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Livermore
Livermore
ZHEN

Mackay Shields LLC

SEC CIK
0000061227
Latest filing
Jul 28, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
708
−789 vs. Q1 2021
Portfolio value
$10.6B
−$3.07B (−22.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Mackay Shields LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
LEGLeggett & Platt IncStock20,527$1.06M<0.1%−1,174−5.4%ReducedHistory
CTRACoterra Energy Inc.Stock61,660$1.08M<0.1%−5,027−7.5%ReducedHistory
GAPGap IncCOM32,111$1.08M<0.1%−1,467−4.4%ReducedHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM77,998$1.09M<0.1%−58,280−42.8%ReducedHistory
VNOVornado Realty TrustSH BEN INT24,222$1.13M<0.1%−1,384−5.4%ReducedHistory
PBCTPeople's United Financial, Inc.COM66,115$1.13M<0.1%−11,925−15.3%ReducedHistory
DBX ETF Tr233051879XTRACK HRVST CSI28,320$1.15M<0.1%+9,920+53.9%Added–
ALKAlaska Air Group, Inc.COM19,173$1.16M<0.1%−8,282−30.2%ReducedHistory
IPGPIpg Photonics CorpCOM5,536$1.17M<0.1%−444−7.4%ReducedHistory
ROLRollins IncCOM34,185$1.17M<0.1%−3,055−8.2%ReducedHistory
PVHPVH Corp.COM10,975$1.18M<0.1%−66,295−85.8%ReducedHistory
OGNOrganon & Co.Stock39,845$1.21M<0.1%+39,845NewHistory
APAAPA CorpStock58,326$1.26M<0.1%−3,336−5.4%ReducedHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM241,565$1.27M<0.1%00.0%UnchangedHistory
FRTFederal Realty Investment TrustSH BEN INT NEW10,939$1.28M<0.1%−10,212−48.3%ReducedHistory
DVADavita Inc.COM10,837$1.30M<0.1%−45,368−80.7%ReducedHistory
HIIHuntington Ingalls Industries, Inc.COM6,207$1.31M<0.1%−32,828−84.1%ReducedHistory
NLYAnnaly Capital Management IncCOM148,472$1.32M<0.1%−77,711−34.4%ReducedHistory
ZIONZions Bancorporation, National AssociationCOM25,349$1.34M<0.1%−1,449−5.4%ReducedHistory
BENFranklin Templeton IncCOM42,127$1.35M<0.1%−4,073−8.8%ReducedHistory
VKIInvesco Advantage Municipal Income Trust IISH BEN INT112,398$1.37M<0.1%−79,388−41.4%ReducedHistory
JNPRJuniper Networks IncCOM50,654$1.39M<0.1%−6,299−11.1%ReducedHistory
SEESealed Air CorpCOM23,499$1.39M<0.1%−1,782−7.0%ReducedHistory
GLGlobe Life Inc.COM14,667$1.40M<0.1%−1,238−7.8%ReducedHistory
KIMKimco Realty CorpCOM67,017$1.40M<0.1%−58,906−46.8%ReducedHistory
Discovery Inc25470F302COM SER C48,249$1.40M<0.1%−2,324−4.6%Reduced–
CPBCAMPBELL'S CoCOM31,730$1.45M<0.1%−1,792−5.3%ReducedHistory
AIZAssurant, Inc.Stock9,363$1.46M<0.1%−385−3.9%ReducedHistory
NINisource Inc.COM60,488$1.48M<0.1%−3,458−5.4%ReducedHistory
AOSSmith A O CorpCOM20,791$1.50M<0.1%−2,109−9.2%ReducedHistory
