Caldwell Sutter Capital, Inc.
- SEC CIK
- 0000702007
- Latest filing
- Aug 5, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Jan 19, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 957
- +66 vs. Q3 2023
- Portfolio value
- $196.8M
- +$16.1M (+8.9%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 57,113 | $11.0M | 5.6% | +419+0.7% | Added | History |
| MSAMSA Safety Inc | COM | 34,799 | $5.88M | 3.0% | −1,100−3.1% | Reduced | History |
| VVisa Inc. | Stock | 15,460 | $4.03M | 2.0% | −2,020−11.6% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 10,383 | $3.90M | 2.0% | −359−3.3% | Reduced | History |
| CATCaterpillar Inc | Stock | 12,130 | $3.59M | 1.8% | +46+0.4% | Added | History |
| COSTCostco Wholesale Corp | Stock | 4,989 | $3.29M | 1.7% | −221−4.2% | Reduced | History |
| DGICADonegal Group Inc | CL A | 219,670 | $3.07M | 1.6% | 00.0% | Unchanged | History |
| CVXChevron Corp | Stock | 20,464 | $3.05M | 1.6% | −329−1.6% | Reduced | History |
| KNTKKinetik Holdings Inc. | COM NEW CL A | 88,608 | $2.96M | 1.5% | −81−0.1% | Reduced | History |
| NAIINatural Alternatives International Inc | COM NEW | 449,695 | $2.94M | 1.5% | +3,105+0.7% | Added | History |
| Summit St BK Santa Rosa Cali866264203 | COM | 207,755 | $2.55M | 1.3% | +9,799+5.0% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 5,258 | $2.51M | 1.3% | +877+20.0% | Added | – |
| NENNew England Realty Associates Limited Partnership | DEPOSITRY RCPT | 32,339 | $2.25M | 1.1% | −1,300−3.9% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 12,650 | $2.16M | 1.1% | +739+6.2% | Added | – |
| PFEPfizer Inc | Stock | 71,947 | $2.07M | 1.1% | +2,153+3.1% | Added | History |
| PKBKParke Bancorp, Inc. | COM | 100,471 | $2.03M | 1.0% | 00.0% | Unchanged | History |
| BCMLBayCom Corp | COM | 82,261 | $1.94M | 1.0% | 00.0% | Unchanged | History |
| PPIHPerma-Pipe International Holdings, Inc. | COM | 237,057 | $1.88M | 1.0% | −500−0.2% | Reduced | History |
| BANRBanner Corp | COM NEW | 34,687 | $1.86M | 0.9% | 00.0% | Unchanged | History |
| CSWCSW Industrials, Inc. | COM | 8,664 | $1.80M | 0.9% | 00.0% | Unchanged | History |
| INBKFirst Internet Bancorp | COM | 73,508 | $1.78M | 0.9% | −750−1.0% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 10,738 | $1.76M | 0.9% | −542−4.8% | Reduced | History |
| PEPPepsiCo Inc | Stock | 10,043 | $1.71M | 0.9% | −23−0.2% | Reduced | History |
| BSMBlack Stone Minerals, L.P. | COM UNIT | 105,700 | $1.69M | 0.9% | 00.0% | Unchanged | History |
| XOMExxonMobil Holdings Corp | COM | 16,278 | $1.63M | 0.8% | −888−5.2% | Reduced | History |
| MCIBarings Corporate Investors | COM | 87,614 | $1.61M | 0.8% | 00.0% | Unchanged | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 180,262 | $1.58M | 0.8% | −3,610−2.0% | Reduced | History |
| CMCTCreative Media & Community Trust Corp | COM NEW | 424,227 | $1.57M | 0.8% | +4,465+1.1% | Added | History |
