Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 708
- −789 vs. Q1 2021
- Portfolio value
- $10.6B
- −$3.07B (−22.4%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Lexicon Pharmaceuticals, Inc.528872AB0 | NOTE 5.250%12/0 | – | $30.0K | <0.1% | – | – | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $41.0K | <0.1% | – | – | – |
| Vocera Communications, Inc.92857FAB3 | BOND | – | $41.0K | <0.1% | – | – | – |
| Liberty Media Corp Del531229AE2 | DEB 2.250% 9/3 | – | $53.0K | <0.1% | – | – | – |
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $62.0K | <0.1% | – | – | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $66.0K | <0.1% | – | – | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $76.0K | <0.1% | – | – | – |
| Tabula Rasa HealthCare, Inc.873379AA9 | NOTE 1.750% 2/1 | – | $77.0K | <0.1% | – | – | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $80.0K | <0.1% | – | – | – |
| Karyopharm Therapeutics Inc.48576UAA4 | NOTE 3.000%10/1 | – | $93.0K | <0.1% | – | – | – |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $93.0K | <0.1% | – | – | – |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $96.0K | <0.1% | – | – | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $97.0K | <0.1% | – | – | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $100.0K | <0.1% | – | – | – |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $100.0K | <0.1% | – | – | – |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | – | $103.0K | <0.1% | – | – | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $104.0K | <0.1% | – | – | – |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $109.0K | <0.1% | – | – | – |
| Allegheny Technologies Inc01741RAG7 | NOTE 4.750% 7/0 | – | $110.0K | <0.1% | – | – | – |
| Clovis Oncology, Inc.189464AB6 | NOTE 2.500% 9/1 | – | $110.0K | <0.1% | – | – | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $119.0K | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAD0 | DBCV 2.250% 6/1 | – | $120.0K | <0.1% | – | – | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $122.0K | <0.1% | – | – | – |
| Transocean Ltd.893830BJ7 | DEB 0.500% 1/3 | – | $122.0K | <0.1% | – | – | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $122.0K | <0.1% | – | – | – |
| Bloomin' Brands, Inc.094235AB4 | NOTE 5.000% 5/0 | – | $124.0K | <0.1% | – | New | – |
| Rapid7, Inc.753422AB0 | NOTE 1.250% 8/0 | – | $125.0K | <0.1% | – | – | – |
| Q2 Hldgs Inc74736LAB5 | NOTE 0.750% 2/1 | – | $129.0K | <0.1% | – | – | – |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $130.0K | <0.1% | – | – | – |
| Alteryx, Inc.02156BAD5 | NOTE 0.500% 8/0 | – | $139.0K | <0.1% | – | – | – |
| Guidewire Software, Inc.40171VAA8 | NOTE 1.250% 3/1 | – | $141.0K | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $142.0K | <0.1% | – | – | – |
| NTRANatera, Inc. | CONV BD US | – | $142.0K | <0.1% | – | New | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $142.0K | <0.1% | – | – | – |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $145.0K | <0.1% | – | – | – |
| Evolent Health, Inc.30050BAD3 | NOTE 1.500%10/1 | – | $145.0K | <0.1% | – | – | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $158.0K | <0.1% | – | New | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $159.0K | <0.1% | – | – | – |
