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Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
3,831
+57 vs. Q1 2023
Portfolio value
$49.2B
+$4.07B (+9.0%) vs. Q1 2023
Filed
Aug 10, 2023
SEC
Holdings of Commonwealth Equity Services, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
QCLSQ/C Technologies, Inc.COM17,044$26.0K<0.1%00.0%UnchangedHistory
RGLSRegulus Therapeutics Inc.COM17,500$26.0K<0.1%00.0%UnchangedHistory
VEROVenus Concept Inc.COM NEW12,416$26.0K<0.1%00.0%UnchangedConverted for a 1-for-15 splitHistory
TGBTrekor Metals LtdCOM18,695$27.0K<0.1%+200+1.1%AddedHistory
Wheeler Real Estate Investment Trust, Inc.963025309CPR17,060$27.0K<0.1%00.0%Unchanged–
BDSXBiodesix IncCOM23,064$28.0K<0.1%+12,475+117.8%AddedHistory
GOEVCanoo Inc.COM CL A59,357$28.0K<0.1%+5,035+9.3%AddedHistory
CATXPerspective Therapeutics, Inc.COM42,284$28.0K<0.1%−1,000−2.3%ReducedHistory
DPRODraganfly Inc.COM NEW21,746$28.0K<0.1%00.0%UnchangedHistory
GEVOGevo, Inc.COM PAR19,336$29.0K<0.1%+1,475+8.3%AddedHistory
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR31,875$29.0K<0.1%+31,875NewHistory
CANCanaan Inc.SPONSORED ADS14,190$30.0K<0.1%+400+2.9%AddedHistory
BNGOBionano Genomics, Inc.COM48,890$30.0K<0.1%+6,095+14.2%AddedHistory
DMRADamora Therapeutics, Inc.COM11,948$30.0K<0.1%+1,769+17.4%AddedHistory
SNDLSNDL Inc.COM22,631$31.0K<0.1%−598−2.6%ReducedHistory
BIRDSmartbird, Inc.COM CL A24,939$31.0K<0.1%−1,080−4.2%ReducedHistory
cbdMD, Inc.12482W200COM10,000$32.0K<0.1%+10,000New–
DBVTDBV Technologies S.A.SPONSORED ADR16,700$32.0K<0.1%+1,000+6.4%AddedHistory
Emx Rty Corp26873J107COM16,745$32.0K<0.1%+371+2.3%Added–
SEELSeelos Therapeutics, Inc.COM26,643$32.0K<0.1%−2,564−8.8%ReducedHistory
DOUGDouglas Elliman Inc.COM14,993$33.0K<0.1%+682+4.8%AddedHistory
CVMCel Sci CorpCOM PAR NEW13,767$33.0K<0.1%+10+0.1%AddedHistory
ANIXAnixa Biosciences IncCOM10,571$34.0K<0.1%+10,571NewHistory
JOBGEE Group Inc.COM66,551$34.0K<0.1%00.0%UnchangedHistory
TDAYUSA TODAY Co., Inc.COM15,013$34.0K<0.1%+15,013NewHistory
CTXRCitius Pharmaceuticals, Inc.COM NEW28,254$34.0K<0.1%00.0%UnchangedHistory
LXRXLexicon Pharmaceuticals, Inc.COM NEW15,169$35.0K<0.1%+1,100+7.8%AddedHistory
GSATGlobalstar, Inc.COM32,008$35.0K<0.1%−700−2.1%ReducedHistory
SGMASigmatron International IncCOM10,711$35.0K<0.1%00.0%UnchangedHistory
Affimed N VN01045108COM58,696$35.0K<0.1%+5,000+9.3%Added–
RCATRed Cat Holdings, Inc.Stock30,577$36.0K<0.1%+15,000+96.3%AddedHistory
OGIOrganigram Global Inc.COM91,819$36.0K<0.1%−1,421−1.5%ReducedHistory
ADMAAdma Biologics, Inc.COM10,110$37.0K<0.1%00.0%UnchangedHistory
PRTKParatek Pharmaceuticals, Inc.COM16,700$37.0K<0.1%−300−1.8%ReducedHistory
