Commonwealth Equity Services, LLC
- SEC CIK
- 0000312272
- Latest filing
- Jul 29, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Oct 23, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 3,823
- −8 vs. Q2 2023
- Portfolio value
- $48.3B
- −$893.1M (−1.8%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SQFTWPresidio Property Trust, Inc. | *W EXP 01/24/202 | 13,512 | $0 | 0.0% | 00.0% | Unchanged | History |
| Inspirato Inc45791E115 | EQUITY WRT | 30,000 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| The Lion Electric Company536221112 | *W EXP 05/06/202 | 13,500 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| UAVSAgEagle Aerial Systems Inc. | COM | 10,912 | $2.00K | <0.1% | −300−2.7% | Reduced | History |
| GTBPGT Biopharma, Inc. | COM NEW | 10,110 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| REEAFREE Automotive Ltd. | CLASS A ORD SHS | 13,018 | $2.00K | <0.1% | −125−1.0% | Reduced | History |
| SIDUSidus Space Inc. | CLASS A COM | 12,000 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| ASXCAsensus Surgical, Inc. | COM | 11,098 | $3.00K | <0.1% | −205−1.8% | Reduced | History |
| CANOCano Health, Inc. | COM CL A | 10,450 | $3.00K | <0.1% | −400−3.7% | Reduced | History |
| MMATMeta Materials Inc. | COM | 13,776 | $3.00K | <0.1% | −81,943−85.6% | Reduced | History |
| CEINViking Global Technologies, Inc. | COM | 11,146 | $3.00K | <0.1% | +11,146 | New | History |
| BCDABioCardia, Inc. | COM | 10,092 | $4.00K | <0.1% | −47,886−82.6% | Reduced | History |
| Custom Truck One23204X111 | COM | 46,500 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| TFFPTFF Pharmaceuticals, Inc. | COM | 10,000 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| ALZNAlzamend Neuro, Inc. | COM NEW | 16,666 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| MSPRMSP Recovery, Inc. | COM CL A | 20,000 | $4.00K | <0.1% | +20,000 | New | History |
| TRXTRX GOLD Corp | COM | 10,600 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| SEELSeelos Therapeutics, Inc. | COM | 27,942 | $5.00K | <0.1% | +1,299+4.9% | Added | History |
| TPHSTrinity Place Holdings Inc. | COM | 12,802 | $5.00K | <0.1% | +300+2.4% | Added | History |
| UTRSMinerva Surgical Inc | COM | 29,539 | $5.00K | <0.1% | 00.0% | Unchanged | History |
| VCSAVacasa, Inc. | CLASS A COM | 11,240 | $5.00K | <0.1% | −16,025−58.8% | Reduced | History |
| MTNBMatinas BioPharma Holdings, Inc. | COM | 49,300 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| SCTLSocietal CDMO, Inc. | COM | 11,800 | $6.00K | <0.1% | +11,800 | New | History |
| SDCSmileDirectClub, Inc. | CL A COM | 13,607 | $6.00K | <0.1% | +700+5.4% | Added | History |
| TCRTAlaunos Therapeutics, Inc. | COM | 48,638 | $6.00K | <0.1% | −67,729−58.2% | Reduced | History |
