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Smith, Moore & Co.

SEC CIK
0000200724
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
416
+9 vs. Q2 2021
Portfolio value
$655.4M
−$8.30M (−1.3%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Smith, Moore & Co. in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF184,012$40.9M6.2%−293−0.2%Reduced–
iShares Core S&P 500 ETF464287200ETF66,569$28.7M4.4%+1,805+2.8%Added–
MDYSPDR S&P Midcap 400 ETF TrustETF56,640$27.2M4.2%+1,124+2.0%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF199,446$21.8M3.3%+3,506+1.8%Added–
AAPLApple Inc.Stock148,909$21.1M3.2%−7,791−5.0%ReducedHistory
iShares S&P 500 Value ETF464287408ETF140,369$20.4M3.1%+1,248+0.9%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF243,137$17.9M2.7%+3,631+1.5%Added–
SPYSPDR S&P 500 ETF TrustETF40,057$17.2M2.6%+1,826+4.8%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF53,697$14.1M2.2%+2,013+3.9%Added–
Vanguard Ftse Developed Markets ETF921943858ETF258,403$13.0M2.0%+3,903+1.5%Added–
iShares Russell 2000 ETF464287655ETF49,194$10.8M1.6%+3,112+6.8%Added–
Vanguard S&P 500 ETF922908363ETF25,827$10.2M1.6%+625+2.5%Added–
ProShares Tr74348A467S&P 500 DV ARIST101,604$8.99M1.4%+4,564+4.7%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF161,133$8.06M1.2%+1,538+1.0%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF32,390$7.67M1.2%−524−1.6%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF43,529$6.69M1.0%+995+2.3%Added–
iShares Tr464288869MICRO-CAP ETF43,999$6.35M1.0%+145+0.3%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT37,750$5.66M0.9%−28,075−42.7%Reduced–
Vanguard Whitehall FDS921946810INTL DVD ETF56,470$4.93M0.8%+257+0.5%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF78,314$4.84M0.7%+9,680+14.1%Added–
PGProcter & Gamble CoStock32,922$4.60M0.7%+3,732+12.8%AddedHistory
WisdomTree Tr97717W760INTL SMCAP DIV60,324$4.48M0.7%+909+1.5%Added–
WisdomTree Tr97717W778INTL MIDCAP DV65,995$4.42M0.7%+1,105+1.7%Added–
WisdomTree Tr97717W281EMG MKTS SMCAP82,075$4.39M0.7%+1,198+1.5%Added–
ABBVAbbVie Inc.Stock40,497$4.37M0.7%+282+0.7%AddedHistory
AMZNAmazon Com IncStock1,322$4.34M0.7%+89+7.2%AddedHistory
Pacer FDS Tr69374H717LUNT LRG CP ALTR99,184$4.08M0.6%+99,184New–
DISWalt Disney CoStock22,995$3.89M0.6%−107−0.5%ReducedHistory
JNJJohnson & JohnsonStock23,792$3.84M0.6%−446−1.8%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF10,710$3.83M0.6%−3,125−22.6%Reduced–
ITWIllinois Tool Works IncStock17,617$3.64M0.6%+13+0.1%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF120,234$3.54M0.5%+2,040+1.7%Added–
Pacer Trendpilot US Bond ETF69374H642ETF128,401$3.48M0.5%+114+0.1%Added–
ABTAbbott LaboratoriesStock28,847$3.41M0.5%−144−0.5%ReducedHistory
BSTZBlackRock Science & Technology Term TrustSHS BEN INT88,247$3.40M0.5%+25,372+40.4%AddedHistory
SPDR Series Trust78464A607ST STR DOW REIT31,101$3.28M0.5%−202−0.6%Reduced–
