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Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 23, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
3,823
−8 vs. Q2 2023
Portfolio value
$48.3B
−$893.1M (−1.8%) vs. Q2 2023
Filed
Oct 23, 2023
SEC
Holdings of Commonwealth Equity Services, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock12,016,904$2.06B4.3%−79,218−0.7%ReducedHistory
iShares Core S&P 500 ETF464287200ETF2,734,631$1.17B2.4%+171,990+6.7%Added–
MSFTMicrosoft CorpStock3,352,422$1.06B2.2%+32,218+1.0%AddedHistory
Invesco QQQ Trust Series I46090E103ETF2,312,133$828.4M1.7%+114,095+5.2%Added–
SPYSPDR S&P 500 ETF TrustETF1,783,905$762.6M1.6%+46,692+2.7%AddedHistory
AMZNAmazon Com IncStock5,141,822$653.6M1.4%−67,335−1.3%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF14,820,071$647.9M1.3%+982,883+7.1%Added–
iShares Russell 1000 Growth ETF464287614ETF2,066,498$549.7M1.1%−20,442−1.0%Reduced–
BRK.BBerkshire Hathaway IncStock1,558,698$546.0M1.1%+46,400+3.1%AddedHistory
NVDANVIDIA CorpStock1,196,669$520.5M1.1%−28,344−2.3%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF2,382,758$506.1M1.0%+30,883+1.3%Added–
Vanguard S&P 500 ETF922908363ETF1,198,863$470.8M1.0%+26,753+2.3%Added–
Vanguard Morningstar Growth ETF922908736ETF1,663,641$453.0M0.9%+47,533+2.9%Added–
Vanguard Morningstar Value ETF922908744ETF3,119,983$430.3M0.9%+84,384+2.8%Added–
Vanguard Dividend Appreciation ETF921908844ETF2,654,744$412.5M0.9%+62,212+2.4%Added–
iShares Core Dividend Growth ETF46434V621ETF7,049,865$349.2M0.7%−384,435−5.2%Reduced–
iShares Core S&P Small Cap ETF464287804ETF3,541,445$334.1M0.7%−178,868−4.8%Reduced–
GOOGLAlphabet Inc.Stock2,528,818$330.9M0.7%+45,323+1.8%AddedHistory
Schwab US Dividend Equity ETF808524797ETF4,422,807$313.0M0.6%+348,710+8.6%Added–
iShares Russell 1000 Value ETF464287598ETF2,051,106$311.4M0.6%−12,578−0.6%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF1,237,991$308.7M0.6%+83,306+7.2%Added–
XOMExxonMobil Holdings CorpCOM2,386,634$280.6M0.6%−33,984−1.4%ReducedHistory
JNJJohnson & JohnsonStock1,797,802$280.0M0.6%−69,065−3.7%ReducedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF10,124,499$265.3M0.5%+317,304+3.2%Added–
JPMJPMorgan Chase & CoStock1,820,042$263.9M0.5%+54,969+3.1%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF6,700,892$262.7M0.5%+63,228+1.0%Added–
iShares Tr464288414NATIONAL MUN ETF2,504,825$256.8M0.5%+173,469+7.4%Added–
TSLATesla, Inc.Stock1,025,238$256.5M0.5%−27,706−2.6%ReducedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF2,808,141$256.5M0.5%+33,902+1.2%Added–
GOOGAlphabet Inc.Stock1,932,081$254.7M0.5%−12,486−0.6%ReducedHistory
iShares Russell Mid-Cap Value ETF464287473ETF2,396,726$250.1M0.5%+35,902+1.5%Added–
PGProcter & Gamble CoStock1,683,418$245.5M0.5%+15,892+1.0%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF1,171,395$243.9M0.5%+26,092+2.3%Added–
iShares Russell Top 200 Growth ETF464289438ETF1,534,050$236.0M0.5%+615,485+67.0%Added–
Vanguard High Dividend Yield Index ETF921946406ETF2,129,240$220.0M0.5%+5,001+0.2%Added–
COSTCostco Wholesale CorpStock374,207$211.4M0.4%+4,482+1.2%AddedHistory
HDHome Depot, Inc.Stock690,247$208.6M0.4%+1,324+0.2%AddedHistory
CVXChevron CorpStock1,216,554$205.1M0.4%+33,318+2.8%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF2,781,552$201.3M0.4%−264,805−8.7%Reduced–
iShares S&P 500 Growth ETF464287309ETF2,916,604$199.6M0.4%+204,244+7.5%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF2,065,075$194.2M0.4%+145,270+7.6%Added–
