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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 27, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,353
+12 vs. Q2 2021
Portfolio value
$6.46B
−$213.4M (−3.2%) vs. Q2 2021
Filed
Oct 27, 2021
SEC
Holdings of Stephens Inc in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
CBRECbre Group, Inc.CL A2,407$234.0K<0.1%−1,587−39.7%ReducedHistory
REYNReynolds Consumer Products Inc.COM8,552$234.0K<0.1%+137+1.6%AddedHistory
TAKTakeda Pharmaceutical Co LtdADR14,317$235.0K<0.1%+3,618+33.8%AddedHistory
SWKSSkyworks Solutions, Inc.Stock1,435$236.0K<0.1%−50−3.4%ReducedHistory
EXPEExpedia Group, Inc.Stock1,442$236.0K<0.1%−18−1.2%ReducedHistory
MPTMedical Properties Trust IncCOM11,777$236.0K<0.1%+23+0.2%AddedHistory
POSTPost Holdings, Inc.COM2,155$237.0K<0.1%+55+2.6%AddedHistory
GPKGraphic Packaging Holding CoCOM12,498$238.0K<0.1%−4,931−28.3%ReducedHistory
CMSCMS Energy CorpCOM3,980$238.0K<0.1%−3,912−49.6%ReducedHistory
WisdomTree Tr97717W869EUROPE SMCP DV3,313$238.0K<0.1%+5+0.2%Added–
Schwab U.S. Large-Cap ETF808524201ETF2,307$240.0K<0.1%00.0%Unchanged–
iShares U.S. Healthcare Providers ETF464288828ETF942$241.0K<0.1%00.0%Unchanged–
MTZMastec IncCOM2,794$241.0K<0.1%+100+3.7%AddedHistory
iShares Tr46435G102CONV BD ETF2,418$241.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 6002,064$241.0K<0.1%00.0%Unchanged–
BXMTBlackstone Mortgage Trust, Inc.COM CL A7,992$242.0K<0.1%−459−5.4%ReducedHistory
CHNGChange Healthcare Inc.COM11,545$242.0K<0.1%+11,545NewHistory
ABCBAmeris BancorpCOM4,692$243.0K<0.1%−8,425−64.2%ReducedHistory
Vanguard Scottsdale FDS92206C813LG-TERM COR BD2,300$243.0K<0.1%−200−8.0%Reduced–
CSLCarlisle Companies IncCOM1,227$244.0K<0.1%−96−7.3%ReducedHistory
iShares Tr464289479CORE LT USDB ETF3,405$244.0K<0.1%+3,405New–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,785$245.0K<0.1%−141−2.4%Reduced–
FIVEFive Below, IncCOM1,385$245.0K<0.1%+225+19.4%AddedHistory
Safehold Inc.45031U101COM9,813$246.0K<0.1%+9,813New–
BMRNBiomarin Pharmaceutical IncCOM3,192$247.0K<0.1%−409−11.4%ReducedHistory
WKCWorld Kinect CorpCOM7,355$247.0K<0.1%+178+2.5%AddedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD36,192$247.0K<0.1%−3,562−9.0%ReducedHistory
PRGPROG Holdings, Inc.Stock5,909$248.0K<0.1%−136−2.2%ReducedHistory
Nushares ETF Tr67092P300NUVEEN ESG LRGVL6,626$248.0K<0.1%00.0%Unchanged–
DARDarling Ingredients Inc.COM3,446$248.0K<0.1%+3,446NewHistory
AMPAmeriprise Financial IncCOM943$249.0K<0.1%+40+4.4%AddedHistory
FANGDiamondback Energy, Inc.Stock2,657$251.0K<0.1%−124−4.5%ReducedHistory
ELFe.l.f. Beauty, Inc.COM8,640$251.0K<0.1%+8,640NewHistory
iShares U S ETF Tr46431W812INT RT HD LONG9,996$251.0K<0.1%+9,996New–
BURLBurlington Stores, Inc.COM886$251.0K<0.1%+52+6.2%AddedHistory
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW9,200$251.0K<0.1%00.0%Unchanged–
CLHClean Harbors IncCOM2,427$252.0K<0.1%−215−8.1%ReducedHistory
