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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 7, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
3,701
+39 vs. Q3 2022
Portfolio value
$41.6B
+$4.33B (+11.6%) vs. Q3 2022
Filed
Feb 7, 2023
SEC
Holdings of Commonwealth Equity Services, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
GANGAN LtdORD SHS12,799$19.0K<0.1%00.0%UnchangedHistory
ELBMElectra Battery Materials CorpCOM NEW11,469$19.0K<0.1%00.0%UnchangedHistory
ATOSAtossa Therapeutics, Inc.COM38,305$20.0K<0.1%+10,022+35.4%AddedHistory
HUTHut 8 Corp.Common Stock24,320$20.0K<0.1%−8,285−25.4%ReducedHistory
VIEWView, Inc.COM CL A21,302$20.0K<0.1%00.0%UnchangedHistory
SLQTSelectQuote, Inc.COM32,134$21.0K<0.1%00.0%UnchangedHistory
FLNTFluent, Inc.COM20,000$21.0K<0.1%00.0%UnchangedHistory
Smart SH Global Ltd ADS83193E102ADR19,365$22.0K<0.1%+19,365New–
CTXRCitius Pharmaceuticals, Inc.COM NEW28,254$22.0K<0.1%+200+0.7%AddedHistory
DBVTDBV Technologies S.A.SPONSORED ADR14,700$22.0K<0.1%00.0%UnchangedHistory
TCRRTCR2 Therapeutics Inc.COM22,473$22.0K<0.1%+22,473NewHistory
XFORX4 Pharmaceuticals, IncCOM22,500$22.0K<0.1%+22,500NewHistory
AEVAAeva Technologies, Inc.COM17,576$23.0K<0.1%−2,101−10.7%ReducedHistory
AQBAquabounty Technologies IncCOM NEW30,130$23.0K<0.1%−5,383−15.2%ReducedHistory
ASMBAssembly Biosciences, Inc.COM18,248$23.0K<0.1%−400−2.1%ReducedHistory
RGLSRegulus Therapeutics Inc.COM17,500$23.0K<0.1%−16,000−47.8%ReducedHistory
CANCanaan Inc.SPONSORED ADS11,977$24.0K<0.1%+11,977NewHistory
DNNDenison Mines Corp.COM21,077$24.0K<0.1%+138+0.7%AddedHistory
PLGPlatinum Group Metals LtdCOM14,339$24.0K<0.1%+500+3.6%AddedHistory
UROYUranium Royalty Corp.COM10,361$24.0K<0.1%+10,361NewHistory
QUBTQuantum Computing Inc.COM16,622$25.0K<0.1%00.0%UnchangedHistory
Wheeler Real Estate Investment Trust, Inc.963025309CPR17,060$25.0K<0.1%00.0%Unchanged–
EOSEEos Energy Enterprises, Inc.COM CL A17,952$26.0K<0.1%−1,752−8.9%ReducedHistory
REAXReal REMAX Group Inc.COM NEW24,912$26.0K<0.1%00.0%UnchangedHistory
AGENAgenus IncCOM NEW11,325$27.0K<0.1%−1,501−11.7%ReducedHistory
TGBTrekor Metals LtdCOM18,495$27.0K<0.1%−100−0.5%ReducedHistory
TDAYUSA TODAY Co., Inc.COM14,002$28.0K<0.1%−157−1.1%ReducedHistory
FGIFGI Industries Ltd.ORDINARY SHARES13,268$28.0K<0.1%00.0%UnchangedHistory
GOEVCanoo Inc.COM CL A23,917$29.0K<0.1%+6,575+37.9%AddedHistory
HLTHCue Health Inc.COM14,250$29.0K<0.1%−3,880−21.4%ReducedHistory
COMPCompass, Inc.CL A13,290$30.0K<0.1%−2,080−13.5%ReducedHistory
VGZVista Gold CorpCOM NEW62,500$30.0K<0.1%00.0%UnchangedHistory
Emx Rty Corp26873J107COM16,019$30.0K<0.1%00.0%Unchanged–
