Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 27, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,353
- +12 vs. Q2 2021
- Portfolio value
- $6.46B
- −$213.4M (−3.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Tr46429B291 | A RATE CP BD ETF | 5,261 | $296.0K | <0.1% | +5,261 | New | – |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 29,592 | $296.0K | <0.1% | +2,033+7.4% | Added | History |
| RNSTRenasant Corp | COM | 8,259 | $298.0K | <0.1% | +8,259 | New | History |
| WPMWheaton Precious Metals Corp. | COM | 7,970 | $300.0K | <0.1% | +57+0.7% | Added | History |
| TKRTimken Co | COM | 4,598 | $301.0K | <0.1% | −808−14.9% | Reduced | History |
| GTNGray Media, Inc | COM | 13,245 | $302.0K | <0.1% | +2,565+24.0% | Added | History |
| KRPKimbell Royalty Partners, LP | UNIT | 21,358 | $302.0K | <0.1% | +6,283+41.7% | Added | History |
| FNBFNB Corp | COM | 26,049 | $303.0K | <0.1% | +1,179+4.7% | Added | History |
| SPSCSPS Commerce Inc | COM | 1,876 | $303.0K | <0.1% | +1,876 | New | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 12,549 | $303.0K | <0.1% | +1,775+16.5% | Added | – |
| CIENCiena Corp | COM NEW | 5,911 | $304.0K | <0.1% | −319−5.1% | Reduced | History |
| CRCrane Co | COM | 3,206 | $304.0K | <0.1% | +3,206 | New | History |
| MTGMgic Investment Corp | COM | 20,372 | $305.0K | <0.1% | −23−0.1% | Reduced | History |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 7,842 | $305.0K | <0.1% | +901+13.0% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J817 | BULSHS 2025 HY | 12,465 | $306.0K | <0.1% | +12,465 | New | – |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 10,349 | $307.0K | <0.1% | +74+0.7% | Added | – |
| VanEck Vectors ETF Tr92189F593 | MORNINGSTAR INTL | 9,156 | $307.0K | <0.1% | +600+7.0% | Added | – |
| VSTVistra Corp. | Stock | 18,027 | $308.0K | <0.1% | +401+2.3% | Added | History |
| DNOWDNOW Inc. | COM | 40,224 | $308.0K | <0.1% | −14,726−26.8% | Reduced | History |
| OHIOmega Healthcare Investors Inc | COM | 10,325 | $309.0K | <0.1% | +16+0.2% | Added | History |
| ROADConstruction Partners, Inc. | COM CL A | 9,250 | $309.0K | <0.1% | 00.0% | Unchanged | History |
| BGSB&G Foods, Inc. | COM | 10,340 | $309.0K | <0.1% | +864+9.1% | Added | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 17,270 | $311.0K | <0.1% | +343+2.0% | Added | History |
| EOGEOG Resources Inc | Stock | 3,881 | $312.0K | <0.1% | −679−14.9% | Reduced | History |
| CHDNChurchill Downs Inc | COM | 1,300 | $312.0K | <0.1% | 00.0% | Unchanged | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 8,156 | $313.0K | <0.1% | +3,850+89.4% | Added | – |
| SCIService Corp International | COM | 5,219 | $314.0K | <0.1% | 00.0% | Unchanged | History |
| CTRACoterra Energy Inc. | Stock | 14,471 | $315.0K | <0.1% | +10,153+235.1% | Added | History |
| OLNOLIN Corp | Stock | 6,547 | $316.0K | <0.1% | +6,547 | New | History |
| SFMSprouts Farmers Market, Inc. | COM | 13,644 | $316.0K | <0.1% | +193+1.4% | Added | History |
