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Livermore
Livermore
ZHEN

Caldwell Sutter Capital, Inc.

SEC CIK
0000702007
Latest filing
Aug 5, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Apr 19, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
921
−36 vs. Q4 2023
Portfolio value
$207.8M
+$10.9M (+5.6%) vs. Q4 2023
Filed
Apr 19, 2024
SEC
Holdings of Caldwell Sutter Capital, Inc. in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock51,286$8.79M4.2%−5,827−10.2%ReducedHistory
MSAMSA Safety IncCOM34,399$6.66M3.2%−400−1.1%ReducedHistory
VVisa Inc.Stock16,383$4.57M2.2%+923+6.0%AddedHistory
MSFTMicrosoft CorpStock9,955$4.19M2.0%−428−4.1%ReducedHistory
CATCaterpillar IncStock10,894$3.99M1.9%−1,236−10.2%ReducedHistory
KNTKKinetik Holdings Inc.COM NEW CL A96,579$3.85M1.9%+7,971+9.0%AddedHistory
CVXChevron CorpStock20,605$3.25M1.6%+141+0.7%AddedHistory
DGICADonegal Group IncCL A227,720$3.22M1.5%+8,050+3.7%AddedHistory
COSTCostco Wholesale CorpStock4,348$3.19M1.5%−641−12.8%ReducedHistory
ATMUAtmus Filtration Technologies Inc.COM97,861$3.16M1.5%+97,861NewHistory
NAIINatural Alternatives International IncCOM NEW444,338$2.71M1.3%−5,357−1.2%ReducedHistory
iShares Core S&P 500 ETF464287200ETF5,105$2.68M1.3%−153−2.9%Reduced–
INBKFirst Internet BancorpCOM73,358$2.55M1.2%−150−0.2%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF13,058$2.38M1.1%+408+3.2%Added–
NENNew England Realty Associates Limited PartnershipDEPOSITRY RCPT32,339$2.33M1.1%00.0%UnchangedHistory
Summit St BK Santa Rosa Cali866264203COM209,328$2.27M1.1%+1,573+0.8%Added–
PFEPfizer IncStock73,621$2.04M1.0%+1,674+2.3%AddedHistory
CSWCSW Industrials, Inc.COM8,664$2.03M1.0%00.0%UnchangedHistory
IBMInternational Business Machines CorpStock10,284$1.96M0.9%−454−4.2%ReducedHistory
XOMExxonMobil Holdings CorpCOM16,011$1.86M0.9%−267−1.6%ReducedHistory
PPIHPerma-Pipe International Holdings, Inc.COM229,307$1.81M0.9%−7,750−3.3%ReducedHistory
JPMJPMorgan Chase & CoStock9,014$1.81M0.9%−164−1.8%ReducedHistory
MODModine Manufacturing CoCOM18,839$1.79M0.9%−4,000−17.5%ReducedHistory
CMCTCreative Media & Community Trust CorpCOM NEW414,235$1.76M0.8%−9,992−2.4%ReducedHistory
BSMBlack Stone Minerals, L.P.COM UNIT107,300$1.71M0.8%+1,600+1.5%AddedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM170,910$1.71M0.8%−9,352−5.2%ReducedHistory
PKBKParke Bancorp, Inc.COM99,294$1.71M0.8%−1,177−1.2%ReducedHistory
PEPPepsiCo IncStock9,643$1.69M0.8%−400−4.0%ReducedHistory
BCMLBayCom CorpCOM81,761$1.69M0.8%−500−0.6%ReducedHistory
AXPAmerican Express CoStock7,342$1.67M0.8%−10−0.1%ReducedHistory
BANRBanner CorpCOM NEW34,687$1.66M0.8%00.0%UnchangedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF6,278$1.63M0.8%−207−3.2%Reduced–
METAMeta Platforms, Inc.Stock3,324$1.61M0.8%+2+0.1%AddedHistory
UNPUnion Pacific CorpStock6,182$1.52M0.7%−20.0%ReducedHistory
WLYJohn Wiley & Sons, Inc.CL A39,488$1.51M0.7%00.0%UnchangedHistory
GOLDGold.com, Inc.COM49,002$1.50M0.7%−2,700−5.2%ReducedHistory
UMHUmh Properties, Inc.COM92,021$1.49M0.7%−1,000−1.1%ReducedHistory
iShares Tr464287549EXPND TEC SC ETF16,902$1.46M0.7%−618−3.5%ReducedConverted for a 6-for-1 split–
MCIBarings Corporate InvestorsCOM84,614$1.45M0.7%−3,000−3.4%ReducedHistory
ARLAmerican Realty Investors IncCOM80,782$1.45M0.7%−2,142−2.6%ReducedHistory
HDHome Depot, Inc.Stock3,754$1.44M0.7%+358+10.5%AddedHistory
CSCOCisco Systems, Inc.Stock28,189$1.41M0.7%−360−1.3%ReducedHistory
SENEASeneca Foods CorpCL A22,685$1.29M0.6%+2,000+9.7%AddedHistory