iShares Tr464288257MSCI ACWI ETF15,000$1.52M<0.1%+15,000New–
NRGNRG Energy, Inc.Stock37,779$1.52M<0.1%−251,516−86.9%ReducedHistory
PNWPinnacle West Capital CorpCOM18,575$1.52M<0.1%−616−3.2%ReducedHistory
DXCDXC Technology CoStock39,298$1.53M<0.1%−346,373−89.8%ReducedHistory
CMAComerica IncCOM21,586$1.54M<0.1%−87,847−80.3%ReducedHistory
WUWestern Union COStock67,440$1.55M<0.1%−58,245−46.3%ReducedHistory
RHIRobert Half Inc.COM17,456$1.55M<0.1%−25,118−59.0%ReducedHistory
NWLNewell Brands Inc.Stock58,331$1.60M<0.1%−3,336−5.4%ReducedHistory
DISHDISH Network CORPCL A38,415$1.61M<0.1%−1,965−4.9%ReducedHistory
HSICHenry Schein IncCOM21,754$1.61M<0.1%−8,105−27.1%ReducedHistory
TAPMolson Coors Beverage CoCL B30,414$1.63M<0.1%−18,863−38.3%ReducedHistory
WRBBerkley W R CorpCOM22,026$1.64M<0.1%−1,238−5.3%ReducedHistory
NWSANews CorpCL A64,147$1.65M<0.1%−216,495−77.1%ReducedHistory
MROMarathon Oil CorpCOM121,845$1.66M<0.1%−14,708−10.8%ReducedHistory
REGRegency Centers CorpCOM25,935$1.66M<0.1%−22,748−46.7%ReducedHistory
CFCF Industries Holdings, Inc.COM33,165$1.71M<0.1%−102,307−75.5%ReducedHistory
PENNPENN Entertainment, Inc.COM22,946$1.75M<0.1%−51,813−69.3%ReducedHistory
MOSMosaic CoCOM55,034$1.76M<0.1%−145,899−72.6%ReducedHistory
UHSUniversal Health Services IncCL B12,023$1.76M<0.1%−69,134−85.2%ReducedHistory
FFIVF5, Inc.Stock9,517$1.78M<0.1%−844−8.1%ReducedHistory
LNCLincoln National CorpCOM28,467$1.79M<0.1%−5,016−15.0%ReducedHistory
MHKMohawk Industries IncCOM9,354$1.80M<0.1%−30,169−76.3%ReducedHistory
BWABorgwarner IncCOM37,083$1.80M<0.1%−3,522−8.7%ReducedHistory
SNASnap-on IncCOM8,366$1.87M<0.1%−779−8.5%ReducedHistory
LWLamb Weston Holdings, Inc.Stock23,191$1.87M<0.1%−1,293−5.3%ReducedHistory
TPRTapestry, Inc.COM43,114$1.88M<0.1%−122,927−74.0%ReducedHistory
FOXAFox CorpCL A COM50,547$1.88M<0.1%−64,229−56.0%ReducedHistory
IRMIron Mountain IncCOM44,522$1.88M<0.1%−7,812−14.9%ReducedHistory
PMOFranklin Municipal Opportunities TrustSH BEN INT134,024$1.90M<0.1%−121,579−47.6%ReducedHistory
HSTHost Hotels & Resorts, Inc.COM111,579$1.91M<0.1%−215,446−65.9%ReducedHistory
HASHasbro, Inc.COM20,180$1.91M<0.1%−1,065−5.0%ReducedHistory
JKHYJack Henry & Associates IncStock11,686$1.91M<0.1%−928−7.4%ReducedHistory
LLoews CorpCOM35,286$1.93M<0.1%−3,613−9.3%ReducedHistory
PWRQuanta Services, Inc.COM21,543$1.95M<0.1%−138,542−86.5%ReducedHistory
Snap Inc83304AAB2NOTE 0.750% 8/0–$1.96M<0.1%–––
CHRWC. H. Robinson Worldwide, Inc.COM NEW21,060$1.97M<0.1%−1,274−5.7%ReducedHistory