| Invitae Corp46185LAB9 | NOTE 2.000% 9/0 | – | $162.0K | <0.1% | – | – | – |
| Colony Starwood Homes19625XAB8 | NOTE 3.500% 1/1 | – | $165.0K | <0.1% | – | – | – |
| II-VI Inc902104AB4 | NOTE 0.250% 9/0 | – | $166.0K | <0.1% | – | – | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $174.0K | <0.1% | – | New | – |
| Cree Inc225447AB7 | NOTE 0.875% 9/0 | – | $175.0K | <0.1% | – | – | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $178.0K | <0.1% | – | – | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $185.0K | <0.1% | – | – | – |
| MongoDB, Inc.60937PAB2 | NOTE 0.750% 6/1 | – | $186.0K | <0.1% | – | – | – |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 13,258 | $186.0K | <0.1% | 00.0% | Unchanged | History |
| WIWWestern Asset Inflation-Linked Opportunities & Income Fund | CEF | 14,400 | $189.0K | <0.1% | +14,400 | New | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $213.0K | <0.1% | – | – | – |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $216.0K | <0.1% | – | – | – |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $220.0K | <0.1% | – | – | – |
| Cheniere Energy, Inc.16411RAG4 | NOTE 4.250% 3/1 | – | $222.0K | <0.1% | – | – | – |
| BIDUBaidu, Inc. | ADR | 1,100 | $224.0K | <0.1% | −8,670−88.7% | Reduced | History |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $224.0K | <0.1% | – | New | – |
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | – | $227.0K | <0.1% | – | – | – |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $227.0K | <0.1% | – | New | – |
| DocuSign, Inc.256163AB2 | NOTE 0.500% 9/1 | – | $234.0K | <0.1% | – | – | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $242.0K | <0.1% | – | – | – |
| XYZBlock, Inc. | CL A | 1,000 | $244.0K | <0.1% | −1,893−65.4% | Reduced | History |
| JILLJ.Jill, Inc. | COM | 12,465 | $246.0K | <0.1% | +12,465 | New | History |
| JDJD.com, Inc. | SPON ADS CL A | 3,200 | $255.0K | <0.1% | −19,573−85.9% | Reduced | History |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $260.0K | <0.1% | – | – | – |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $264.0K | <0.1% | – | – | – |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 56,194 | $265.0K | <0.1% | +56,194 | New | History |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $284.0K | <0.1% | – | New | – |
| TPBTurning Point Brands, Inc. | COM | 6,802 | $311.0K | <0.1% | 00.0% | Unchanged | History |
| MELIMercadolibre Inc | COM | 200 | $312.0K | <0.1% | 00.0% | Unchanged | History |
| VSTVistra Corp. | Stock | 13,918 | $320.0K | <0.1% | −341,622−96.1% | Reduced | History |
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $328.0K | <0.1% | – | – | – |
| NBONeuberger Berman New York Municipal Fund Inc. | COM | 25,745 | $343.0K | <0.1% | 00.0% | Unchanged | History |
| CNX Res Corp12653CAG3 | NOTE 2.250% 5/0 | – | $355.0K | <0.1% | – | New | – |
| BYMBlackRock Municipal Income Quality Trust | COM | 23,305 | $365.0K | <0.1% | −92,444−79.9% | Reduced | History |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $378.0K | <0.1% | – | – | – |
| RH74967XAD5 | NOTE 9/1 | – | $385.0K | <0.1% | – | – | – |
