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Livermore
Livermore
ZHEN

Caldwell Sutter Capital, Inc.

SEC CIK
0000702007
Latest filing
Aug 5, 2026

Holdings in Q1 2025

Holdings as of Mar 31, 2025, filed Apr 16, 2025. Long positions only; changes compare share counts with Q4 2024.

Institution overview
Positions
889
−9 vs. Q4 2024
Portfolio value
$210.2M
−$4.68M (−2.2%) vs. Q4 2024
Filed
Apr 16, 2025
SEC
Holdings of Caldwell Sutter Capital, Inc. in Q1 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock48,279$10.7M5.1%−1,899−3.8%ReducedHistory
VVisa Inc.Stock14,295$5.01M2.4%−338−2.3%ReducedHistory
MSAMSA Safety IncCOM33,999$4.99M2.4%00.0%UnchangedHistory
DGICADonegal Group IncCL A232,911$4.57M2.2%−3,100−1.3%ReducedHistory
KNTKKinetik Holdings Inc.COM NEW CL A73,210$3.80M1.8%−750−1.0%ReducedHistory
BRK.BBerkshire Hathaway IncStock6,685$3.56M1.7%+1,381+26.0%AddedHistory
MSFTMicrosoft CorpStock8,973$3.37M1.6%−403−4.3%ReducedHistory
CVXChevron CorpStock18,668$3.12M1.5%−1,772−8.7%ReducedHistory
CATCaterpillar IncStock9,262$3.05M1.5%+40.0%AddedHistory
COSTCostco Wholesale CorpStock3,104$2.94M1.4%−113−3.5%ReducedHistory
Summit St BK Santa Rosa Cali866264203COM313,104$2.89M1.4%+65,434+26.4%Added–
PPIHPerma-Pipe International Holdings, Inc.COM226,096$2.81M1.3%−1,500−0.7%ReducedHistory
iShares Core S&P 500 ETF464287200ETF4,937$2.77M1.3%−62−1.2%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF13,115$2.54M1.2%+143+1.1%Added–
NENNew England Realty Associates Limited PartnershipDEPOSITRY RCPT30,426$2.48M1.2%+50+0.2%AddedHistory
JPMJPMorgan Chase & CoStock9,572$2.35M1.1%−538−5.3%ReducedHistory
FSUNFirstsun Capital BancorpCOM63,405$2.29M1.1%−261−0.4%ReducedHistory
IBMInternational Business Machines CorpStock8,971$2.23M1.1%−253−2.7%ReducedHistory
INTUIntuit Inc.Stock3,400$2.09M1.0%+3,360+8,400.0%AddedHistory
BCMLBayCom CorpCOM82,619$2.08M1.0%−1,228−1.5%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM157,402$2.02M1.0%−5,960−3.6%ReducedHistory
AXPAmerican Express CoStock7,409$1.99M0.9%−10−0.1%ReducedHistory
MCIBarings Corporate InvestorsCOM84,614$1.98M0.9%00.0%UnchangedHistory
INBKFirst Internet BancorpCOM71,506$1.91M0.9%−1,000−1.4%ReducedHistory
SENEASeneca Foods CorpCL A21,206$1.89M0.9%−100−0.5%ReducedHistory
BANRBanner CorpCOM NEW29,492$1.88M0.9%−2,000−6.4%ReducedHistory
METAMeta Platforms, Inc.Stock3,189$1.84M0.9%+6+0.2%AddedHistory
XOMExxonMobil Holdings CorpCOM15,297$1.82M0.9%−312−2.0%ReducedHistory
CSCOCisco Systems, Inc.Stock29,277$1.81M0.9%−1,176−3.9%ReducedHistory
PKBKParke Bancorp, Inc.COM94,510$1.78M0.8%−905−0.9%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF6,278$1.73M0.8%00.0%Unchanged–
UMHUmh Properties, Inc.COM90,194$1.69M0.8%−2,000−2.2%ReducedHistory
PFEPfizer IncStock64,457$1.63M0.8%−1,213−1.8%ReducedHistory
PEPPepsiCo IncStock10,774$1.62M0.8%+669+6.6%AddedHistory
iShares Tr464287549EXPND TEC SC ETF16,902$1.53M0.7%00.0%Unchanged–
WLYJohn Wiley & Sons, Inc.CL A33,936$1.51M0.7%00.0%UnchangedHistory
UNPUnion Pacific CorpStock6,257$1.48M0.7%+69+1.1%AddedHistory
NAIINatural Alternatives International IncCOM NEW420,890$1.45M0.7%+8,415+2.0%AddedHistory
CWBCCommunity West BancsharesCOM74,077$1.37M0.7%−628−0.8%ReducedHistory
MODModine Manufacturing CoCOM17,439$1.34M0.6%00.0%UnchangedHistory
HDHome Depot, Inc.Stock3,563$1.31M0.6%+246+7.4%AddedHistory
ABBVAbbVie Inc.Stock5,963$1.25M0.6%−227−3.7%ReducedHistory
TAT&T Inc.Stock42,907$1.21M0.6%−3,308−7.2%ReducedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF13,114$1.21M0.6%−77−0.6%Reduced–
WMWaste Management IncStock5,099$1.18M0.6%−500−8.9%ReducedHistory
VZVerizon Communications IncStock25,709$1.17M0.6%−445−1.7%ReducedHistory