ATOAtmos Energy CorpCOM20,603$1.98M<0.1%−710−3.3%ReducedHistory
CBOECboe Global Markets, Inc.COM16,791$2.00M<0.1%−31,013−64.9%ReducedHistory
LYVLive Nation Entertainment, Inc.COM22,936$2.01M<0.1%−1,083−4.5%ReducedHistory
PKGPackaging Corp of AmericaStock14,987$2.03M<0.1%−788−5.0%ReducedHistory
WYNNWynn Resorts LtdCOM16,640$2.04M<0.1%−929−5.3%ReducedHistory
IPGInterpublic Group of Companies, Inc.COM63,879$2.08M<0.1%−9,800−13.3%ReducedHistory
AALAmerican Airlines Group Inc.Stock99,164$2.10M<0.1%−5,921−5.6%ReducedHistory
LKQLKQ CorpCOM43,073$2.12M<0.1%−146,629−77.3%ReducedHistory
AAPAdvance Auto Parts IncCOM10,365$2.13M<0.1%−7,636−42.4%ReducedHistory
LDOSLeidos Holdings, Inc.COM21,088$2.13M<0.1%−65,088−75.5%ReducedHistory
JBHTHunt J B Transport Services IncCOM13,090$2.13M<0.1%−28,491−68.5%ReducedHistory
HRLHormel Foods CorpCOM44,680$2.13M<0.1%−2,254−4.8%ReducedHistory
LUMNLumen Technologies, Inc.Stock157,098$2.13M<0.1%−12,292−7.3%ReducedHistory
HWMHowmet Aerospace Inc.Stock62,234$2.15M<0.1%−3,250−5.0%ReducedHistory
WHRWhirlpool CorpStock9,889$2.16M<0.1%−554−5.3%ReducedHistory
FBINFortune Brands Innovations, Inc.COM21,806$2.17M<0.1%−7,476−25.5%ReducedHistory
XRAYDentsply Sirona Inc.Stock34,411$2.18M<0.1%−1,934−5.3%ReducedHistory
EVRGEvergy, Inc.Stock36,146$2.19M<0.1%−45,746−55.9%ReducedHistory
BF.BBrown Forman CorpStock29,195$2.19M<0.1%−1,613−5.2%ReducedHistory
FMCFMC CorpCOM NEW20,367$2.20M<0.1%−1,142−5.3%ReducedHistory
LNTAlliant Energy CorpStock39,572$2.21M<0.1%−2,105−5.1%ReducedHistory
BIOBio-Rad Laboratories, Inc.CL A3,431$2.21M<0.1%−287−7.7%ReducedHistory
ABMDAbiomed IncCOM7,090$2.21M<0.1%−398−5.3%ReducedHistory
MFLBlackRock Muniholdings Investment Quality FundCOM150,482$2.22M<0.1%+150.0%AddedHistory
CNPCenterpoint Energy IncCOM91,349$2.24M<0.1%−261−0.3%ReducedHistory
WRKWestRock CoCOM42,144$2.24M<0.1%−1,859−4.2%ReducedHistory
SJMJ M SMUCKER CoStock17,317$2.24M<0.1%−967−5.3%ReducedHistory
WABWestinghouse Air Brake Technologies CorpStock27,900$2.30M<0.1%−9,787−26.0%ReducedHistory
PHMPultegroup IncCOM42,089$2.30M<0.1%−111,290−72.6%ReducedHistory
CTXSCitrix Systems IncCOM19,597$2.30M<0.1%−79,454−80.2%ReducedHistory
PTCPTC Inc.Stock16,659$2.35M<0.1%+2,474+17.4%AddedHistory
UDRUDR, Inc.COM48,302$2.37M<0.1%−10,984−18.5%ReducedHistory
MASMasco CorpCOM40,338$2.38M<0.1%−135,473−77.1%ReducedHistory
MFMAberdeen Municipal Income FundSH BEN INT333,155$2.38M<0.1%00.0%UnchangedHistory

Sold out since Q1 2021 (829)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 829 by value last quarter.

