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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,169
−33 vs. Q3 2022
Portfolio value
$4.88B
+$197.5M (+4.2%) vs. Q3 2022
Filed
Feb 14, 2023
AmendedSEC
Holdings of Stephens Inc in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
NEONeogenomics IncCOM NEW11,758$108.6K<0.1%+75+0.6%AddedHistory
PROPROS Holdings, Inc.COM4,559$110.6K<0.1%−1,656−26.6%ReducedHistory
NIMNuveen Select Maturities Municipal FundSH BEN INT12,700$115.1K<0.1%+12,700NewHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS12,705$115.9K<0.1%+50+0.4%AddedHistory
GELGenesis Energy LPUNIT LTD PARTN11,443$116.8K<0.1%+19+0.2%AddedHistory
BFAMBright Horizons Family Solutions Inc.COM1,866$117.7K<0.1%+19+1.0%AddedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM10,859$117.9K<0.1%+10,859NewHistory
DKNGDraftKings Inc.Stock10,451$119.0K<0.1%−10,454−50.0%ReducedHistory
LGNDLigand Pharmaceuticals IncCOM NEW1,783$119.1K<0.1%00.0%UnchangedHistory
LOGCContextLogic Inc.COM CL A247,148$120.5K<0.1%00.0%UnchangedHistory
CGNTCognyte Software Ltd.ORD SHS38,950$121.1K<0.1%−3,800−8.9%ReducedHistory
Pioneer Nat Res Co723787AP2NOTE 0.250% 5/152,000$121.3K<0.1%00.0%Unchanged–
AIFApollo Tactical Income Fund Inc.COM10,400$126.0K<0.1%+10,400NewHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER15,375$126.7K<0.1%00.0%UnchangedHistory
Advisorshares Tr00768Y453PURE US CANN ETF18,300$127.9K<0.1%+18,300New–
ICLICL Group Ltd.SHS17,500$127.9K<0.1%+2,800+19.0%AddedHistory
DECKDeckers Outdoor CorpCOM321$128.1K<0.1%+9+2.9%AddedHistory
TERTeradyne, IncStock1,468$128.2K<0.1%00.0%UnchangedHistory
RVLVRevolve Group, Inc.CL A5,782$128.7K<0.1%00.0%UnchangedHistory
NMFCNew Mountain Finance CorpCOM10,500$129.9K<0.1%00.0%UnchangedHistory
MODNModel N, Inc.COM3,204$130.0K<0.1%+1,190+59.1%AddedHistory
BCPCBalchem CorpCOM1,078$131.6K<0.1%00.0%UnchangedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A10,995$136.8K<0.1%+38+0.3%AddedHistory
MPTMedical Properties Trust IncCOM12,577$140.1K<0.1%−36,712−74.5%ReducedHistory
PBPBPotbelly CorpCOM25,185$140.3K<0.1%00.0%UnchangedHistory
PRPermian Resources CorpCLASS A COM15,000$141.0K<0.1%00.0%UnchangedHistory
AVAVAeroVironment IncCOM1,679$143.8K<0.1%+678+67.7%AddedHistory
ESRTEmpire State Realty Trust, Inc.CL A21,385$144.1K<0.1%+4,482+26.5%AddedHistory
OMCLOmnicell, Inc.COM2,877$145.1K<0.1%−984−25.5%ReducedHistory
EXELExelixis, Inc.COM9,046$145.1K<0.1%00.0%UnchangedHistory
PSECProspect Capital CorpCOM20,917$146.2K<0.1%+1,000+5.0%AddedHistory
GWREGuidewire Software, Inc.COM2,342$146.5K<0.1%+273+13.2%AddedHistory
STEWSRH Total Return Fund, Inc.COM11,583$147.1K<0.1%00.0%UnchangedHistory
CGNXCognex CorpCOM3,195$150.5K<0.1%00.0%UnchangedHistory
NICENICE Ltd.SPONSORED ADR803$154.4K<0.1%−119−12.9%ReducedHistory
FIVNFive9, Inc.COM2,287$155.2K<0.1%+162+7.6%AddedHistory
PRAAPra Group IncCOM4,625$156.2K<0.1%00.0%UnchangedHistory
POOLPool CorpCOM536$162.0K<0.1%+18+3.5%AddedHistory
PCGPG&E CorpStock10,030$163.1K<0.1%+10,030NewHistory
HALOHalozyme Therapeutics, Inc.COM2,899$165.0K<0.1%00.0%UnchangedHistory
BGTBlackRock Floating Rate Income TrustCOM15,095$165.1K<0.1%00.0%UnchangedHistory