iShares Russell 1000 Value ETF464287598ETF20,439$3.20M0.5%−1,435−6.6%Reduced–
TSLATesla, Inc.Stock4,065$3.15M0.5%−571−12.3%ReducedHistory
TAT&T Inc.Stock113,581$3.07M0.5%−5,477−4.6%ReducedHistory
ProShares Tr74347B680S&P MDCP 400 DIV44,682$3.03M0.5%+5,847+15.1%Added–
XOMExxonMobil Holdings CorpCOM51,008$3.00M0.5%−1,005−1.9%ReducedHistory
Schwab U.S. REIT ETF808524847ETF65,207$2.98M0.5%+1,463+2.3%Added–
Senior Connect Acquisitn Cor81723H108COM CL A302,762$2.96M0.5%−12,850−4.1%Reduced–
METAMeta Platforms, Inc.Stock8,624$2.93M0.4%+213+2.5%AddedHistory
HDHome Depot, Inc.Stock8,904$2.92M0.4%−62−0.7%ReducedHistory
JPMJPMorgan Chase & CoStock17,856$2.92M0.4%−649−3.5%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF38,320$2.85M0.4%+4,269+12.5%Added–
WMTWalmart Inc.Stock20,025$2.79M0.4%+3,202+19.0%AddedHistory
GOOGLAlphabet Inc.Stock1,028$2.75M0.4%+19+1.9%AddedHistory
CVSCVS Health CorpStock32,161$2.73M0.4%+306+1.0%AddedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE68,723$2.63M0.4%+981+1.4%Added–
PFEPfizer IncStock60,269$2.59M0.4%−50.0%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF16,150$2.59M0.4%+124+0.8%Added–
GLDSPDR Gold TrustETF15,660$2.57M0.4%−56−0.4%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF49,263$2.48M0.4%−60−0.1%Reduced–
VZVerizon Communications IncStock45,287$2.45M0.4%+2,860+6.7%AddedHistory
EMREmerson Electric CoStock25,598$2.41M0.4%−191−0.7%ReducedHistory
UNPUnion Pacific CorpStock12,169$2.38M0.4%+9+0.1%AddedHistory
iShares Tr46435G326CORE MSCI INTL35,446$2.37M0.4%−1,377−3.7%Reduced–
iShares MSCI Eafe ETF464287465ETF30,131$2.35M0.4%−35−0.1%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF20,438$2.35M0.4%+370+1.8%Added–
SLViShares Silver TrustETF111,088$2.28M0.3%+7,605+7.3%AddedHistory
PEPPepsiCo IncStock14,669$2.21M0.3%−214−1.4%ReducedHistory
BRK.BBerkshire Hathaway IncStock7,602$2.08M0.3%+219+3.0%AddedHistory
Pacer Lunt Large Cap Multi-Factor Alternator ETF69374H816ETF53,735$2.07M0.3%+53,735New–
BMYBristol Myers Squibb CoStock33,376$1.98M0.3%+1,233+3.8%AddedHistory
ProShares Tr74347B698RUSS 2000 DIVD31,802$1.96M0.3%+4,177+15.1%Added–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF25,496$1.92M0.3%−15,309−37.5%Reduced–
HONHoneywell International IncCOM8,798$1.87M0.3%−180−2.0%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF8,100$1.77M0.3%−383−4.5%Reduced–
iShares Core Dividend Growth ETF46434V621ETF34,964$1.76M0.3%+6,621+23.4%Added–
Schwab U.S. Broad Market ETF808524102ETF16,559$1.72M0.3%−3,275−16.5%Reduced–
KOCoca Cola CoStock32,555$1.71M0.3%+25+0.1%AddedHistory
VVisa Inc.Stock7,665$1.71M0.3%+29+0.4%AddedHistory
VTRSViatris IncStock119,382$1.62M0.2%+35,344+42.1%AddedHistory
DUKDuke Energy CORPStock16,556$1.62M0.2%+387+2.4%AddedHistory
ALLAllstate CorpStock12,546$1.60M0.2%+512+4.3%AddedHistory