| NXTSNexentis Technologies Inc. | COM | 12,000 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| BZFDBuzzFeed, Inc. | CLASS A COM | 15,000 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| UAMYUnited States Antimony Corp | COM | 18,790 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| EVGNEvogene Ltd. | SHS | 11,355 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| QCLSQ/C Technologies, Inc. | COM | 12,486 | $7.00K | <0.1% | −4,558−26.7% | Reduced | History |
| HLTHCue Health Inc. | COM | 15,989 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| ELBMElectra Battery Materials Corp | COM NEW | 11,480 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| Upstart Hldgs Inc91680MAB3 | NOTE 0.250% 8/1 | 10,000 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| YHCLQR House Inc. | COM | 16,667 | $7.00K | <0.1% | +16,667 | New | History |
| NKTRNektar Therapeutics | COM | 12,702 | $8.00K | <0.1% | −100−0.8% | Reduced | History |
| CELUCelularity Inc | COM CL A | 35,820 | $8.00K | <0.1% | +2,000+5.9% | Added | History |
| AIFAAll In FutureTech Alliance, Inc. | COM | 10,425 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| CalAmp Corp.128126109 | COM | 22,873 | $9.00K | <0.1% | +22,873 | New | – |
| INOInovio Pharmaceuticals, Inc. | COM NEW | 23,839 | $9.00K | <0.1% | −1,350−5.4% | Reduced | History |
| Splunk Inc848637AF1 | NOTE 1.125% 6/1 | 10,000 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| OPTTOcean Power Technologies, Inc. | COM NEW | 24,614 | $10.0K | <0.1% | 00.0% | Unchanged | History |
| SCORComscore, Inc. | COM | 15,965 | $10.0K | <0.1% | 00.0% | Unchanged | History |
| FBIOFortress Biotech, Inc. | COM | 32,974 | $10.0K | <0.1% | +14,288+76.5% | Added | History |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | 10,000 | $10.0K | <0.1% | 00.0% | Unchanged | – |
| SNCRSynchronoss Technologies Inc | COM | 10,880 | $10.0K | <0.1% | +10,880 | New | History |
| DWTXDogwood Therapeutics, Inc. | COM | 10,284 | $10.0K | <0.1% | −5,100−33.2% | Reduced | History |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | 10,000 | $10.0K | <0.1% | 00.0% | Unchanged | – |
| LLAPTerran Orbital Corp | COM | 12,100 | $10.0K | <0.1% | +500+4.3% | Added | History |
| PLBYPlayboy, Inc. | COM | 13,927 | $11.0K | <0.1% | −838−5.7% | Reduced | History |
| VXRTVaxart, Inc. | COM NEW | 14,490 | $11.0K | <0.1% | −150−1.0% | Reduced | History |
| TNXPTonix Pharmaceuticals Holding Corp. | COM NEW | 20,122 | $11.0K | <0.1% | +10,000+98.8% | Added | History |
| TMCTMC the metals Co Inc. | COM | 12,037 | $12.0K | <0.1% | +12,037 | New | History |
| cbdMD, Inc.12482W200 | COM | 10,000 | $12.0K | <0.1% | 00.0% | Unchanged | – |
| CATXPerspective Therapeutics, Inc. | COM | 42,284 | $12.0K | <0.1% | 00.0% | Unchanged | History |
| SQFTPresidio Property Trust, Inc. | COM CL A | 14,549 | $12.0K | <0.1% | 00.0% | Unchanged | History |
| RGSRegis Corp | COM | 17,000 | $12.0K | <0.1% | −1,000−5.6% | Reduced | History |
| LFWDLifeward Ltd. | SHS | 15,160 | $12.0K | <0.1% | 00.0% | Unchanged | History |