CBIOCrescent Biopharma, Inc.COM10,000$30.0K<0.1%00.0%UnchangedHistory
ACGNAceragen, Inc.COM PAR87,412$30.0K<0.1%+875+1.0%AddedHistory
CARMCarisma Therapeutics Inc.COM49,385$30.0K<0.1%00.0%UnchangedHistory
TSHATaysha Gene Therapies, Inc.COM SHS13,725$31.0K<0.1%+13,725NewHistory
KODKEastman Kodak CoCOM NEW10,409$31.0K<0.1%−662−6.0%ReducedHistory
TOONKartoon Studios, Inc.COM67,594$31.0K<0.1%+80.0%AddedHistory
PRTKParatek Pharmaceuticals, Inc.COM17,000$31.0K<0.1%+17,000NewHistory
DYAIDyadic International IncCOM26,726$32.0K<0.1%00.0%UnchangedHistory
CANOCano Health, Inc.COM CL A24,550$33.0K<0.1%−3,050−11.1%ReducedHistory
DJTWWTrump Media & Technology Group Corp.*W EXP 03/25/20210,079$34.0K<0.1%+50+0.5%AddedHistory
IONQIonQ, Inc.COM10,053$34.0K<0.1%+10,053NewHistory
BTLNBrightline Interactive, Inc.COM11,510$34.0K<0.1%−2,750−19.3%ReducedHistory
SBSafe Bulkers, Inc.COM11,832$34.0K<0.1%−3,034−20.4%ReducedHistory
SNDLSNDL Inc.COM16,460$34.0K<0.1%−31,680−65.8%ReducedHistory
Titan Med Inc88830X819COM NEW52,008$34.0K<0.1%+119+0.2%Added–
BIRDSmartbird, Inc.COM CL A14,230$34.0K<0.1%−4,253−23.0%ReducedHistory
HYLNHyliion Holdings Corp.COMMON STOCK15,245$35.0K<0.1%−508−3.2%ReducedHistory
LODEComstock Inc.COM NEW128,930$35.0K<0.1%−251−0.2%ReducedHistory
REIRing Energy, Inc.COM14,300$35.0K<0.1%+499+3.6%AddedHistory
LABStandard Biotools Inc.COM30,082$35.0K<0.1%+14,630+94.7%AddedHistory
GTEGran Tierra Energy Inc.COM36,093$35.0K<0.1%00.0%UnchangedHistory
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.15,997$35.0K<0.1%00.0%Unchanged–
ZOMDFZomedica Corp.COM215,175$35.0K<0.1%−10,300−4.6%ReducedHistory
BGRYBerkshire Grey, Inc.COMMON STOCK58,010$35.0K<0.1%−5,775−9.1%ReducedHistory
GEVOGevo, Inc.COM PAR19,371$36.0K<0.1%−345−1.7%ReducedHistory
OMEROmeros CorpCOM16,314$36.0K<0.1%+16,314NewHistory
DAREDare Bioscience, Inc.COM43,579$36.0K<0.1%00.0%UnchangedHistory
AMRSAmyris, Inc.COM NEW24,316$37.0K<0.1%+2,928+13.7%AddedHistory
WIMIWiMi Hologram Cloud Inc.SPON ADS CL B50,250$37.0K<0.1%00.0%UnchangedHistory
CVMCel Sci CorpCOM PAR NEW16,460$38.0K<0.1%−17,581−51.6%ReducedHistory
ISUNIsun, Inc.COM28,688$38.0K<0.1%00.0%UnchangedHistory
NKTRNektar TherapeuticsCOM17,455$39.0K<0.1%−3,299−15.9%ReducedHistory
UPWheels Up Experience Inc.COMMON STOCK37,951$39.0K<0.1%00.0%UnchangedHistory
OPENOpendoor Technologies Inc.COM34,775$40.0K<0.1%+16,466+89.9%AddedHistory
AUMNGolden Minerals CoCOM149,876$41.0K<0.1%−17,513−10.5%ReducedHistory
SGMASigmatron International IncCOM10,711$41.0K<0.1%−1,000−8.5%ReducedHistory
GRABGrab Holdings LtdCLASS A ORD13,097$42.0K<0.1%−19,700−60.1%ReducedHistory
VUZIVuzix CorpCOM NEW11,650$42.0K<0.1%−500−4.1%ReducedHistory
ZDGEZedge, Inc.CL B23,873$42.0K<0.1%+450+1.9%AddedHistory