AXRAmrep Corp.COM53,872$1.25M0.6%00.0%UnchangedHistory
CWBCCommunity West BancsharesCOM78,357$1.21M0.6%−500−0.6%ReducedHistory
INTCIntel CorpStock27,096$1.20M0.6%−910−3.2%ReducedHistory
MNTXManitex International, Inc.COM170,725$1.17M0.6%−1,000−0.6%ReducedHistory
CPCanadian Pacific Kansas City LtdCOM13,250$1.17M0.6%00.0%UnchangedHistory
DITAmcon Distributing CoCOM NEW6,082$1.12M0.5%−261−4.1%ReducedHistory
MRKMerck & Co., Inc.Stock8,403$1.11M0.5%−338−3.9%ReducedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF11,793$1.08M0.5%−769−6.1%Reduced–
OMCCOld Market Capital CorpCOM NEW159,900$1.08M0.5%−1,000−0.6%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF3,136$1.08M0.5%−97−3.0%Reduced–
CSWCCapital Southwest CorpCOM43,228$1.08M0.5%00.0%UnchangedHistory
MCDMcDonalds CorpStock3,803$1.07M0.5%−2−0.1%ReducedHistory
ABBVAbbVie Inc.Stock5,847$1.06M0.5%−344−5.6%ReducedHistory
BABoeing CoStock5,414$1.04M0.5%−201−3.6%ReducedHistory
NWLINational Western Life Group, Inc.CL A2,113$1.04M0.5%−287−12.0%ReducedHistory
HONHoneywell International IncCOM5,017$1.03M0.5%00.0%UnchangedHistory
INTGIntergroup CorpCOM44,102$990.1K0.5%−609−1.4%ReducedHistory
ENBEnbridge IncStock27,312$988.1K0.5%−301−1.1%ReducedHistory
VZVerizon Communications IncStock23,432$983.2K0.5%+390+1.7%AddedHistory
BRK.BBerkshire Hathaway IncStock2,312$972.2K0.5%−99−4.1%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF9,883$933.1K0.4%00.0%Unchanged–
ELSEElectro Sensors IncCOM223,581$932.3K0.4%00.0%UnchangedHistory
MCHBMechanics BancorpCL A60,000$903.0K0.4%+60,000NewHistory
PGProcter & Gamble CoStock5,477$888.6K0.4%+500+10.0%AddedHistory
AIVApartment Investment & Management CoCL A104,700$857.5K0.4%00.0%UnchangedHistory
JNJJohnson & JohnsonStock5,341$844.8K0.4%+409+8.3%AddedHistory
QCOMQualcomm IncStock4,878$825.8K0.4%−331−6.4%ReducedHistory
ONBOld National BancorpStock46,492$809.4K0.4%00.0%UnchangedHistory
DLRDigital Realty Trust, Inc.COM5,576$803.2K0.4%−139−2.4%ReducedHistory
CLXClorox CoStock5,196$795.6K0.4%+666+14.7%AddedHistory
DHRDanaher CorpStock3,147$785.9K0.4%00.0%UnchangedHistory
WMWaste Management IncStock3,628$773.3K0.4%+3,193+734.0%AddedHistory
LMTLockheed Martin CorpStock1,668$758.7K0.4%−63−3.6%ReducedHistory
TAT&T Inc.Stock42,407$746.4K0.4%+180.0%AddedHistory
MPVBarings Participation InvestorsSH BEN INT45,377$731.5K0.4%00.0%UnchangedHistory
OKEONEOK IncCOM9,097$729.3K0.4%−146−1.6%ReducedHistory
DGDollar General CorpCOM4,631$722.7K0.3%−524−10.2%ReducedHistory
ITICInvestors Title CoCOM4,393$716.9K0.3%+1,100+33.4%AddedHistory
GILDGilead Sciences, Inc.Stock9,737$713.3K0.3%−51−0.5%ReducedHistory
BACBank of America CorpStock18,791$712.6K0.3%−994−5.0%ReducedHistory
Vanguard Energy ETF92204A306ETF5,237$689.7K0.3%00.0%Unchanged–
LGLLGL Group IncCOM106,491$676.2K0.3%−1,406−1.3%ReducedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC6,994$663.5K0.3%−474−6.3%Reduced–
WLYBJohn Wiley & Sons, Inc.CL B17,104$650.1K0.3%00.0%UnchangedHistory
Vanguard Morningstar Value ETF922908744ETF3,968$646.2K0.3%+112+2.9%Added–
iShares Tr46428743220 YR TR BD ETF6,713$635.2K0.3%+212+3.3%Added–
SSBKSouthern States Bancshares, Inc.COM24,494$634.9K0.3%00.0%UnchangedHistory
BRK.ABerkshire Hathaway IncCL A1$634.4K0.3%00.0%UnchangedHistory
SBUXStarbucks CorpStock6,916$632.0K0.3%−322−4.4%ReducedHistory
NRIMNorthrim Bancorp IncCOM12,367$624.7K0.3%00.0%UnchangedHistory
DUKDuke Energy CORPStock6,426$621.5K0.3%+104+1.6%AddedHistory
GOOGAlphabet Inc.Stock3,946$600.8K0.3%+819+26.2%AddedHistory
SMBKSmartfinancial Inc.COM NEW28,431$599.0K0.3%00.0%UnchangedHistory
