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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,169
−33 vs. Q3 2022
Portfolio value
$4.88B
+$197.5M (+4.2%) vs. Q3 2022
Filed
Feb 14, 2023
AmendedSEC
Holdings of Stephens Inc in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ABGAsbury Automotive Group IncCOM1,242$222.6K<0.1%−1,536−55.3%ReducedHistory
MFCManulife Financial CorpCOM12,485$222.7K<0.1%+2,217+21.6%AddedHistory
NXPINXP Semiconductors N.V.COM1,412$223.1K<0.1%−106−7.0%ReducedHistory
ATOAtmos Energy CorpCOM1,992$223.2K<0.1%−9,821−83.1%ReducedHistory
WALWestern Alliance BancorporationCOM3,748$223.2K<0.1%+139+3.9%AddedHistory
CSLCarlisle Companies IncCOM948$223.4K<0.1%+1+0.1%AddedHistory
AALAmerican Airlines Group Inc.Stock17,599$223.9K<0.1%−100−0.6%ReducedHistory
NATINational Instruments CorpCOM6,067$223.9K<0.1%−2,223−26.8%ReducedHistory
BAXBaxter International IncStock4,401$224.3K<0.1%−1,871−29.8%ReducedHistory
SPOTSpotify Technology S.A.Stock2,851$225.1K<0.1%−597−17.3%ReducedHistory
VTRVentas, Inc.REIT4,999$225.2K<0.1%−105−2.1%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF4,060$225.6K<0.1%−640−13.6%Reduced–
WPMWheaton Precious Metals Corp.COM5,783$226.0K<0.1%+5,783NewHistory
CETCentral Securities CorpCOM6,770$226.1K<0.1%+495+7.9%AddedHistory
CONNConns IncCOM32,913$226.4K<0.1%−62,454−65.5%ReducedHistory
UGIUgi CorpStock6,128$227.2K<0.1%+6,128NewHistory
PNRPENTAIR plcSHS5,066$227.9K<0.1%−6,748−57.1%ReducedHistory
ARLPAlliance Resource Partners LPStock11,257$228.7K<0.1%+24+0.2%AddedHistory
NFGNational Fuel Gas CoStock3,616$228.9K<0.1%−240−6.2%ReducedHistory
WUWestern Union COStock16,717$230.2K<0.1%−1,302−7.2%ReducedHistory
XELXcel Energy IncStock3,298$231.2K<0.1%−17,438−84.1%ReducedHistory
CIENCiena CorpCOM NEW4,545$231.7K<0.1%−1,191−20.8%ReducedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF4,590$232.0K<0.1%−2,441−34.7%Reduced–
VZIOVizio Holding Corp.CL A COM31,322$232.1K<0.1%−21,415−40.6%ReducedHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF9,595$233.1K<0.1%00.0%Unchanged–
BURLBurlington Stores, Inc.COM1,153$233.8K<0.1%+226+24.4%AddedHistory
OECOrion S.A.COM13,315$237.1K<0.1%−6,404−32.5%ReducedHistory
BENFranklin Templeton IncCOM9,003$237.5K<0.1%−41,268−82.1%ReducedHistory
TREXTrex Co IncCOM5,612$237.6K<0.1%−2,025−26.5%ReducedHistory
Invesco Exchange Traded FD T46137V621FINL PFD ETF16,515$237.8K<0.1%−1,200−6.8%Reduced–
Pacer FDS Tr69374H741DATA AND INFRAST8,225$238.7K<0.1%−99−1.2%Reduced–
NUVNuveen Municipal Value Fund IncCOM28,000$240.8K<0.1%−2,130−7.1%ReducedHistory
LNCLincoln National CorpCOM7,846$241.0K<0.1%−356−4.3%ReducedHistory
JDJD.com, Inc.SPON ADS CL A4,302$241.5K<0.1%−3,705−46.3%ReducedHistory
iShares Tr46429B291A RATE CP BD ETF5,261$243.7K<0.1%00.0%Unchanged–
SITESiteOne Landscape Supply, Inc.COM2,079$243.9K<0.1%−12−0.6%ReducedHistory
MTCHMatch Group, Inc.COM5,889$244.3K<0.1%−1,712−22.5%ReducedHistory
OHIOmega Healthcare Investors IncCOM8,748$244.5K<0.1%+419+5.0%AddedHistory
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL1,558$244.7K<0.1%−34,890−95.7%Reduced–
SONYSony Group CorpSPONSORED ADR3,220$245.6K<0.1%−663−17.1%ReducedHistory
TMToyota Motor CorpADS1,802$246.1K<0.1%−592−24.7%ReducedHistory