Yamana Gold Inc98462Y100COM29,761$165.2K<0.1%00.0%Unchanged–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD11,188$165.4K<0.1%−1,582,259−99.3%Reduced–
SDCSmileDirectClub, Inc.CL A COM471,208$166.0K<0.1%−42,500−8.3%ReducedHistory
MRCCMonroe Capital CorpCOM19,919$170.1K<0.1%−4,898−19.7%ReducedHistory
FIVEFive Below, IncCOM971$171.7K<0.1%00.0%UnchangedHistory
UNITUniti Group Inc.COM31,224$172.7K<0.1%+130+0.4%AddedHistory
BCSBarclays PLCADR22,141$172.7K<0.1%+857+4.0%AddedHistory
NOANorth American Construction Group Ltd.COM13,139$175.7K<0.1%−1,789−12.0%ReducedHistory
DOLEDole plcORD SHS18,274$176.3K<0.1%−2,483−12.0%ReducedHistory
HSICHenry Schein IncCOM2,253$179.9K<0.1%−3−0.1%ReducedHistory
VNOMViper Energy, Inc.COM UNT RP INT5,713$181.6K<0.1%+5,213+1,042.6%AddedHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR22,804$182.9K<0.1%+4,356+23.6%AddedHistory
RITMRithm Capital Corp.REIT23,195$189.5K<0.1%+240+1.0%AddedHistory
NFJVirtus Dividend, Interest & Premium Strategy FundCOM16,838$189.9K<0.1%+4,188+33.1%AddedHistory
HSTHost Hotels & Resorts, Inc.COM11,842$190.1K<0.1%−558−4.5%ReducedHistory
SWNSouthwestern Energy CoCOM32,662$191.1K<0.1%+92+0.3%AddedHistory
BOXBox IncCL A6,302$196.2K<0.1%−109−1.7%ReducedHistory
UBSUBS Group AGStock10,518$196.4K<0.1%00.0%UnchangedHistory
HQLabrdn Life Sciences InvestorsSH BEN INT13,925$197.9K<0.1%−77,220−84.7%ReducedHistory
MSCIMSCI Inc.Stock435$202.3K<0.1%−122−21.9%ReducedHistory
SRPTSarepta Therapeutics, Inc.COM1,562$202.4K<0.1%+1,562NewHistory
RVTRoyce Small-Cap Trust, Inc.COM15,338$203.4K<0.1%−1,439−8.6%ReducedHistory
CHEFChefs' Warehouse, Inc.COM6,120$203.7K<0.1%+1,500+32.5%AddedHistory
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC2,800$203.7K<0.1%+2,800New–
Global X FDS37954Y830GLOBAL X COPPER5,760$204.1K<0.1%+5,760New–
ITTItt Inc.COM2,519$204.3K<0.1%+2,519NewHistory
EMOClearBridge Energy Midstream Opportunity Fund Inc.COM7,144$204.3K<0.1%−1,493−17.3%ReducedHistory
Flagstar Bank, National Association649445103COM23,799$204.7K<0.1%+472+2.0%Added–
AAgilent Technologies, Inc.COM1,368$204.7K<0.1%+1,368NewHistory
OLNOLIN CorpStock3,888$205.8K<0.1%+3,888NewHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT15,400$206.7K<0.1%00.0%UnchangedHistory
HOLXHologic IncCOM2,768$207.1K<0.1%−553−16.7%ReducedHistory
EXKEndeavour Silver CorpCOM64,000$207.4K<0.1%+64,000NewHistory
APAAPA CorpStock4,453$207.9K<0.1%+4,453NewHistory
KIOKKR Income Opportunities FundCOM18,903$208.1K<0.1%00.0%UnchangedHistory
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST2,908$208.2K<0.1%−18,278−86.3%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF3,389$208.9K<0.1%−533−13.6%Reduced–
TEITempleton Emerging Markets Income FundCOM38,168$209.5K<0.1%−4,516−10.6%ReducedHistory
RBARB Global Inc.COM3,639$210.4K<0.1%−2,728−42.8%ReducedHistory
DCIDonaldson Co IncStock3,578$210.6K<0.1%+3,578NewHistory
VWEVintage Wine Estates, Inc.COM64,650$210.8K<0.1%−68−0.1%ReducedHistory
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,225$211.6K<0.1%+4,225New–
ARWArrow Electronics, Inc.COM2,028$212.1K<0.1%+2,028NewHistory
ROADConstruction Partners, Inc.COM CL A8,000$213.5K<0.1%−1,250−13.5%ReducedHistory
Vanguard S&P 500 Growth ETF921932505ETF1,015$214.1K<0.1%00.0%Unchanged–