| Franklin ETF Tr353506108 | SHRT DUR US GOVT | 3,350 | $317.0K | <0.1% | +3,350 | New | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 4,278 | $318.0K | <0.1% | −48−1.1% | Reduced | – |
| RITMRithm Capital Corp. | REIT | 29,020 | $319.0K | <0.1% | +2,022+7.5% | Added | History |
| AMCXAMC Global Media Inc. | CL A | 6,841 | $319.0K | <0.1% | −1,938−22.1% | Reduced | History |
| AZPNASPENTECH Corp | COM | 2,600 | $319.0K | <0.1% | +301+13.1% | Added | History |
| CoreSite Realty Corp21870Q105 | COM | 2,299 | $319.0K | <0.1% | −498−17.8% | Reduced | – |
| EBAYeBay Inc | COM | 4,606 | $321.0K | <0.1% | +150+3.4% | Added | History |
| BLDRBuilders FirstSource, Inc. | Stock | 6,223 | $322.0K | <0.1% | −1,100−15.0% | Reduced | History |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 4,493 | $322.0K | <0.1% | −194−4.1% | Reduced | – |
| SNPSSynopsys Inc | COM | 1,077 | $322.0K | <0.1% | −75−6.5% | Reduced | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 2,132 | $323.0K | <0.1% | −3,501−62.2% | Reduced | History |
| CMAComerica Inc | COM | 4,016 | $323.0K | <0.1% | +129+3.3% | Added | History |
| PCHPotlatchdeltic Corp | COM | 6,253 | $323.0K | <0.1% | +1,469+30.7% | Added | History |
| FFIVF5, Inc. | Stock | 1,637 | $325.0K | <0.1% | −15−0.9% | Reduced | History |
| FAFFirst American Financial Corp | Stock | 4,857 | $326.0K | <0.1% | +24+0.5% | Added | History |
| NHINational Health Investors Inc | COM | 6,136 | $328.0K | <0.1% | +662+12.1% | Added | History |
| Fidelity Covington Trust316092303 | CONSMR STAPLES | 7,878 | $330.0K | <0.1% | 00.0% | Unchanged | – |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 18,611 | $330.0K | <0.1% | −250−1.3% | Reduced | History |
| iShares Tr46429B366 | CMBS ETF | 6,114 | $331.0K | <0.1% | 00.0% | Unchanged | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 7,618 | $333.0K | <0.1% | +7,618 | New | – |
| USXUS Xpress Enterprises Inc | COM CL A | 38,584 | $333.0K | <0.1% | 00.0% | Unchanged | History |
| GENGen Digital Inc. | Stock | 13,252 | $335.0K | <0.1% | +2,774+26.5% | Added | History |
| Vanguard Industrials ETF92204A603 | ETF | 1,784 | $335.0K | <0.1% | −50−2.7% | Reduced | – |
| CSRCenterspace | COM | 3,555 | $336.0K | <0.1% | −479−11.9% | Reduced | History |
| ACHCAcadia Healthcare Company, Inc. | COM | 5,327 | $340.0K | <0.1% | −141−2.6% | Reduced | History |
| CGNXCognex Corp | COM | 4,244 | $340.0K | <0.1% | +214+5.3% | Added | History |
| HXLHexcel Corp | COM | 5,719 | $340.0K | <0.1% | +142+2.5% | Added | History |
| HRHealthcare Realty Trust Inc | COM | 11,411 | $340.0K | <0.1% | −1,463−11.4% | Reduced | History |
| Innovator ETFs Trust45782C813 | US EQTY PWR BUF | 11,492 | $342.0K | <0.1% | +11,492 | New | – |
| KIOKKR Income Opportunities Fund | COM | 20,955 | $343.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | 4,299 | $344.0K | <0.1% | +20+0.5% | Added | – |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 5,648 | $344.0K | <0.1% | −1,810−24.3% | Reduced | – |
| HOLXHologic Inc | COM | 4,666 | $344.0K | <0.1% | +8+0.2% | Added | History |
| QVCGAOld QVC Group, Inc. | COM SER A | 33,786 | $344.0K | <0.1% | −6,736−16.6% | Reduced | History |
