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Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 11, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
3,774
+73 vs. Q4 2022
Portfolio value
$45.1B
+$3.50B (+8.4%) vs. Q4 2022
Filed
May 11, 2023
SEC
Holdings of Commonwealth Equity Services, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock12,031,771$1.98B4.4%+91,185+0.8%AddedHistory
iShares Core S&P 500 ETF464287200ETF2,434,077$1.00B2.2%+120,943+5.2%Added–
MSFTMicrosoft CorpStock3,280,763$945.8M2.1%+67,642+2.1%AddedHistory
SPYSPDR S&P 500 ETF TrustETF1,798,007$736.1M1.6%+18,122+1.0%AddedHistory
Invesco QQQ Trust Series I46090E103ETF2,002,908$642.8M1.4%+45,781+2.3%Added–
Vanguard Ftse Developed Markets ETF921943858ETF13,285,566$600.1M1.3%+504,892+4.0%Added–
AMZNAmazon Com IncStock5,097,630$526.5M1.2%+148,175+3.0%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF2,089,677$510.6M1.1%+33,179+1.6%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF2,336,624$476.9M1.1%−6,371−0.3%Reduced–
BRK.BBerkshire Hathaway IncStock1,479,709$456.9M1.0%+7,565+0.5%AddedHistory
Vanguard Morningstar Value ETF922908744ETF3,024,970$417.8M0.9%+150,842+5.2%Added–
Vanguard S&P 500 ETF922908363ETF1,094,474$411.6M0.9%+39,989+3.8%Added–
Vanguard Morningstar Growth ETF922908736ETF1,570,193$391.7M0.9%+34,341+2.2%Added–
Vanguard Dividend Appreciation ETF921908844ETF2,500,619$385.1M0.9%+110,373+4.6%Added–
iShares Core Dividend Growth ETF46434V621ETF7,608,414$380.3M0.8%+69,655+0.9%Added–
NVDANVIDIA CorpStock1,352,157$375.6M0.8%−6,651−0.5%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF2,115,358$322.1M0.7%−16,943−0.8%Reduced–
iShares Core S&P Small Cap ETF464287804ETF3,224,285$311.8M0.7%−38,798−1.2%Reduced–
Schwab US Dividend Equity ETF808524797ETF3,999,001$292.6M0.6%+476,753+13.5%Added–
JNJJohnson & JohnsonStock1,801,013$279.2M0.6%+31,827+1.8%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF1,101,876$275.6M0.6%+18,439+1.7%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF6,454,850$260.8M0.6%+408,859+6.8%Added–
XOMExxonMobil Holdings CorpCOM2,372,595$260.2M0.6%−24,448−1.0%ReducedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF2,782,124$253.3M0.6%+62,005+2.3%Added–
iShares Russell Mid-Cap Value ETF464287473ETF2,351,396$249.7M0.6%+8,148+0.3%Added–
PGProcter & Gamble CoStock1,633,212$242.8M0.5%+21,380+1.3%AddedHistory
iShares Tr464288414NATIONAL MUN ETF2,243,414$241.7M0.5%+140,200+6.7%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF1,108,324$233.8M0.5%+112,767+11.3%Added–
Vanguard High Dividend Yield Index ETF921946406ETF2,208,954$233.0M0.5%+18,806+0.9%Added–
JPMJPMorgan Chase & CoStock1,750,844$228.2M0.5%+71,714+4.3%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF3,105,904$225.9M0.5%−19,119−0.6%Reduced–
Dimensional U.S. Core Equity 2 ETF25434V708ETF8,541,345$217.6M0.5%+869,513+11.3%Added–
NEENextera Energy IncStock2,680,527$206.6M0.5%+74,182+2.8%AddedHistory
TSLATesla, Inc.Stock993,455$206.1M0.5%+103,947+11.7%AddedHistory
GOOGAlphabet Inc.Stock1,950,285$202.8M0.4%−46,271−2.3%ReducedHistory
HDHome Depot, Inc.Stock683,497$201.7M0.4%+4,760+0.7%AddedHistory
ABBVAbbVie Inc.Stock1,263,657$201.4M0.4%−16,342−1.3%ReducedHistory
CVXChevron CorpStock11,450,777$186.8M0.4%+10,315,292+908.4%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF2,430,365$185.9M0.4%−9060.0%Reduced–
iShares S&P 500 Growth ETF464287309ETF2,898,416$185.2M0.4%−106,139−3.5%Reduced–
First Tr Exchange-Traded FD33734H106SHS4,550,032$182.7M0.4%−144,254−3.1%Reduced–
PFEPfizer IncStock4,464,314$182.1M0.4%+87,173+2.0%AddedHistory
VVisa Inc.Stock802,652$181.0M0.4%−5,367−0.7%ReducedHistory
COSTCostco Wholesale CorpStock363,672$180.7M0.4%+10,614+3.0%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF2,681,877$179.3M0.4%−28,310−1.0%Reduced–
VZVerizon Communications IncStock4,581,642$178.2M0.4%+310,621+7.3%AddedHistory
GLDSPDR Gold TrustETF971,518$178.0M0.4%+83,108+9.4%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV1,391,472$172.1M0.4%+14,371+1.0%Added–
