$492.0K<0.1%−242−2.3%ReducedHistory
WDAYWorkday, Inc.CL A2,956$494.6K<0.1%−26,126−89.8%ReducedHistory
HPHelmerich & Payne, Inc.COM9,980$494.7K<0.1%−11−0.1%ReducedHistory
Vanguard Star FDS921909768VG TL INTL STK F9,580$495.5K<0.1%+4,568+91.1%Added–
Vanguard Malvern FDS922020805STRM INFPROIDX10,615$495.8K<0.1%−3,132−22.8%Reduced–
FCFSFirstCash Holdings, Inc.COM5,716$496.8K<0.1%00.0%UnchangedHistory
TTWOTake Two Interactive Software IncCOM4,781$497.8K<0.1%−728−13.2%ReducedHistory
MANHManhattan Associates IncStock4,120$500.2K<0.1%+185+4.7%AddedHistory
ODFLOld Dominion Freight Line, Inc.COM1,775$503.7K<0.1%−47−2.6%ReducedHistory
ALCAlcon IncStock7,371$505.3K<0.1%−92−1.2%ReducedHistory
BTZBlackRock Credit Allocation Income TrustCOM50,112$506.1K<0.1%−5,955−10.6%ReducedHistory
SAPSAP SEADR4,912$506.9K<0.1%+740+17.7%AddedHistory
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF12,500$510.1K<0.1%00.0%Unchanged–
Legg Mason ETF Invt52468L406FRANKLIN US LOW13,575$516.4K<0.1%−1,000−6.9%Reduced–
BANRBanner CorpCOM NEW8,190$517.6K<0.1%+1,684+25.9%AddedHistory
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB27,364$517.9K<0.1%−1,739−6.0%Reduced–
REGNRegeneron Pharmaceuticals, Inc.COM719$518.8K<0.1%00.0%UnchangedHistory
Global X Uranium ETF37954Y871ETF25,835$518.8K<0.1%−225−0.9%Reduced–
VGIVirtus Global Multi-Sector Income FundCOM66,965$519.0K<0.1%+15,910+31.2%AddedHistory
SPGSimon Property Group Inc.REIT4,435$521.0K<0.1%−129−2.8%ReducedHistory
iShares Russell Top 200 Growth ETF464289438ETF4,329$521.8K<0.1%−247−5.4%Reduced–
PRCHPorch Group, Inc.COM277,894$522.4K<0.1%−356,175−56.2%ReducedHistory
ONONOn Holding AGStock30,450$522.5K<0.1%−6,900−18.5%ReducedHistory
AAPAdvance Auto Parts IncCOM3,556$522.8K<0.1%+123+3.6%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF5,303$523.1K<0.1%−36−0.7%Reduced–
OXYOccidental Petroleum CorpStock8,310$523.4K<0.1%−200−2.4%ReducedHistory
EXCExelon CorpStock12,127$524.2K<0.1%+183+1.5%AddedHistory
MAAMid America Apartment Communities Inc.COM3,351$526.1K<0.1%−179−5.1%ReducedHistory
CROXCrocs, Inc.COM4,859$526.9K<0.1%+4,859NewHistory
IPGPIpg Photonics CorpCOM5,566$526.9K<0.1%−12,965−70.0%ReducedHistory
iShares U.S. Treasury Bond ETF46429B267ETF23,196$527.0K<0.1%00.0%Unchanged–
FGF&G Annuities & Life, Inc.COMMON STOCK26,354$527.3K<0.1%+26,354NewHistory
SLBSLB LimitedStock9,920$530.3K<0.1%−3,481−26.0%ReducedHistory
AXONAxon Enterprise, Inc.COM3,205$531.8K<0.1%−57−1.7%ReducedHistory
BKNGBooking Holdings Inc.Stock265$534.0K<0.1%+40+17.8%AddedHistory
iShares Tr464288851US OIL GS EX ETF5,772$536.0K<0.1%+91+1.6%Added–
EGPEastgroup Properties IncCOM3,632$537.7K<0.1%−403−10.0%ReducedHistory

Sold out since Q3 2022 (95)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Stephens Inc sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX87,035$12.9M0.3%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB310,883$6.58M0.1%–
Innovator ETFs Trust45782C508US EQTY PWR BUF216,388$6.37M0.1%–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF128,196$4.35M0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF63,317$4.18M0.1%–
TWTRTwitter, Inc.COM51,028$2.24M<0.1%History
ABMDAbiomed IncCOM6,263$1.54M<0.1%History
MOHMolina Healthcare, Inc.COM4,265$1.41M<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF48,850$1.36M<0.1%–
First Tr Exchng Traded FD VI33740F599FT VEST US EQT43,446$1.28M<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF50,231$1.26M<0.1%–
FRTFederal Realty Investment TrustSH BEN INT NEW13,655$1.23M<0.1%History
WEATTeucrium Commodity TrustWHEAT FD119,432$1.09M<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT34,974$1.07M<0.1%–
TMPTompkins Financial CorpCOM11,255$817.0K<0.1%History
Global X FDS37954Y657US PFD ETF38,846$797.0K<0.1%–
MROMarathon Oil CorpCOM34,782$785.0K<0.1%History
SRIStoneridge IncCOM45,988$779.0K<0.1%History
PLLPiedmont Lithium Inc.Stock13,441$719.0K<0.1%History
LEGLeggett & Platt IncStock21,438$712.0K<0.1%History
LNTHLantheus Holdings, Inc.Stock9,747$686.0K<0.1%History
CSIQCanadian Solar Inc.COM17,652$658.0K<0.1%History