| New York Life Investments Et45409B107 | HEDGE MULTI STRA | 10,847 | $345.0K | <0.1% | 00.0% | Unchanged | – |
| VFFVillage Farms International, Inc. | COM | 41,400 | $345.0K | <0.1% | +16,100+63.6% | Added | History |
| MRCCMonroe Capital Corp | COM | 33,221 | $345.0K | <0.1% | −458−1.4% | Reduced | History |
| Victory Portfolios II92647N667 | VICSHS DV AC ETF | 7,989 | $345.0K | <0.1% | +21+0.3% | Added | – |
| FTNTFortinet, Inc. | Stock | 1,200 | $350.0K | <0.1% | −828−40.8% | Reduced | History |
| TDFTempleton Dragon Fund Inc | COM | 19,454 | $350.0K | <0.1% | +463+2.4% | Added | History |
| HEI.AHeico Corp | CL A | 2,965 | $351.0K | <0.1% | +174+6.2% | Added | History |
| PPLIPeople Inc | COM NEW | 2,708 | $353.0K | <0.1% | −926−25.5% | Reduced | History |
| Invesco Exchange Traded FD T46137V738 | LARGE CAP VALUE | 7,963 | $354.0K | <0.1% | +33+0.4% | Added | – |
| ONOn Semiconductor Corp | Stock | 7,778 | $356.0K | <0.1% | −4−0.1% | Reduced | History |
| SLGSL Green Realty Corp | COM | 5,046 | $357.0K | <0.1% | +553+12.3% | Added | History |
| FTAIFTAI Aviation Ltd. | COM REP LTD LIAB | 14,106 | $358.0K | <0.1% | +513+3.8% | Added | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 25,705 | $359.0K | <0.1% | +24+0.1% | Added | History |
| CTRClearBridge MLP & Midstream Total Return Fund Inc. | COM | 14,997 | $360.0K | <0.1% | −581−3.7% | Reduced | History |
| iShares Tr464288166 | AGENCY BOND ETF | 3,046 | $361.0K | <0.1% | −50−1.6% | Reduced | – |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 1,357 | $362.0K | <0.1% | 00.0% | Unchanged | – |
| BIOBio-Rad Laboratories, Inc. | CL A | 487 | $363.0K | <0.1% | −35−6.7% | Reduced | History |
| STWDStarwood Property Trust, Inc. | COM | 14,889 | $363.0K | <0.1% | +511+3.6% | Added | History |
| WESWestern Midstream Partners, LP | COM UNIT LP INT | 17,381 | $364.0K | <0.1% | −3,221−15.6% | Reduced | History |
| DELLDell Technologies Inc. | Stock | 3,548 | $369.0K | <0.1% | 00.0% | Unchanged | History |
| LADRLadder Capital Corp | CL A | 33,472 | $370.0K | <0.1% | +69+0.2% | Added | History |
| iShares Tr464288257 | MSCI ACWI ETF | 3,707 | $370.0K | <0.1% | 00.0% | Unchanged | – |
| COLDAmericold Realty Trust | COM | 12,723 | $370.0K | <0.1% | −1,512−10.6% | Reduced | History |
| CUTRCutera Inc | COM | 8,013 | $373.0K | <0.1% | +8,013 | New | History |
| Schwab International Equity ETF808524805 | ETF | 9,666 | $374.0K | <0.1% | 00.0% | Unchanged | – |
| EQHEquitable Holdings, Inc. | COM | 12,639 | $375.0K | <0.1% | +2,257+21.7% | Added | History |
| Goldman Sachs ETF Tr381430396 | JUST US LRG CP | 6,000 | $375.0K | <0.1% | 00.0% | Unchanged | – |
| First Tr Exch TRD Alphdx FD33737J117 | EUROPE ALPHADEX | 8,996 | $377.0K | <0.1% | 00.0% | Unchanged | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 5,940 | $379.0K | <0.1% | −124−2.0% | Reduced | – |
| KRNTKornit Digital Ltd. | SHS | 2,617 | $379.0K | <0.1% | +220+9.2% | Added | History |
| DNBDun & Bradstreet Holdings, Inc. | COM | 22,524 | $379.0K | <0.1% | −43,813−66.0% | Reduced | History |