Innovator ETFs Trust45782C409US EQTY BUFR JAN43,236$1.56M0.2%+1,012+2.4%Added–
MAMastercard IncStock4,400$1.53M0.2%+6+0.1%AddedHistory
Innovator ETFs Trust45782C789US EQTY BUFR JUL48,291$1.52M0.2%+1,291+2.7%Added–
KMBKimberly Clark CorpStock11,495$1.52M0.2%+716+6.6%AddedHistory
CVXChevron CorpStock14,994$1.52M0.2%+416+2.9%AddedHistory
LEGLeggett & Platt IncStock33,645$1.51M0.2%+20,806+162.1%AddedHistory
NEENextera Energy IncStock19,086$1.50M0.2%−1,034−5.1%ReducedHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF32,683$1.50M0.2%+140.0%Added–
ELVElevance Health, Inc.Stock3,925$1.46M0.2%00.0%UnchangedHistory
iShares Russell 1000 Growth ETF464287614ETF5,313$1.46M0.2%−7−0.1%Reduced–
MMM3M CoStock8,099$1.42M0.2%−493−5.7%ReducedHistory
iShares Russell Midcap ETF464287499ETF18,037$1.41M0.2%+877+5.1%Added–
LLYEli Lilly & CoStock5,967$1.38M0.2%+228+4.0%AddedHistory
BABoeing CoStock6,263$1.38M0.2%+150+2.5%AddedHistory
iShares Tr464287549EXPND TEC SC ETF3,405$1.38M0.2%00.0%Unchanged–
iShares Tr464287622RUS 1000 ETF5,671$1.37M0.2%00.0%Unchanged–
SOSouthern CoStock22,098$1.37M0.2%+24+0.1%AddedHistory
BXBlackstone Inc.COM11,580$1.35M0.2%+50+0.4%AddedHistory
CATCaterpillar IncStock6,751$1.30M0.2%+1,003+17.4%AddedHistory
MCDMcDonalds CorpStock5,349$1.29M0.2%−153−2.8%ReducedHistory
AWKAmerican Water Works Company, Inc.Stock7,615$1.29M0.2%+10+0.1%AddedHistory
iShares U.S. Medical Devices ETF464288810ETF20,473$1.28M0.2%+1,135+5.9%AddedConverted for a 6-for-1 split–
CMCSAComcast CorpStock22,680$1.27M0.2%+6,509+40.3%AddedHistory

Sold out since Q2 2021 (20)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Smith, Moore & Co. sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Tr46432F388MSCI USA VALUE15,301$1.61M0.2%–
ARK ETF Tr00214Q302GENOMIC REV ETF13,436$1.24M0.2%–
Locust Walk Acquisition Corp54015L301UNIT 12/31/2025119,315$1.22M0.2%–
ADMArcher-Daniels-Midland CoStock19,132$1.16M0.2%History
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN11,682$1.09M0.2%–
Climate Real Impact Slutins187171202UNIT 99/99/9999106,891$1.08M0.2%–
iShares Tr464288257MSCI ACWI ETF10,669$1.08M0.2%–
State Street SPDR S&P Bank ETF78464A797ETF20,841$1.07M0.2%–
Innovator ETFs Trust45782C433US EQTY BUFR FEB25,187$771.0K0.1%–
PTK Acquisition Corp69375F108COM67,050$664.0K0.1%–
SCCOSouthern Copper CorpStock9,636$620.0K0.1%History
GPNGlobal Payments IncStock2,338$438.0K0.1%History
26 Capital Acquisition Corp.90138P209UNIT 12/31/202730,000$307.0K<0.1%–
JPMorgan Ultra-Short Income ETF46641Q837ETF4,241$215.0K<0.1%–
890 5th Ave Partners Inc28250A204UNIT 01/12/202620,000$205.0K<0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF7,520$200.0K<0.1%–
Yellowstone Acquisition Co98566K105COM CL A14,000$141.0K<0.1%–
SMRNuscale Power CorpCL A13,900$139.0K<0.1%History
Roth CH Acquisition II Co778673103COM12,500$124.0K<0.1%–
Motive Capital CorpG6293A129UNIT 99/99/999911,540$116.0K<0.1%–