Positions of Mackay Shields LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
Micron Technology Inc595112AX1NOTE 3.125% 5/0–$52.5M0.4%–
Nuance Communications, Inc.67020YAN0NOTE 1.250% 4/0–$47.0M0.3%–
Novellus Sys Inc670008AD3NOTE 2.625% 5/1–$37.3M0.3%–
Twilio Inc90138FAB8NOTE 0.250% 6/0–$35.2M0.3%–
iShares Russell Midcap ETF464287499ETF274,885$20.3M0.1%–
iShares Russell 1000 Growth ETF464287614ETF68,948$16.8M0.1%–
iShares Core S&P Small Cap ETF464287804ETF135,953$14.8M0.1%–
AGCOAGCO CorpCOM97,403$14.0M0.1%History
PRAHPRA Health Sciences, Inc.COM90,810$13.9M0.1%History
SLMSLM CorpCOM723,846$13.0M0.1%History
iShares Russell 2000 ETF464287655ETF57,800$12.8M0.1%–
MANManpowerGroup Inc.COM126,738$12.5M0.1%History
HRCHill-Rom Holdings, Inc.COM108,191$12.0M0.1%History
Teladoc Health, Inc.87918AAC9NOTE 1.375% 5/1–$10.7M0.1%–
HFCHollyFrontier CorpCOM295,386$10.6M0.1%History
ARWArrow Electronics, Inc.COM93,301$10.3M0.1%History
JBLJabil IncStock193,726$10.1M0.1%History
LPLALPL Financial Holdings Inc.COM70,393$10.0M0.1%History
Illumina, Inc.452327AH2NOTE 0.500% 6/1–$9.90M0.1%–
PANWPalo Alto Networks IncStock30,151$9.71M0.1%History
INGRIngredion IncCOM104,797$9.42M0.1%History
PPDPPD, Inc.COM248,553$9.41M0.1%History
TNLTravel & Leisure Co.COM149,510$9.14M0.1%History
BABAAlibaba Group Holding LtdADR39,401$8.93M0.1%History
RRyder System IncCOM117,786$8.91M0.1%History
BRKRBruker CorpCOM137,606$8.85M0.1%History
CDKCDK Global, Inc.COM160,460$8.68M0.1%History
Aerojet Rocketdyne Hldgs Inc007800AB1NOTE 2.250%12/1–$8.66M0.1%–
EVREvercore Inc.CLASS A64,756$8.53M0.1%History
KSSKOHLS CorpStock142,479$8.49M0.1%History
UTHRUnited Therapeutics CorpCOM50,595$8.46M0.1%History
XRXXerox Holdings CorpCOM NEW346,647$8.41M0.1%History
DOCUDocuSign, Inc.Stock40,922$8.29M0.1%History
ENTGEntegris IncCOM73,930$8.27M0.1%History
BlackRock Munienhanced FD IN09253Y100COM692,079$8.18M0.1%–
Inphi Corp45772F107COM44,350$7.91M0.1%–
EXELExelixis, Inc.COM346,461$7.83M0.1%History
IAC Interactivecorp New44891N109COM36,083$7.80M0.1%–
MOHMolina Healthcare, Inc.COM33,383$7.80M0.1%History
WSMWilliams Sonoma IncCOM43,466$7.79M0.1%History
EAFGraftech International LtdCOM631,759$7.73M0.1%History
SNVSynovus Financial CorpCOM NEW166,482$7.62M0.1%History
RRXRegal Rexnord CorpCOM53,102$7.58M0.1%History
Starz Entertainment Corp535919500CL B NON VTG580,487$7.49M0.1%–
OPTUOptimum Communications, Inc.CL A229,616$7.47M0.1%History
EMEEMCOR Group, Inc.Stock66,384$7.45M0.1%History
QVCGAOld QVC Group, Inc.COM SER A630,690$7.42M0.1%History
BAHBooz Allen Hamilton Holding CorpCL A89,613$7.22M0.1%History
