Smith, Moore & Co.
- SEC CIK
- 0000200724
- Latest filing
- Aug 12, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 416
- +9 vs. Q2 2021
- Portfolio value
- $655.4M
- −$8.30M (−1.3%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 11,355 | $5.00K | <0.1% | 00.0% | Unchanged | History |
| Liberty Media Corp530715AG6 | DEB 4.000%11/1 | – | $8.00K | <0.1% | – | – | – |
| MUXMcEwen Inc. | COM | 30,146 | $31.0K | <0.1% | 00.0% | Unchanged | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 10,000 | $46.0K | <0.1% | 00.0% | Unchanged | History |
| GABGabelli Equity Trust Inc | COM | 10,700 | $71.0K | <0.1% | +10,700 | New | History |
| One Equity Partners Open WTR68237L204 | UNIT 01/14/2026 | 10,000 | $99.0K | <0.1% | 00.0% | Unchanged | – |
| Empowerment & Inclusion Capi29248N209 | UNIT 99/99/9999 | 10,000 | $100.0K | <0.1% | 00.0% | Unchanged | – |
| Lightjump Acquisition Corp53228M205 | UNIT 01/06/2026 | 10,100 | $102.0K | <0.1% | 00.0% | Unchanged | – |
| FiscalNote Holdings, Inc.G28553108 | CL A | 11,100 | $109.0K | <0.1% | 00.0% | Unchanged | – |
| Group Nine Acquisition Corp.39947R203 | UNIT 01/15/2026 | 12,300 | $122.0K | <0.1% | 00.0% | Unchanged | – |
| GOSSGossamer Bio, Inc. | COM | 10,000 | $126.0K | <0.1% | +10,000 | New | History |
| Lefteris Acquisition Corp52470X109 | COM CL A | 13,000 | $127.0K | <0.1% | 00.0% | Unchanged | – |
| Omega Alpha SpacG6749V107 | CL A | 13,250 | $129.0K | <0.1% | 00.0% | Unchanged | – |
| TBLATaboola.com Ltd. | ORD SHS | 15,500 | $131.0K | <0.1% | +15,500 | New | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 21,175 | $139.0K | <0.1% | 00.0% | Unchanged | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 10,000 | $149.0K | <0.1% | +10,000 | New | History |
| Prime Impact Acquisition IG61074103 | SHS CL A | 15,615 | $153.0K | <0.1% | 00.0% | Unchanged | – |
| LUMNLumen Technologies, Inc. | Stock | 12,650 | $157.0K | <0.1% | −1,700−11.8% | Reduced | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 11,372 | $157.0K | <0.1% | 00.0% | Unchanged | History |
| Joff Fintech Acquisition Cor46592C209 | UNIT 02/03/2026 | 18,000 | $178.0K | <0.1% | 00.0% | Unchanged | – |
| First Tr MLP & Energy Incom33739B104 | COM | 25,100 | $181.0K | <0.1% | +3,482+16.1% | Added | – |
| Broadscale Acquisition Corp11134Y200 | UNIT 02/02/2026 | 19,000 | $188.0K | <0.1% | 00.0% | Unchanged | – |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 52,394 | $190.0K | <0.1% | 00.0% | Unchanged | History |
| VODVodafone Group Public Ltd Co | ADR | 12,622 | $195.0K | <0.1% | 00.0% | Unchanged | History |
| IG Acquisition Corp.449534106 | COM CL A | 20,000 | $196.0K | <0.1% | 00.0% | Unchanged | – |
| 890 5th Ave Partners Inc28250A105 | COM CL A | 20,000 | $198.0K | <0.1% | +20,000 | New | – |
| Ignyte Acquisition Corp45175H205 | UNIT 01/05/2026 | 19,880 | $199.0K | <0.1% | −5,000−20.1% | Reduced | – |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 25,000 | $200.0K | <0.1% | 00.0% | Unchanged | History |
| NLYAnnaly Capital Management Inc | COM | 23,819 | $201.0K | <0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717W794 | TRUE DEV INTL FD | 4,239 | $202.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Core High Dividend ETF46429B663 | ETF | 2,157 | $203.0K | <0.1% | +4+0.2% | Added | – |
| PPLPPL Corp | COM | 7,280 | $203.0K | <0.1% | 00.0% | Unchanged | History |
| DEODiageo PLC | SPON ADR NEW | 1,050 | $203.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,822 | $203.0K | <0.1% | −67−2.3% | Reduced | – |
| JYACJiya Acquisition Corp. | COM CL A | 20,775 | $203.0K | <0.1% | +4,275+25.9% | Added | History |
| Invesco Exchange Traded FD T46137V837 | DORS WRI MOM ETF | 2,280 | $204.0K | <0.1% | +2,280 | New | – |
