Proequities, Inc.

SEC CIK: 0000752798
Latest filing: Aug 12, 2025

SEC filings (opens in a new tab)

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 9, 2021. Long positions only; changes compare share counts with Q2 2021.

Positions: 2,422; +50 vs. Q2 2021
Portfolio value: $1.63B; +$41.1M (+2.6%) vs. Q2 2021
Filed: Nov 9, 2021; SEC

Holdings of Proequities, Inc. in Q3 2021
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
iShares Core S&P 500 ETF464287200	ETF	114,751	$49.4M	3.0%	+21,230+22.7%	Added	–
Vanguard World FD921910873	MEGA CAP INDEX	292,002	$44.6M	2.7%	−43,967−13.1%	Reduced	–
Vanguard Ftse Developed Markets ETF921943858	ETF	838,539	$42.3M	2.6%	+153,061+22.3%	Added	–
iShares Tr46435G425	ESG AWR MSCI USA	366,783	$36.1M	2.2%	+76,548+26.4%	Added	–
AAPLApple Inc.	Stock	217,672	$29.6M	1.8%	+2,477+1.2%	Added	History
iShares Core U.S. Aggregate Bond ETF464287226	ETF	245,931	$28.2M	1.7%	+57,904+30.8%	Added	–
Vanguard Morningstar Mid-Cap ETF922908629	ETF	116,801	$27.7M	1.7%	−17,260−12.9%	Reduced	–
iShares Core S&P Small Cap ETF464287804	ETF	229,499	$25.1M	1.5%	−17,310−7.0%	Reduced	–
iShares Tr46434V613	CORE UNIVRSL USD	413,784	$22.0M	1.3%	+48,156+13.2%	Added	–
Vanguard Total International Bond ETF92203J407	ETF	346,785	$19.8M	1.2%	−886−0.3%	Reduced	–
iShares Tr464288646	ISHS 1-5YR INVS	346,987	$19.0M	1.2%	−115,045−24.9%	Reduced	–
Vanguard Morningstar Growth ETF922908736	ETF	61,111	$17.7M	1.1%	+494+0.8%	Added	–
iShares U.S. Treasury Bond ETF46429B267	ETF	650,213	$17.3M	1.1%	−111,929−14.7%	Reduced	–
AMZNAmazon Com Inc	Stock	5,560	$17.0M	1.0%	+191+3.6%	Added	History
MSFTMicrosoft Corp	Stock	56,913	$16.0M	1.0%	+1,960+3.6%	Added	History
Vanguard Ftse Emerging Markets ETF922042858	ETF	312,830	$15.6M	1.0%	−7,629−2.4%	Reduced	–
Vanguard Short-Term Bond ETF921937827	ETF	178,794	$14.7M	0.9%	+7,262+4.2%	Added	–
iShares Tr464288877	EAFE VALUE ETF	286,190	$14.6M	0.9%	+16,792+6.2%	Added	–
iShares Tr464288885	EAFE GRWTH ETF	134,558	$14.3M	0.9%	+45,412+50.9%	Added	–
iShares Tr464288661	3 7 YR TREAS BD	109,382	$14.2M	0.9%	+34,046+45.2%	Added	–
Vanguard Morningstar Value ETF922908744	ETF	90,789	$12.3M	0.8%	−145−0.2%	Reduced	–
METAMeta Platforms, Inc.	Stock	34,311	$11.6M	0.7%	+1,894+5.8%	Added	History
Trimtabs ETF Tr89628W500	DONOGHUE FRLNS	383,540	$11.1M	0.7%	−31,685−7.6%	Reduced	–
GOOGLAlphabet Inc.	Stock	4,160	$11.1M	0.7%	−35−0.8%	Reduced	History
SPDR Series Trust78464A763	ST STR SP DIV	93,845	$11.0M	0.7%	+5,703+6.5%	Added	–
Vanguard Morningstar Total Stock Market ETF922908769	ETF	48,954	$10.9M	0.7%	−8,741−15.2%	Reduced	–