DARDarling Ingredients Inc.COM3,946$247.0K<0.1%+500+14.5%AddedHistory
CPCanadian Pacific Kansas City LtdCOM3,312$247.0K<0.1%−184−5.3%ReducedHistory
iShares Tr464288786U.S. INSRNCE ETF2,703$247.1K<0.1%+14+0.5%Added–
INVHInvitation Homes Inc.COM8,355$247.6K<0.1%−107−1.3%ReducedHistory
Vanguard Industrials ETF92204A603ETF1,358$248.0K<0.1%+75+5.8%Added–
HXLHexcel CorpCOM4,217$248.2K<0.1%−559−11.7%ReducedHistory
HNVRHanover Bancorp, Inc.COM NEW12,180$248.3K<0.1%−470−3.7%ReducedHistory
iShares Tr464288182MSCI AC ASIA ETF3,852$249.6K<0.1%−414−9.7%Reduced–
TSLXSixth Street Specialty Lending, Inc.COM14,025$249.6K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33739Q507SSI STRG ETF7,910$250.7K<0.1%00.0%Unchanged–
East Res Acquisition Co274681204UNIT 07/01/202725,000$251.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,743$251.7K<0.1%+20.0%Added–
MTZMastec IncCOM2,954$252.1K<0.1%+2,954NewHistory
Global X FDS37954Y848GLOBAL X SILVER8,978$252.9K<0.1%−1,435−13.8%Reduced–
WMGWarner Music Group Corp.COM CL A7,234$253.3K<0.1%00.0%UnchangedHistory
CUBECubeSmartREIT6,308$253.9K<0.1%+136+2.2%AddedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF9,005$254.2K<0.1%−698−7.2%Reduced–
DHIHorton D R IncCOM2,862$255.1K<0.1%−603−17.4%ReducedHistory
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD9,990$256.8K<0.1%−100−1.0%Reduced–
CCJCameco CorpStock11,373$257.8K<0.1%−55−0.5%ReducedHistory
WSTWest Pharmaceutical Services IncCOM1,096$257.9K<0.1%−889−44.8%ReducedHistory
WECWec Energy Group, Inc.Stock2,763$259.1K<0.1%−18−0.6%ReducedHistory
ANETArista Networks, Inc.COM2,135$259.1K<0.1%−25−1.2%ReducedHistory
SNPSSynopsys IncCOM813$259.6K<0.1%00.0%UnchangedHistory
WHRWhirlpool CorpStock1,841$260.5K<0.1%−47−2.5%ReducedHistory
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG6,039$261.1K<0.1%+6,039New–
JJacobs Solutions Inc.COM2,181$261.9K<0.1%−361−14.2%ReducedHistory
GLOBGlobant S.A.COM1,563$262.8K<0.1%−32−2.0%ReducedHistory
SBACSba Communications CorpCL A943$264.3K<0.1%−23−2.4%ReducedHistory
IONSIonis Pharmaceuticals IncCOM7,003$264.5K<0.1%−2,122−23.3%ReducedHistory
NTRNutrien Ltd.COM3,623$264.6K<0.1%−270−6.9%ReducedHistory
SPSCSPS Commerce IncCOM2,063$265.0K<0.1%00.0%UnchangedHistory
PBProsperity Bancshares IncCOM3,649$265.2K<0.1%−468−11.4%ReducedHistory
iShares Tr464288281JPMORGAN USD EMG3,160$267.3K<0.1%−6,108−65.9%Reduced–
VanEck Vectors ETF Tr92189F593MORNINGSTAR INTL9,282$268.6K<0.1%−253−2.7%Reduced–
CEMClearBridge MLP & Midstream Fund Inc.COM8,062$269.0K<0.1%+327+4.2%AddedHistory
GGGGraco IncCOM4,004$269.3K<0.1%−18−0.4%ReducedHistory
DOCHealthpeak Properties, Inc.COM10,758$269.7K<0.1%+203+1.9%AddedHistory
MMSMaximus, Inc.COM3,686$270.3K<0.1%−45−1.2%ReducedHistory
MGPIMGP Ingredients IncCOM2,542$270.4K<0.1%00.0%UnchangedHistory
TRIThomson Reuters CorpCOM NEW2,371$270.5K<0.1%−3−0.1%ReducedHistory
FTAIFTAI Aviation Ltd.SHS15,806$270.6K<0.1%00.0%UnchangedHistory
CHTRCharter Communications, Inc.CL A798$270.6K<0.1%+33+4.3%AddedHistory
PNFPPinnacle Financial Partners, Inc.COM3,693$271.1K<0.1%−8,081−68.6%ReducedHistory
LVSLas Vegas Sands CorpCOM5,662$272.2K<0.1%+5,662NewHistory
CNCCentene CorpStock3,325$272.7K<0.1%+5+0.2%AddedHistory