| HubSpot Inc443573AD2 | NOTE 0.375% 6/0 | – | $424.0K | <0.1% | – | New | – |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 27,018 | $437.0K | <0.1% | 00.0% | Unchanged | History |
| NWSNews Corp | CL B | 18,796 | $457.0K | <0.1% | −22,100−54.0% | Reduced | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 20,422 | $458.0K | <0.1% | +20,422 | New | – |
| Golar LNG Ltd38046YAB7 | NOTE 2.750% 2/1 | – | $496.0K | <0.1% | – | New | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $517.0K | <0.1% | – | – | – |
| VKQInvesco Municipal Trust | COM | 38,647 | $530.0K | <0.1% | −10,648−21.6% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,982 | $535.0K | <0.1% | 00.0% | Unchanged | – |
| UAUnder Armour, Inc. | CL C | 30,080 | $559.0K | <0.1% | −1,719−5.4% | Reduced | History |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $562.0K | <0.1% | – | – | – |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $574.0K | <0.1% | – | – | – |
| Newpark Res Inc651718AE8 | CONVERTIBLE BOND | – | $597.0K | <0.1% | – | New | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $615.0K | <0.1% | – | – | – |
| UAAUnder Armour, Inc. | Stock | 29,115 | $616.0K | <0.1% | −1,665−5.4% | Reduced | History |
| Granite PT Mtg Tr Inc38741LAC1 | NOTE 6.375%10/0 | – | $681.0K | <0.1% | – | – | – |
| DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc. | COM SHS | 50,575 | $743.0K | <0.1% | −578−1.1% | Reduced | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 63,317 | $780.0K | <0.1% | −76,683−54.8% | Reduced | History |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 26,075 | $800.0K | <0.1% | −1,241−4.5% | Reduced | History |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $809.0K | <0.1% | – | – | – |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 67,463 | $844.0K | <0.1% | 00.0% | Unchanged | History |
| RLRalph Lauren Corp | CL A | 7,446 | $878.0K | <0.1% | −427−5.4% | Reduced | History |
| UNMUnum Group | Stock | 31,447 | $893.0K | <0.1% | −358,430−91.9% | Reduced | History |
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $897.0K | <0.1% | – | – | – |
| FOXFox Corp | CL B COM | 25,575 | $900.0K | <0.1% | −228,647−89.9% | Reduced | History |
| NOVNOV Inc. | COM | 60,397 | $925.0K | <0.1% | −309,148−83.7% | Reduced | History |
| HBIHanesbrands Inc. | COM | 53,840 | $1.00M | <0.1% | −3,079−5.4% | Reduced | History |
Sold out since Q1 2021 (829)
Positions held at the end of Q1 2021 that are gone from this filing.
The largest 100 of 829 by value last quarter.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Micron Technology Inc595112AX1 | NOTE 3.125% 5/0 | – | $52.5M | 0.4% | – |
| Nuance Communications, Inc.67020YAN0 | NOTE 1.250% 4/0 | – | $47.0M | 0.3% | – |
| Novellus Sys Inc670008AD3 | NOTE 2.625% 5/1 | – | $37.3M | 0.3% | – |
| Twilio Inc90138FAB8 | NOTE 0.250% 6/0 | – | $35.2M | 0.3% | – |
| iShares Russell Midcap ETF464287499 | ETF | 274,885 | $20.3M | 0.1% | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 68,948 | $16.8M | 0.1% | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 135,953 | $14.8M | 0.1% | – |
| AGCOAGCO Corp | COM | 97,403 | $14.0M | 0.1% | History |