iShares Tr464287150CORE S&P TTL STK1,891,077$171.2M0.4%−153,266−7.5%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF895,662$169.8M0.4%+37,326+4.3%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF1,681,781$167.6M0.4%+8,213+0.5%Added–
MCDMcDonalds CorpStock593,743$166.0M0.4%+8,336+1.4%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1,137,691$164.5M0.4%+16,089+1.4%Added–
iShares Tr464287630RUS 2000 VAL ETF1,144,051$156.8M0.3%+2,208+0.2%Added–
MRKMerck & Co., Inc.Stock1,465,603$155.9M0.3%−54,384−3.6%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF648,985$147.2M0.3%+28,702+4.6%Added–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF2,007,856$146.5M0.3%−31,729−1.6%Reduced–
PEPPepsiCo IncStock801,254$146.1M0.3%+7,960+1.0%AddedHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF3,208,604$144.6M0.3%+187,247+6.2%Added–
WPCW. P. Carey Inc.COM1,834,247$142.1M0.3%−56,081−3.0%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF2,721,224$136.9M0.3%+836,306+44.4%Added–
UNHUnitedHealth Group IncStock288,433$136.3M0.3%+6,284+2.2%AddedHistory
WMTWalmart Inc.Stock915,083$134.9M0.3%+18,194+2.0%AddedHistory
IAUiShares Gold TrustETF3,391,660$126.7M0.3%+970,185+40.1%AddedHistory
iShares Russell Top 200 Growth ETF464289438ETF901,963$125.3M0.3%+77,173+9.4%Added–
iShares Tr46434V4070-5YR HI YL CP2,993,995$124.8M0.3%−81,342−2.6%Reduced–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,126,139$123.0M0.3%+28,299+2.6%Added–
CSCOCisco Systems, Inc.Stock2,296,803$120.1M0.3%+69,656+3.1%AddedHistory
iShares Tr46435G425ESG AWR MSCI USA1,324,168$119.8M0.3%−354,859−21.1%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF964,718$119.7M0.3%+314,965+48.5%Added–
First Trust Rising Dividend Achievers ETF33738R506ETF2,659,688$119.3M0.3%−131,866−4.7%Reduced–
Vanguard Total Bond Market ETF921937835ETF1,612,058$119.0M0.3%−48,491−2.9%Reduced–
Pacer US Cash Cows 100 ETF69374H881ETF2,521,659$118.4M0.3%+326,859+14.9%Added–
iShares Tr46435G516ESG AW MSCI EAFE1,633,013$117.3M0.3%−39,531−2.4%Reduced–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL1,830,367$114.2M0.3%−55,557−2.9%Reduced–
iShares S&P 500 Value ETF464287408ETF747,441$113.4M0.3%+16,455+2.3%Added–
DISWalt Disney CoStock1,130,457$113.2M0.3%+27,263+2.5%AddedHistory
LLYEli Lilly & CoStock329,531$113.2M0.3%−16,088−4.7%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM2,040,500$111.4M0.2%+805,667+65.2%Added–
iShares Core S&P U.S. Growth ETF464287671ETF1,251,661$111.1M0.2%+62,656+5.3%Added–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF4,730,769$109.1M0.2%+392,033+9.0%Added–
KOCoca Cola CoStock1,717,893$106.6M0.2%−8,308−0.5%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF696,050$105.1M0.2%+12,659+1.9%Added–
LMTLockheed Martin CorpStock218,126$103.1M0.2%+6,100+2.9%AddedHistory
iShares Tr464288646ISHS 1-5YR INVS2,029,655$102.6M0.2%−22,754−1.1%Reduced–
ProShares Tr74348A467S&P 500 DV ARIST1,121,873$102.4M0.2%+135,176+13.7%Added–
iShares Russell 2000 ETF464287655ETF571,265$101.9M0.2%+35,366+6.6%Added–
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW1,619,151$101.8M0.2%+186,100+13.0%Added–
iShares Tr4642874571 3 YR TREAS BD1,238,826$101.8M0.2%+297,247+31.6%Added–
RTXRTX CorpStock1,027,881$100.7M0.2%+59,154+6.1%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF2,046,024$99.8M0.2%+345,913+20.3%Added–
CATCaterpillar IncStock431,520$98.7M0.2%+1,184+0.3%AddedHistory
iShares Core S&P US Value ETF464287663ETF1,334,750$98.5M0.2%+61,123+4.8%Added–
METAMeta Platforms, Inc.Stock463,827$98.3M0.2%+16,918+3.8%AddedHistory
BABoeing CoStock458,479$97.4M0.2%+5,579+1.2%AddedHistory
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF620,741$97.3M0.2%+23,003+3.8%Added–
VanEck Morningstar Wide Moat ETF92189F643ETF1,299,406$95.9M0.2%+139,748+12.1%Added–
UPSUnited Parcel Service IncStock494,233$95.9M0.2%+7,081+1.5%AddedHistory
TAT&T Inc.Stock4,973,300$95.7M0.2%+3,925+0.1%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF600,168$95.3M0.2%+12,103+2.1%Added–

Sold out since Q4 2022 (156)

Positions held at the end of Q4 2022 that are gone from this filing.