RACEFerrari N.V.COM1,000$214.2K<0.1%+1,000NewHistory
MTBM&T Bank CorpCOM1,482$215.0K<0.1%−4,168−73.8%ReducedHistory
Nextera Energy Inc65339F770UNIT 99/99/99994,246$215.3K<0.1%−6,620−60.9%Reduced–
TWOU2U, LLCCOM34,338$215.3K<0.1%00.0%UnchangedHistory
WSRWhitestone REITCOM22,402$216.0K<0.1%00.0%UnchangedHistory
CNPCenterpoint Energy IncCOM7,244$217.2K<0.1%+6+0.1%AddedHistory
GATXGatx CorpCOM2,046$217.6K<0.1%+2,046NewHistory
CADECadence BancorporationEQUITY US CM8,865$218.6K<0.1%−13,911−61.1%ReducedHistory
HRBH&R Block IncCOM6,000$219.1K<0.1%00.0%UnchangedHistory
ADCAgree Realty CorpCOM3,093$219.4K<0.1%−428−12.2%ReducedHistory
iShares Tr46434V4070-5YR HI YL CP5,384$220.2K<0.1%00.0%Unchanged–
NEOGNeogen CorpCOM14,568$221.9K<0.1%−3,047−17.3%ReducedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF4,876$222.0K<0.1%00.0%Unchanged–
Boston Scientific Corp1011372065.50% CNV PFD A1,935$222.2K<0.1%−100−4.9%Reduced–

Sold out since Q3 2022 (95)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Stephens Inc sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX87,035$12.9M0.3%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB310,883$6.58M0.1%–
Innovator ETFs Trust45782C508US EQTY PWR BUF216,388$6.37M0.1%–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF128,196$4.35M0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF63,317$4.18M0.1%–
TWTRTwitter, Inc.COM51,028$2.24M<0.1%History
ABMDAbiomed IncCOM6,263$1.54M<0.1%History
MOHMolina Healthcare, Inc.COM4,265$1.41M<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF48,850$1.36M<0.1%–
First Tr Exchng Traded FD VI33740F599FT VEST US EQT43,446$1.28M<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF50,231$1.26M<0.1%–
FRTFederal Realty Investment TrustSH BEN INT NEW13,655$1.23M<0.1%History
WEATTeucrium Commodity TrustWHEAT FD119,432$1.09M<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT34,974$1.07M<0.1%–
TMPTompkins Financial CorpCOM11,255$817.0K<0.1%History
Global X FDS37954Y657US PFD ETF38,846$797.0K<0.1%–
MROMarathon Oil CorpCOM34,782$785.0K<0.1%History
SRIStoneridge IncCOM45,988$779.0K<0.1%History
PLLPiedmont Lithium Inc.Stock13,441$719.0K<0.1%History
LEGLeggett & Platt IncStock21,438$712.0K<0.1%History
LNTHLantheus Holdings, Inc.Stock9,747$686.0K<0.1%History
CSIQCanadian Solar Inc.COM17,652$658.0K<0.1%History
ESEversource EnergyStock7,320$571.0K<0.1%History
ACLSAxcelis Technologies IncStock9,200$557.0K<0.1%History
ESSEssex Property Trust, Inc.COM2,235$541.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI21,325$539.0K<0.1%–
ARAntero Resources CorpCOM16,434$502.0K<0.1%History
ENVXEnovix CorpCOM26,555$487.0K<0.1%History
AERAerCap Holdings N.V.SHS11,445$484.0K<0.1%History
DOVDOVER CorpCOM4,031$470.0K<0.1%History
SIVBSVB Financial GroupCOM1,392$467.0K<0.1%History
AOSSmith A O CorpCOM9,507$462.0K<0.1%History
DDOGDatadog, Inc.CL A COM5,113$454.0K<0.1%History
Direxion Shs ETF Tr25460E307AUSPCE CMD STG14,330$427.0K<0.1%–
MCYMercury General CorpCOM14,981$426.0K<0.1%History
THWabrdn World Healthcare FundBEN INT SHS32,918$423.0K<0.1%History
SESea LtdSPONSORD ADS6,577$369.0K<0.1%History
NRGNRG Energy, Inc.Stock9,473$363.0K<0.1%History