SWKSSkyworks Solutions, Inc.Stock2,995$273.0K<0.1%+357+13.5%AddedHistory
iShares Global Clean Energy ETF464288224ETF13,793$273.8K<0.1%−2,251−14.0%Reduced–
CHDNChurchill Downs IncCOM1,300$274.9K<0.1%00.0%UnchangedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM21,732$274.9K<0.1%00.0%UnchangedHistory
FLEXFlex Ltd.Stock12,815$275.0K<0.1%−2,827−18.1%ReducedHistory
HQYHealthequity, Inc.COM4,499$277.3K<0.1%−214−4.5%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J635INVSCO BLSH 2612,395$279.1K<0.1%−1,440−10.4%Reduced–
AZPNAspen Technology, Inc.COM1,359$279.1K<0.1%00.0%UnchangedHistory
PCHPotlatchdeltic CorpCOM6,348$279.2K<0.1%+52+0.8%AddedHistory
WESTWestrock Coffee CoCOM20,907$279.3K<0.1%−85,743−80.4%ReducedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD22,823$280.7K<0.1%+460+2.1%AddedHistory
DSEYDiversey Holdings, Ltd.ORD SHS66,265$282.3K<0.1%00.0%UnchangedHistory
STWDStarwood Property Trust, Inc.COM15,404$282.4K<0.1%−70.0%ReducedHistory

Sold out since Q3 2022 (95)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Stephens Inc sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX87,035$12.9M0.3%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB310,883$6.58M0.1%–
Innovator ETFs Trust45782C508US EQTY PWR BUF216,388$6.37M0.1%–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF128,196$4.35M0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF63,317$4.18M0.1%–
TWTRTwitter, Inc.COM51,028$2.24M<0.1%History
ABMDAbiomed IncCOM6,263$1.54M<0.1%History
MOHMolina Healthcare, Inc.COM4,265$1.41M<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF48,850$1.36M<0.1%–
First Tr Exchng Traded FD VI33740F599FT VEST US EQT43,446$1.28M<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF50,231$1.26M<0.1%–
FRTFederal Realty Investment TrustSH BEN INT NEW13,655$1.23M<0.1%History
WEATTeucrium Commodity TrustWHEAT FD119,432$1.09M<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT34,974$1.07M<0.1%–
TMPTompkins Financial CorpCOM11,255$817.0K<0.1%History
Global X FDS37954Y657US PFD ETF38,846$797.0K<0.1%–
MROMarathon Oil CorpCOM34,782$785.0K<0.1%History
SRIStoneridge IncCOM45,988$779.0K<0.1%History
PLLPiedmont Lithium Inc.Stock13,441$719.0K<0.1%History
LEGLeggett & Platt IncStock21,438$712.0K<0.1%History
LNTHLantheus Holdings, Inc.Stock9,747$686.0K<0.1%History
CSIQCanadian Solar Inc.COM17,652$658.0K<0.1%History
ESEversource EnergyStock7,320$571.0K<0.1%History
ACLSAxcelis Technologies IncStock9,200$557.0K<0.1%History
ESSEssex Property Trust, Inc.COM2,235$541.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI21,325$539.0K<0.1%–
ARAntero Resources CorpCOM16,434$502.0K<0.1%History
ENVXEnovix CorpCOM26,555$487.0K<0.1%History
AERAerCap Holdings N.V.SHS11,445$484.0K<0.1%History
DOVDOVER CorpCOM4,031$470.0K<0.1%History
SIVBSVB Financial GroupCOM1,392$467.0K<0.1%History
AOSSmith A O CorpCOM9,507$462.0K<0.1%History
DDOGDatadog, Inc.CL A COM5,113$454.0K<0.1%History
Direxion Shs ETF Tr25460E307AUSPCE CMD STG14,330$427.0K<0.1%–
MCYMercury General CorpCOM14,981$426.0K<0.1%History
THWabrdn World Healthcare FundBEN INT SHS32,918$423.0K<0.1%History
SESea LtdSPONSORD ADS6,577$369.0K<0.1%History
NRGNRG Energy, Inc.Stock9,473$363.0K<0.1%History