| VZLAVizsla Silver Corp. | COMMONSTOCK | 12,012 | $12.0K | <0.1% | 00.0% | Unchanged | History |
| AGENAgenus Inc | COM NEW | 11,625 | $13.0K | <0.1% | −500−4.1% | Reduced | History |
| Bitfarms Ltd Com09173B107 | Stock | 11,861 | $13.0K | <0.1% | −18,600−61.1% | Reduced | – |
| CVMCel Sci Corp | COM PAR NEW | 10,007 | $13.0K | <0.1% | −3,760−27.3% | Reduced | History |
| DMRADamora Therapeutics, Inc. | COM | 18,134 | $13.0K | <0.1% | +6,186+51.8% | Added | History |
| QUBTQuantum Computing Inc. | COM | 12,600 | $14.0K | <0.1% | −1,000−7.4% | Reduced | History |
| OTLKOutlook Therapeutics, Inc. | COM NEW | 63,000 | $14.0K | <0.1% | +38,000+152.0% | Added | History |
| PWCMPowercompute, Inc. | COM | 29,225 | $14.0K | <0.1% | 00.0% | Unchanged | History |
| SHCRSharecare, Inc. | COM CL A | 15,000 | $14.0K | <0.1% | −6,000−28.6% | Reduced | History |
| WTERAlkaline Water Co Inc | Stock | 37,866 | $14.0K | <0.1% | +6,659+21.3% | Added | History |
| RCATRed Cat Holdings, Inc. | Stock | 15,577 | $15.0K | <0.1% | −15,000−49.1% | Reduced | History |
| CBIOCrescent Biopharma, Inc. | COM | 10,000 | $15.0K | <0.1% | 00.0% | Unchanged | History |
| HTCRHeartCore Enterprises, Inc. | COM | 15,000 | $15.0K | <0.1% | +15,000 | New | History |
| FRZAForza X1, Inc. | COM | 19,000 | $15.0K | <0.1% | +2,000+11.8% | Added | History |
| ONDSOndas Inc. | COM NEW | 25,983 | $16.0K | <0.1% | +11,945+85.1% | Added | History |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 49,506 | $16.0K | <0.1% | +200+0.4% | Added | History |
| ASMBAssembly Biosciences, Inc. | COM | 17,885 | $16.0K | <0.1% | −263−1.4% | Reduced | History |
| Omeros Corp682143AE2 | NOTE 6.250%11/1 | 16,000 | $16.0K | <0.1% | 00.0% | Unchanged | – |
| LIANYLianBio | SPONSORED ADS | 10,830 | $16.0K | <0.1% | −6,000−35.7% | Reduced | History |
| CCOClear Channel Outdoor Holdings, Inc. | COM | 11,000 | $17.0K | <0.1% | −30−0.3% | Reduced | History |
| TECXTectonic Therapeutic, Inc. | COM | 11,320 | $17.0K | <0.1% | +320+2.9% | Added | History |
| GOEVCanoo Inc. | COM CL A | 35,573 | $17.0K | <0.1% | −23,784−40.1% | Reduced | History |
| PLGPlatinum Group Metals Ltd | COM | 15,024 | $17.0K | <0.1% | +500+3.4% | Added | History |
| DPRODraganfly Inc. | COM NEW | 21,686 | $17.0K | <0.1% | −60−0.3% | Reduced | History |
| PXLWPixelworks, Inc | COM NEW | 15,605 | $18.0K | <0.1% | +2,000+14.7% | Added | History |
| ORGNOrigin Materials, Inc. | COM | 14,134 | $18.0K | <0.1% | +14,134 | New | History |
| XXII22nd Century Group, Inc. | Stock | 18,765 | $18.0K | <0.1% | +2,272+13.8% | AddedConverted for a 1-for-15 split | History |
| CTXRCitius Pharmaceuticals, Inc. | COM NEW | 28,254 | $19.0K | <0.1% | 00.0% | Unchanged | History |
| Wheeler Real Estate Investment Trust, Inc.963025309 | CPR | 12,576 | $19.0K | <0.1% | −4,484−26.3% | Reduced | – |
| HYZNHyzon Motors Inc. | COMMON STOCK | 15,103 | $19.0K | <0.1% | +2,850+23.3% | Added | History |
