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Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 4, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
1,319
−26 vs. Q4 2021
Portfolio value
$6.13B
−$476.0M (−7.2%) vs. Q4 2021
Filed
May 4, 2022
SEC
Holdings of Stephens Inc in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Cyberark Software LtdM2682V108SHS680$115.0K<0.1%00.0%Unchanged–
HALOHalozyme Therapeutics, Inc.COM2,899$116.0K<0.1%+369+14.6%AddedHistory
Farfetch Ltd30744W107ORD SH CL A7,660$116.0K<0.1%+4,167+119.3%Added–
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR18,657$117.0K<0.1%−5,385−22.4%ReducedHistory
OWLTOwlet, Inc.COMMON STOCK26,408$118.0K<0.1%+900+3.5%AddedHistory
COTYCoty Inc.COM CL A13,360$120.0K<0.1%+2,621+24.4%AddedHistory
FIVEFive Below, IncCOM782$124.0K<0.1%−76−8.9%ReducedHistory
GABGabelli Equity Trust IncCOM17,973$125.0K<0.1%00.0%UnchangedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS13,415$126.0K<0.1%+13,415NewHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A10,939$126.0K<0.1%−1,759−13.9%ReducedHistory
GELGenesis Energy LPUNIT LTD PARTN11,385$133.0K<0.1%−713−5.9%ReducedHistory
Pioneer Nat Res Co723787AP2NOTE 0.250% 5/156,000$133.0K<0.1%+20,000+55.6%Added–
RPCRidgepost Capital, Inc.CL A COM11,200$136.0K<0.1%−1,100−8.9%ReducedHistory
HYIWestern Asset High Yield Opportunity Fund Inc.COM10,000$139.0K<0.1%00.0%UnchangedHistory
PSECProspect Capital CorpCOM16,916$140.0K<0.1%+2,500+17.3%AddedHistory
BCSBarclays PLCADR18,196$144.0K<0.1%+2,315+14.6%AddedHistory
MTGMgic Investment CorpCOM10,798$146.0K<0.1%−3,113−22.4%ReducedHistory
SIRISirius XM Holdings Inc.COM22,761$151.0K<0.1%−3,750−14.1%ReducedHistory
NUVANuvasive IncCOM2,724$154.0K<0.1%+171+6.7%AddedHistory
NUVNuveen Municipal Value Fund IncCOM16,300$156.0K<0.1%+16,300NewHistory
CHEFChefs' Warehouse, Inc.COM4,905$160.0K<0.1%+4,905NewHistory
BCPCBalchem CorpCOM1,170$160.0K<0.1%+72+6.6%AddedHistory
Yamana Gold Inc98462Y100COM29,761$166.0K<0.1%00.0%Unchanged–
NLYAnnaly Capital Management IncCOM23,839$168.0K<0.1%+575+2.5%AddedHistory
PBPBPotbelly CorpCOM25,185$169.0K<0.1%00.0%UnchangedHistory
OWLBlue Owl Capital Inc.COM CL A13,467$171.0K<0.1%+13,467NewHistory
STEWSRH Total Return Fund, Inc.COM11,583$172.0K<0.1%00.0%UnchangedHistory
HQLabrdn Life Sciences InvestorsSH BEN INT10,428$172.0K<0.1%−55,139−84.1%ReducedHistory
SKTTanger Inc.COM10,000$172.0K<0.1%+10,000NewHistory
ICLICL Group Ltd.SHS14,700$177.0K<0.1%−5,300−26.5%ReducedHistory
EVVEaton Vance Ltd Duration Income FundCOM16,160$189.0K<0.1%+4,785+42.1%AddedHistory
AALAmerican Airlines Group Inc.Stock10,399$190.0K<0.1%−150−1.4%ReducedHistory
BGTBlackRock Floating Rate Income TrustCOM15,095$192.0K<0.1%00.0%UnchangedHistory
USXUS Xpress Enterprises IncCOM CL A49,874$194.0K<0.1%+2,800+5.9%AddedHistory
PRAAPra Group IncCOM4,406$199.0K<0.1%+108+2.5%AddedHistory
GLOClough Global Opportunities FundSH BEN INT21,182$199.0K<0.1%+195+0.9%AddedHistory
KMXCarMax IncCOM2,079$201.0K<0.1%+2,079NewHistory
iShares Tr46435G102CONV BD ETF2,418$201.0K<0.1%00.0%Unchanged–
CHDChurch & Dwight Co IncCOM2,036$202.0K<0.1%−113−5.3%ReducedHistory
OMCOmnicom Group Inc.COM2,385$202.0K<0.1%−3,255−57.7%ReducedHistory
NOANorth American Construction Group Ltd.COM14,089$203.0K<0.1%−525−3.6%ReducedHistory