GHGuardant Health, Inc.COM6,647$358.0K<0.1%History
CALYCallaway Golf CoCOM18,498$356.0K<0.1%History
iShares Tr464287374NORTH AMERN NAT10,219$355.0K<0.1%–
AEOAmerican Eagle Outfitters IncCOM35,769$348.0K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF9,946$347.0K<0.1%–
TRUTransUnionCOM5,825$347.0K<0.1%History
First Rep BK San Francisco C33616C100COM2,641$345.0K<0.1%–
BUSEFirst Busey CorpCOM NEW15,667$344.0K<0.1%History
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY15,525$341.0K<0.1%–
VYXNCR Voyix CorpCOM17,503$333.0K<0.1%History
BXPBXP, Inc.COM4,224$317.0K<0.1%History
WDCWestern Digital CorpCOM9,509$310.0K<0.1%History
TEAMAtlassian CorpCL A1,435$302.0K<0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF3,099$288.0K<0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY6,510$282.0K<0.1%–
Schwab International Equity ETF808524805ETF9,976$281.0K<0.1%–
Goldman Sachs ETF Tr381430206ACTIVEBETA EME10,695$276.0K<0.1%–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL5,469$275.0K<0.1%–
VACMarriott Vacations Worldwide CorpCOM2,108$257.0K<0.1%History
SLCAU.S. Silica Holdings, Inc.COM23,420$256.0K<0.1%History
NHCNational Healthcare CorpCOM4,018$255.0K<0.1%History
iShares Tr46435G318IBONDS DEC20239,800$247.0K<0.1%–
ROKURoku, IncCOM CL A4,285$242.0K<0.1%History
MARMarriott International IncStock1,697$238.0K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM18,504$229.0K<0.1%History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH1,296$227.0K<0.1%–
AIRCApartment Income REIT Corp.COM5,785$223.0K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH5,412$221.0K<0.1%History
NFENew Fortress Energy Inc.COM CL A5,000$219.0K<0.1%History
DXCDXC Technology CoStock8,768$215.0K<0.1%History
LNGCheniere Energy, Inc.COM NEW1,291$214.0K<0.1%History
CNOBConnectOne Bancorp, Inc.COM9,119$210.0K<0.1%History
CNNECannae Holdings, Inc.COM10,181$210.0K<0.1%History
SNASnap-on IncCOM1,040$209.0K<0.1%History
CLFDClearfield, Inc.COM2,000$209.0K<0.1%History
LITELumentum Holdings Inc.COM2,953$202.0K<0.1%History
UTFCohen & Steers Infrastructure Fund IncCOM8,636$201.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE10,353$187.0K<0.1%–
PINGPing Identity Holding Corp.COM5,447$153.0K<0.1%History
GTLSChart Industries IncCOM700$129.0K<0.1%History
TDFTempleton Dragon Fund IncCOM13,244$123.0K<0.1%History
SICPSilvergate Capital CorpCL A1,390$105.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999913,895$98.0K<0.1%History
SMTCSemtech CorpStock3,049$90.0K<0.1%History
SIRISirius XM Holdings Inc.COM15,427$88.0K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM10,474$79.0K<0.1%History
IMGNImmunoGen, Inc.COM10,780$52.0K<0.1%History
SOLEmeren Group LtdSPONSORED ADS10,001$50.0K<0.1%History
BIRDSmartbird, Inc.COM CL A16,567$50.0K<0.1%History
LYGLloyds Banking Group plcSPONSORED ADR20,035$36.0K<0.1%History
NINENine Energy Service, Inc.COM10,000$26.0K<0.1%History
TRUETrueCar, Inc.COM12,300$19.0K<0.1%History
OWLTOwlet, Inc.COMMON STOCK16,333$17.0K<0.1%History
PSFEPaysafe LtdORD11,500$16.0K<0.1%History
SIENProject Sage Oldco, Inc.COM18,000$12.0K<0.1%History
GYREGyre Therapeutics, Inc.COM NEW21,525$11.0K<0.1%History
COUPCoupa Software IncCOM37$2.00K<0.1%History