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Livermore
Livermore
ZHEN

Proequities, Inc.

SEC CIK
0000752798
Latest filing
Aug 12, 2025

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
2,372
+29 vs. Q1 2021
Portfolio value
$1.59B
+$171.4M (+12.1%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Proequities, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AXSMAxsome Therapeutics, Inc.COM108$7.00K<0.1%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430479ACCESS INVT GR124$7.00K<0.1%−976−88.7%Reduced–
PSECProspect Capital CorpCOM878$7.00K<0.1%−235−21.1%ReducedHistory
SPDR Index Shs FDS78463X152ST STR SP N AM174$7.00K<0.1%00.0%Unchanged–
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF355$7.00K<0.1%+355New–
AUTLAutolus Therapeutics plcSPON ADS1,000$7.00K<0.1%00.0%UnchangedHistory
CRSRCorsair Gaming, Inc.COM205$7.00K<0.1%+130+173.3%AddedHistory
LBRDKLiberty Broadband CorpCOM SER C40$7.00K<0.1%+15+60.0%AddedHistory
OIO-I Glass, Inc.COM450$7.00K<0.1%00.0%UnchangedHistory
STOKStoke Therapeutics, Inc.COM200$7.00K<0.1%00.0%UnchangedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG162$7.00K<0.1%+162NewHistory
Direxion Shs ETF Tr25460G732MOONSHOT INNOVAT189$7.00K<0.1%+77+68.8%Added–
ETF Managers Tr26924G870BLUESTAR ISRAEL100$7.00K<0.1%00.0%Unchanged–
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL112$7.00K<0.1%00.0%Unchanged–
Global X FDS37950E416SOCIAL MED ETF90$7.00K<0.1%00.0%Unchanged–
HTLFHeartland Financial USA IncCOM153$7.00K<0.1%+13+9.3%AddedHistory
MRCMRC Global Inc.COM750$7.00K<0.1%00.0%UnchangedHistory
PLURPluri Inc.COM NEW1,777$7.00K<0.1%00.0%UnchangedHistory
PFPTProofpoint IncCOM40$7.00K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189F841NAT RES ETF154$7.00K<0.1%00.0%Unchanged–
VLDRVelodyne Lidar, Inc.COM700$7.00K<0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap ETF808524201ETF74$8.00K<0.1%00.0%Unchanged–
CRNTCeragon Networks LtdStock2,000$8.00K<0.1%00.0%UnchangedHistory
PTCPTC Inc.Stock60$8.00K<0.1%00.0%UnchangedHistory
DBCInvesco DB Commodity Index Tracking FundUNIT441$8.00K<0.1%00.0%UnchangedHistory
BLWBlackRock Ltd Duration Income TrustCOM SHS477$8.00K<0.1%00.0%UnchangedHistory
Townebank Portsmouth Va89214P109COM274$8.00K<0.1%00.0%Unchanged–
ALNYAlnylam Pharmaceuticals, Inc.COM45$8.00K<0.1%+2+4.7%AddedHistory
ADPTAdaptive Biotechnologies CorpCOM208$8.00K<0.1%−600−74.3%ReducedHistory
INGING Groep NVSPONSORED ADR607$8.00K<0.1%00.0%UnchangedHistory
HOGHarley-Davidson, Inc.COM164$8.00K<0.1%00.0%UnchangedHistory
NMIHNMI Holdings, Inc.COM373$8.00K<0.1%+77+26.0%AddedHistory
SPDR Index Shs FDS78463X848ST STR ACWI ETF277$8.00K<0.1%00.0%Unchanged–
MFICMidCap Financial Investment CorpCOM NEW556$8.00K<0.1%+15+2.8%AddedHistory
STLAStellantis N.V.SHS384$8.00K<0.1%00.0%UnchangedHistory
MBUUMalibu Boats, Inc.COM CL A115$8.00K<0.1%+19+19.8%AddedHistory
VanEck ETF Trust92189F387SHRT HGH YLD MUN331$8.00K<0.1%00.0%Unchanged–
SANBanco Santander, S.A.ADR2,057$8.00K<0.1%−122−5.6%ReducedHistory
FBKFB Financial CorpCOM227$8.00K<0.1%+33+17.0%AddedHistory
TTMITTM Technologies IncCOM579$8.00K<0.1%+86+17.4%AddedHistory
ADUSAddus HomeCare CorpCOM87$8.00K<0.1%+23+35.9%AddedHistory