| DHRDanaher Corp | Stock | 675 | $205.0K | <0.1% | +675 | New | History |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 867 | $205.0K | <0.1% | +867 | New | – |
| iShares Global Clean Energy ETF464288224 | ETF | 9,551 | $207.0K | <0.1% | −355−3.6% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 3,422 | $208.0K | <0.1% | −436−11.3% | Reduced | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 3,290 | $210.0K | <0.1% | +10.0% | Added | – |
| VICIVici Properties Inc. | COM | 7,455 | $212.0K | <0.1% | +230+3.2% | Added | History |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 1,961 | $214.0K | <0.1% | −31−1.6% | Reduced | – |
| COSTCostco Wholesale Corp | Stock | 479 | $215.0K | <0.1% | +479 | New | History |
| MRNAModerna, Inc. | Stock | 560 | $216.0K | <0.1% | +560 | New | History |
| CSXCSX Corp | Stock | 7,338 | $218.0K | <0.1% | +308+4.4% | Added | History |
| HCAHCA Healthcare, Inc. | COM | 900 | $218.0K | <0.1% | +900 | New | History |
| CMICummins Inc | Stock | 977 | $219.0K | <0.1% | +977 | New | History |
| ORealty Income Corp | REIT | 3,380 | $219.0K | <0.1% | +229+7.3% | Added | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 1,256 | $221.0K | <0.1% | 00.0% | Unchanged | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 2,272 | $222.0K | <0.1% | +77+3.5% | Added | – |
| DOCUDocuSign, Inc. | Stock | 870 | $224.0K | <0.1% | 00.0% | Unchanged | History |
| ETF Ser Solutions26922A289 | DEFIANCE CONNECT | 6,200 | $225.0K | <0.1% | 00.0% | Unchanged | – |
| FFord Motor Co | Stock | 15,955 | $226.0K | <0.1% | −762−4.6% | Reduced | History |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 5,110 | $226.0K | <0.1% | −148−2.8% | Reduced | – |
| First Tr Exchng Traded FD VI33740F821 | ACTV FCTR LGCP | 8,978 | $227.0K | <0.1% | +8,978 | New | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 2,880 | $228.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287788 | U.S. FINLS ETF | 2,767 | $228.0K | <0.1% | 00.0% | Unchanged | – |
| USOUnited States Oil Fund, LP | UNITS | 4,369 | $230.0K | <0.1% | 00.0% | Unchanged | History |
| DLRDigital Realty Trust, Inc. | COM | 1,603 | $231.0K | <0.1% | +20+1.3% | Added | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 4,910 | $233.0K | <0.1% | +4,910 | New | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 1,858 | $234.0K | <0.1% | 00.0% | Unchanged | – |
| LNTAlliant Energy Corp | Stock | 4,200 | $235.0K | <0.1% | 00.0% | Unchanged | History |
| FISVFiserv Inc | Stock | 2,165 | $235.0K | <0.1% | +100+4.8% | Added | History |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 13,940 | $238.0K | <0.1% | −3,275−19.0% | Reduced | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 3,481 | $240.0K | <0.1% | +11+0.3% | Added | – |
| AWRAmerican States Water Co | COM | 2,802 | $240.0K | <0.1% | +11+0.4% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 3,243 | $241.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 9,224 | $242.0K | <0.1% | +41+0.4% | Added | – |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 2,181 | $243.0K | <0.1% | +104+5.0% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 2,119 | $246.0K | <0.1% | −78−3.6% | Reduced | – |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 10,112 | $250.0K | <0.1% | +20+0.2% | Added | – |
| iShares S&P 100 ETF464287101 | ETF | 1,275 | $252.0K | <0.1% | +175+15.9% | Added | – |
| AXPAmerican Express Co | Stock | 1,512 | $253.0K | <0.1% | −53−3.4% | Reduced | History |
| NKENIKE, Inc. | Stock | 1,749 | $254.0K | <0.1% | +78+4.7% | Added | History |
| NOMNuveen Missouri Quality Municipal Income Fund | COM | 15,777 | $255.0K | <0.1% | +75+0.5% | Added | History |
| Vanguard S&P 500 Value ETF921932703 | ETF | 1,822 | $256.0K | <0.1% | 00.0% | Unchanged | – |