PROPROS Holdings, Inc.COM6,094$203.0K<0.1%−52−0.8%ReducedHistory
SIXSix Flags Entertainment CorpCOM4,663$203.0K<0.1%+4,663NewHistory
iShares Inc464286392MSCI WORLD ETF1,590$204.0K<0.1%+1,590New–
MOSMosaic CoCOM3,067$204.0K<0.1%+3,067NewHistory
SPDR Series Trust78468R531SPDR S&P 500 ESG4,700$204.0K<0.1%00.0%Unchanged–
GWREGuidewire Software, Inc.COM2,164$205.0K<0.1%+115+5.6%AddedHistory
HSICHenry Schein IncCOM2,355$205.0K<0.1%+125+5.6%AddedHistory
NEONeogenomics IncCOM NEW16,943$206.0K<0.1%−4,503−21.0%ReducedHistory
DOCSDoximity, Inc.CL A3,967$207.0K<0.1%+3,967NewHistory
VZIOVizio Holding Corp.CL A COM23,422$208.0K<0.1%+23,422NewHistory
PRGPROG Holdings, Inc.Stock7,269$209.0K<0.1%+1,090+17.6%AddedHistory
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC2,473$209.0K<0.1%+3+0.1%Added–
BURLBurlington Stores, Inc.COM1,147$209.0K<0.1%+176+18.1%AddedHistory
NWLNewell Brands Inc.Stock9,787$210.0K<0.1%+568+6.2%AddedHistory
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD4,237$210.0K<0.1%−49,239−92.1%Reduced–
HFROHighland Opportunities & Income FundHIGHLAND INCOME17,570$210.0K<0.1%00.0%UnchangedHistory
DELLDell Technologies Inc.Stock4,204$211.0K<0.1%−321−7.1%ReducedHistory
BKIBlack Knight, Inc.COM3,635$211.0K<0.1%+1,182+48.2%AddedHistory
ProShares Tr74347B425SHORT S&P 500 NE15,000$211.0K<0.1%+15,000New–
LGNDLigand Pharmaceuticals IncCOM NEW1,886$212.0K<0.1%−234−11.0%ReducedHistory
NHCNational Healthcare CorpCOM3,018$212.0K<0.1%00.0%UnchangedHistory
BRKRBruker CorpCOM3,310$213.0K<0.1%+642+24.1%AddedHistory
NFENew Fortress Energy Inc.COM CL A5,000$213.0K<0.1%+5,000NewHistory
EXASExact Sciences CorpCOM3,041$213.0K<0.1%00.0%UnchangedHistory
LESLLeslie's, Inc.COM11,020$213.0K<0.1%+1,959+21.6%AddedHistory
MNDTMandiant, Inc.Stock9,561$213.0K<0.1%−1,414−12.9%ReducedHistory
OLNOLIN CorpStock4,124$216.0K<0.1%−746−15.3%ReducedHistory
EBAYeBay IncCOM3,770$216.0K<0.1%−831−18.1%ReducedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD22,399$216.0K<0.1%−4,986−18.2%ReducedHistory
EXELExelixis, Inc.COM9,554$217.0K<0.1%−198−2.0%ReducedHistory
LLoews CorpCOM3,343$217.0K<0.1%+3,343NewHistory
VSTOVista Outdoor Inc.COM6,073$217.0K<0.1%+1,000+19.7%AddedHistory
STTState Street CorpCOM2,497$218.0K<0.1%−221−8.1%ReducedHistory
RACEFerrari N.V.COM1,000$218.0K<0.1%00.0%UnchangedHistory
iShares Tr464289479CORE LT USDB ETF3,405$218.0K<0.1%00.0%Unchanged–
NICENICE Ltd.SPONSORED ADR995$218.0K<0.1%−533−34.9%ReducedHistory
PNFPPinnacle Financial Partners, Inc.COM2,385$220.0K<0.1%+2,385NewHistory
UGIUgi CorpStock6,103$221.0K<0.1%−1,065−14.9%ReducedHistory
WWDWoodward, Inc.COM1,772$221.0K<0.1%+1,772NewHistory
BFSTBusiness First Bancshares, Inc.COM9,103$221.0K<0.1%+9,103NewHistory
FLRFluor CorpStock7,759$223.0K<0.1%+7,759NewHistory
TOSTToast, Inc.Stock10,276$223.0K<0.1%+10,077+5,063.8%AddedHistory
WisdomTree Tr97717W869EUROPE SMCP DV3,318$223.0K<0.1%+3+0.1%Added–
VTRVentas, Inc.REIT3,620$224.0K<0.1%+3,620NewHistory
SMTCSemtech CorpStock3,231$224.0K<0.1%+186+6.1%AddedHistory
iShares Core S&P U.S. Growth ETF464287671ETF2,118$224.0K<0.1%−101−4.6%Reduced–
Invesco Exch Traded FD Tr II46138E107EQUAL WEGT 0-306,621$224.0K<0.1%+6,621New–
STAGSTAG Industrial, Inc.COM5,426$224.0K<0.1%−5,081−48.4%ReducedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS20,297$224.0K<0.1%+3,665+22.0%AddedHistory