| GOLDGold.com, Inc. | COM | 51,702 | $1.56M | 0.8% | −10,500−16.9% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 9,178 | $1.56M | 0.8% | −65−0.7% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 6,485 | $1.54M | 0.8% | +962+17.4% | Added | – |
| UNPUnion Pacific Corp | Stock | 6,184 | $1.52M | 0.8% | +26+0.4% | Added | History |
| MNTXManitex International, Inc. | COM | 171,725 | $1.50M | 0.8% | 00.0% | Unchanged | History |
| BABoeing Co | Stock | 5,615 | $1.46M | 0.7% | −27−0.5% | Reduced | History |
| ARLAmerican Realty Investors Inc | COM | 82,924 | $1.44M | 0.7% | 00.0% | Unchanged | History |
| CSCOCisco Systems, Inc. | Stock | 28,549 | $1.44M | 0.7% | +443+1.6% | Added | History |
| UMHUmh Properties, Inc. | COM | 93,021 | $1.43M | 0.7% | 00.0% | Unchanged | History |
| INTCIntel Corp | Stock | 28,006 | $1.41M | 0.7% | −1,010−3.5% | Reduced | History |
| AXPAmerican Express Co | Stock | 7,352 | $1.38M | 0.7% | 00.0% | Unchanged | History |
| CWBCCommunity West Bancshares | COM | 78,857 | $1.37M | 0.7% | 00.0% | Unchanged | History |
| MODModine Manufacturing Co | COM | 22,839 | $1.36M | 0.7% | −1,333−5.5% | Reduced | History |
| iShares Tr464287549 | EXPND TEC SC ETF | 2,920 | $1.31M | 0.7% | +476+19.5% | Added | – |
| WLYJohn Wiley & Sons, Inc. | CL A | 39,488 | $1.25M | 0.6% | 00.0% | Unchanged | History |
| DITAmcon Distributing Co | COM NEW | 6,343 | $1.24M | 0.6% | 00.0% | Unchanged | History |
| AXRAmrep Corp. | COM | 53,872 | $1.18M | 0.6% | −1,000−1.8% | Reduced | History |
| HDHome Depot, Inc. | Stock | 3,396 | $1.18M | 0.6% | −49−1.4% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 3,322 | $1.18M | 0.6% | −11−0.3% | Reduced | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 12,562 | $1.16M | 0.6% | +339+2.8% | Added | – |
| NWLINational Western Life Group, Inc. | CL A | 2,400 | $1.16M | 0.6% | 00.0% | Unchanged | History |
| MCDMcDonalds Corp | Stock | 3,805 | $1.13M | 0.6% | +38+1.0% | Added | History |
| OMCCOld Market Capital Corp | COM NEW | 160,900 | $1.11M | 0.6% | −9,171−5.4% | Reduced | History |
| SENEASeneca Foods Corp | CL A | 20,685 | $1.08M | 0.6% | +10,314+99.5% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 2,049 | $1.08M | 0.5% | +152+8.0% | Added | History |
| HONHoneywell International Inc | COM | 5,017 | $1.05M | 0.5% | 00.0% | Unchanged | History |
| CPCanadian Pacific Kansas City Ltd | COM | 13,250 | $1.05M | 0.5% | 00.0% | Unchanged | History |
| CSWCCapital Southwest Corp | COM | 43,228 | $1.02M | 0.5% | 00.0% | Unchanged | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 3,233 | $1.01M | 0.5% | −214−6.2% | Reduced | – |
| ENBEnbridge Inc | Stock | 27,613 | $994.6K | 0.5% | +335+1.2% | Added | History |
| ABBVAbbVie Inc. | Stock | 6,191 | $959.3K | 0.5% | −114−1.8% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 8,741 | $952.9K | 0.5% | −193−2.2% | Reduced | History |
| INTGIntergroup Corp | COM | 44,711 | $877.2K | 0.4% | −10,890−19.6% | Reduced | History |