REXRRexford Industrial Realty, Inc.COM142$8.00K<0.1%−30−17.4%ReducedHistory
LLoews CorpCOM144$8.00K<0.1%00.0%UnchangedHistory
CWHCamping World Holdings, Inc.CL A191$8.00K<0.1%00.0%UnchangedHistory
DDD3D Systems CorpCOM NEW200$8.00K<0.1%00.0%UnchangedHistory
BNTXBioNTech SESPONSORED ADS35$8.00K<0.1%00.0%UnchangedHistory
WGOWinnebago Industries IncCOM111$8.00K<0.1%−9−7.5%ReducedHistory
Emx Rty Corp26873J107COM2,800$8.00K<0.1%00.0%Unchanged–
Global X FDS37950E549GLB X SUPERDIV575$8.00K<0.1%00.0%Unchanged–
Janus Detroit STR Tr47103U407LONG TERM CARE250$8.00K<0.1%00.0%Unchanged–
Listed FD Tr53656F789ROUNDHILL SPORTS250$8.00K<0.1%00.0%Unchanged–
MCRMFS Charter Income TrustSH BEN INT910$8.00K<0.1%00.0%UnchangedHistory
EDUNew Oriental Education & Technology Group Inc.SPON ADR1,020$8.00K<0.1%−3,238−76.0%ReducedHistory
SPDR Ser Tr78468R697S&P KENSHO INTLG168$8.00K<0.1%00.0%Unchanged–
SPTNSpartanNash CoCOM400$8.00K<0.1%+400NewHistory
UPLDUpland Software, Inc.COM200$8.00K<0.1%+50+33.3%AddedHistory
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT300$8.00K<0.1%−400−57.1%Reduced–
EMDWestern Asset Emerging Markets Debt Fund Inc.COM539$8.00K<0.1%00.0%UnchangedHistory
Just Eat Takeaway Com N V48214T305SPONSORED ADS422$8.00K<0.1%+422New–
DASHDoorDash, Inc.Stock48$9.00K<0.1%00.0%UnchangedHistory
AGOAssured Guaranty LtdCOM200$9.00K<0.1%+100+100.0%AddedHistory
VSHVishay Intertechnology IncCOM391$9.00K<0.1%00.0%UnchangedHistory
TMETencent Music Entertainment GroupSPON ADS590$9.00K<0.1%−150−20.3%ReducedHistory
CARGCarGurus, Inc.COM CL A352$9.00K<0.1%+99+39.1%AddedHistory
MKSIMKS IncCOM50$9.00K<0.1%+50NewHistory
iShares Tr46434V274INTL EQTY FACTOR300$9.00K<0.1%00.0%Unchanged–
WLKPWestlake Chemical Partners LPCOM UNIT RP LP350$9.00K<0.1%00.0%UnchangedHistory
Global X FDS37954Y632ARTIFICIAL ETF304$9.00K<0.1%00.0%Unchanged–
EXELExelixis, Inc.COM514$9.00K<0.1%−16−3.0%ReducedHistory
GLPIGaming & Leisure Properties, Inc.COM185$9.00K<0.1%00.0%UnchangedHistory
ESSEssex Property Trust, Inc.COM30$9.00K<0.1%00.0%UnchangedHistory
FIXComfort Systems USA IncCOM119$9.00K<0.1%+12+11.2%AddedHistory
XYLXylem Inc.COM75$9.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A722ST STR SP PHARMA169$9.00K<0.1%+1+0.6%Added–
COLLCollegium Pharmaceutical, IncCOM385$9.00K<0.1%+134+53.4%AddedHistory
iShares Inc464286822MSCI MEXICO ETF179$9.00K<0.1%00.0%Unchanged–
FMSFresenius Medical Care AGSPONSORED ADR225$9.00K<0.1%−14−5.9%ReducedHistory
ANAutonation, Inc.COM100$9.00K<0.1%+100NewHistory
EGPEastgroup Properties IncCOM53$9.00K<0.1%−12−18.5%ReducedHistory
IQiQIYI, Inc.SPONSORED ADS600$9.00K<0.1%00.0%UnchangedHistory
MARAMARA Holdings, Inc.COM300$9.00K<0.1%+300NewHistory
VLGEAVillage Super Market IncCL A NEW400$9.00K<0.1%+400NewHistory
Brookfield Ppty REIT Inc11282X103CL A500$9.00K<0.1%00.0%Unchanged–
CVMCel Sci CorpCOM PAR NEW1,045$9.00K<0.1%−875−45.6%ReducedHistory
JPMorgan Chase & Co46625H365ALERIAN ML ETN481$9.00K<0.1%00.0%Unchanged–
Macquarie Global Infrastruct55608D101COM400$9.00K<0.1%00.0%Unchanged–
Flagstar Bank, National Association649445103COM850$9.00K<0.1%+850New–
FIRYFiry Inc.COM420$9.00K<0.1%+220+110.0%AddedHistory
ATRAptargroup, Inc.Stock74$10.0K<0.1%+49+196.0%AddedHistory