Vanguard Short-Term Bond ETF921937827ETF2,538,112$190.8M0.4%+63,953+2.6%Added–
VVisa Inc.Stock808,143$185.9M0.4%+14,118+1.8%AddedHistory
LLYEli Lilly & CoStock337,104$181.1M0.4%+7,254+2.2%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF956,371$180.8M0.4%+11,464+1.2%Added–
ABBVAbbVie Inc.Stock1,212,937$180.8M0.4%−9,040−0.7%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF2,718,363$174.9M0.4%+15,046+0.6%Added–
GLDSPDR Gold TrustETF1,007,186$172.7M0.4%−75,093−6.9%ReducedHistory
iShares Tr464287150CORE S&P TTL STK1,828,960$172.3M0.4%−7,170−0.4%Reduced–
NEENextera Energy IncStock2,808,857$160.9M0.3%+107,794+4.0%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF1,176,051$159.4M0.3%+21,223+1.8%Added–
Capital Group Growth ETF14020G101SHS CREAT UNIT6,438,739$157.7M0.3%+3,571,987+124.6%Added–
UNHUnitedHealth Group IncStock309,031$155.8M0.3%+11,534+3.9%AddedHistory
VZVerizon Communications IncStock4,773,031$154.7M0.3%+113,075+2.4%AddedHistory
iShares S&P 500 Value ETF464287408ETF999,944$153.8M0.3%+222,088+28.6%Added–
MCDMcDonalds CorpStock583,173$153.6M0.3%−8,673−1.5%ReducedHistory
PFEPfizer IncStock4,623,352$153.4M0.3%+7,743+0.2%AddedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF2,016,840$153.0M0.3%+238,387+13.4%Added–
First Tr Exchange-Traded FD33734H106SHS4,060,251$151.8M0.3%−125,169−3.0%Reduced–
WMTWalmart Inc.Stock943,509$150.9M0.3%+17,720+1.9%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1,061,227$150.4M0.3%+22,670+2.2%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM2,806,304$150.3M0.3%+300,758+12.0%Added–
iShares Russell 2000 Growth ETF464287648ETF669,357$150.0M0.3%+8,790+1.3%Added–
MRKMerck & Co., Inc.Stock1,447,121$149.0M0.3%−19,856−1.4%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV1,276,662$146.8M0.3%−70,661−5.2%Reduced–
Pacer US Cash Cows 100 ETF69374H881ETF2,963,774$146.5M0.3%+260,028+9.6%Added–
PEPPepsiCo IncStock857,665$145.3M0.3%+32,847+4.0%AddedHistory
METAMeta Platforms, Inc.Stock477,071$143.2M0.3%+8,021+1.7%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF3,055,344$140.4M0.3%+191,273+6.7%Added–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF3,079,076$136.4M0.3%−84,974−2.7%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF1,019,807$134.4M0.3%−8,644−0.8%Reduced–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF1,817,314$133.8M0.3%−85,359−4.5%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF808,089$132.5M0.3%+58,456+7.8%Added–
iShares Core S&P U.S. Growth ETF464287671ETF1,322,514$125.4M0.3%+51,878+4.1%Added–
CSCOCisco Systems, Inc.Stock2,323,047$124.9M0.3%−1360.0%ReducedHistory
iShares Tr46434V4070-5YR HI YL CP3,027,146$124.2M0.3%−24,270−0.8%Reduced–
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW1,814,426$124.2M0.3%+71,309+4.1%Added–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF5,409,226$121.8M0.3%+180,435+3.5%Added–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,146,971$121.8M0.3%+1,214+0.1%Added–
CATCaterpillar IncStock444,071$121.2M0.3%+3,838+0.9%AddedHistory
iShares Tr46435G516ESG AW MSCI EAFE1,731,698$119.7M0.2%+87,817+5.3%Added–
Vanguard Total Bond Market ETF921937835ETF1,694,742$118.3M0.2%+20,908+1.2%Added–
iShares Tr464288646ISHS 1-5YR INVS2,340,279$116.6M0.2%+319,540+15.8%Added–
IAUiShares Gold TrustETF3,117,839$109.1M0.2%−370,457−10.6%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,815,606$107.6M0.2%+26,219+1.5%Added–