WGOWinnebago Industries IncCOM3,500$254.0K<0.1%00.0%UnchangedHistory
DCPDCP Midstream, LPCOM UT LTD PTN9,012$254.0K<0.1%−1,364−13.1%ReducedHistory
East Res Acquisition Co274681204UNIT 07/01/202725,081$254.0K<0.1%00.0%Unchanged–
PAYCPaycom Software, Inc.Stock514$255.0K<0.1%+514NewHistory
Vanguard Utilities ETF92204A876ETF1,836$255.0K<0.1%−70−3.7%Reduced–
QLYSQualys, Inc.COM2,287$255.0K<0.1%+278+13.8%AddedHistory
iShares Tr464289883CORE 30 70 ETF6,455$255.0K<0.1%+5+0.1%Added–
TSEOQTrinseo PLCSHS4,725$255.0K<0.1%+4,725NewHistory
TPRTapestry, Inc.COM6,921$256.0K<0.1%−311−4.3%ReducedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF3,248$257.0K<0.1%+9+0.3%Added–
BFAMBright Horizons Family Solutions Inc.COM1,840$257.0K<0.1%+282+18.1%AddedHistory
STTState Street CorpCOM3,043$258.0K<0.1%−1,894−38.4%ReducedHistory
MINAberdeen Intermediate Income FundSH BEN INT71,305$258.0K<0.1%00.0%UnchangedHistory
PODDInsulet CorpStock912$259.0K<0.1%−39−4.1%ReducedHistory
HASHasbro, Inc.COM2,910$260.0K<0.1%+181+6.6%AddedHistory
NRGNRG Energy, Inc.Stock6,442$263.0K<0.1%−5,788−47.3%ReducedHistory
PACWPacwest BancorpCOM5,808$263.0K<0.1%+3+0.1%AddedHistory
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund11,471$264.0K<0.1%+94+0.8%Added–
Victory Portfolios II92647N824VCSHS US EQ INCM4,135$266.0K<0.1%+256+6.6%Added–
DOLEDole plcORD SHS15,760$267.0K<0.1%+15,760NewHistory
POOLPool CorpCOM616$268.0K<0.1%+123+24.9%AddedHistory
LITELumentum Holdings Inc.COM3,234$270.0K<0.1%+134+4.3%AddedHistory
PSFEPaysafe LtdORD35,012$271.0K<0.1%−151,218−81.2%ReducedHistory
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV3,117$272.0K<0.1%00.0%Unchanged–
iShares Tr4642874407-10 YR TRSY BD2,360$272.0K<0.1%−581−19.8%Reduced–
UNITUniti Group Inc.COM21,989$272.0K<0.1%+1,320+6.4%AddedHistory
OCOwens CorningStock3,197$273.0K<0.1%+7+0.2%AddedHistory
ASAASA Gold & Precious Metals LtdSHS14,465$273.0K<0.1%+1,965+15.7%AddedHistory
UGIUgi CorpStock6,423$274.0K<0.1%−5−0.1%ReducedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR19,888$274.0K<0.1%00.0%UnchangedHistory
EEFTEuronet Worldwide, Inc.COM2,156$274.0K<0.1%−57−2.6%ReducedHistory
GATXGatx CorpCOM3,064$274.0K<0.1%−10.0%ReducedHistory
MTTRMatterport, Inc.COM CL A14,485$274.0K<0.1%+14,485NewHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF9,595$275.0K<0.1%00.0%Unchanged–
WECWec Energy Group, Inc.Stock3,114$275.0K<0.1%−876−22.0%ReducedHistory
MASMasco CorpCOM4,959$275.0K<0.1%−883−15.1%ReducedHistory
HQHabrdn Healthcare InvestorsSH BEN INT10,797$276.0K<0.1%−7,047−39.5%ReducedHistory
iShares Tr46434VBK5IBONDS DEC21 ETF11,150$276.0K<0.1%00.0%Unchanged–
KSSKOHLS CorpStock5,919$279.0K<0.1%+886+17.6%AddedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL5,469$279.0K<0.1%00.0%Unchanged–
TRIThomson Reuters CorpCOM NEW2,526$279.0K<0.1%−646−20.4%ReducedHistory
FLEXFlex Ltd.Stock15,828$280.0K<0.1%+681+4.5%AddedHistory
ALKAlaska Air Group, Inc.COM4,800$281.0K<0.1%+1,200+33.3%AddedHistory