MCDMcDonalds CorpStock3,725$1.16M0.6%+115+3.2%AddedHistory
GOLDGold.com, Inc.COM44,202$1.12M0.5%−1,300−2.9%ReducedHistory
ELSEElectro Sensors IncCOM243,986$1.07M0.5%−2,633−1.1%ReducedHistory
JNJJohnson & JohnsonStock6,458$1.07M0.5%+35+0.5%AddedHistory
HONHoneywell International IncCOM5,041$1.07M0.5%00.0%UnchangedHistory
Vanguard Morningstar Growth ETF922908736ETF2,789$1.03M0.5%−140−4.8%Reduced–
ITICInvestors Title CoCOM4,240$1.02M0.5%−53−1.2%ReducedHistory
AXRAmrep Corp.COM50,772$1.02M0.5%−1,500−2.9%ReducedHistory
GILDGilead Sciences, Inc.Stock9,010$1.01M0.5%−697−7.2%ReducedHistory
HSYHershey CoCOM5,894$1.01M0.5%+1,744+42.0%AddedHistory
CSWCSW Industrials, Inc.COM3,312$965.5K0.5%00.0%UnchangedHistory
CSWCCapital Southwest CorpCOM41,728$931.4K0.4%−700−1.6%ReducedHistory
CPCanadian Pacific Kansas City LtdCOM13,250$930.3K0.4%00.0%UnchangedHistory
AIVApartment Investment & Management CoCL A104,800$922.2K0.4%+5,000+5.0%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF9,798$915.6K0.4%−85−0.9%Reduced–
SMBKSmartfinancial Inc.COM NEW28,431$883.6K0.4%00.0%UnchangedHistory
iShares Tr46428743220 YR TR BD ETF9,707$883.6K0.4%+219+2.3%Added–
BACBank of America CorpStock21,161$883.0K0.4%+788+3.9%AddedHistory
NRIMNorthrim Bancorp IncCOM11,801$864.1K0.4%−366−3.0%ReducedHistory
BSMBlack Stone Minerals, L.P.COM UNIT55,790$851.9K0.4%−36,700−39.7%ReducedHistory
ARLAmerican Realty Investors IncCOM77,501$848.6K0.4%−376−0.5%ReducedHistory
OMCCOld Market Capital CorpCOM NEW140,159$843.8K0.4%−2,162−1.5%ReducedHistory
ENBEnbridge IncStock18,513$820.3K0.4%−1,247−6.3%ReducedHistory
WMTWalmart Inc.Stock9,284$815.0K0.4%−252−2.6%ReducedHistory
PGProcter & Gamble CoStock4,703$801.6K0.4%−80−1.7%ReducedHistory
BRK.ABerkshire Hathaway IncCL A1$798.4K0.4%00.0%UnchangedHistory
MPVBarings Participation InvestorsSH BEN INT45,197$796.8K0.4%00.0%UnchangedHistory
OKEONEOK IncCOM7,871$781.0K0.4%−605−7.1%ReducedHistory
BABoeing CoStock4,544$775.0K0.4%−246−5.1%ReducedHistory
DUKDuke Energy CORPStock6,257$763.2K0.4%−333−5.1%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF4,407$761.3K0.4%+12+0.3%Added–
PIMCO ETF Tr72201R718ENHNCD LW DUR AC7,822$750.7K0.4%+82+1.1%Added–
DISWalt Disney CoStock7,512$741.4K0.4%+2,849+61.1%AddedHistory
WMBWilliams Companies, Inc.COM11,955$714.4K0.3%−1,128−8.6%ReducedHistory
DITAmcon Distributing CoCOM NEW5,899$692.0K0.3%−103−1.7%ReducedHistory
KVUEKenvue Inc.Stock28,564$685.0K0.3%+3,908+15.9%AddedHistory
LMTLockheed Martin CorpStock1,529$683.0K0.3%−118−7.2%ReducedHistory
DLRDigital Realty Trust, Inc.COM4,764$682.6K0.3%−330−6.5%ReducedHistory
ONBOld National BancorpStock32,012$678.3K0.3%00.0%UnchangedHistory
MCHBMechanics BancorpCL A57,000$669.2K0.3%−1,000−1.7%ReducedHistory
BNYBank of New York Mellon CorpStock7,943$666.2K0.3%00.0%UnchangedHistory
SSBKSouthern States Bancshares, Inc.COM18,594$664.7K0.3%00.0%UnchangedHistory
KOCoca Cola CoStock9,076$650.0K0.3%−59−0.6%ReducedHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA12,608$634.5K0.3%+239+1.9%Added–
CETCentral Securities CorpCOM14,005$629.7K0.3%+1,166+9.1%AddedHistory
MRKMerck & Co., Inc.Stock6,893$618.7K0.3%+374+5.7%AddedHistory
SBUXStarbucks CorpStock6,274$615.4K0.3%−314−4.8%ReducedHistory
QCOMQualcomm IncStock3,963$608.7K0.3%−230−5.5%ReducedHistory
Vanguard S&P 500 ETF922908363ETF1,179$605.9K0.3%+577+95.8%Added–
CLXClorox CoStock4,097$603.3K0.3%−179−4.2%ReducedHistory
Vanguard Energy ETF92204A306ETF4,620$599.3K0.3%−380−7.6%Reduced–
GOOGAlphabet Inc.Stock3,833$598.8K0.3%−341−8.2%ReducedHistory
DHRDanaher CorpStock2,897$593.9K0.3%−150−4.9%ReducedHistory
FSBWFS Bancorp, Inc.COM15,352$583.5K0.3%−116−0.7%ReducedHistory