SHCRSharecare, Inc.COM CL A21,000$37.0K<0.1%−9,000−30.0%ReducedHistory
PBYIPuma Biotechnology, Inc.COM10,749$38.0K<0.1%00.0%UnchangedHistory
DISH Network CORP25470MAB5NOTE 3.375% 8/175,000$38.0K<0.1%+50,000+200.0%Added–
FLNTFluent, Inc.COM60,268$38.0K<0.1%+40,268+201.3%AddedHistory
LIANYLianBioSPONSORED ADS16,830$38.0K<0.1%+3,000+21.7%AddedHistory
VGZVista Gold CorpCOM NEW75,270$39.0K<0.1%−2,230−2.9%ReducedHistory
SWIMLatham Group, Inc.COM10,883$40.0K<0.1%+203+1.9%AddedHistory
MGFAberdeen Government Markets Income FundSH BEN INT12,439$40.0K<0.1%−15,000−54.7%ReducedHistory
CIFMFS Intermediate High Income FundSH BEN INT24,779$40.0K<0.1%−11,500−31.7%ReducedHistory
TRMLTourmaline Bio, Inc.COM13,000$40.0K<0.1%00.0%UnchangedHistory
ISUNIsun, Inc.COM101,600$41.0K<0.1%+75,100+283.4%AddedHistory
Beachbody Company, Inc.073463101COM CL A96,931$41.0K<0.1%+1,000+1.0%Added–
SPIRSpire Global, Inc.COM CL A80,046$41.0K<0.1%00.0%UnchangedHistory
CCCCC4 Therapeutics, Inc.COM STK15,410$42.0K<0.1%00.0%UnchangedHistory
AEVAAeva Technologies, Inc.COM33,428$42.0K<0.1%00.0%UnchangedHistory
BARKBark, Inc.COM31,233$42.0K<0.1%−1,000−3.1%ReducedHistory
AXTIAxt IncCOM12,467$43.0K<0.1%+376+3.1%AddedHistory
ZOMDFZomedica Corp.COM213,710$43.0K<0.1%−61,465−22.3%ReducedHistory
GPROGoPro, Inc.CL A10,564$44.0K<0.1%−50.0%ReducedHistory
ATOSAtossa Therapeutics, Inc.COM34,605$44.0K<0.1%+50+0.1%AddedHistory
OTLKOutlook Therapeutics, Inc.COM NEW25,000$44.0K<0.1%−1,522−5.7%ReducedHistory
XFORX4 Pharmaceuticals, IncCOM22,500$44.0K<0.1%00.0%UnchangedHistory
PLPlanet Labs PBCCOM CL A14,010$45.0K<0.1%−658−4.5%ReducedHistory
Bitfarms Ltd Com09173B107Stock30,461$45.0K<0.1%00.0%Unchanged–
DAREDare Bioscience, Inc.COM49,579$45.0K<0.1%−3,000−5.7%ReducedHistory
NGLNGL Energy Partners LPCOM UNIT REPST11,571$45.0K<0.1%+11,571NewHistory
NCNANuCana plcSPONSORED ADR56,500$45.0K<0.1%−10,100−15.2%ReducedHistory
PSNYPolestar Automotive Holding UK PLCADS A11,649$45.0K<0.1%+171+1.5%AddedHistory
GANGAN LtdORD SHS28,557$47.0K<0.1%+14,158+98.3%AddedHistory
MIROMiromatrix Medical Inc.COM26,669$47.0K<0.1%00.0%UnchangedHistory
WTERAlkaline Water Co IncStock31,207$48.0K<0.1%00.0%UnchangedConverted for a 1-for-15 splitHistory
REALTheRealReal, Inc.COM22,352$50.0K<0.1%−4,411−16.5%ReducedHistory
SMSISmith Micro Software, Inc.COM NEW45,207$50.0K<0.1%00.0%UnchangedHistory
RENTRent the Runway, Inc.COM CL A25,200$50.0K<0.1%+1,847+7.9%AddedHistory
VUZIVuzix CorpCOM NEW10,050$51.0K<0.1%−950−8.6%ReducedHistory
ZVRAZevra Therapeutics, Inc.COM NEW10,000$51.0K<0.1%+10,000NewHistory
Polymet MNG Corp731916409COM NEW64,806$51.0K<0.1%+1,279+2.0%Added–
ATAIAtai Beckley N.V.SHS29,740$51.0K<0.1%−3,344−10.1%ReducedHistory