WHDCactus, Inc.CL A7,469$282.0K<0.1%00.0%UnchangedHistory
HFCHollyFrontier CorpCOM8,522$282.0K<0.1%+137+1.6%AddedHistory
VTRVentas, Inc.REIT5,128$283.0K<0.1%−584−10.2%ReducedHistory
VOYAVoya Financial, Inc.COM4,602$283.0K<0.1%−1,835−28.5%ReducedHistory
KRGKite Realty Group TrustCOM NEW13,958$284.0K<0.1%+13,958NewHistory
LGNDLigand Pharmaceuticals IncCOM NEW2,040$284.0K<0.1%+95+4.9%AddedHistory
GKOSGLAUKOS CorpCOM5,922$285.0K<0.1%+2,638+80.3%AddedHistory
FNDFloor & Decor Holdings, Inc.CL A2,361$285.0K<0.1%+1,881+391.9%AddedHistory
ANETArista Networks, Inc.COM832$286.0K<0.1%−833−50.0%ReducedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM21,211$288.0K<0.1%−2,015−8.7%ReducedHistory
RVLVRevolve Group, Inc.CL A4,679$289.0K<0.1%+991+26.9%AddedHistory
QSRRestaurant Brands International Inc.COM4,720$289.0K<0.1%+196+4.3%AddedHistory
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF4,633$290.0K<0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI11,225$291.0K<0.1%00.0%Unchanged–
Global X FDS37954Y293GLB X MLP ENRG I8,145$292.0K<0.1%00.0%Unchanged–
AALAmerican Airlines Group Inc.Stock14,266$293.0K<0.1%+462+3.3%AddedHistory
PBProsperity Bancshares IncCOM4,126$293.0K<0.1%+30+0.7%AddedHistory
EXASExact Sciences CorpCOM3,065$293.0K<0.1%00.0%UnchangedHistory
GGGGraco IncCOM4,206$294.0K<0.1%+380+9.9%AddedHistory
CPCanadian Pacific Kansas City LtdCOM4,516$294.0K<0.1%−457−9.2%ReducedHistory

Sold out since Q2 2021 (76)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Stephens Inc sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX326,331$3.72M0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF26,946$3.56M0.1%–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD173,933$3.49M0.1%–
SPDR Series Trust78464A755ST STR SP METAL75,519$3.25M<0.1%–
ARAntero Resources CorpCOM177,804$2.67M<0.1%History
OCFCOceanfirst Financial CorpCOM111,228$2.32M<0.1%History
AXTAAxalta Coating Systems Ltd.COM64,873$1.98M<0.1%History
ERIIEnergy Recovery, Inc.COM73,426$1.67M<0.1%History
VRTVertiv Holdings CoCOM CL A57,686$1.57M<0.1%History
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT376,084$1.50M<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS11,009$1.40M<0.1%History
SBLKStar Bulk Carriers Corp.SHS PAR60,663$1.39M<0.1%History
THQabrdn Healthcare Opportunities FundSHS57,447$1.33M<0.1%History
CVACovanta Holding CorpCOM65,887$1.16M<0.1%History
CUZCousins Properties IncCOM NEW23,270$856.0K<0.1%History
AVIDAvid Technology, Inc.COM19,659$770.0K<0.1%History
CHYCalamos Convertible & High Income FundCOM SHS45,852$748.0K<0.1%History
KLICKulicke & Soffa Industries IncCOM10,358$634.0K<0.1%History
Capitala Fin Corp14054R502COM NEW22,513$553.0K<0.1%–
HBIOHarvard Bioscience IncCOM65,870$549.0K<0.1%History
WRIWeingarten Realty InvestorsSH BEN INT16,050$515.0K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A7,088$477.0K<0.1%History
iShares Tr464287192US TRSPRTION1,611$419.0K<0.1%–