SICPSilvergate Capital CorpCL A1,503$226.0K<0.1%+270+21.9%AddedHistory
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,290$227.0K<0.1%+289+7.2%Added–
ROIIRiskOn International, Inc.Common Stock98,100$227.0K<0.1%00.0%UnchangedHistory
KIMKimco Realty CorpCOM9,214$228.0K<0.1%−8,961−49.3%ReducedHistory
POOLPool CorpCOM539$228.0K<0.1%−178−24.8%ReducedHistory
Safehold Inc.45031U101COM9,745$228.0K<0.1%00.0%Unchanged–
STORStore Capital LLCCOM7,808$228.0K<0.1%00.0%UnchangedHistory
SFMSprouts Farmers Market, Inc.COM7,148$229.0K<0.1%−2,044−22.2%ReducedHistory
HOLXHologic IncCOM2,979$229.0K<0.1%−1,824−38.0%ReducedHistory
STSensata Technologies Holding plcSHS4,518$230.0K<0.1%−401−8.2%ReducedHistory

Sold out since Q4 2021 (113)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 113 by value last quarter.

Positions of Stephens Inc sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
Amplify ETF Tr032108888BLACKSWAN GRWT440,550$15.2M0.2%–
INFOIHS Markit Ltd.SHS44,678$5.94M0.1%History
iShares Tr464288752US HOME CONS ETF60,922$5.05M0.1%–
Invesco Exchange Traded FD T46137V142WATER RES ETF68,179$4.15M0.1%–
Fidelity Covington Trust316092204MSCI CONSM DIS45,462$4.01M0.1%–
ETF Ser Solutions26922A289DEFIANCE CONNECT95,153$3.97M0.1%–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE37,071$3.81M0.1%–
Royal Dutch Shell PLC780259107SPON ADR B78,858$3.42M0.1%–
APAAPA CorpStock63,396$1.71M<0.1%History
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF48,480$1.47M<0.1%–
BTRSBTRS Holdings Inc.COM CL 1161,700$1.26M<0.1%History
Innovator ETFs Trust45782C284US SML CP PWR B44,345$1.17M<0.1%–
Falcon Minerals Corp30607B109CL A COM226,500$1.10M<0.1%–
VanEck ETF Trust92189F437FALLEN ANGEL HG33,084$1.09M<0.1%–
State Street SPDR S&P Biotech ETF78464A870ETF8,612$964.0K<0.1%–
DBX ETF Tr233051663XTRACK JAPAN JPX27,742$892.0K<0.1%–
MGAMagna International IncCOM10,644$862.0K<0.1%History
CVLGCovenant Logistics Group, Inc.CL A32,200$851.0K<0.1%History
First Tr Exchng Traded FD VI33740F862FT VEST US EQT21,860$847.0K<0.1%–
Vanguard Materials ETF92204A801ETF4,299$846.0K<0.1%–
SPWHSportsman's Warehouse Holdings, Inc.COM64,597$762.0K<0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A17,432$757.0K<0.1%–
ZSZscaler, Inc.Stock2,304$740.0K<0.1%History
CFCF Industries Holdings, Inc.COM9,755$690.0K<0.1%History
Monmouth Real Estate Investment Corp609720107CL A32,452$682.0K<0.1%–
Fidelity Covington Trust316092873MSCI COMMNTN SVC12,520$643.0K<0.1%–
XLNXXilinx IncCOM3,028$642.0K<0.1%History
TROXTronox Holdings plcSHS23,630$568.0K<0.1%History
GDOTGreen Dot CorpCL A15,000$544.0K<0.1%History
CTXSCitrix Systems IncCOM5,630$533.0K<0.1%History
Vanguard Star FDS921909768VG TL INTL STK F8,330$530.0K<0.1%–
VREXVarex Imaging CorpCOM16,444$519.0K<0.1%History
MDCSekisui House U.S., Inc.COM9,293$519.0K<0.1%History
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL3,073$518.0K<0.1%–
WMSAdvanced Drainage Systems, Inc.COM3,660$498.0K<0.1%History
MTLSMaterialise NVSPONSORED ADS20,380$486.0K<0.1%History
WRBYWarby Parker Inc.CL A COM10,199$475.0K<0.1%History
YETIYETI Holdings, Inc.COM5,431$450.0K<0.1%History
WisdomTree Tr97717X578EM EX ST-OWNED11,925$439.0K<0.1%–
JEFJefferies Financial Group Inc.COM11,121$431.0K<0.1%History
CRNCCerence Inc.COM5,286$405.0K<0.1%History
RIVNRivian Automotive, Inc.Stock3,814$395.0K<0.1%History