iShares Tips Bond ETF464287176	ETF	84,323	$10.8M	0.7%	+74,695+775.8%	Added	–
iShares Tr46432F388	MSCI USA VALUE	102,872	$10.4M	0.6%	+3,014+3.0%	Added	–
Vanguard Mortgage-Backed Securities ETF92206C771	ETF	189,219	$10.1M	0.6%	−4,875−2.5%	Reduced	–
Vanguard BD Index FDS921937793	LONG TERM BOND	96,943	$9.92M	0.6%	+1,032+1.1%	Added	–
VVisa Inc.	Stock	43,476	$9.68M	0.6%	+4,135+10.5%	Added	History
MAMastercard Inc	Stock	27,532	$9.57M	0.6%	+3,254+13.4%	Added	History
iShares Tr464288588	MBS ETF	83,884	$9.07M	0.6%	+451+0.5%	Added	–
Trimtabs ETF Tr89628W609	DONOGHUE FORLINS	360,791	$8.98M	0.5%	−13,266−3.5%	Reduced	–
Abacus FCF ETF Tr89628W302	LEADERS ETF	154,874	$8.37M	0.5%	−16,104−9.4%	Reduced	–
Vanguard Intermediate-Term Bond ETF921937819	ETF	93,155	$8.33M	0.5%	−106,168−53.3%	Reduced	–
iShares U.S. Medical Devices ETF464288810	ETF	127,958	$8.03M	0.5%	−1,750−1.3%	ReducedConverted for a 6-for-1 split	–
BRK.BBerkshire Hathaway Inc	Stock	28,848	$7.87M	0.5%	+141+0.5%	Added	History
JNJJohnson & Johnson	Stock	47,621	$7.69M	0.5%	−2,385−4.8%	Reduced	History
iShares Russell 2000 ETF464287655	ETF	35,145	$7.69M	0.5%	+8,289+30.9%	Added	–
iShares Tr46435G474	FALN ANGLS USD	250,807	$7.55M	0.5%	+58,262+30.3%	Added	–
Vanguard Total Bond Market ETF921937835	ETF	86,925	$7.43M	0.5%	−3,982−4.4%	Reduced	–
First Tr Exchng Traded FD VI33740F805	SMITH OPPORT FXD	137,979	$7.39M	0.5%	+13,495+10.8%	Added	–
iShares Tr464287150	CORE S&P TTL STK	74,036	$7.28M	0.4%	+1,433+2.0%	Added	–
iShares Core MSCI Eafe ETF46432F842	ETF	97,829	$7.26M	0.4%	+9,061+10.2%	Added	–
SPDR Series Trust78468R101	ST SHO TREAS ETF	233,933	$7.17M	0.4%	+233,541+59,576.8%	Added	–
GOOGAlphabet Inc.	Stock	2,556	$6.81M	0.4%	+57+2.3%	Added	History
State Street Technology Select Sector SPDR ETF81369Y803	ETF	44,949	$6.71M	0.4%	−1,259−2.7%	Reduced	–
SPYSPDR S&P 500 ETF Trust	ETF	15,524	$6.68M	0.4%	−618−3.8%	Reduced	History
iShares Inc46434G863	ESG AWR MSCI EM	161,103	$6.68M	0.4%	−56,793−26.1%	Reduced	–
PGProcter & Gamble Co	Stock	47,698	$6.67M	0.4%	+727+1.5%	Added	History
TMOThermo Fisher Scientific Inc.	Stock	11,644	$6.66M	0.4%	−243−2.0%	Reduced	History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474	ETF	207,756	$6.49M	0.4%	+28,368+15.8%	Added	–
iShares Core S&P Mid-Cap ETF464287507	ETF	24,624	$6.48M	0.4%	−115−0.5%	Reduced	–
ADBEAdobe Inc.	Stock	11,089	$6.38M	0.4%	+546+5.2%	Added	History
iShares Tr464287291	GLOBAL TECH ETF	111,579	$6.32M	0.4%	+70,053+168.7%	AddedConverted for a 6-for-1 split	–