CCKCrown Holdings, Inc.COM4,086$418.0K<0.1%History
ITRIItron, Inc.COM3,700$370.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM1,945$357.0K<0.1%History
DBPInvesco DB Precious Metals FundPRECIOUS METAL6,670$328.0K<0.1%History
LVSLas Vegas Sands CorpCOM6,137$323.0K<0.1%History
RVTYRevvity, Inc.COM2,070$320.0K<0.1%History
SIGSignet Jewelers LtdSHS3,961$320.0K<0.1%History
iShares Tr464288174GL TIMB FORE ETF3,560$309.0K<0.1%–
BYNDBeyond Meat, Inc.COM1,649$260.0K<0.1%History
STLSterling BancorpCOM10,267$255.0K<0.1%History
CVETCovetrus, Inc.COM9,390$254.0K<0.1%History
PDCEPDC Energy, Inc.COM5,514$252.0K<0.1%History
TRTNTriton International LtdCL A4,683$245.0K<0.1%History
ZTRVirtus Total Return Fund Inc.COM24,939$242.0K<0.1%History
Foley Trasimene Acquistn Cor34431F112*W EXP 05/26/202115,000$239.0K<0.1%–
LWLamb Weston Holdings, Inc.Stock2,835$229.0K<0.1%History
NVTAInvitae CorpCOM6,711$226.0K<0.1%History
EATBrinker International, IncStock3,553$220.0K<0.1%History
Global X FDS37950E416SOCIAL MED ETF3,030$219.0K<0.1%–
FTVFortive CorpStock3,121$218.0K<0.1%History
BERYBerry Global Group, Inc.COM3,318$216.0K<0.1%History
PFPTProofpoint IncCOM1,233$214.0K<0.1%History
ZMZoom Communications, Inc.Stock547$212.0K<0.1%History
TDToronto Dominion BankStock3,008$211.0K<0.1%History
CVGWCalavo Growers IncCOM3,332$211.0K<0.1%History
NTNXNutanix, Inc.Stock5,454$208.0K<0.1%History
NTLAIntellia Therapeutics, Inc.COM1,286$208.0K<0.1%History
MFCManulife Financial CorpCOM10,417$205.0K<0.1%History
CDWCDW CorpCOM1,170$204.0K<0.1%History
HALHalliburton CoStock8,735$202.0K<0.1%History
ADUSAddus HomeCare CorpCOM2,300$201.0K<0.1%History
Just Eat Takeaway Com N V48214T305SPONSORED ADS10,422$190.0K<0.1%–
EFREaton Vance Senior Floating-Rate TrustCOM13,308$188.0K<0.1%History
RQICohen & Steers Quality Income Realty Fund IncCEF10,818$170.0K<0.1%History
NFJVirtus Dividend, Interest & Premium Strategy FundCOM11,192$169.0K<0.1%History
Paysafe LtdG6964L115*W EXP 08/11/20245,831$164.0K<0.1%–
EFTEaton Vance Floating-Rate Income TrustCOM10,000$144.0K<0.1%History
VMEOVimeo, Inc.COMMON STOCK2,758$135.0K<0.1%History
Echo Global Logistics, Inc.27875T101COM3,903$120.0K<0.1%–
CHUYChuy's Holdings, Inc.COM2,500$93.0K<0.1%History
Microchip Technology Inc595017AD6NOTE 1.625% 2/122,000$73.0K<0.1%–
Wellpoint Inc94973VBG1NOTE 2.750%10/112,000$65.0K<0.1%–
AEGAegon Ltd.NY REGISTRY SHS13,760$57.0K<0.1%History
Nice Sys Inc65366HAB9NOTE 1.250% 1/118,000$53.0K<0.1%–
Apellis Pharmaceuticals, Inc.03753UAB2NOTE 3.500% 9/123,000$42.0K<0.1%–
Portman Ridge Fin Corp73688F102COM17,535$42.0K<0.1%–
Dexcom Inc252131AH0NOTE 0.750%12/013,000$34.0K<0.1%–
FIVNFive9, Inc.COM142$26.0K<0.1%History
Isis Pharmaceuticals Inc Del464337AJ3NOTE 1.000%11/113,000$13.0K<0.1%–
PRAHPRA Health Sciences, Inc.COM79$13.0K<0.1%History
TKNOAlpha Teknova, Inc.COM500$12.0K<0.1%History
PPDPPD, Inc.COM146$7.00K<0.1%History
Gabelli Equity Tr Inc362397218RIGHT 07/14/202118,390$2.00K<0.1%–