| SLSSELLAS Life Sciences Group, Inc. | COM NEW | 12,414 | $20.0K | <0.1% | 00.0% | Unchanged | History |
| AQBAquabounty Technologies Inc | COM NEW | 81,626 | $20.0K | <0.1% | +17,993+28.3% | Added | History |
| TIOTingo Group, Inc. | COM | 19,825 | $20.0K | <0.1% | +5,600+39.4% | Added | History |
| GEVOGevo, Inc. | COM PAR | 18,536 | $22.0K | <0.1% | −800−4.1% | Reduced | History |
| BTLNBrightline Interactive, Inc. | COM | 12,139 | $22.0K | <0.1% | −6,167−33.7% | Reduced | History |
| Cybin Ord23256X100 | COM | 41,317 | $22.0K | <0.1% | 00.0% | Unchanged | – |
| VRMVroom, Inc. | COM | 19,536 | $22.0K | <0.1% | +9,182+88.7% | Added | History |
| OTLYOatly Group AB | SPONSORED ADS | 24,826 | $22.0K | <0.1% | −9,547−27.8% | Reduced | History |
| OGIOrganigram Global Inc. | Stock | 16,847 | $22.0K | <0.1% | −6,108−26.6% | ReducedConverted for a 1-for-4 split | History |
| DBVTDBV Technologies S.A. | SPONSORED ADR | 16,700 | $23.0K | <0.1% | 00.0% | Unchanged | History |
| DAREDare Bioscience, Inc. | COM | 49,329 | $23.0K | <0.1% | −250−0.5% | Reduced | History |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | 25,000 | $23.0K | <0.1% | +25,000 | New | – |
| EGIOEdgio, Inc. | COM | 26,427 | $23.0K | <0.1% | +26,427 | New | History |
Sold out since Q2 2023 (176)
Positions held at the end of Q2 2023 that are gone from this filing.
The largest 100 of 176 by value last quarter.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 87,563 | $5.46M | <0.1% | History |
| Exchange Traded Concepts Tr301505749 | VSPR US LC ETF | 202,081 | $4.97M | <0.1% | – |
| TWNKHostess Brands, Inc. | CL A | 86,841 | $2.20M | <0.1% | History |
| Innovator ETFs Tr45783Y590 | PREM INCM 40 BAR | 58,035 | $1.43M | <0.1% | – |
| DBIDesigner Brands Inc. | CL A | 139,320 | $1.41M | <0.1% | History |
| TSTenaris SA | SPONSORED ADS | 44,892 | $1.34M | <0.1% | History |
| MHOM/I Homes, Inc. | COM | 13,721 | $1.20M | <0.1% | History |
| Innovator ETFs Tr45782C128 | GROWTH ACCELRTD | 47,690 | $1.08M | <0.1% | – |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 156,858 | $1.06M | <0.1% | History |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 31,066 | $1.02M | <0.1% | – |
| EZPWEzcorp Inc | CL A NON VTG | 117,297 | $983.0K | <0.1% | History |
| MODVModivCare Inc | COM | 18,155 | $821.0K | <0.1% | History |
| GTLBGitlab Inc. | CLASS A COM | 16,006 | $818.0K | <0.1% | History |
| TRTNTriton International Ltd | CL A | 9,627 | $802.0K | <0.1% | History |
| Absolute Shs Tr00400R858 | WBI PWR FACTOR | 30,352 | $787.0K | <0.1% | – |
| WWEWorld Wrestling Entertainment, LLC | CL A | 7,014 | $761.0K | <0.1% | History |
| ZYXIZynex Inc | COM | 74,222 | $712.0K | <0.1% | History |
| GGenpact LTD | SHS | 17,390 | $653.0K | <0.1% | History |
| TCOMTrip.com Group Ltd | ADS | 18,611 | $651.0K | <0.1% | History |
| Global X FDS37954Y319 | MSCI GREECE ETF | 17,058 | $633.0K | <0.1% | – |
| LSILife Storage, Inc. | COM | 4,641 | $617.0K | <0.1% | History |