| PRAHPRA Health Sciences, Inc. | COM | 90,810 | $13.9M | 0.1% | History |
| SLMSLM Corp | COM | 723,846 | $13.0M | 0.1% | History |
| iShares Russell 2000 ETF464287655 | ETF | 57,800 | $12.8M | 0.1% | – |
| MANManpowerGroup Inc. | COM | 126,738 | $12.5M | 0.1% | History |
| HRCHill-Rom Holdings, Inc. | COM | 108,191 | $12.0M | 0.1% | History |
| Teladoc Health, Inc.87918AAC9 | NOTE 1.375% 5/1 | – | $10.7M | 0.1% | – |
| HFCHollyFrontier Corp | COM | 295,386 | $10.6M | 0.1% | History |
| ARWArrow Electronics, Inc. | COM | 93,301 | $10.3M | 0.1% | History |
| JBLJabil Inc | Stock | 193,726 | $10.1M | 0.1% | History |
| LPLALPL Financial Holdings Inc. | COM | 70,393 | $10.0M | 0.1% | History |
| Illumina, Inc.452327AH2 | NOTE 0.500% 6/1 | – | $9.90M | 0.1% | – |
| PANWPalo Alto Networks Inc | Stock | 30,151 | $9.71M | 0.1% | History |
| INGRIngredion Inc | COM | 104,797 | $9.42M | 0.1% | History |
| PPDPPD, Inc. | COM | 248,553 | $9.41M | 0.1% | History |
| TNLTravel & Leisure Co. | COM | 149,510 | $9.14M | 0.1% | History |
| BABAAlibaba Group Holding Ltd | ADR | 39,401 | $8.93M | 0.1% | History |
| RRyder System Inc | COM | 117,786 | $8.91M | 0.1% | History |
| BRKRBruker Corp | COM | 137,606 | $8.85M | 0.1% | History |
| CDKCDK Global, Inc. | COM | 160,460 | $8.68M | 0.1% | History |
| Aerojet Rocketdyne Hldgs Inc007800AB1 | NOTE 2.250%12/1 | – | $8.66M | 0.1% | – |
| EVREvercore Inc. | CLASS A | 64,756 | $8.53M | 0.1% | History |
| KSSKOHLS Corp | Stock | 142,479 | $8.49M | 0.1% | History |
| UTHRUnited Therapeutics Corp | COM | 50,595 | $8.46M | 0.1% | History |
| XRXXerox Holdings Corp | COM NEW | 346,647 | $8.41M | 0.1% | History |
| DOCUDocuSign, Inc. | Stock | 40,922 | $8.29M | 0.1% | History |
| ENTGEntegris Inc | COM | 73,930 | $8.27M | 0.1% | History |
| BlackRock Munienhanced FD IN09253Y100 | COM | 692,079 | $8.18M | 0.1% | – |
| Inphi Corp45772F107 | COM | 44,350 | $7.91M | 0.1% | – |
| EXELExelixis, Inc. | COM | 346,461 | $7.83M | 0.1% | History |
| IAC Interactivecorp New44891N109 | COM | 36,083 | $7.80M | 0.1% | – |
| MOHMolina Healthcare, Inc. | COM | 33,383 | $7.80M | 0.1% | History |
| WSMWilliams Sonoma Inc | COM | 43,466 | $7.79M | 0.1% | History |
| EAFGraftech International Ltd | COM | 631,759 | $7.73M | 0.1% | History |
| SNVSynovus Financial Corp | COM NEW | 166,482 | $7.62M | 0.1% | History |
| RRXRegal Rexnord Corp | COM | 53,102 | $7.58M | 0.1% | History |
| Starz Entertainment Corp535919500 | CL B NON VTG | 580,487 | $7.49M | 0.1% | – |
| OPTUOptimum Communications, Inc. | CL A | 229,616 | $7.47M | 0.1% | History |
| EMEEMCOR Group, Inc. | Stock | 66,384 | $7.45M | 0.1% | History |
| QVCGAOld QVC Group, Inc. | COM SER A | 630,690 | $7.42M | 0.1% | History |
| BAHBooz Allen Hamilton Holding Corp | CL A | 89,613 | $7.22M | 0.1% | History |
| RSReliance, Inc. | COM | 46,894 | $7.14M | 0.1% | History |
| SNDRSchneider National, Inc. | CL B | 272,818 | $6.81M | <0.1% | History |
| JEFJefferies Financial Group Inc. | COM | 226,033 | $6.80M | <0.1% | History |
| SGENSeagen Inc. | COM | 48,565 | $6.74M | <0.1% | History |
| SSNCSS&C Technologies Holdings Inc | COM | 88,587 | $6.19M | <0.1% | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 128,274 | $6.17M | <0.1% | History |