| NXSTNexstar Media Group, Inc. | COMMON STOCK | 2,525 | $384.0K | <0.1% | −3,452−57.8% | Reduced | History |
| EIXEdison International | Stock | 6,957 | $386.0K | <0.1% | −1,629−19.0% | Reduced | History |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 1,921 | $386.0K | <0.1% | −3−0.2% | Reduced | – |
| WMSAdvanced Drainage Systems, Inc. | COM | 3,615 | $391.0K | <0.1% | −222−5.8% | Reduced | History |
| iShares Global Clean Energy ETF464288224 | ETF | 18,094 | $392.0K | <0.1% | +344+1.9% | Added | – |
Sold out since Q2 2021 (76)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 326,331 | $3.72M | 0.1% | – |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 26,946 | $3.56M | 0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 173,933 | $3.49M | 0.1% | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 75,519 | $3.25M | <0.1% | – |
| ARAntero Resources Corp | COM | 177,804 | $2.67M | <0.1% | History |
| OCFCOceanfirst Financial Corp | COM | 111,228 | $2.32M | <0.1% | History |
| AXTAAxalta Coating Systems Ltd. | COM | 64,873 | $1.98M | <0.1% | History |
| ERIIEnergy Recovery, Inc. | COM | 73,426 | $1.67M | <0.1% | History |
| VRTVertiv Holdings Co | COM CL A | 57,686 | $1.57M | <0.1% | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 376,084 | $1.50M | <0.1% | History |
| PDDPDD Holdings Inc. | SPONSORED ADS | 11,009 | $1.40M | <0.1% | History |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 60,663 | $1.39M | <0.1% | History |
| THQabrdn Healthcare Opportunities Fund | SHS | 57,447 | $1.33M | <0.1% | History |
| CVACovanta Holding Corp | COM | 65,887 | $1.16M | <0.1% | History |
| CUZCousins Properties Inc | COM NEW | 23,270 | $856.0K | <0.1% | History |
| AVIDAvid Technology, Inc. | COM | 19,659 | $770.0K | <0.1% | History |
| CHYCalamos Convertible & High Income Fund | COM SHS | 45,852 | $748.0K | <0.1% | History |
| KLICKulicke & Soffa Industries Inc | COM | 10,358 | $634.0K | <0.1% | History |
| Capitala Fin Corp14054R502 | COM NEW | 22,513 | $553.0K | <0.1% | – |
| HBIOHarvard Bioscience Inc | COM | 65,870 | $549.0K | <0.1% | History |
| WRIWeingarten Realty Investors | SH BEN INT | 16,050 | $515.0K | <0.1% | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 7,088 | $477.0K | <0.1% | History |
| iShares Tr464287192 | US TRSPRTION | 1,611 | $419.0K | <0.1% | – |
| CCKCrown Holdings, Inc. | COM | 4,086 | $418.0K | <0.1% | History |
| ITRIItron, Inc. | COM | 3,700 | $370.0K | <0.1% | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,945 | $357.0K | <0.1% | History |
| DBPInvesco DB Precious Metals Fund | PRECIOUS METAL | 6,670 | $328.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 6,137 | $323.0K | <0.1% | History |
| RVTYRevvity, Inc. | COM | 2,070 | $320.0K | <0.1% | History |
| SIGSignet Jewelers Ltd | SHS | 3,961 | $320.0K | <0.1% | History |
| iShares Tr464288174 | GL TIMB FORE ETF | 3,560 | $309.0K | <0.1% | – |
| BYNDBeyond Meat, Inc. | COM | 1,649 | $260.0K | <0.1% | History |
| STLSterling Bancorp | COM | 10,267 | $255.0K | <0.1% | History |
| CVETCovetrus, Inc. | COM | 9,390 | $254.0K | <0.1% | History |