RSIRush Street Interactive, Inc.COM16,695$52.0K<0.1%00.0%UnchangedHistory
WRAPWrap Technologies, Inc.COM36,215$53.0K<0.1%00.0%UnchangedHistory
DYAIDyadic International IncCOM27,670$53.0K<0.1%+944+3.5%AddedHistory
TELFYTelefonica S ASPONSORED ADR13,166$53.0K<0.1%−1,554−10.6%ReducedHistory
ZDGEZedge, Inc.CL B24,223$54.0K<0.1%+350+1.5%AddedHistory
ASGLiberty All Star Growth Fund Inc.COM10,014$54.0K<0.1%−8,028−44.5%ReducedHistory
GNTGAMCO Natural Resources, Gold & Income TrustSH BEN INT10,944$55.0K<0.1%−817−6.9%ReducedHistory
REAXReal REMAX Group Inc.COM NEW28,912$55.0K<0.1%00.0%UnchangedHistory
BKCCBlackRock Capital Investment CorpCOM16,799$55.0K<0.1%+14+0.1%AddedHistory
CDECoeur Mining, Inc.COM NEW19,549$56.0K<0.1%−174−0.9%ReducedHistory
INSGInseego Corp.COM86,912$56.0K<0.1%−5,608−6.1%ReducedHistory
SLIStandard Lithium Ltd.COM12,970$58.0K<0.1%−35,300−73.1%ReducedHistory
LABStandard Biotools Inc.COM30,082$58.0K<0.1%00.0%UnchangedHistory
WITWipro LtdSPON ADR 1 SH12,416$59.0K<0.1%+255+2.1%AddedHistory
AMLIFAmerican Lithium Corp.COM29,454$59.0K<0.1%−5,217−15.0%ReducedHistory
TCRTAlaunos Therapeutics, Inc.COM116,367$59.0K<0.1%−877−0.7%ReducedHistory
SGMOQSangamo Therapeutics, IncCOM45,860$60.0K<0.1%+18,895+70.1%AddedHistory
WKHSWorkhorse Group Inc.COM NEW68,613$60.0K<0.1%+4,035+6.2%AddedHistory
SONXSonendo, Inc.COM43,830$60.0K<0.1%+43,830NewHistory
AZA2Z CUST2MATE Solutions Corp.COM23,806$60.0K<0.1%+3,806+19.0%AddedHistory
IMMXImmix Biopharma, Inc.COM22,825$61.0K<0.1%+22,825NewHistory
TALTAL Education GroupSPONSORED ADS10,256$61.0K<0.1%−66,618−86.7%ReducedHistory
GMDAGamida Cell Ltd.SHS31,600$61.0K<0.1%+31,600NewHistory
UBXUnity Biotechnology, Inc.COM24,372$62.0K<0.1%−140−0.6%ReducedHistory
CRMDCorMedix Inc.COM15,989$63.0K<0.1%−10,000−38.5%ReducedHistory
ICLICL Group Ltd.SHS11,486$63.0K<0.1%+11,486NewHistory
WBXWallbox N.V.SHS17,690$63.0K<0.1%00.0%UnchangedHistory
MGNXMacrogenics IncCOM11,950$64.0K<0.1%00.0%UnchangedHistory

Sold out since Q1 2023 (162)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 162 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
Advisorshares Tr00768Y461DORSY ALPH EQL1,642,085$28.5M0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP162,735$13.7M<0.1%–
ABBNYABB LtdSPONSORED ADR101,123$3.47M<0.1%History
Abrdn ETFs003261104BBRG ALL COMD K1134,293$2.79M<0.1%–
Schwab Strategic Tr808524680LONG TERM US60,156$2.25M<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF102,975$2.19M<0.1%–
SPDR Series Trust78464A151SST SPDR BLOOMBE65,415$1.87M<0.1%–
First Rep BK San Francisco C33616C100COM75,163$1.05M<0.1%–
TRIThomson Reuters CorpCOM NEW7,614$990.0K<0.1%History