Sold out since Q4 2024 (38)

Positions held at the end of Q4 2024 that are gone from this filing.

Positions of Caldwell Sutter Capital, Inc. sold out since Q4 2024
SecurityClassShares in Q4 2024Value in Q4 2024% of portfolio in Q4 2024History
MNTXManitex International, Inc.COM170,725$990.2K0.5%History
PATHUiPath, Inc.Stock5,898$75.0K<0.1%History
PLTRPalantir Technologies Inc.Stock945$71.5K<0.1%History
SPDR Series Trust78464A755ST STR SP METAL876$49.7K<0.1%–
PMDPsychemedics CorpCOM20,250$45.4K<0.1%History
iShares Core High Dividend ETF46429B663ETF356$40.0K<0.1%–
Flexshares Tr33939L811INTL QLTDV DEF1,625$33.0K<0.1%–
ETHEGrayscale Ethereum Staking ETFETF1,000$28.0K<0.1%History
VMCVulcan Materials COCOM99$25.5K<0.1%History
CDMOAvid Bioservices, Inc.COM2,000$24.7K<0.1%History
iShares Tr464288638ISHS 5-10YR INVT435$22.4K<0.1%–
NOMDNomad Foods LtdUSD ORD SHS1,222$20.5K<0.1%History
Alps ETF Tr00162Q205EQUAL SEC ETF140$17.5K<0.1%–
Vanguard World FD921910816MEGA GRWTH IND48$16.5K<0.1%–
FWONKLiberty Media CorpCOM LBTY ONE S C171$15.8K<0.1%History
SPWHSportsman's Warehouse Holdings, Inc.COM5,000$13.3K<0.1%History
BERYBerry Global Group, Inc.COM159$10.3K<0.1%History
IGRCbre Global Real Estate Income FundCOM1,436$6.91K<0.1%History
CAVACava Group, Inc.COM50$5.64K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF138$4.55K<0.1%–
iShares Tr46428951110+ YR INVST GRD92$4.54K<0.1%–
PZZAPapa Johns International IncStock90$3.70K<0.1%History
ETHGrayscale Ethereum Staking Mini ETFSHS NEW100$3.15K<0.1%History
LCIDLucid Group, Inc.COM1,000$3.02K<0.1%History
CMGChipotle Mexican Grill IncCOM50$3.02K<0.1%History
Invesco Exch Traded FD Tr II46138G706SOLAR ETF70$2.32K<0.1%–
MCHPMicrochip Technology IncStock38$2.18K<0.1%History
UPSTUpstart Holdings, Inc.COM25$1.54K<0.1%History
PFIEProfire Energy IncCOM600$1.52K<0.1%History
AMCRAmcor plcORD142$1.34K<0.1%History
TDCTeradata CorpStock40$1.25K<0.1%History
FVRRFiverr International Ltd.ORD SHS30$952<0.1%History
BNSBank of Nova ScotiaCOM14$752<0.1%History
BHPBHP Group LtdADR10$488<0.1%History
MEHCQChrome Holding Co.Stock25$81<0.1%History
WDSWoodside Energy Group LtdADR3$47<0.1%History
APTOAptose Biosciences Inc.COM NEW92$21<0.1%History
WKHSWorkhorse Group Inc.COM SHS2$1<0.1%History