Vanguard S&P 500 ETF922908363	ETF	20,745	$6.30M	0.4%	+1,020+5.2%	Added	–
Vanguard Morningstar Small-Cap ETF922908751	ETF	27,799	$6.08M	0.4%	−349−1.2%	Reduced	–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853	ETF	165,469	$5.93M	0.4%	+25,833+18.5%	Added	–
SPDR Series Trust78464A292	ST STR PFD ETF	131,771	$5.73M	0.4%	−5,158−3.8%	Reduced	–
Trimtabs ETF Tr89628W401	INTL FRE CSH FLW	158,475	$5.59M	0.3%	−9,049−5.4%	Reduced	–
ARK Next Generation Technology ETF00214Q401	ETF	39,981	$5.55M	0.3%	+37,362+1,426.6%	Added	–
Vanguard Dividend Appreciation ETF921908844	ETF	36,080	$5.54M	0.3%	+2,419+7.2%	Added	–
ACNAccenture plc	Stock	16,775	$5.37M	0.3%	+19+0.1%	Added	History
HDHome Depot, Inc.	Stock	16,280	$5.34M	0.3%	+584+3.7%	Added	History
iShares Core MSCI Emerging Markets ETF46434G103	ETF	84,843	$5.24M	0.3%	−36,699−30.2%	Reduced	–
First Trust Indxx Innovative Transaction & Process ETF33741X201	ETF	122,842	$5.18M	0.3%	+2,799+2.3%	Added	–
WisdomTree Tr97717W505	US MIDCAP DIVID	120,952	$5.01M	0.3%	+4,704+4.0%	Added	–
Invesco Exchange Traded FD T46137V381	S&P500 EQL DIS	34,299	$4.95M	0.3%	+579+1.7%	Added	–
TSLATesla, Inc.	Stock	6,359	$4.93M	0.3%	−150−2.3%	Reduced	History
iShares Tr464288414	NATIONAL MUN ETF	56,723	$4.83M	0.3%	−1,781−3.0%	Reduced	–
DISWalt Disney Co	Stock	28,455	$4.81M	0.3%	+1,170+4.3%	Added	History
KOCoca Cola Co	Stock	90,392	$4.78M	0.3%	+2,858+3.3%	Added	History
iShares Tr464287333	GLOBAL FINLS ETF	60,175	$4.72M	0.3%	−8,685−12.6%	Reduced	–
NVDANVIDIA Corp	Stock	27,196	$4.61M	0.3%	+4,484+19.7%	AddedConverted for a 4-for-1 split	History
Vanguard Star FDS921909768	VG TL INTL STK F	72,606	$4.59M	0.3%	−924−1.3%	Reduced	–
iShares Tr464287796	U.S. ENERGY ETF	161,078	$4.55M	0.3%	−13,693−7.8%	Reduced	–
iShares Tr464288513	IBOXX HI YD ETF	51,965	$4.55M	0.3%	−5,934−10.2%	Reduced	–
iShares Tr46435G672	CORE INTL AGGR	82,225	$4.52M	0.3%	−4,218−4.9%	Reduced	–
iShares MSCI USA Momentum Factor ETF46432F396	ETF	25,632	$4.50M	0.3%	−25,820−50.2%	Reduced	–
JPMJPMorgan Chase & Co	Stock	27,020	$4.42M	0.3%	+811+3.1%	Added	History
Schwab U.S. Large-Cap Growth ETF808524300	ETF	29,694	$4.40M	0.3%	+1,230+4.3%	Added	–
iShares Core S&P US Value ETF464287663	ETF	61,410	$4.35M	0.3%	−1,373−2.2%	Reduced	–
NOWServiceNow, Inc.	Stock	6,965	$4.33M	0.3%	+755+12.2%	Added	History
iShares Tr464288638	ISHS 5-10YR INVT	72,163	$4.33M	0.3%	+28,177+64.1%	Added	–
PEPPepsiCo Inc	Stock	28,337	$4.26M	0.3%	−949−3.2%	Reduced	History
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	57,878	$4.25M	0.3%	−265−0.5%	Reduced	–