GHGuardant Health, Inc.COM6,647$358.0K<0.1%History
CALYCallaway Golf CoCOM18,498$356.0K<0.1%History
iShares Tr464287374NORTH AMERN NAT10,219$355.0K<0.1%–
AEOAmerican Eagle Outfitters IncCOM35,769$348.0K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF9,946$347.0K<0.1%–
TRUTransUnionCOM5,825$347.0K<0.1%History
First Rep BK San Francisco C33616C100COM2,641$345.0K<0.1%–
BUSEFirst Busey CorpCOM NEW15,667$344.0K<0.1%History
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY15,525$341.0K<0.1%–
VYXNCR Voyix CorpCOM17,503$333.0K<0.1%History
BXPBXP, Inc.COM4,224$317.0K<0.1%History
WDCWestern Digital CorpCOM9,509$310.0K<0.1%History
TEAMAtlassian CorpCL A1,435$302.0K<0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF3,099$288.0K<0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY6,510$282.0K<0.1%–
Schwab International Equity ETF808524805ETF9,976$281.0K<0.1%–
Goldman Sachs ETF Tr381430206ACTIVEBETA EME10,695$276.0K<0.1%–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL5,469$275.0K<0.1%–
VACMarriott Vacations Worldwide CorpCOM2,108$257.0K<0.1%History
SLCAU.S. Silica Holdings, Inc.COM23,420$256.0K<0.1%History
NHCNational Healthcare CorpCOM4,018$255.0K<0.1%History
iShares Tr46435G318IBONDS DEC20239,800$247.0K<0.1%–
ROKURoku, IncCOM CL A4,285$242.0K<0.1%History
MARMarriott International IncStock1,697$238.0K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM18,504$229.0K<0.1%History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH1,296$227.0K<0.1%–
AIRCApartment Income REIT Corp.COM5,785$223.0K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH5,412$221.0K<0.1%History
NFENew Fortress Energy Inc.COM CL A5,000$219.0K<0.1%History
DXCDXC Technology CoStock8,768$215.0K<0.1%History
LNGCheniere Energy, Inc.COM NEW1,291$214.0K<0.1%History
CNOBConnectOne Bancorp, Inc.COM9,119$210.0K<0.1%History
CNNECannae Holdings, Inc.COM10,181$210.0K<0.1%History
SNASnap-on IncCOM1,040$209.0K<0.1%History
CLFDClearfield, Inc.COM2,000$209.0K<0.1%History
LITELumentum Holdings Inc.COM2,953$202.0K<0.1%History
UTFCohen & Steers Infrastructure Fund IncCOM8,636$201.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE10,353$187.0K<0.1%–
PINGPing Identity Holding Corp.COM5,447$153.0K<0.1%History
GTLSChart Industries IncCOM700$129.0K<0.1%History
TDFTempleton Dragon Fund IncCOM13,244$123.0K<0.1%History
SICPSilvergate Capital CorpCL A1,390$105.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999913,895$98.0K<0.1%History
SMTCSemtech CorpStock3,049$90.0K<0.1%History
SIRISirius XM Holdings Inc.COM15,427$88.0K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM10,474$79.0K<0.1%History
IMGNImmunoGen, Inc.COM10,780$52.0K<0.1%History
SOLEmeren Group LtdSPONSORED ADS10,001$50.0K<0.1%History
BIRDSmartbird, Inc.COM CL A16,567$50.0K<0.1%History
LYGLloyds Banking Group plcSPONSORED ADR20,035$36.0K<0.1%History
NINENine Energy Service, Inc.COM10,000$26.0K<0.1%History
TRUETrueCar, Inc.COM12,300$19.0K<0.1%History
OWLTOwlet, Inc.COMMON STOCK16,333$17.0K<0.1%History
PSFEPaysafe LtdORD11,500$16.0K<0.1%History
SIENProject Sage Oldco, Inc.COM18,000$12.0K<0.1%History
GYREGyre Therapeutics, Inc.COM NEW21,525$11.0K<0.1%History
COUPCoupa Software IncCOM37$2.00K<0.1%History