INOInovio Pharmaceuticals, Inc.COM NEW27,196$42.0K<0.1%−400−1.4%ReducedHistory
UBXUnity Biotechnology, Inc.COM16,013$43.0K<0.1%+11,712+272.3%AddedConverted for a 1-for-10 splitHistory
PBYIPuma Biotechnology, Inc.COM10,859$45.0K<0.1%+10,859NewHistory
INSGInseego Corp.COM54,423$45.0K<0.1%−7,657−12.3%ReducedHistory
CELUCelularity IncCOM CL A35,220$45.0K<0.1%−13,790−28.1%ReducedHistory
ADMAAdma Biologics, Inc.COM11,902$46.0K<0.1%+1,792+17.7%AddedHistory
LXRXLexicon Pharmaceuticals, Inc.COM NEW24,469$46.0K<0.1%−107−0.4%ReducedHistory
BARKBark, Inc.COM31,233$46.0K<0.1%−1,945−5.9%ReducedHistory
JMIAJumia Technologies AGSPONSORED ADS15,196$48.0K<0.1%+2,105+16.1%AddedHistory
USAUU.S. Gold Corp.COM NEW10,000$48.0K<0.1%00.0%UnchangedHistory
NMTR9 Meters Biopharma, Inc.COM38,141$48.0K<0.1%+18,411+93.3%AddedConverted for a 1-for-20 splitHistory
GSATGlobalstar, Inc.COM37,963$50.0K<0.1%−17,115−31.1%ReducedHistory
Beachbody Company, Inc.073463101COM CL A95,931$50.0K<0.1%+28,392+42.0%Added–
VMEOVimeo, Inc.COMMON STOCK14,667$50.0K<0.1%+4,313+41.7%AddedHistory
ASTSAST SpaceMobile, Inc.COM CL A10,776$51.0K<0.1%−3,214−23.0%ReducedHistory
HRTXHeron Therapeutics, Inc.COM20,612$51.0K<0.1%−525−2.5%ReducedHistory
PLPlanet Labs PBCCOM CL A12,085$52.0K<0.1%−1,585−11.6%ReducedHistory
GPROGoPro, Inc.CL A10,455$52.0K<0.1%−1,300−11.1%ReducedHistory
OTLYOatly Group ABSPONSORED ADS30,439$52.0K<0.1%−1,263−4.0%ReducedHistory
OKUROnKure Therapeutics, Inc.COM22,347$52.0K<0.1%00.0%UnchangedHistory
AXTIAxt IncCOM12,780$55.0K<0.1%00.0%UnchangedHistory
BWAYBrainsway Ltd.SPONSORED ADS22,600$55.0K<0.1%+22,600NewHistory
CIKUBS Asset Management Income Fund, Inc.COM22,432$56.0K<0.1%+144+0.6%AddedHistory
WITWipro LtdSPON ADR 1 SH12,134$56.0K<0.1%−35−0.3%ReducedHistory
LCTXLineage Cell Therapeutics, Inc.COM48,989$57.0K<0.1%+5,999+14.0%AddedHistory
STEXStreamex Corp.COM NEW137,705$57.0K<0.1%+12,000+9.5%AddedHistory
SQFTPresidio Property Trust, Inc.COM CL A60,112$57.0K<0.1%+43,875+270.2%AddedHistory
SHCRSharecare, Inc.COM CL A35,785$57.0K<0.1%+6,612+22.7%AddedHistory

Sold out since Q3 2022 (185)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 185 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB715,550$15.2M<0.1%–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH249,260$10.2M<0.1%History
iShares Tr46434VBA7IBONDS DEC22 ETF349,674$8.75M<0.1%–
TWTRTwitter, Inc.COM119,265$5.23M<0.1%History
iShares Tr46435G755IBONDS DEC2022185,494$4.80M<0.1%–
Barclays Bank PLC06742A669IPATH SHILR CAPE241,140$4.41M<0.1%–
Innovator ETFs Tr45782C243INVTOR 2 PLS 5185,329$3.78M<0.1%–
John Hancock Exchange Traded47804J602MULTIFACTOR TE44,894$2.98M<0.1%–