| VZVerizon Communications Inc | Stock | 23,042 | $868.7K | 0.4% | −1,623−6.6% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 2,411 | $859.9K | 0.4% | +577+31.5% | Added | History |
| ELSEElectro Sensors Inc | COM | 223,581 | $849.5K | 0.4% | 00.0% | Unchanged | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 9,883 | $828.6K | 0.4% | +471+5.0% | Added | – |
| AIVApartment Investment & Management Co | CL A | 104,700 | $819.8K | 0.4% | 00.0% | Unchanged | History |
| GILDGilead Sciences, Inc. | Stock | 9,788 | $792.9K | 0.4% | −146−1.5% | Reduced | History |
| ONBOld National Bancorp | Stock | 46,492 | $785.3K | 0.4% | 00.0% | Unchanged | History |
| LMTLockheed Martin Corp | Stock | 1,731 | $784.6K | 0.4% | +132+8.3% | Added | History |
| JNJJohnson & Johnson | Stock | 4,932 | $773.1K | 0.4% | −45−0.9% | Reduced | History |
| DLRDigital Realty Trust, Inc. | COM | 5,715 | $769.1K | 0.4% | +92+1.6% | Added | History |
| QCOMQualcomm Inc | Stock | 5,209 | $753.3K | 0.4% | +293+6.0% | Added | History |
| PGProcter & Gamble Co | Stock | 4,977 | $729.4K | 0.4% | −170−3.3% | Reduced | History |
| DHRDanaher Corp | Stock | 3,147 | $728.0K | 0.4% | −100−3.1% | Reduced | History |
| SSBKSouthern States Bancshares, Inc. | COM | 24,494 | $717.2K | 0.4% | 00.0% | Unchanged | History |
| ORealty Income Corp | REIT | 12,466 | $715.8K | 0.4% | −705−5.4% | Reduced | History |
| TAT&T Inc. | Stock | 42,389 | $711.3K | 0.4% | −2,489−5.5% | Reduced | History |
| MPVBarings Participation Investors | SH BEN INT | 45,377 | $707.9K | 0.4% | 00.0% | Unchanged | History |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 7,468 | $707.7K | 0.4% | +156+2.1% | Added | – |
| NRIMNorthrim Bancorp Inc | COM | 12,367 | $707.5K | 0.4% | 00.0% | Unchanged | History |
| DGDollar General Corp | COM | 5,155 | $700.8K | 0.4% | 00.0% | Unchanged | History |
| SMBKSmartfinancial Inc. | COM NEW | 28,431 | $696.3K | 0.4% | 00.0% | Unchanged | History |
| SBUXStarbucks Corp | Stock | 7,238 | $694.9K | 0.4% | −1,015−12.3% | Reduced | History |
| BACBank of America Corp | Stock | 19,785 | $666.2K | 0.3% | +26+0.1% | Added | History |
| LGLLGL Group Inc | COM | 107,897 | $662.5K | 0.3% | +8,977+9.1% | Added | History |
| OKEONEOK Inc | COM | 9,243 | $649.0K | 0.3% | +435+4.9% | Added | History |
| CLXClorox Co | Stock | 4,530 | $646.0K | 0.3% | −110−2.4% | Reduced | History |
| KEYSKeysight Technologies, Inc. | Stock | 4,050 | $644.3K | 0.3% | −1,271−23.9% | Reduced | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 6,501 | $642.8K | 0.3% | +1,129+21.0% | Added | – |
| BMRCBank of Marin Bancorp | COM | 28,048 | $617.6K | 0.3% | 00.0% | Unchanged | History |
| Vanguard Energy ETF92204A306 | ETF | 5,237 | $614.2K | 0.3% | +335+6.8% | Added | – |
| DUKDuke Energy CORP | Stock | 6,322 | $613.5K | 0.3% | +510+8.8% | Added | History |
| FSBWFS Bancorp, Inc. | COM | 16,468 | $608.7K | 0.3% | 00.0% | Unchanged | History |
| KOCoca Cola Co | Stock | 10,071 | $593.5K | 0.3% | −82−0.8% | Reduced | History |