| Signature BK New York N Y82669G104 | COM | 26,743 | $6.05M | <0.1% | – |
| AVTAvnet Inc | COM | 144,968 | $6.02M | <0.1% | History |
| CNXCConcentrix Corp | Stock | 40,096 | $6.00M | <0.1% | History |
| SNXTD Synnex Corp | COM | 52,262 | $6.00M | <0.1% | History |
| PACWPacwest Bancorp | COM | 156,408 | $5.97M | <0.1% | History |
| TWLOTwilio Inc | CL A | 17,484 | $5.96M | <0.1% | History |
| ANAutonation, Inc. | COM | 63,539 | $5.92M | <0.1% | History |
| OGEOGE Energy Corp. | COM | 182,029 | $5.89M | <0.1% | History |
| AVTRAvantor, Inc. | COM | 202,281 | $5.85M | <0.1% | History |
| GHCGraham Holdings Co | COM CL B | 10,205 | $5.74M | <0.1% | History |
| DKSDick's Sporting Goods, Inc. | Stock | 74,331 | $5.66M | <0.1% | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 30,964 | $5.65M | <0.1% | History |
| Verint Sys Inc92343XAA8 | NOTE 1.500% 6/0 | – | $5.65M | <0.1% | – |
| MKSIMKS Inc | COM | 29,983 | $5.56M | <0.1% | History |
| ICUIIcu Medical Inc | COM | 25,515 | $5.24M | <0.1% | History |
| FICOFair Isaac Corp | COM | 10,711 | $5.21M | <0.1% | History |
| ACMAecom | COM | 80,819 | $5.18M | <0.1% | History |
| DBXDropbox, Inc. | CL A | 191,031 | $5.09M | <0.1% | History |
| CLHClean Harbors Inc | COM | 59,969 | $5.04M | <0.1% | History |
| PIIPolaris Inc. | Stock | 36,497 | $4.87M | <0.1% | History |
| PTONPeloton Interactive, Inc. | CL A COM | 43,278 | $4.87M | <0.1% | History |
| MRNAModerna, Inc. | Stock | 37,076 | $4.86M | <0.1% | History |
| PINSPinterest, Inc. | CL A | 65,539 | $4.85M | <0.1% | History |
| ZNGAZynga Inc | CL A | 475,063 | $4.85M | <0.1% | History |
| NUSNu Skin Enterprises, Inc. | CL A | 91,223 | $4.83M | <0.1% | History |
| UMPQUmpqua Holdings Corp | COM | 273,498 | $4.80M | <0.1% | History |
| VNTVontier Corp | Stock | 155,104 | $4.70M | <0.1% | History |
| PFPTProofpoint Inc | COM | 37,284 | $4.69M | <0.1% | History |
| FHBFirst Hawaiian, Inc. | COM | 168,663 | $4.62M | <0.1% | History |
| CRUSCirrus Logic, Inc. | Stock | 54,145 | $4.59M | <0.1% | History |
| SYNHSyneos Health, Inc. | CL A | 60,421 | $4.58M | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 14,112 | $4.53M | <0.1% | History |
| DECKDeckers Outdoor Corp | COM | 13,500 | $4.46M | <0.1% | History |
| THCTenet Healthcare Corp | COM NEW | 84,812 | $4.41M | <0.1% | History |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | 223,021 | $4.41M | <0.1% | – |
| MDUMdu Resources Group Inc | Stock | 138,709 | $4.38M | <0.1% | History |
| LEN.BLennar Corp | CL B | 53,260 | $4.38M | <0.1% | History |
| MMSMaximus, Inc. | COM | 48,116 | $4.28M | <0.1% | History |
| Flir Sys Inc302445101 | COM | 74,742 | $4.22M | <0.1% | – |
| WWayfair Inc. | CL A | 13,062 | $4.11M | <0.1% | History |
| CRICarters Inc | COM | 44,223 | $3.93M | <0.1% | History |
| TDCTeradata Corp | Stock | 101,425 | $3.91M | <0.1% | History |
| BERYBerry Global Group, Inc. | COM | 63,410 | $3.89M | <0.1% | History |
| XPOXPO, Inc. | COM | 31,492 | $3.88M | <0.1% | History |
| UFPIUfp Industries Inc | COM | 51,100 | $3.88M | <0.1% | History |
| TRGPTarga Resources Corp. | COM | 119,287 | $3.79M | <0.1% | History |