| BLKBlackRock, Inc. | COM | 306 | $257.0K | <0.1% | +30+10.9% | Added | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 2,963 | $259.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 9,999 | $260.0K | <0.1% | +43+0.4% | Added | – |
| CORCencora, Inc. | Stock | 2,192 | $262.0K | <0.1% | −12−0.5% | Reduced | History |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 3,596 | $263.0K | <0.1% | −100−2.7% | Reduced | – |
| MRTXMirati Therapeutics, Inc. | COM | 1,500 | $265.0K | <0.1% | +1,500 | New | History |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 4,600 | $265.0K | <0.1% | 00.0% | Unchanged | – |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 4,256 | $266.0K | <0.1% | +214+5.3% | Added | – |
| CRMSalesforce, Inc. | Stock | 986 | $267.0K | <0.1% | −95−8.8% | Reduced | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 64,492 | $268.0K | <0.1% | −8,350−11.5% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 1,987 | $269.0K | <0.1% | +346+21.1% | Added | – |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 10,914 | $273.0K | <0.1% | +8+0.1% | Added | History |
| AONAon plc | CL A | 964 | $275.0K | <0.1% | 00.0% | Unchanged | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 2,480 | $277.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288273 | EAFE SML CP ETF | 3,748 | $279.0K | <0.1% | 00.0% | Unchanged | – |
| METMetlife Inc | Stock | 4,557 | $281.0K | <0.1% | −761−14.3% | Reduced | History |
| RGAReinsurance Group of America Inc | COM NEW | 2,567 | $286.0K | <0.1% | 00.0% | Unchanged | History |
| Victory Portfolios II92647N691 | VICTORYSHS US | 7,510 | $287.0K | <0.1% | 00.0% | Unchanged | – |
| First Tr Exchange-Traded Alp33737M409 | SML CAP VAL ALPH | 5,844 | $292.0K | <0.1% | +317+5.7% | Added | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 885 | $292.0K | <0.1% | 00.0% | Unchanged | – |
| CNICanadian National Railway Co | Stock | 2,560 | $296.0K | <0.1% | −87−3.3% | Reduced | History |
| ETREntergy Corp | COM | 2,997 | $298.0K | <0.1% | −396−11.7% | Reduced | History |
| SPLPSteel Partners Holdings L.P. | LTD PRTRSHIP U | 10,500 | $298.0K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2021 (20)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Tr46432F388 | MSCI USA VALUE | 15,301 | $1.61M | 0.2% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 13,436 | $1.24M | 0.2% | – |
| Locust Walk Acquisition Corp54015L301 | UNIT 12/31/2025 | 119,315 | $1.22M | 0.2% | – |
| ADMArcher-Daniels-Midland Co | Stock | 19,132 | $1.16M | 0.2% | History |
| Invesco Exchange Traded FD T46137V134 | WILDERHIL CLAN | 11,682 | $1.09M | 0.2% | – |
| Climate Real Impact Slutins187171202 | UNIT 99/99/9999 | 106,891 | $1.08M | 0.2% | – |
| iShares Tr464288257 | MSCI ACWI ETF | 10,669 | $1.08M | 0.2% | – |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 20,841 | $1.07M | 0.2% | – |
| Innovator ETFs Trust45782C433 | US EQTY BUFR FEB | 25,187 | $771.0K | 0.1% | – |
| PTK Acquisition Corp69375F108 | COM | 67,050 | $664.0K | 0.1% | – |
| SCCOSouthern Copper Corp | Stock | 9,636 | $620.0K | 0.1% | History |
| GPNGlobal Payments Inc | Stock | 2,338 | $438.0K | 0.1% | History |
| 26 Capital Acquisition Corp.90138P209 | UNIT 12/31/2027 | 30,000 | $307.0K | <0.1% | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 4,241 | $215.0K | <0.1% | – |
| 890 5th Ave Partners Inc28250A204 | UNIT 01/12/2026 | 20,000 | $205.0K | <0.1% | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 7,520 | $200.0K | <0.1% | – |
| Yellowstone Acquisition Co98566K105 | COM CL A | 14,000 | $141.0K | <0.1% | – |
| SMRNuscale Power Corp | CL A | 13,900 | $139.0K | <0.1% | History |
| Roth CH Acquisition II Co778673103 | COM | 12,500 | $124.0K | <0.1% | – |
| Motive Capital CorpG6293A129 | UNIT 99/99/9999 | 11,540 | $116.0K | <0.1% | – |