RSReliance, Inc.COM46,894$7.14M0.1%History
SNDRSchneider National, Inc.CL B272,818$6.81M<0.1%History
JEFJefferies Financial Group Inc.COM226,033$6.80M<0.1%History
SGENSeagen Inc.COM48,565$6.74M<0.1%History
SSNCSS&C Technologies Holdings IncCOM88,587$6.19M<0.1%History
KNXKnight-Swift Transportation Holdings Inc.CL A128,274$6.17M<0.1%History
Signature BK New York N Y82669G104COM26,743$6.05M<0.1%–
AVTAvnet IncCOM144,968$6.02M<0.1%History
CNXCConcentrix CorpStock40,096$6.00M<0.1%History
SNXTD Synnex CorpCOM52,262$6.00M<0.1%History
PACWPacwest BancorpCOM156,408$5.97M<0.1%History
TWLOTwilio IncCL A17,484$5.96M<0.1%History
ANAutonation, Inc.COM63,539$5.92M<0.1%History
OGEOGE Energy Corp.COM182,029$5.89M<0.1%History
AVTRAvantor, Inc.COM202,281$5.85M<0.1%History
GHCGraham Holdings CoCOM CL B10,205$5.74M<0.1%History
DKSDick's Sporting Goods, Inc.Stock74,331$5.66M<0.1%History
CRWDCrowdStrike Holdings, Inc.Stock30,964$5.65M<0.1%History
Verint Sys Inc92343XAA8NOTE 1.500% 6/0–$5.65M<0.1%–
MKSIMKS IncCOM29,983$5.56M<0.1%History
ICUIIcu Medical IncCOM25,515$5.24M<0.1%History
FICOFair Isaac CorpCOM10,711$5.21M<0.1%History
ACMAecomCOM80,819$5.18M<0.1%History
DBXDropbox, Inc.CL A191,031$5.09M<0.1%History
CLHClean Harbors IncCOM59,969$5.04M<0.1%History
PIIPolaris Inc.Stock36,497$4.87M<0.1%History
PTONPeloton Interactive, Inc.CL A COM43,278$4.87M<0.1%History
MRNAModerna, Inc.Stock37,076$4.86M<0.1%History
PINSPinterest, Inc.CL A65,539$4.85M<0.1%History
ZNGAZynga IncCL A475,063$4.85M<0.1%History
NUSNu Skin Enterprises, Inc.CL A91,223$4.83M<0.1%History
UMPQUmpqua Holdings CorpCOM273,498$4.80M<0.1%History
VNTVontier CorpStock155,104$4.70M<0.1%History
PFPTProofpoint IncCOM37,284$4.69M<0.1%History
FHBFirst Hawaiian, Inc.COM168,663$4.62M<0.1%History
CRUSCirrus Logic, Inc.Stock54,145$4.59M<0.1%History
SYNHSyneos Health, Inc.CL A60,421$4.58M<0.1%History
ZMZoom Communications, Inc.Stock14,112$4.53M<0.1%History
DECKDeckers Outdoor CorpCOM13,500$4.46M<0.1%History
THCTenet Healthcare CorpCOM NEW84,812$4.41M<0.1%History
Extended Stay Amer Inc30224P200UNIT 99/99/9999B223,021$4.41M<0.1%–
MDUMdu Resources Group IncStock138,709$4.38M<0.1%History
LEN.BLennar CorpCL B53,260$4.38M<0.1%History
MMSMaximus, Inc.COM48,116$4.28M<0.1%History
Flir Sys Inc302445101COM74,742$4.22M<0.1%–
WWayfair Inc.CL A13,062$4.11M<0.1%History
CRICarters IncCOM44,223$3.93M<0.1%History
TDCTeradata CorpStock101,425$3.91M<0.1%History
BERYBerry Global Group, Inc.COM63,410$3.89M<0.1%History
XPOXPO, Inc.COM31,492$3.88M<0.1%History
UFPIUfp Industries IncCOM51,100$3.88M<0.1%History
TRGPTarga Resources Corp.COM119,287$3.79M<0.1%History