The largest 100 of 156 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
First Tr Exchange-Traded FD33733E849VEST GOLD STRTGY222,098$4.08M<0.1%–
ProShares Tr74348A434ULTSHT FTSE EURO216,159$2.76M<0.1%–
SJISouth Jersey Industries IncCOM65,740$2.33M<0.1%History
Innovator ETFs Trust45783Y673QUITY MANAGD FLR75,445$1.72M<0.1%–
Invesco Actively Managed ETF46090C305EMGRING MKTS5042,129$1.57M<0.1%–
VRTVVeritiv CorpCOM12,365$1.50M<0.1%History
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF27,850$1.38M<0.1%–
SIVBSVB Financial GroupCOM5,694$1.31M<0.1%History
UMPQUmpqua Holdings CorpCOM69,682$1.24M<0.1%History
ACHAccendra Health IncStock56,772$1.11M<0.1%History
BYRNByrna Technologies Inc.COM NEW107,981$846.0K<0.1%History
FMNBFarmers National Banc CorpCOM59,957$846.0K<0.1%History
iShares Tr46429B309MSCI INDONIA ETF37,369$836.0K<0.1%–
STORStore Capital LLCCOM23,871$765.0K<0.1%History
AXSMAxsome Therapeutics, Inc.COM9,624$742.0K<0.1%History
NIDNuveen Intermediate Duration Municipal Term FundCOM54,423$714.0K<0.1%History
Invesco Exchange Traded FD T46137V183S&P SML 600 EQ9,843$681.0K<0.1%–
Natixis ETF Trust II63875W208VAUGHAN NELSN SL26,248$659.0K<0.1%–
PYCRPaycor HCM, Inc.COM26,959$659.0K<0.1%History
Ssga Active ETF Tr78467V202ST STR INCOM ETF22,283$657.0K<0.1%–
WisdomTree Bloomberg US Dollar Bullish Fund97717W471ETF21,988$572.0K<0.1%–
Barclays Bank PLC06739H313ETN DJUBSCOCO 3820,160$565.0K<0.1%–
TNKTeekay Tankers Ltd.CL A18,100$557.0K<0.1%History
FFBWFFBW, Inc.COM47,200$547.0K<0.1%History
Alps ETF Tr00162Q593MED BREAKTHGH17,374$527.0K<0.1%–
FIVNFive9, Inc.COM7,746$525.0K<0.1%History
SSYSStratasys Ltd.SHS43,824$519.0K<0.1%History
SPNESeaSpine Holdings CorpCOM60,079$501.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J734RAFI STRG US SML14,775$490.0K<0.1%–
HLITHarmonic Inc.COM37,099$486.0K<0.1%History
CAJPYCanon IncSPONSORED ADR21,669$478.0K<0.1%History
Pacer FDS Tr69374H436METAURUS CAP 40016,383$468.0K<0.1%–
PINEAlpine Income Property Trust, Inc.COM24,509$467.0K<0.1%History
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH11,267$456.0K<0.1%–
NARIInari Medical, Inc.Stock6,557$416.0K<0.1%History
SPDR Series Trust78468R549SP O&G EQP SERV5,083$405.0K<0.1%–
WASHWashington Trust Bancorp IncCOM8,173$385.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF12,179$344.0K<0.1%–
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG7,896$341.0K<0.1%–
USERUserTesting, Inc.COM44,382$333.0K<0.1%History
Altshares Trust02210T108MERGER ARBITRAGE12,439$320.0K<0.1%–
Adamas Trust, Inc.649604501COM PAR $.02124,966$319.0K<0.1%–
SUMOSumo Logic, Inc.COM37,901$307.0K<0.1%History
BMBLBumble Inc.COM CL A13,887$292.0K<0.1%History
WFGWest Fraser Timber Co., LtdCOM4,035$291.0K<0.1%History
Atlas CorpY0436Q109SHARES18,906$290.0K<0.1%–
Aim ETF Products Trust00888H851US LRGCP B10 NOV11,467$287.0K<0.1%–
RILYBRC Group Holdings, Inc.COM8,197$280.0K<0.1%History
LEUCentrus Energy CorpStock8,347$271.0K<0.1%History