GNKGenco Shipping & Trading LtdSHS24,591$393.0K<0.1%History
Vanguard Communication Services ETF92204A884ETF2,860$388.0K<0.1%–
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE4,739$379.0K<0.1%–
Innovator ETFs Trust45782C342US SML CP PWR ET13,739$378.0K<0.1%–
Healthpeak Properties, Inc.71943U104COM19,763$372.0K<0.1%–
DSLDoubleLine Income Solutions FundCOM22,580$364.0K<0.1%History
PPLIPeople IncCOM NEW2,748$359.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999917,356$349.0K<0.1%History
SNOWSnowflake Inc.Stock1,018$345.0K<0.1%History
Fidelity Covington Trust316092303CONSMR STAPLES7,290$340.0K<0.1%–
State Street SPDR S&P Software & Services ETF78464A599ETF1,950$323.0K<0.1%–
Macquarie Infrastructure Cor55608B105COM88,142$322.0K<0.1%–
HIWHighwoods Properties, Inc.COM6,995$312.0K<0.1%History
PORPortland General Electric CoCOM NEW5,878$311.0K<0.1%History
FLFoot Locker, Inc.COM7,022$306.0K<0.1%History
TDOCTeladoc Health, Inc.COM3,203$294.0K<0.1%History
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF4,828$288.0K<0.1%–
TXG10x Genomics, Inc.CL A COM1,890$282.0K<0.1%History
State Street SPDR S&P Homebuilders ETF78464A888ETF3,277$281.0K<0.1%–
FBINFortune Brands Innovations, Inc.COM2,541$272.0K<0.1%History
WGOWinnebago Industries IncCOM3,500$262.0K<0.1%History
Nushares ETF Tr67092P300NUVEEN ESG LRGVL6,626$258.0K<0.1%–
CECelanese CorpStock1,526$257.0K<0.1%History
WALWestern Alliance BancorporationCOM2,389$257.0K<0.1%History
ITTItt Inc.COM2,519$257.0K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO2,668$256.0K<0.1%–
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW9,200$250.0K<0.1%–
TUTelus CorpCOM10,571$249.0K<0.1%History
IQVIQVIA Holdings Inc.Stock869$245.0K<0.1%History
Nushares ETF Tr67092P201NUVEEN ESG LRGCP3,556$244.0K<0.1%–
AKAMAkamai Technologies IncCOM2,067$242.0K<0.1%History
BERYBerry Global Group, Inc.COM3,262$241.0K<0.1%History
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL3,210$237.0K<0.1%–
GENGen Digital Inc.Stock9,093$236.0K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM2,665$235.0K<0.1%History
JBLJabil IncStock3,296$232.0K<0.1%History
Neenah Inc640079109COM5,000$231.0K<0.1%–
BUDAnheuser-Busch InBev SA/NVADR3,794$230.0K<0.1%History
POSTPost Holdings, Inc.COM2,000$225.0K<0.1%History
DCIDonaldson Co IncStock3,774$224.0K<0.1%History
First Tr Exchange-Traded Alp33735K108COM SHS1,860$224.0K<0.1%–
ABCBAmeris BancorpCOM4,486$223.0K<0.1%History
Invesco Exchange Traded FD T46137V381S&P500 EQL DIS1,417$222.0K<0.1%–
MTBM&T Bank CorpCOM1,442$221.0K<0.1%History
WPPWPP plcADR2,921$221.0K<0.1%History
MIMEMimecast LtdORD SHS2,750$219.0K<0.1%History
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF3,158$216.0K<0.1%–
BLDQXO Insulation, LLCStock775$214.0K<0.1%History
THOThor Industries IncCOM2,057$213.0K<0.1%History
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS3,502$213.0K<0.1%–
HLIOHelios Technologies, Inc.COM2,015$212.0K<0.1%History
iShares Tr4642874407-10 YR TRSY BD1,832$211.0K<0.1%–
SMARSmartsheet IncCOM CL A2,668$207.0K<0.1%History
Schwab U.S. Large-Cap ETF808524201ETF1,813$206.0K<0.1%–
VOYAVoya Financial, Inc.COM3,102$206.0K<0.1%History
WSFSWSFS Financial CorpCOM4,101$206.0K<0.1%History
FVRRFiverr International Ltd.ORD SHS1,807$205.0K<0.1%History
DRIDarden Restaurants IncCOM1,349$203.0K<0.1%History