| Flexshares Tr33939L654 | US QT LW VLTY | 10,272 | $549.0K | <0.1% | – |
| Etfis Ser Tr I26923G772 | INFRAC ACT MLP | 16,193 | $537.0K | <0.1% | – |
| iShares Inc464286822 | MSCI MEXICO ETF | 8,561 | $532.0K | <0.1% | – |
| Cambria ETF Tr132061862 | TAIL RISK | 38,997 | $530.0K | <0.1% | – |
| DEIDouglas Emmett Inc | COM | 41,919 | $527.0K | <0.1% | History |
| HVTHaverty Furniture Companies Inc | COM | 17,330 | $524.0K | <0.1% | History |
| LBRDKLiberty Broadband Corp | COM SER C | 6,400 | $513.0K | <0.1% | History |
| MOVMovado Group Inc | COM | 17,760 | $477.0K | <0.1% | History |
| BYDBoyd Gaming Corp | COM | 6,671 | $463.0K | <0.1% | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 57,573 | $449.0K | <0.1% | History |
| CARAvis Budget Group, Inc. | COM | 1,929 | $441.0K | <0.1% | History |
| ANFAbercrombie & Fitch Co | CL A | 11,320 | $427.0K | <0.1% | History |
| VIPSVipshop Holdings Ltd | SPONSORED ADS A | 24,756 | $408.0K | <0.1% | History |
| LOCOEl Pollo Loco Holdings, Inc. | COM | 46,259 | $406.0K | <0.1% | History |
| DVDoubleVerify Holdings, Inc. | COM | 9,482 | $369.0K | <0.1% | History |
| DXPEDXP Enterprises Inc | COM NEW | 9,984 | $364.0K | <0.1% | History |
| BKIBlack Knight, Inc. | COM | 5,956 | $356.0K | <0.1% | History |
| UHALU-Haul Holding Co | COM | 6,309 | $349.0K | <0.1% | History |
| NVCRNovoCure Ltd | ORD SHS | 8,401 | $349.0K | <0.1% | History |
| BCCBoise Cascade Co | COM | 3,470 | $314.0K | <0.1% | History |
| DBPInvesco DB Precious Metals Fund | PRECIOUS METAL | 6,277 | $310.0K | <0.1% | History |
| SALSalisbury Bancorp, Inc. | COM | 13,042 | $309.0K | <0.1% | History |
| Nushares ETF Tr67092P110 | NUVEEN ESG 1-5 | 12,830 | $293.0K | <0.1% | – |
| MASIMasimo Corp | COM | 1,760 | $290.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 30,190 | $286.0K | <0.1% | – |
| SSentinelOne, Inc. | CL A | 18,748 | $283.0K | <0.1% | History |
| PENGPenguin Solutions, Inc. | SHS | 9,650 | $280.0K | <0.1% | History |
| MLVFMalvern Bancorp, Inc. | COM | 17,489 | $275.0K | <0.1% | History |
| AMHAmerican Homes 4 Rent | CL A | 7,685 | $272.0K | <0.1% | History |
| iShares U S ETF Tr46431W705 | INT RT HDG C B | 2,832 | $263.0K | <0.1% | – |
| ProShares Tr74347R206 | PSHS ULTRA QQQ | 4,092 | $263.0K | <0.1% | – |
| RESRPC Inc | COM | 36,755 | $263.0K | <0.1% | History |
| Exchange Traded Concepts Tr301505723 | ROBO GBL HLTCR | 8,698 | $262.0K | <0.1% | – |
| ZDZiff Davis, Inc. | COM | 3,663 | $257.0K | <0.1% | History |
| Exchange Listed FDS Tr30151E814 | HIGH YIELD ETF | 10,031 | $256.0K | <0.1% | – |
| JHGJanus Henderson Group Ltd. | ORD SHS | 9,338 | $254.0K | <0.1% | History |
| VRNAVerona Pharma plc | SPONSORED ADS | 11,960 | $253.0K | <0.1% | History |
| SPDR Series Trust78464A490 | ST STR FTSE ETF | 6,013 | $251.0K | <0.1% | – |
| GHGuardant Health, Inc. | COM | 6,970 | $250.0K | <0.1% | History |