KEYSKeysight Technologies, Inc.Stock3,826$598.3K0.3%−224−5.5%ReducedHistory
DISWalt Disney CoStock4,666$570.9K0.3%−303−6.1%ReducedHistory
PNBKPatriot National Bancorp IncCOM NEW150,901$565.9K0.3%−2,200−1.4%ReducedHistory
AMGNAmgen IncStock1,952$555.1K0.3%−82−4.0%ReducedHistory

Sold out since Q4 2023 (66)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of Caldwell Sutter Capital, Inc. sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
LULUlululemon athletica inc.Stock200$102.3K0.1%History
XELXcel Energy IncStock1,379$85.4K<0.1%History
KBRKBR, Inc.COM1,000$55.4K<0.1%History
DHIHorton D R IncCOM298$45.3K<0.1%History
MGMMGM Resorts InternationalStock910$40.7K<0.1%History
AMXAmerica Movil SAB de CVSPON ADS RP CL B1,903$35.2K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM2,000$32.8K<0.1%History
PSAPublic StorageCOM103$31.4K<0.1%History
YUMYum Brands IncStock139$18.2K<0.1%History
AEHRAehr Test SystemsCOM600$15.9K<0.1%History
WisdomTree Tr97717Y709INTL ESG FUND364$10.7K<0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL139$8.71K<0.1%–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF103$7.14K<0.1%–
SRTStartek, Inc.COM1,250$5.51K<0.1%History
INTUIntuit Inc.Stock7$4.38K<0.1%History
iShares Tr464288281JPMORGAN USD EMG47$4.19K<0.1%–
EXRExtra Space Storage Inc.COM21$3.37K<0.1%History
SPLKSplunk IncCOM19$2.90K<0.1%History
TEAMAtlassian CorpCL A12$2.85K<0.1%History
LBCLuther Burbank CorpCOM250$2.68K<0.1%History
NXPINXP Semiconductors N.V.COM10$2.30K<0.1%History
INCYIncyte CorpCOM32$2.01K<0.1%History
MPMP Materials Corp.COM CL A100$1.99K<0.1%History
EMBJEmbraer S.A.ADR100$1.84K<0.1%History
DDOGDatadog, Inc.CL A COM15$1.82K<0.1%History
IRMIron Mountain IncCOM25$1.75K<0.1%History
FCFranklin Covey CoCOM40$1.74K<0.1%History
ALGNAlign Technology IncCOM6$1.64K<0.1%History
WDWalker & Dunlop, Inc.COM13$1.44K<0.1%History
WIXWix.com Ltd.SHS11$1.35K<0.1%History
PENPenumbra IncCOM5$1.26K<0.1%History
APPNAppian CorpCL A30$1.13K<0.1%History
PAYCPaycom Software, Inc.Stock5$1.03K<0.1%History
FLGTFulgent Genetics, Inc.COM35$1.01K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM26$954<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT15$939<0.1%History
EPAMEPAM Systems, Inc.COM3$892<0.1%History
CFLTConfluent, Inc.CLASS A COM36$842<0.1%History
LMNDLemonade, Inc.Stock51$823<0.1%History
TTWOTake Two Interactive Software IncCOM5$805<0.1%History
CHCOCity Holding CoCOM7$772<0.1%History
VEEVVeeva Systems IncStock4$770<0.1%History
SMGScotts Miracle-Gro CoStock12$765<0.1%History
AERAerCap Holdings N.V.SHS10$743<0.1%History
DBXDropbox, Inc.CL A24$708<0.1%History
GMABGenmab A/SSPONSORED ADS22$700<0.1%History
CHWYChewy, Inc.CL A29$685<0.1%History
TREXTrex Co IncCOM8$662<0.1%History
AKAMAkamai Technologies IncCOM5$592<0.1%History
ROLRollins IncCOM10$437<0.1%History
DCBODocebo Inc.COM9$435<0.1%History
BILLBILL Holdings, Inc.Stock5$408<0.1%History
COINCoinbase Global, Inc.COM CL A2$348<0.1%History
JDJD.com, Inc.SPON ADS CL A11$318<0.1%History
GHGuardant Health, Inc.COM11$298<0.1%History
QDELQuidelOrtho CorpCOM4$295<0.1%History
EDITEditas Medicine, Inc.COM28$284<0.1%History
NVCRNovoCure LtdORD SHS19$284<0.1%History
MTCHMatch Group, Inc.COM6$219<0.1%History
PDPagerDuty, Inc.COM9$208<0.1%History
SESea LtdSPONSORD ADS5$203<0.1%History
INSPInspire Medical Systems, Inc.COM1$203<0.1%History
OLEDUniversal Display CorpCOM1$191<0.1%History
TDOCTeladoc Health, Inc.COM8$172<0.1%History
INMDInMode Ltd.SHS5$111<0.1%History
BYNDBeyond Meat, Inc.COM10$89<0.1%History