iShares Tr46435U333FOCUSD VAL FAC5,272$268.0K<0.1%–
Franklin Templeton ETF Tr35473P603INVT GRADE CORPT12,767$266.0K<0.1%–
SBCFSeacoast Banking Corp of FloridaCOM NEW8,440$263.0K<0.1%History
MAXRMaxar Technologies Inc.COM4,944$255.0K<0.1%History
BYDBoyd Gaming CorpCOM4,477$244.0K<0.1%History
CDNACareDx, Inc.COM21,442$244.0K<0.1%History
SAFTSafety Insurance Group IncCOM2,886$243.0K<0.1%History
American Centy ETF Tr025072281AVANTIS RESPON U5,270$241.0K<0.1%–
ABCBAmeris BancorpCOM5,082$239.0K<0.1%History
Hartford FDS Exchange Traded41653L867SCHRODERS COMMOD14,187$239.0K<0.1%–
Tata MTRS Ltd876568502SPONSORED ADR10,207$235.0K<0.1%–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF14,197$234.0K<0.1%–
RBB FD Inc74933W486US TREASY 2 YR4,779$233.0K<0.1%–
MDRXVeradigm Inc.COM13,244$233.0K<0.1%History
Alpha Architect ETF Tr02072L862MERLYN AI SECTOR11,217$233.0K<0.1%–
DBX ETF Tr233051853XTRACK MSCI EURP6,845$228.0K<0.1%–
AXNXAxonics, Inc.COM3,617$226.0K<0.1%History
FXFInvesco CurrencyShares Swiss Franc TrustSWISS FRANC2,319$223.0K<0.1%History
Timothy Plan887432284US LARGE MID CP9,354$222.0K<0.1%–
FOXFFox Factory Holding CorpCOM2,432$221.0K<0.1%History
DEXDelaware Enhanced Global Dividend & Income FundCOM28,406$221.0K<0.1%History
iShares Inc464286640MSCI CHILE ETF8,132$220.0K<0.1%–
Invesco Exch Traded FD Tr II46138E396S&P 500 CONC ETF5,398$220.0K<0.1%–
Meridian Bioscience Inc589584101COM6,626$220.0K<0.1%–
ORAOrmat Technologies, Inc.COM2,534$219.0K<0.1%History
Delaware Ivy Hig246107106Closed-End Fund20,036$219.0K<0.1%–
Listed FD Tr53656F664TRUESHARES STRCT6,652$211.0K<0.1%–
IPIIntrepid Potash, Inc.COM7,289$210.0K<0.1%History
DCTDuck Creek Technologies, Inc.SHS17,448$210.0K<0.1%History
First Tr Exchange-Traded FD33738R712DORSEYWRGT ETF8,661$210.0K<0.1%–
BLBlackline, Inc.COM3,118$209.0K<0.1%History
MEIMethode Electronics IncCOM4,699$208.0K<0.1%History
SRCE1st Source CorpCOM3,903$207.0K<0.1%History
SOVOSovos Brands, Inc.COM14,450$207.0K<0.1%History
CPTCamden Property TrustREIT1,836$205.0K<0.1%History
EGLEEagle Bulk Shipping Inc.COM4,117$205.0K<0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF9,388$203.0K<0.1%–
OVVOvintiv Inc.COM4,020$203.0K<0.1%History
GDDYGoDaddy Inc.CL A2,700$202.0K<0.1%History
First Tr Exchange Traded FD33738R738FIRST TRUST S&P7,228$202.0K<0.1%–
DRVNDriven Brands Holdings Inc.COM7,333$200.0K<0.1%History
Natixis ETF Tr63873X208LOOMIS SAYLES8,509$200.0K<0.1%–
PRVBProvention Bio, Inc.COM18,964$200.0K<0.1%History
PRPLPurple Innovation, Inc.COM41,050$196.0K<0.1%History
FUNDSprott Focus Trust Inc.COM24,089$191.0K<0.1%History
GOOSCanada Goose Holdings Inc.SHS SUB VTG10,509$187.0K<0.1%History
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS11,494$180.0K<0.1%History
DISHDISH Network CORPCL A12,592$176.0K<0.1%History
LXULSB Industries, Inc.COM13,075$173.0K<0.1%History
ASAASA Gold & Precious Metals LtdSHS11,585$165.0K<0.1%History
CYXTCyxtera Technologies, Inc.COMMON STOCK79,991$153.0K<0.1%History