XMQualtrics International Inc.COM CL A53,185$948.0K<0.1%History
Atlas Technical Consultants, Inc.049430101COM CLS A77,295$942.0K<0.1%–
OXMOxford Industries IncCOM6,866$724.0K<0.1%History
AQUAEvoqua Water Technologies Corp.COM13,129$652.0K<0.1%History
SENEASeneca Foods CorpCL A11,321$591.0K<0.1%History
AMRAlpha Metallurgical Resources, Inc.COM3,669$572.0K<0.1%History
TRTootsie Roll Industries IncCOM12,523$562.0K<0.1%History
TRSTTrustco Bank Corp N YCOM NEW17,561$560.0K<0.1%History
SHOEShoe Station Group IncCOM21,748$557.0K<0.1%History
MODModine Manufacturing CoCOM23,758$547.0K<0.1%History
RGPResources Connection, Inc.COM31,945$545.0K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK10,407$517.0K<0.1%–
SBHSally Beauty Holdings, Inc.COM33,081$515.0K<0.1%History
RNRRenaissancere Holdings LtdCOM2,424$485.0K<0.1%History
iShares Inc464286756MSCI SWEDEN ETF12,806$455.0K<0.1%–
Yamana Gold Inc98462Y100COM76,982$450.0K<0.1%–
CVICVR Energy IncCOM13,722$449.0K<0.1%History
Flexshares Tr33939L589ESG & CM HI YLD10,356$435.0K<0.1%–
RXDXPrometheus Biosciences, Inc.COM4,024$431.0K<0.1%History
COLLCollegium Pharmaceutical, IncCOM17,652$423.0K<0.1%History
CORTCorcept Therapeutics IncCOM18,964$410.0K<0.1%History
GCOGenesco IncCOM11,138$410.0K<0.1%History
ZUMZZumiez IncCOM21,005$387.0K<0.1%History
NAVINavient CorpCOM23,899$382.0K<0.1%History
ASURAsure Software IncCOM26,289$381.0K<0.1%History
Direxion Shs ETF Tr25460G84920YR TRES BEAR3,507$375.0K<0.1%–
PIMCO Equity Ser72201T342RAFI ESG US12,970$374.0K<0.1%–
Rice Acquisition Corp IIG75529100SHS CL A35,555$363.0K<0.1%–
J P Morgan Exchange-Traded F46641Q738BETBULD MSCI4,139$343.0K<0.1%–
Exchange Listed FDS Tr30151E764ARMOR US EQT IDX16,200$341.0K<0.1%–
Alpha Architect ETF Tr02072L409US QUAN MOMENTUM7,518$338.0K<0.1%–
BOOMDMC Global Inc.COM14,813$325.0K<0.1%History
MOMOHello Group Inc.ADS35,624$324.0K<0.1%History
CPECallon Petroleum CoCOM9,661$323.0K<0.1%History
Graniteshares ETF Tr38747R603XOUT US LRG CP8,857$321.0K<0.1%–
HCPHashiCorp, Inc.COM CL A10,236$299.0K<0.1%History
TCBKTrico BancsharesCOM7,126$296.0K<0.1%History
DQDaqo New Energy Corp.SPNSRD ADS NEW6,327$296.0K<0.1%History
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF11,992$286.0K<0.1%–
Barclays BK PLC06745T368ETP24,778$269.0K<0.1%–
EMBCEmbecta Corp.Stock9,497$267.0K<0.1%History
POWIPower Integrations IncCOM3,152$266.0K<0.1%History
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM14,714$256.0K<0.1%History
BRTBRT Apartments Corp.COM12,793$252.0K<0.1%History
ECEcopetrol S.A.SPONSORED ADS23,577$248.0K<0.1%History
iShares U S ETF Tr46431W606IT RT HDG HGYL2,977$246.0K<0.1%–
TSEOQTrinseo PLCCOM11,778$245.0K<0.1%History