First Tr Exchange-Traded FD33739Q200	FST LOW OPPT EFT	83,357	$4.22M	0.3%	+1,383+1.7%	Added	–
WMTWalmart Inc.	Stock	30,131	$4.20M	0.3%	+3,238+12.0%	Added	History
iShares Broad Usd Investment Grade Corporate Bond ETF464288620	ETF	69,763	$4.19M	0.3%	−8,828−11.2%	Reduced	–
SPDR Series Trust78464A334	SST SPDR BLOOMBE	134,057	$4.17M	0.3%	−9,726−6.8%	Reduced	–
Vanguard Health Care ETF92204A504	ETF	16,458	$4.08M	0.2%	−2,529−13.3%	Reduced	–
COSTCostco Wholesale Corp	Stock	8,635	$3.88M	0.2%	+319+3.8%	Added	History
iShares Core MSCI Total International Stock ETF46432F834	ETF	54,634	$3.88M	0.2%	+4,191+8.3%	Added	–
PFEPfizer Inc	Stock	88,982	$3.83M	0.2%	−2,449−2.7%	Reduced	History
SYKStryker Corp	Stock	14,298	$3.78M	0.2%	+449+3.2%	Added	History
Abrdn ETFs003261104	BBRG ALL COMD K1	132,877	$3.73M	0.2%	+132,877	New	–
Invesco Exchange Traded FD T46137V357	S&P500 EQL WGT	24,895	$3.73M	0.2%	+1,451+6.2%	Added	–
VZVerizon Communications Inc	Stock	66,848	$3.61M	0.2%	+4,264+6.8%	Added	History
Vanguard Real Estate ETF922908553	ETF	35,408	$3.60M	0.2%	−2,555−6.7%	Reduced	–

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Proequities, Inc. in Q3 2021
Security	Class	Puts	Calls
First Trust Cloud Computing ETF33734X192	ETF	$2.72M	–
Global X FDS37954Y442	CLOUD COMPUTNG	$165.0K	–
WisdomTree Tr97717Y691	CLOUD COMPUTNG	$70.0K	–
MCNXAI Madison Equity Premium Income Fund	COM	–	$33.0K

Sold out since Q2 2021 (102)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 102 by value last quarter.

Positions of Proequities, Inc. sold out since Q2 2021
Security	Class	Shares in Q2 2021	Value in Q2 2021	% of portfolio in Q2 2021	History
iShares Inc464286251	JP MRG EM CRP BD	28,367	$1.49M	0.1%	–
iShares Inc464286517	JP MORGAN EM ETF	23,255	$1.01M	0.1%	–
ProShares Tr74347R842	PSHS ULTRUSS2000	4,714	$282.0K	<0.1%	–
ETF Ser Solutions26922A784	APTUS DRAWDOWN	4,002	$159.0K	<0.1%	–
Invesco Exch Traded FD Tr II46138E628	KBW BK ETF	2,397	$154.0K	<0.1%	–
Invesco Exchange Traded FD T46137V308	BUYBACK ACHIEV	1,661	$150.0K	<0.1%	–
iShares Tr46434V878	ULTRA SHORT DUR	2,969	$150.0K	<0.1%	–
XECCimarex Energy Co	COM	1,079	$78.0K	<0.1%	History
BBWIBath & Body Works, Inc.	COM	1,060	$76.0K	<0.1%	History
PRAHPRA Health Sciences, Inc.	COM	433	$72.0K	<0.1%	History
CORECore-Mark Holding Company, LLC	COM	1,543	$70.0K	<0.1%	History
DCIDonaldson Co Inc	Stock	1,024	$65.0K	<0.1%	History
SIDNational Steel Co	SPONSORED ADR	6,627	$58.0K	<0.1%	History
Invesco Exchange Traded FD T46137V365	S&P500 EQL ENR	1,073	$49.0K	<0.1%	–
WORKSlack Technologies, Inc.	COM CL A	1,100	$49.0K	<0.1%	History