KNSLKinsale Capital Group, Inc.Stock59$10.0K<0.1%+55+1,375.0%AddedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF138$10.0K<0.1%00.0%Unchanged–
WisdomTree Tr97717W307US LARGECAP DIVD83$10.0K<0.1%00.0%Unchanged–
EXLSExlService Holdings, Inc.COM97$10.0K<0.1%+25+34.7%AddedHistory
AMPHAmphastar Pharmaceuticals, Inc.COM501$10.0K<0.1%+501NewHistory
ETF Ser Solutions26922A388APTUS DEFINED334$10.0K<0.1%00.0%Unchanged–
CCKCrown Holdings, Inc.COM100$10.0K<0.1%−700−87.5%ReducedHistory
SPSCSPS Commerce IncCOM99$10.0K<0.1%+25+33.8%AddedHistory
PACPacific Airport GroupSPON ADS B89$10.0K<0.1%+26+41.3%AddedHistory
iShares Inc464286509MSCI CDA ETF263$10.0K<0.1%00.0%Unchanged–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH127$10.0K<0.1%−97−43.3%Reduced–

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Proequities, Inc. in Q2 2021
SecurityClassPutsCalls
First Trust Cloud Computing ETF33734X192ETF$2.80M–
Global X FDS37954Y442CLOUD COMPUTNG$135.0K–
WisdomTree Tr97717Y691CLOUD COMPUTNG$68.0K–
MCNXAI Madison Equity Premium Income FundCOM–$55.0K

Sold out since Q1 2021 (120)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 120 by value last quarter.

Positions of Proequities, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
IAC Interactivecorp New44891N109COM8,482$1.83M0.1%–
First Tr Exchng Traded FD VI33740F854FT VEST U.S.20,044$677.0K<0.1%–
Agf Invts Tr00110G408US MARKET NETRL27,246$467.0K<0.1%–
FS KKR Cap Corp II35952V303COM23,156$464.0K<0.1%–
Aphria Inc03765K104COM18,650$343.0K<0.1%–
Mohawk Group Hldgs Inc608189106COM9,876$291.0K<0.1%–
PIMCO ETF Tr72201R88225YR+ ZERO U S1,925$254.0K<0.1%–
State Street SPDR S&P Bank ETF78464A797ETF4,756$247.0K<0.1%–
iShares Tr464287531US DIGI REAL ETF3,017$203.0K<0.1%–
Varian Med Sys Inc92220P105COM540$95.0K<0.1%–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR6,600$89.0K<0.1%History
SPDR Series Trust78464A805ST STR PR SP15001,400$69.0K<0.1%–
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR902$58.0K<0.1%–
First Tr Sr Floating Rate 2033740K101COM SHS6,000$56.0K<0.1%–
USAKUSA Truck IncCOM2,592$50.0K<0.1%History
BlackRock Strategic Mun Tr09248T109COM3,186$47.0K<0.1%–
COHUCohu IncCOM1,048$44.0K<0.1%History
RPAIRetail Properties of America, Inc.CL A3,691$39.0K<0.1%History
iShares Tr46435G326CORE MSCI INTL576$37.0K<0.1%–
FLGTFulgent Genetics, Inc.COM378$37.0K<0.1%History
MSBIMidland States Bancorp, Inc.COM1,327$37.0K<0.1%History
Colony Cap Inc New19626G108CL A COM5,597$36.0K<0.1%–
Flir Sys Inc302445101COM619$35.0K<0.1%–
First Tr Exch Traded FD III33739P806RIVRFRNT DYN EUR500$34.0K<0.1%–
BSETBassett Furniture Industries IncCOM1,329$32.0K<0.1%History
Morphosys AG617760202SPONSORED ADS1,432$31.0K<0.1%–
UFSDomtar CORPCOM NEW745$28.0K<0.1%History
NRGNRG Energy, Inc.Stock706$27.0K<0.1%History
Nuveen Maryland QLT Mun Inc67061Q107COM1,812$26.0K<0.1%–
WPMWheaton Precious Metals Corp.COM600$23.0K<0.1%History
SPDR Series Trust78468R796ST STR SP500FF218$21.0K<0.1%–
IPGPIpg Photonics CorpCOM93$20.0K<0.1%History
Janus Detroit STR Tr47103U852HENDERSON MTG377$20.0K<0.1%–
Ivy High Income Opportunitie465893105COM1,450$20.0K<0.1%–
ECHOEchoStar CORPCL A800$19.0K<0.1%History
LORLLoral Space & Communications Inc.COM500$19.0K<0.1%History