ProShares Tr74347B110ULTRAPRO SHORT S101,315$2.27M<0.1%–
John Hancock Exchange Traded47804J503MULTIFACTOR HE44,147$1.90M<0.1%–
Abacus FCF ETF Tr89628W302LEADERS ETF33,724$1.46M<0.1%–
iShares Tr46435U176IBONDS 22 TRM HG58,955$1.42M<0.1%–
REYNReynolds Consumer Products Inc.COM51,702$1.34M<0.1%History
UHALU-Haul Holding CoCOM2,150$1.09M<0.1%History
EFLEaton Vance Floating-Rate 2022 Target Term TrustCOM117,022$1.01M<0.1%History
DREDuke Realty CorpCOM NEW20,597$992.0K<0.1%History
ARHSArhaus, Inc.COM CL A138,411$975.0K<0.1%History
Alps ETF Tr00162Q361OSHS GBL INTER38,380$973.0K<0.1%–
Advisorshares Tr00768Y537DORSY MICR ETF32,343$924.0K<0.1%–
MNRLMNRL Sub Inc.CL A COM35,036$864.0K<0.1%History
Via Renewables, Inc.92556D106CL A COM123,203$851.0K<0.1%–
BHVNBiohaven Ltd.COM5,512$833.0K<0.1%History
John Hancock Exchange Traded47804J404MULTIFACTOR FI18,342$755.0K<0.1%–
CLRContinental Resources, IncCOM11,209$748.0K<0.1%History
EQCEQC Liquidating TrustCOM SH BEN INT28,788$701.0K<0.1%History
CTXSCitrix Systems IncCOM6,701$696.0K<0.1%History
Flexshares Tr33939L605IBOXX 5YR TRGT27,620$646.0K<0.1%–
Global X FDS37950E549GLB X SUPERDIV85,650$645.0K<0.1%–
VGIVirtus Global Multi-Sector Income FundCOM83,543$624.0K<0.1%History
H.I.G. Acquisition Corp.G44898107COM CL A56,577$567.0K<0.1%–
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR10,210$565.0K<0.1%History
iShares Tr46436E809IBONDS 22 TRM TS21,860$555.0K<0.1%–
DBX ETF Tr233051879XTRACK HRVST CSI19,147$518.0K<0.1%–
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED23,800$510.0K<0.1%–
Innovator ETFs Tr45783Y871GRWT ACLRTD PLUS26,429$509.0K<0.1%–
Cambria ETF Tr132061805GBL TAIL RISK ET19,815$446.0K<0.1%–
STZConstellation Brands, Inc.CL B1,532$444.0K<0.1%History
Cambria ETF Tr132061706EMRG SHAREHLDR17,389$431.0K<0.1%–
Tenneco Inc880349105CL A VTG COM STK24,464$425.0K<0.1%–
American Centy ETF Tr025072356REAL ESTATE ETF10,892$424.0K<0.1%–
BTUPeabody Energy CorpCOM16,543$410.0K<0.1%History
John Hancock Exchange Traded47804J883MLTFACTR INDLS9,408$401.0K<0.1%–
Listed FD Tr53656F714TRUESHARES STRUC14,137$395.0K<0.1%–
RDFNRedfin CorpCOM66,120$386.0K<0.1%History
YAlleghany CorpCOM457$384.0K<0.1%History
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY17,471$383.0K<0.1%–
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD14,462$382.0K<0.1%–
WisdomTree Tr97717X867EM LCL DEBT FD15,458$375.0K<0.1%–
LOGILogitech International S.A.SHS7,976$366.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI14,094$356.0K<0.1%–
ProShares Tr74347G689ULTSHT RUSS200018,310$356.0K<0.1%–
Alpha Architect ETF Tr02072L706MERLYN AI BULL12,195$345.0K<0.1%–
PBFPBF Energy Inc.CL A9,790$344.0K<0.1%History