iShares Tr46434V613CORE UNIVRSL USD2,415,133$105.6M0.2%+369,478+18.1%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF2,095,058$105.1M0.2%−327,731−13.5%Reduced–
ProShares Tr74348A467S&P 500 DV ARIST1,179,993$104.5M0.2%+14,979+1.3%Added–
iShares Tr46435G425ESG AWR MSCI USA1,099,700$103.3M0.2%−123,549−10.1%Reduced–
IBMInternational Business Machines CorpStock728,412$102.2M0.2%+17,516+2.5%AddedHistory
iShares Core S&P US Value ETF464287663ETF1,368,745$102.1M0.2%+1,633+0.1%Added–
Fidelity MSCI Information Technology Index ETF316092808ETF827,618$101.7M0.2%+10,598+1.3%Added–
AMGNAmgen IncStock375,782$101.0M0.2%+11,309+3.1%AddedHistory
LMTLockheed Martin CorpStock246,339$100.7M0.2%+6,526+2.7%AddedHistory
iShares Russell 2000 ETF464287655ETF562,808$99.5M0.2%−35,965−6.0%Reduced–
KOCoca Cola CoStock1,764,924$98.8M0.2%+14,729+0.8%AddedHistory
iShares Tr46428743220 YR TR BD ETF1,107,903$98.3M0.2%+81,928+8.0%Added–
BABoeing CoStock512,316$98.2M0.2%+45,475+9.7%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF1,058,532$95.7M0.2%+22,147+2.1%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF1,257,964$95.6M0.2%+126,668+11.2%Added–

Sold out since Q2 2023 (176)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 176 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP87,563$5.46M<0.1%History
Exchange Traded Concepts Tr301505749VSPR US LC ETF202,081$4.97M<0.1%–
TWNKHostess Brands, Inc.CL A86,841$2.20M<0.1%History
Innovator ETFs Tr45783Y590PREM INCM 40 BAR58,035$1.43M<0.1%–
DBIDesigner Brands Inc.CL A139,320$1.41M<0.1%History
TSTenaris SASPONSORED ADS44,892$1.34M<0.1%History
MHOM/I Homes, Inc.COM13,721$1.20M<0.1%History
Innovator ETFs Tr45782C128GROWTH ACCELRTD47,690$1.08M<0.1%–
RTLNecessity Retail REIT, Inc.COM CLASS A156,858$1.06M<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM31,066$1.02M<0.1%–
EZPWEzcorp IncCL A NON VTG117,297$983.0K<0.1%History
MODVModivCare IncCOM18,155$821.0K<0.1%History
GTLBGitlab Inc.CLASS A COM16,006$818.0K<0.1%History
TRTNTriton International LtdCL A9,627$802.0K<0.1%History
Absolute Shs Tr00400R858WBI PWR FACTOR30,352$787.0K<0.1%–
WWEWorld Wrestling Entertainment, LLCCL A7,014$761.0K<0.1%History
ZYXIZynex IncCOM74,222$712.0K<0.1%History
GGenpact LTDSHS17,390$653.0K<0.1%History
TCOMTrip.com Group LtdADS18,611$651.0K<0.1%History
Global X FDS37954Y319MSCI GREECE ETF17,058$633.0K<0.1%–
LSILife Storage, Inc.COM4,641$617.0K<0.1%History
Flexshares Tr33939L654US QT LW VLTY10,272$549.0K<0.1%–
Etfis Ser Tr I26923G772INFRAC ACT MLP16,193$537.0K<0.1%–
iShares Inc464286822MSCI MEXICO ETF8,561$532.0K<0.1%–
Cambria ETF Tr132061862TAIL RISK38,997$530.0K<0.1%–
DEIDouglas Emmett IncCOM41,919$527.0K<0.1%History
HVTHaverty Furniture Companies IncCOM17,330$524.0K<0.1%History
LBRDKLiberty Broadband CorpCOM SER C6,400$513.0K<0.1%History
MOVMovado Group IncCOM17,760$477.0K<0.1%History
BYDBoyd Gaming CorpCOM6,671$463.0K<0.1%History
JRONuveen Floating Rate Income Opportunity FundCOM SHS57,573$449.0K<0.1%History
CARAvis Budget Group, Inc.COM1,929$441.0K<0.1%History
ANFAbercrombie & Fitch CoCL A11,320$427.0K<0.1%History
VIPSVipshop Holdings LtdSPONSORED ADS A24,756$408.0K<0.1%History
LOCOEl Pollo Loco Holdings, Inc.COM46,259$406.0K<0.1%History
DVDoubleVerify Holdings, Inc.COM9,482$369.0K<0.1%History
DXPEDXP Enterprises IncCOM NEW9,984$364.0K<0.1%History
BKIBlack Knight, Inc.COM5,956$356.0K<0.1%History