VLYValley National BancorpCOM1,285$18.0K<0.1%History
Fauquier Bankshares Inc312059108COM800$17.0K<0.1%–
MTLSMaterialise NVSPONSORED ADS454$16.0K<0.1%History
RPTXRepare Therapeutics Inc.COM500$15.0K<0.1%History
KTOSKratos Defense & Security Solutions, Inc.COM NEW500$14.0K<0.1%History
CVETCovetrus, Inc.COM400$12.0K<0.1%History
VXRTVaxart, Inc.COM NEW2,000$12.0K<0.1%History
SLGLSol-Gel Technologies Ltd.SHS1,000$12.0K<0.1%History
ENPHEnphase Energy, Inc.Stock68$11.0K<0.1%History
TCBITexas Capital Bancshares IncCOM161$11.0K<0.1%History
Innovator ETFs Trust45782C342US SML CP PWR ET400$11.0K<0.1%–
Innovator ETFs Trust45782C730US EQT ULTRA BF365$10.0K<0.1%–
Cambria ETF Tr132061862TAIL RISK460$9.00K<0.1%–
Inphi Corp45772F107COM50$9.00K<0.1%–
ACHAccendra Health IncStock219$8.00K<0.1%History
JOUTJohnson Outdoors IncCL A54$8.00K<0.1%History
GW Pharmaceuticals PLC36197T103ADS39$8.00K<0.1%–
Grubhub Inc400110102COM126$8.00K<0.1%–
SWCHSwitch, Inc.CL A500$8.00K<0.1%History
WFGWest Fraser Timber Co., LtdCOM97$7.00K<0.1%History
PFSIPennyMac Financial Services, Inc.COM106$7.00K<0.1%History
Genmark Diagnostics Inc372309104COM275$7.00K<0.1%–
HMS Hldgs Corp40425J101COM182$7.00K<0.1%–
HIBBHibbett IncCOM107$7.00K<0.1%History
OROR Royalties Inc.COM550$6.00K<0.1%History
LAKELakeland Industries IncCOM221$6.00K<0.1%History
Osi ETF Tr67110P407OSHARES US QUALT158$6.00K<0.1%–
ProShares Tr74347B607INVT INT RT HG65$5.00K<0.1%–
DDSDillard's, Inc.CL A50$5.00K<0.1%History
MODVModivCare IncCOM36$5.00K<0.1%History
Climate Change Crisis Real I18716C100CL A COM300$4.00K<0.1%–
Corelogic Inc21871D103COM47$4.00K<0.1%–
SNFIStark Novus Financial Inc.COM CL A350$4.00K<0.1%History
QDELQuidelOrtho CorpCOM28$4.00K<0.1%History
TTCToro CoCOM25$3.00K<0.1%History
ROCKGibraltar Industries, Inc.COM30$3.00K<0.1%History
ODCOil-Dri Corp of AmericaCOM100$3.00K<0.1%History
AEYAddvantage Technologies Group IncCOM NEW1,325$3.00K<0.1%History
QTTBQ32 Bio Inc.COM359$3.00K<0.1%History
Star Peak Energy Transition855185104CL A130$3.00K<0.1%–
HUBSHubSpot IncCOM5$2.00K<0.1%History
CVCOCavco Industries, Inc.COM7$2.00K<0.1%History
MCFTMasterCraft Boat Holdings, Inc.COM66$2.00K<0.1%History
TXNMTXNM Energy IncCOM32$2.00K<0.1%History
NDSNNordson CorpCOM8$2.00K<0.1%History
iShares Tr464288372GLB INFRASTR ETF35$2.00K<0.1%–
NVAXNovavax IncCOM NEW10$2.00K<0.1%History
RPDRapid7, Inc.COM24$2.00K<0.1%History
MNDTMandiant, Inc.COM100$2.00K<0.1%History
Yamana Gold Inc98462Y100COM550$2.00K<0.1%–
JWNNordstrom IncStock24$1.00K<0.1%History
SLABSilicon Laboratories Inc.Stock10$1.00K<0.1%History
PFGCPerformance Food Group CoCOM11$1.00K<0.1%History
AUBAtlantic Union Bankshares CorpCOM23$1.00K<0.1%History
GFIGold Fields LtdSPONSORED ADR102$1.00K<0.1%History
VOYAVoya Financial, Inc.COM17$1.00K<0.1%History
MZTIMarzetti CoCOM7$1.00K<0.1%History
PORPortland General Electric CoCOM NEW21$1.00K<0.1%History
IDAIdacorp IncCOM11$1.00K<0.1%History
LYGLloyds Banking Group plcSPONSORED ADR313$1.00K<0.1%History
BFAMBright Horizons Family Solutions Inc.COM5$1.00K<0.1%History
SNDRSchneider National, Inc.CL B37$1.00K<0.1%History
GTESGates Industrial Corp Ltd.ORD SHS63$1.00K<0.1%History
ESIElement Solutions IncCOM67$1.00K<0.1%History