Ssga Active ETF Tr78467V848	ST STR TOTAL ETF	962	$47.0K	<0.1%	–
LKFTLakefront Biotherapeutics NV	SPON ADR	686	$47.0K	<0.1%	History
QSQuantumScape Corp	COM CL A	1,485	$44.0K	<0.1%	History
CLLSCellectis S.A.	SPON ADS	2,724	$42.0K	<0.1%	History
Gores Holdings VI Inc38286R105	COM CL A	2,600	$42.0K	<0.1%	–
GRFSGrifols SA	SP ADR REP B NVT	2,189	$38.0K	<0.1%	History
NCZVirtus Convertible & Income Fund II	COM	7,000	$38.0K	<0.1%	History
CEQPCrestwood Equity Partners LP	UNIT LTD PARTNER	1,150	$34.0K	<0.1%	History
SAMBoston Beer Co Inc	CL A	29	$30.0K	<0.1%	History
IVZInvesco Ltd.	Stock	964	$26.0K	<0.1%	History
Invesco Exchange Traded FD T46137V712	DYNMC MKT ETF	200	$24.0K	<0.1%	–
RETAReata Pharmaceuticals Inc	CL A	165	$23.0K	<0.1%	History
CPERUnited States Commodity Index Funds Trust	CM REP COPP FD	840	$22.0K	<0.1%	History
USCRU.S. Concrete, Inc.	COM	300	$22.0K	<0.1%	History
ALXNAlexion Pharmaceuticals, Inc.	COM	105	$19.0K	<0.1%	History
MXIMMaxim Integrated Products Inc	COM	172	$18.0K	<0.1%	History
Global X FDS37954Y830	GLOBAL X COPPER	450	$17.0K	<0.1%	–
WORWorthington Enterprises, Inc.	COM	273	$17.0K	<0.1%	History
ETF Ser Solutions26922A230	HOYA CAP HOUSI	400	$16.0K	<0.1%	–
AXAxos Financial, Inc.	COM	300	$14.0K	<0.1%	History
Invesco Exchange Traded FD T46137V548	INTL DIVI ACHI	806	$14.0K	<0.1%	–
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC	COM	600	$14.0K	<0.1%	History
CNXCNX Resources Corp	COM	998	$14.0K	<0.1%	History
BP Midstream Partners LP0556EL109	UNIT LTD PTNR	1,000	$14.0K	<0.1%	–
First Tr Exchange-Traded FD33734X119	CONSUMR STAPLE	236	$13.0K	<0.1%	–
BEAMBeam Therapeutics Inc.	COM	100	$13.0K	<0.1%	History
iShares Inc464286772	MSCI STH KOR ETF	135	$13.0K	<0.1%	–
PFGPrincipal Financial Group Inc	COM	197	$12.0K	<0.1%	History
iShares Tr464288604	MRGSTR SM CP GR	210	$11.0K	<0.1%	–
VSHVishay Intertechnology Inc	COM	391	$9.00K	<0.1%	History
TMETencent Music Entertainment Group	SPON ADS	590	$9.00K	<0.1%	History
iShares Tr46434V274	INTL EQTY FACTOR	300	$9.00K	<0.1%	–
MARAMARA Holdings, Inc.	COM	300	$9.00K	<0.1%	History
Brookfield Ppty REIT Inc11282X103	CL A	500	$9.00K	<0.1%	–
PTCPTC Inc.	Stock	60	$8.00K	<0.1%	History
TTMITTM Technologies Inc	COM	579	$8.00K	<0.1%	History
EDUNew Oriental Education & Technology Group Inc.	SPON ADR	1,020	$8.00K	<0.1%	History
EMDWestern Asset Emerging Markets Debt Fund Inc.	COM	539	$8.00K	<0.1%	History
Invesco Exchange Traded FD T46137V837	DORS WRI MOM ETF	81	$7.00K	<0.1%	–
MRCYMercury Systems Inc	COM	105	$7.00K	<0.1%	History
VanEck ETF Trust92189F700	AGRIBUSINESS ETF	76	$7.00K	<0.1%	–