UHALU-Haul Holding CoCOM6,309$349.0K<0.1%History
NVCRNovoCure LtdORD SHS8,401$349.0K<0.1%History
BCCBoise Cascade CoCOM3,470$314.0K<0.1%History
DBPInvesco DB Precious Metals FundPRECIOUS METAL6,277$310.0K<0.1%History
SALSalisbury Bancorp, Inc.COM13,042$309.0K<0.1%History
Nushares ETF Tr67092P110NUVEEN ESG 1-512,830$293.0K<0.1%–
MASIMasimo CorpCOM1,760$290.0K<0.1%History
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY30,190$286.0K<0.1%–
SSentinelOne, Inc.CL A18,748$283.0K<0.1%History
PENGPenguin Solutions, Inc.SHS9,650$280.0K<0.1%History
MLVFMalvern Bancorp, Inc.COM17,489$275.0K<0.1%History
AMHAmerican Homes 4 RentCL A7,685$272.0K<0.1%History
iShares U S ETF Tr46431W705INT RT HDG C B2,832$263.0K<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ4,092$263.0K<0.1%–
RESRPC IncCOM36,755$263.0K<0.1%History
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR8,698$262.0K<0.1%–
ZDZiff Davis, Inc.COM3,663$257.0K<0.1%History
Exchange Listed FDS Tr30151E814HIGH YIELD ETF10,031$256.0K<0.1%–
JHGJanus Henderson Group Ltd.ORD SHS9,338$254.0K<0.1%History
VRNAVerona Pharma plcSPONSORED ADS11,960$253.0K<0.1%History
SPDR Series Trust78464A490ST STR FTSE ETF6,013$251.0K<0.1%–
GHGuardant Health, Inc.COM6,970$250.0K<0.1%History
FLFoot Locker, Inc.COM9,144$248.0K<0.1%History
Invesco Exchange Traded FD T46137V589GBL LISTED PVT23,526$248.0K<0.1%–
TNLTravel & Leisure Co.COM6,081$245.0K<0.1%History
Managed Portfolio Series46143U849KNWLDL LD ETF5,923$242.0K<0.1%–
FWRDForward Air CorpCOM2,271$241.0K<0.1%History
SAGESage Therapeutics, Inc.COM5,121$241.0K<0.1%History
Etfis Ser Tr I26923G780VIRTUS REAL AS10,205$239.0K<0.1%–
ProShares Tr74347X823ULTRPRO DOW303,993$238.0K<0.1%–
FWONKLiberty Media CorpCOM SER C FRMLA3,154$237.0K<0.1%History
CNMDCONMED CorpCOM1,728$235.0K<0.1%History
IRBTiRobot CorpCOM5,098$231.0K<0.1%History
iShares Tr46434V787YLD OPTIM BD10,485$230.0K<0.1%–
CHDNChurchill Downs IncCOM1,650$230.0K<0.1%History
Invesco Exch Traded FD Tr II46138E644INTL BUYBACK6,657$230.0K<0.1%–
VSATViasat IncCOM5,572$230.0K<0.1%History
GRBKGreen Brick Partners, Inc.COM4,028$229.0K<0.1%History
First Tr Exchange-Traded FD33739Q507SSI STRG ETF6,989$228.0K<0.1%–
HRIHerc Holdings IncCOM1,663$228.0K<0.1%History
NSSCNapco Security Technologies, IncStock6,540$227.0K<0.1%History
PENPenumbra IncCOM659$227.0K<0.1%History
Townebank Portsmouth Va89214P109COM9,742$226.0K<0.1%–
CPRICapri Holdings LtdSHS6,296$226.0K<0.1%History
MKTXMarketaxess Holdings IncCOM858$224.0K<0.1%History
MNROMonro, Inc.COM5,455$222.0K<0.1%History
Coherent Corp.19247G2066% CONV PFD A978$222.0K<0.1%–
Procure ETF Trust II74280R205SPACE ETF11,553$221.0K<0.1%–
JSDNuveen Short Duration Credit Opportunities FundCOM19,110$221.0K<0.1%History
iShares Tr464288695GLOBAL MATER ETF2,672$219.0K<0.1%–
INVHInvitation Homes Inc.COM6,302$217.0K<0.1%History
FORGForgeRock, Inc.CL A10,510$216.0K<0.1%History
HUBGHub Group, Inc.CL A2,681$215.0K<0.1%History
MLCOMelco Resorts & Entertainment LTDADR17,576$215.0K<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM18,327$213.0K<0.1%History
SCLStepan CoCOM2,220$212.0K<0.1%History
FIVNFive9, Inc.COM2,560$211.0K<0.1%History
COLMColumbia Sportswear CoCOM2,720$210.0K<0.1%History
SPDR Index Shs FDS78463X863ST DOW INTL ETF8,490$210.0K<0.1%–
DOORMasonite International CorpCOM2,046$210.0K<0.1%History
NSLNuveen Senior Income FundCOM45,860$210.0K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM3,807$209.0K<0.1%History