| FLFoot Locker, Inc. | COM | 9,144 | $248.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V589 | GBL LISTED PVT | 23,526 | $248.0K | <0.1% | – |
| TNLTravel & Leisure Co. | COM | 6,081 | $245.0K | <0.1% | History |
| Managed Portfolio Series46143U849 | KNWLDL LD ETF | 5,923 | $242.0K | <0.1% | – |
| FWRDForward Air Corp | COM | 2,271 | $241.0K | <0.1% | History |
| SAGESage Therapeutics, Inc. | COM | 5,121 | $241.0K | <0.1% | History |
| Etfis Ser Tr I26923G780 | VIRTUS REAL AS | 10,205 | $239.0K | <0.1% | – |
| ProShares Tr74347X823 | ULTRPRO DOW30 | 3,993 | $238.0K | <0.1% | – |
| FWONKLiberty Media Corp | COM SER C FRMLA | 3,154 | $237.0K | <0.1% | History |
| CNMDCONMED Corp | COM | 1,728 | $235.0K | <0.1% | History |
| IRBTiRobot Corp | COM | 5,098 | $231.0K | <0.1% | History |
| iShares Tr46434V787 | YLD OPTIM BD | 10,485 | $230.0K | <0.1% | – |
| CHDNChurchill Downs Inc | COM | 1,650 | $230.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E644 | INTL BUYBACK | 6,657 | $230.0K | <0.1% | – |
| VSATViasat Inc | COM | 5,572 | $230.0K | <0.1% | History |
| GRBKGreen Brick Partners, Inc. | COM | 4,028 | $229.0K | <0.1% | History |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 6,989 | $228.0K | <0.1% | – |
| HRIHerc Holdings Inc | COM | 1,663 | $228.0K | <0.1% | History |
| NSSCNapco Security Technologies, Inc | Stock | 6,540 | $227.0K | <0.1% | History |
| PENPenumbra Inc | COM | 659 | $227.0K | <0.1% | History |
| Townebank Portsmouth Va89214P109 | COM | 9,742 | $226.0K | <0.1% | – |
| CPRICapri Holdings Ltd | SHS | 6,296 | $226.0K | <0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 858 | $224.0K | <0.1% | History |
| MNROMonro, Inc. | COM | 5,455 | $222.0K | <0.1% | History |
| Coherent Corp.19247G206 | 6% CONV PFD A | 978 | $222.0K | <0.1% | – |
| Procure ETF Trust II74280R205 | SPACE ETF | 11,553 | $221.0K | <0.1% | – |
| JSDNuveen Short Duration Credit Opportunities Fund | COM | 19,110 | $221.0K | <0.1% | History |
| iShares Tr464288695 | GLOBAL MATER ETF | 2,672 | $219.0K | <0.1% | – |
| INVHInvitation Homes Inc. | COM | 6,302 | $217.0K | <0.1% | History |
| FORGForgeRock, Inc. | CL A | 10,510 | $216.0K | <0.1% | History |
| HUBGHub Group, Inc. | CL A | 2,681 | $215.0K | <0.1% | History |
| MLCOMelco Resorts & Entertainment LTD | ADR | 17,576 | $215.0K | <0.1% | History |
| BKNBlackRock Investment Quality Municipal Trust, Inc. | COM | 18,327 | $213.0K | <0.1% | History |
| SCLStepan Co | COM | 2,220 | $212.0K | <0.1% | History |
| FIVNFive9, Inc. | COM | 2,560 | $211.0K | <0.1% | History |
| COLMColumbia Sportswear Co | COM | 2,720 | $210.0K | <0.1% | History |
| SPDR Index Shs FDS78463X863 | ST DOW INTL ETF | 8,490 | $210.0K | <0.1% | – |
| DOORMasonite International Corp | COM | 2,046 | $210.0K | <0.1% | History |
| NSLNuveen Senior Income Fund | COM | 45,860 | $210.0K | <0.1% | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 3,807 | $209.0K | <0.1% | History |