CRSRCorsair Gaming, Inc.	COM	205	$7.00K	<0.1%	History
Direxion Shs ETF Tr25460G732	MOONSHOT INNOVAT	189	$7.00K	<0.1%	–
PFPTProofpoint Inc	COM	40	$7.00K	<0.1%	History
VanEck Vectors ETF Tr92189F841	NAT RES ETF	154	$7.00K	<0.1%	–
iShares Tr464288844	US OIL EQ&SV ETF	412	$6.00K	<0.1%	–
WUWestern Union CO	Stock	212	$5.00K	<0.1%	History
VIPSVipshop Holdings Ltd	SPONSORED ADS A	261	$5.00K	<0.1%	History
CDLXCardlytics, Inc.	COM	41	$5.00K	<0.1%	History
Stable RD Acquisition Corp85236Q208	UNIT 05/15/2026	300	$5.00K	<0.1%	–
STEMStem, Inc.	CL A	130	$5.00K	<0.1%	History
FIZZNational Beverage Corp	COM	76	$4.00K	<0.1%	History
MIECohen & Steers MLP Income & Energy Opportunity Fund	COM SHS	1,033	$4.00K	<0.1%	History
MGPMGM Growth Properties LLC	CL A COM	95	$4.00K	<0.1%	History
Kraneshares Trust500767405	BOSERA MSCI CHIN	60	$3.00K	<0.1%	–
CMPSCOMPASS Pathways plc	SPONSORED ADS	78	$3.00K	<0.1%	History
FFINFirst Financial Bankshares Inc	COM	66	$3.00K	<0.1%	History
WDFCWD 40 Co	COM	10	$3.00K	<0.1%	History
GLADGladstone Capital Corp	COM	281	$3.00K	<0.1%	History
MDC Partners Inc.552697104	CL A SUB VTG	587	$3.00K	<0.1%	–
MBIOMustang Bio, Inc.	COM	1,000	$3.00K	<0.1%	History
Tuscan Hldgs Corp90069K104	COM	250	$3.00K	<0.1%	–
PRIPrimerica, Inc.	Stock	15	$2.00K	<0.1%	History
OGSONE Gas, Inc.	COM	26	$2.00K	<0.1%	History
BOHBank of Hawaii Corp	COM	28	$2.00K	<0.1%	History
RLIRli Corp	COM	20	$2.00K	<0.1%	History
ROADConstruction Partners, Inc.	COM CL A	48	$2.00K	<0.1%	History
LITELumentum Holdings Inc.	COM	26	$2.00K	<0.1%	History
Invesco Exch Traded FD Tr II46138E644	INTL BUYBACK	54	$2.00K	<0.1%	–
Invesco Exch Traded FD Tr II46138E693	FNDMNTL IG CRP	60	$2.00K	<0.1%	–
INCYIncyte Corp	COM	20	$2.00K	<0.1%	History
AYXAlteryx, Inc.	COM CL A	20	$2.00K	<0.1%	History
AUAngloGold Ashanti PLC	SPONSORED ADR	91	$2.00K	<0.1%	History
APPHAppHarvest, Inc.	COM	150	$2.00K	<0.1%	History
Direxion Shs ETF Tr25460G724	CONNECTED CONSUM	25	$2.00K	<0.1%	–
QTSQTS Realty Trust, Inc.	COM CL A	26	$2.00K	<0.1%	History
STFCState Auto Financial CORP	COM	103	$2.00K	<0.1%	History
LECOLincoln Electric Holdings Inc	COM	11	$1.00K	<0.1%	History
ANIKAnika Therapeutics, Inc.	COM	29	$1.00K	<0.1%	History
CLOVClover Health Investments, Corp.	COM CL A	100	$1.00K	<0.1%	History
BILIBilibili Inc.	SPONS ADS REP Z	12	$1.00K	<0.1%	History
MRVIMaravai Lifesciences Holdings, Inc.	COM CL A	29	$1.00K	<0.1%	History
Churchill Capital Corp IV171439102	CL A	35	$1.00K	<0.1%	–
KNLKnoll Inc	COM NEW	57	$1.00K	<0.1%	History
CDMOAvid Bioservices, Inc.	COM	1	$0	0.0%	History