FXAInvesco CurrencyShares Australian Dollar TrustAUSTRALIAN DOL3,675$243.0K<0.1%History
LKFNLakeland Financial CorpCOM3,840$240.0K<0.1%History
CIVBCivista Bancshares, Inc.COM NO PAR14,252$240.0K<0.1%History
Invesco Exch Traded FD Tr II46138E446PURBETA US AGG10,730$239.0K<0.1%–
RPRXRoyalty Pharma plcSHS CLASS A6,631$238.0K<0.1%History
JOEST JOE CoCOM5,633$234.0K<0.1%History
New York Life Investments Et45409B107HEDGE MULTI STRA7,963$232.0K<0.1%–
NTNXNutanix, Inc.Stock8,902$231.0K<0.1%History
TTGTTechTarget, Inc.COM6,342$229.0K<0.1%History
SPTSprout Social, Inc.COM CL A3,753$228.0K<0.1%History
J P Morgan Exchange Traded F46641Q126RLTY INCOME ETF5,374$227.0K<0.1%–
VanEck Vectors ETF Tr92189F205STEEL ETF3,567$227.0K<0.1%–
Tidal Trust I886364645SONICSHARES GBL7,399$225.0K<0.1%–
MTArcelorMittalNY REGISTRY SH7,456$224.0K<0.1%History
Franklin Templeton ETF Tr35473P538DISRPTVE COM ETF9,271$222.0K<0.1%–
DBX ETF Tr233051879XTRACK HRVST CSI7,526$221.0K<0.1%–
HCSGHealthcare Services Group IncCOM15,743$218.0K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW3,635$216.0K<0.1%–
PPBIPacific Premier Bancorp IncCOM9,011$216.0K<0.1%History
Harbor ETF Trust41151J109ARES SYSTEMATIC4,867$215.0K<0.1%–
HUNHuntsman CORPCOM7,883$215.0K<0.1%History
DJPBarclays Bank PLCDJUBS CMDT ETN366,787$214.0K<0.1%History
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM16,762$214.0K<0.1%–
NUONuveen Ohio Quality Municipal Income FundCOM16,805$213.0K<0.1%History
First Tr Exchange-Traded FD33739Q309HIGH INCM STRGC4,777$212.0K<0.1%–
ENREnergizer Holdings, Inc.COM6,111$212.0K<0.1%History
FOCSFocus Financial Partners Inc.COM CL A4,005$207.0K<0.1%History
USACUSA Compression Partners, LPCOMUNIT LTDPAR9,837$207.0K<0.1%History
ETF Managers Tr26924G870BLUESTAR ISRAEL4,478$206.0K<0.1%–
MRCYMercury Systems IncCOM4,002$204.0K<0.1%History
SPDR Ser Tr78468R689S&P KENSHO SMART6,439$204.0K<0.1%–
TXNMTXNM Energy IncCOM4,170$203.0K<0.1%History
VanEck ETF Trust92189F460CEF MUNI INCOME9,317$202.0K<0.1%–
iShares Tr46435G847MSCI ACWI EXUS7,328$200.0K<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT7,840$200.0K<0.1%–
ProShares Tr74347B425SHORT S&P 500 NE13,193$197.0K<0.1%–
EFTEaton Vance Floating-Rate Income TrustCOM16,827$193.0K<0.1%History
CWCOConsolidated Water Co. Ltd.ORD11,541$189.0K<0.1%History
Invesco Actively Managed ETF46090A200BLNCD MLTI AST12,254$182.0K<0.1%–
MHDBlackRock Muniholdings Fund, Inc.COM14,798$178.0K<0.1%History
BHR.PBBraemar Hotels & Resorts Inc.5.5 CUM CV PFD B10,985$175.0K<0.1%History
NPVNuveen Virginia Quality Municipal Income FundCOM13,867$158.0K<0.1%History
VYGRVoyager Therapeutics, Inc.COM18,000$138.0K<0.1%History
GGBGerdau S.A.SPON ADR REP PFD25,202$124.0K<0.1%History