ESEversource EnergyStock7,320$571.0K<0.1%History
ACLSAxcelis Technologies IncStock9,200$557.0K<0.1%History
ESSEssex Property Trust, Inc.COM2,235$541.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI21,325$539.0K<0.1%–
ARAntero Resources CorpCOM16,434$502.0K<0.1%History
ENVXEnovix CorpCOM26,555$487.0K<0.1%History
AERAerCap Holdings N.V.SHS11,445$484.0K<0.1%History
DOVDOVER CorpCOM4,031$470.0K<0.1%History
SIVBSVB Financial GroupCOM1,392$467.0K<0.1%History
AOSSmith A O CorpCOM9,507$462.0K<0.1%History
DDOGDatadog, Inc.CL A COM5,113$454.0K<0.1%History
Direxion Shs ETF Tr25460E307AUSPCE CMD STG14,330$427.0K<0.1%–
MCYMercury General CorpCOM14,981$426.0K<0.1%History
THWabrdn World Healthcare FundBEN INT SHS32,918$423.0K<0.1%History
SESea LtdSPONSORD ADS6,577$369.0K<0.1%History
NRGNRG Energy, Inc.Stock9,473$363.0K<0.1%History
GHGuardant Health, Inc.COM6,647$358.0K<0.1%History
CALYCallaway Golf CoCOM18,498$356.0K<0.1%History
iShares Tr464287374NORTH AMERN NAT10,219$355.0K<0.1%–
AEOAmerican Eagle Outfitters IncCOM35,769$348.0K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF9,946$347.0K<0.1%–
TRUTransUnionCOM5,825$347.0K<0.1%History
First Rep BK San Francisco C33616C100COM2,641$345.0K<0.1%–
BUSEFirst Busey CorpCOM NEW15,667$344.0K<0.1%History
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY15,525$341.0K<0.1%–
VYXNCR Voyix CorpCOM17,503$333.0K<0.1%History
BXPBXP, Inc.COM4,224$317.0K<0.1%History
WDCWestern Digital CorpCOM9,509$310.0K<0.1%History
TEAMAtlassian CorpCL A1,435$302.0K<0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF3,099$288.0K<0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY6,510$282.0K<0.1%–
Schwab International Equity ETF808524805ETF9,976$281.0K<0.1%–
Goldman Sachs ETF Tr381430206ACTIVEBETA EME10,695$276.0K<0.1%–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL5,469$275.0K<0.1%–
VACMarriott Vacations Worldwide CorpCOM2,108$257.0K<0.1%History
SLCAU.S. Silica Holdings, Inc.COM23,420$256.0K<0.1%History
NHCNational Healthcare CorpCOM4,018$255.0K<0.1%History
iShares Tr46435G318IBONDS DEC20239,800$247.0K<0.1%–
ROKURoku, IncCOM CL A4,285$242.0K<0.1%History
MARMarriott International IncStock1,697$238.0K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM18,504$229.0K<0.1%History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH1,296$227.0K<0.1%–
AIRCApartment Income REIT Corp.COM5,785$223.0K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH5,412$221.0K<0.1%History
NFENew Fortress Energy Inc.COM CL A5,000$219.0K<0.1%History
DXCDXC Technology CoStock8,768$215.0K<0.1%History
LNGCheniere Energy, Inc.COM NEW1,291$214.0K<0.1%History
CNOBConnectOne Bancorp, Inc.COM9,119$210.0K<0.1%History
CNNECannae Holdings, Inc.COM10,181$210.0K<0.1%History
SNASnap-on IncCOM1,040$209.0K<0.1%History
CLFDClearfield, Inc.COM2,000$209.0K<0.1%History
LITELumentum Holdings Inc.COM2,953$202.0K<0.1%History
UTFCohen & Steers Infrastructure Fund IncCOM8,636$201.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE10,353$187.0K<0.1%–
PINGPing Identity Holding Corp.COM5,447$153.0K<0.1%History
GTLSChart Industries IncCOM700$129.0K<0.1%History
TDFTempleton Dragon Fund IncCOM13,244$123.0K<0.1%History
SICPSilvergate Capital CorpCL A1,390$105.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999913,895$98.0K<0.1%History
SMTCSemtech CorpStock3,049$90.0K<0.1%History
SIRISirius XM Holdings Inc.COM15,427$88.0K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM10,474$79.0K<0.1%History
IMGNImmunoGen, Inc.COM10,780$52.0K<0.1%History
SOLEmeren Group LtdSPONSORED ADS10,001$50.0K<0.1%History
BIRDSmartbird, Inc.COM CL A16,567$50.0K<0.1%History
LYGLloyds Banking Group plcSPONSORED ADR20,035$36.0K<0.1%History
NINENine Energy Service, Inc.COM10,000$26.0K<0.1%History
TRUETrueCar, Inc.COM12,300$19.0K<0.1%History
OWLTOwlet, Inc.COMMON STOCK16,333$17.0K<0.1%History
PSFEPaysafe LtdORD11,500$16.0K<0.1%History
SIENProject Sage Oldco, Inc.COM18,000$12.0K<0.1%History
GYREGyre Therapeutics, Inc.COM NEW21,525$11.0K<0.1%History
COUPCoupa Software IncCOM37$2.00K<0.1%History