ProShares Ultrashort S&P 50074347G416ETF6,305$344.0K<0.1%–
iShares U S ETF Tr46431W580INFLATION HEDG13,924$336.0K<0.1%–
KOFCoca Cola Femsa SAB de CVSPONS ADS REP5,728$334.0K<0.1%History
ABMDAbiomed IncCOM1,342$329.0K<0.1%History
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF13,816$317.0K<0.1%–
John Hancock Exchange Traded47804J305MULTIFACTOR CO7,843$301.0K<0.1%–
GHGuardant Health, Inc.COM5,585$300.0K<0.1%History
ZENZendesk, Inc.COM3,934$299.0K<0.1%History
RGCORGC Resources IncCOM14,167$298.0K<0.1%History
SMTCSemtech CorpStock10,027$294.0K<0.1%History
SRLPSprague Resources LPCOM UNIT REP LTD14,643$290.0K<0.1%History
Enerplus Corp292766102COM20,391$288.0K<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST13,454$286.0K<0.1%–
Swedish Expt CR Corp870297603ROG AGRI ETN2231,166$283.0K<0.1%–
Signature BK New York N Y82669G104COM1,854$280.0K<0.1%–
FVRRFiverr International Ltd.ORD SHS9,013$275.0K<0.1%History
iShares Tr46435U796SYSTEMATIC BD ET3,329$272.0K<0.1%–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT13,728$269.0K<0.1%–
CVETCovetrus, Inc.COM12,688$264.0K<0.1%History
ProShares Tr74347B201PSHS ULTSH 20YRS7,961$253.0K<0.1%–
Renaissance Cap Greenwich FD759937204IPO ETF8,838$251.0K<0.1%–
KNBEKnowBe4, Inc.CL A12,004$249.0K<0.1%History
PARPar Technology CorpCOM8,368$247.0K<0.1%History
Two Harbors Investment Corp.90187B408COM NEW73,901$245.0K<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT9,768$242.0K<0.1%–
BEAMBeam Therapeutics Inc.COM5,070$241.0K<0.1%History
AVLRAvalara, Inc.COM2,610$239.0K<0.1%History
MYOVMyovant Sciences Ltd.COM13,353$239.0K<0.1%History
CPRICapri Holdings LtdSHS6,127$235.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY10,677$232.0K<0.1%–
VCELVericel CorpCOM9,986$231.0K<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS11,051$231.0K<0.1%History
WisdomTree Tr97717W786INTL DIV EX FINL7,574$230.0K<0.1%–
QLYSQualys, Inc.COM1,638$228.0K<0.1%History
ACIWAci Worldwide, Inc.Stock10,861$226.0K<0.1%History
PEGAPegasystems IncCOM6,914$222.0K<0.1%History
Simplify Exchange Traded Fun82889N731CONVEXITY ETF12,534$221.0K<0.1%–
UVVUniversal CorpCOM4,799$220.0K<0.1%History
SILKSilk Road Medical IncCOM4,879$219.0K<0.1%History
NPVNuveen Virginia Quality Municipal Income FundCOM17,573$217.0K<0.1%History
KRNTKornit Digital Ltd.SHS8,183$217.0K<0.1%History
Principal Exchange-Traded FD74255Y409HELTHCARE INDX6,295$216.0K<0.1%–
VRNSVaronis Systems IncCOM7,957$211.0K<0.1%History
John Hancock Exchange Traded47804J826MLTDCTR MEDIA9,155$210.0K<0.1%–
BLDQXO Insulation, LLCStock1,268$208.0K<0.1%History
Vanguard Wellington FD921935706US QUALITY2,186$208.0K<0.1%–
TRIPTripAdvisor, Inc.COM9,344$206.0K<0.1%History