| PNBKPatriot National Bancorp Inc | COM NEW | 153,101 | $586.4K | 0.3% | +2,100+1.4% | Added | History |
| AMGNAmgen Inc | Stock | 2,034 | $585.9K | 0.3% | +16+0.8% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 3,856 | $576.5K | 0.3% | +263+7.3% | Added | – |
| DOWDow Inc. | Stock | 10,164 | $557.4K | 0.3% | −801−7.3% | Reduced | History |
| WLYBJohn Wiley & Sons, Inc. | CL B | 17,104 | $550.1K | 0.3% | 00.0% | Unchanged | History |
| BRK.ABerkshire Hathaway Inc | CL A | 1 | $542.6K | 0.3% | 00.0% | Unchanged | History |
Sold out since Q3 2023 (36)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| CTGComputer Task Group Inc | COM | 33,088 | $341.8K | 0.2% | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 34,254 | $211.3K | 0.1% | – |
| CATYCathay General Bancorp | COM | 2,350 | $81.7K | <0.1% | History |
| UUnity Software Inc. | COM | 2,160 | $67.8K | <0.1% | History |
| AEYAddvantage Technologies Group Inc | COM NEW | 61,056 | $23.2K | <0.1% | History |
| FRGEForge Global Holdings, Inc. | COM | 7,817 | $15.9K | <0.1% | History |
| PGRProgressive Corp | Stock | 93 | $13.0K | <0.1% | History |
| CCFChase Corp | COM | 73 | $9.29K | <0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 342 | $9.20K | <0.1% | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 199 | $8.71K | <0.1% | – |
| MUFGMitsubishi Ufj Financial Group Inc | SPONSORED ADS | 609 | $5.17K | <0.1% | History |
| EVLVEvolv Technologies Holdings, Inc. | COM CL A | 1,000 | $4.86K | <0.1% | History |
| VRTVVeritiv Corp | COM | 25 | $4.22K | <0.1% | History |
| HDBHDFC Bank Ltd | SPONSORED ADS | 70 | $4.13K | <0.1% | History |
| LYVLive Nation Entertainment, Inc. | COM | 40 | $3.32K | <0.1% | History |
| VMWVmware LLC | CL A COM | 18 | $3.00K | <0.1% | History |
| QRVOQorvo, Inc. | Stock | 31 | $2.96K | <0.1% | History |
| DOORMasonite International Corp | COM | 25 | $2.33K | <0.1% | History |
| SNASnap-on Inc | COM | 8 | $2.04K | <0.1% | History |
| EEni SpA | SPONSORED ADR | 62 | $1.98K | <0.1% | History |
| ESEversource Energy | Stock | 34 | $1.98K | <0.1% | History |
| ICPTIntercept Pharmaceuticals, Inc. | COM | 100 | $1.85K | <0.1% | History |
| FTITechnipFMC plc | COM | 82 | $1.67K | <0.1% | History |
| JLLJones Lang Lasalle Inc | COM | 10 | $1.41K | <0.1% | History |
| IRIngersoll Rand Inc. | COM | 22 | $1.40K | <0.1% | History |
| CSIQCanadian Solar Inc. | COM | 50 | $1.23K | <0.1% | History |
| IPGPIpg Photonics Corp | COM | 9 | $914 | <0.1% | History |
| FLFoot Locker, Inc. | COM | 37 | $642 | <0.1% | History |
| VYXNCR Voyix Corp | COM | 20 | $539 | <0.1% | History |
| VNOVornado Realty Trust | SH BEN INT | 16 | $363 | <0.1% | History |
| PRGPROG Holdings, Inc. | Stock | 8 | $266 | <0.1% | History |
| AVTAAvantax, Inc. | COM | 2 | $51 | <0.1% | History |
| AANAaron's Company, Inc. | COM | 4 | $42 | <0.1% | History |
| BCSBarclays PLC | ADR | 2 | $16 | <0.1% | History |
| ZIMVZimVie Inc. | Stock | 1 | $9 | <0.1% | History |
| TTNPTitan Pharmaceuticals Inc | COM NEW | 2 | $1 | <0.1% | History |