| PDCEPDC Energy, Inc. | COM | 5,514 | $252.0K | <0.1% | History |
| TRTNTriton International Ltd | CL A | 4,683 | $245.0K | <0.1% | History |
| ZTRVirtus Total Return Fund Inc. | COM | 24,939 | $242.0K | <0.1% | History |
| Foley Trasimene Acquistn Cor34431F112 | *W EXP 05/26/202 | 115,000 | $239.0K | <0.1% | – |
| LWLamb Weston Holdings, Inc. | Stock | 2,835 | $229.0K | <0.1% | History |
| NVTAInvitae Corp | COM | 6,711 | $226.0K | <0.1% | History |
| EATBrinker International, Inc | Stock | 3,553 | $220.0K | <0.1% | History |
| Global X FDS37950E416 | SOCIAL MED ETF | 3,030 | $219.0K | <0.1% | – |
| FTVFortive Corp | Stock | 3,121 | $218.0K | <0.1% | History |
| BERYBerry Global Group, Inc. | COM | 3,318 | $216.0K | <0.1% | History |
| PFPTProofpoint Inc | COM | 1,233 | $214.0K | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 547 | $212.0K | <0.1% | History |
| TDToronto Dominion Bank | Stock | 3,008 | $211.0K | <0.1% | History |
| CVGWCalavo Growers Inc | COM | 3,332 | $211.0K | <0.1% | History |
| NTNXNutanix, Inc. | Stock | 5,454 | $208.0K | <0.1% | History |
| NTLAIntellia Therapeutics, Inc. | COM | 1,286 | $208.0K | <0.1% | History |
| MFCManulife Financial Corp | COM | 10,417 | $205.0K | <0.1% | History |
| CDWCDW Corp | COM | 1,170 | $204.0K | <0.1% | History |
| HALHalliburton Co | Stock | 8,735 | $202.0K | <0.1% | History |
| ADUSAddus HomeCare Corp | COM | 2,300 | $201.0K | <0.1% | History |
| Just Eat Takeaway Com N V48214T305 | SPONSORED ADS | 10,422 | $190.0K | <0.1% | – |
| EFREaton Vance Senior Floating-Rate Trust | COM | 13,308 | $188.0K | <0.1% | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 10,818 | $170.0K | <0.1% | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 11,192 | $169.0K | <0.1% | History |
| Paysafe LtdG6964L115 | *W EXP 08/11/202 | 45,831 | $164.0K | <0.1% | – |
| EFTEaton Vance Floating-Rate Income Trust | COM | 10,000 | $144.0K | <0.1% | History |
| VMEOVimeo, Inc. | COMMON STOCK | 2,758 | $135.0K | <0.1% | History |
| Echo Global Logistics, Inc.27875T101 | COM | 3,903 | $120.0K | <0.1% | – |
| CHUYChuy's Holdings, Inc. | COM | 2,500 | $93.0K | <0.1% | History |
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | 22,000 | $73.0K | <0.1% | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | 12,000 | $65.0K | <0.1% | – |
| AEGAegon Ltd. | NY REGISTRY SHS | 13,760 | $57.0K | <0.1% | History |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | 18,000 | $53.0K | <0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | 23,000 | $42.0K | <0.1% | – |
| Portman Ridge Fin Corp73688F102 | COM | 17,535 | $42.0K | <0.1% | – |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | 13,000 | $34.0K | <0.1% | – |
| FIVNFive9, Inc. | COM | 142 | $26.0K | <0.1% | History |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | 13,000 | $13.0K | <0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 79 | $13.0K | <0.1% | History |
| TKNOAlpha Teknova, Inc. | COM | 500 | $12.0K | <0.1% | History |
| PPDPPD, Inc. | COM | 146 | $7.00K | <0.1% | History |
| Gabelli Equity Tr Inc362397218 | RIGHT 07/14/2021 | 18,390 | $2.00K | <0.1% | – |