Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Jan 18, 2022. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 711
- +3 vs. Q2 2021
- Portfolio value
- $10.6B
- −$29.0M (−0.3%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 1,818,315 | $780.3M | 7.4% | +6310.0% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 999,910 | $394.4M | 3.7% | 00.0% | Unchanged | – |
| AAPLApple Inc. | Stock | 2,402,085 | $339.9M | 3.2% | −70,904−2.9% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 1,146,701 | $323.3M | 3.0% | −37,151−3.1% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 66,592 | $218.8M | 2.1% | −830−1.2% | Reduced | History |
| GPORGulfport Energy Corp | COMMON SHARES | 2,212,169 | $181.9M | 1.7% | −24,895−1.1% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 364,337 | $123.7M | 1.2% | −13,060−3.5% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 46,078 | $123.2M | 1.2% | −1,259−2.7% | Reduced | History |
| NICE Ltd.653656AB4 | NOTE 9/1 | – | $122.1M | 1.2% | – | New | – |
| GOOGAlphabet Inc. | Stock | 42,977 | $114.5M | 1.1% | −1,934−4.3% | Reduced | History |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $109.4M | 1.0% | – | – | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $100.3M | 0.9% | – | – | – |
| TSLATesla, Inc. | Stock | 124,014 | $96.2M | 0.9% | +2,813+2.3% | Added | History |
| Lumentum Hldgs Inc55024UAB5 | NOTE 0.250% 3/1 | – | $95.0M | 0.9% | – | – | – |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | – | $87.0M | 0.8% | – | – | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $85.7M | 0.8% | – | – | – |
| DISH Network CORP25470MAD1 | NOTE 2.375% 3/1 | – | $83.3M | 0.8% | – | – | – |
| NVDANVIDIA Corp | Stock | 380,828 | $78.9M | 0.7% | −10,452−2.7% | ReducedConverted for a 4-for-1 split | History |
| BRK.BBerkshire Hathaway Inc | Stock | 281,745 | $76.9M | 0.7% | −14,955−5.0% | Reduced | History |
| BACBank of America Corp | Stock | 1,798,889 | $76.4M | 0.7% | −56,954−3.1% | Reduced | History |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $75.7M | 0.7% | – | – | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $75.6M | 0.7% | – | – | – |
| JPMJPMorgan Chase & Co | Stock | 456,478 | $74.7M | 0.7% | −19,312−4.1% | Reduced | History |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | – | $71.2M | 0.7% | – | – | – |
| Forum Energy Technologies IN34984VAC4 | NOTE 9.000% 8/0 | – | $67.9M | 0.6% | – | – | – |
| JNJJohnson & Johnson | Stock | 401,916 | $64.9M | 0.6% | −12,948−3.1% | Reduced | History |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $63.4M | 0.6% | – | New | – |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $62.8M | 0.6% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $61.1M | 0.6% | – | – | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $61.0M | 0.6% | – | – | – |
| CONMED Corp207410AF8 | NOTE 2.625% 2/0 | – | $59.4M | 0.6% | – | – | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | – | $59.1M | 0.6% | – | – | – |
| VVisa Inc. | Stock | 257,636 | $57.4M | 0.5% | −7,881−3.0% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 144,054 | $56.3M | 0.5% | −4,448−3.0% | Reduced | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 496,317 | $55.4M | 0.5% | +90,752+22.4% | Added | History |
| HDHome Depot, Inc. | Stock | 162,382 | $53.3M | 0.5% | −5,206−3.1% | Reduced | History |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $52.9M | 0.5% | – | – | – |
| Envestnet, Inc.29404KAB2 | NOTE 1.750% 6/0 | – | $52.5M | 0.5% | – | – | – |
| PGProcter & Gamble Co | Stock | 371,462 | $51.9M | 0.5% | −14,361−3.7% | Reduced | History |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $51.6M | 0.5% | – | – | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $49.5M | 0.5% | – | – | – |
| Helix Energy Solutions Grp I42330PAK3 | NOTE 6.750% 2/1 | – | $48.9M | 0.5% | – | – | – |
| Neurocrine Biosciences Inc64125CAD1 | NOTE 2.250% 5/1 | – | $48.8M | 0.5% | – | – | – |
| DISWalt Disney Co | Stock | 278,058 | $47.0M | 0.4% | −7,549−2.6% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 179,562 | $46.7M | 0.4% | −5,409−2.9% | Reduced | History |
| TALOTalos Energy Inc. | COM | 3,368,645 | $46.4M | 0.4% | −19,709−0.6% | Reduced | History |
| MAMastercard Inc | Stock | 133,119 | $46.3M | 0.4% | −4,382−3.2% | Reduced | History |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $45.4M | 0.4% | – | New | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $44.8M | 0.4% | – | – | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $43.9M | 0.4% | – | – | – |
| Shopify Inc.82509LAA5 | NOTE 0.125%11/0 | – | $43.7M | 0.4% | – | – | – |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | – | $43.3M | 0.4% | – | – | – |
| ADBEAdobe Inc. | Stock | 72,743 | $41.9M | 0.4% | −2,408−3.2% | Reduced | History |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $41.8M | 0.4% | – | – | – |
| NFLXNetflix Inc | Stock | 67,710 | $41.3M | 0.4% | −1,993−2.9% | Reduced | History |
| Centennial Resource Dev Inc15136AAA0 | NOTE 3.250% 4/0 | – | $41.1M | 0.4% | – | – | – |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $40.8M | 0.4% | – | – | – |
| Solaredge Technologies, Inc.83417MAD6 | NOTE 9/1 | – | $40.6M | 0.4% | – | New | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $40.5M | 0.4% | – | – | – |
| PG&E Corp69331C140 | UNIT 99/99/9999 | 420,452 | $40.3M | 0.4% | +385+0.1% | Added | – |
| CRMSalesforce, Inc. | Stock | 148,505 | $40.3M | 0.4% | +3,039+2.1% | Added | History |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 1,569,233 | $40.0M | 0.4% | −97,653−5.9% | Reduced | History |
| CMCSAComcast Corp | Stock | 700,731 | $39.2M | 0.4% | −19,618−2.7% | Reduced | History |
| Stanley Black & Decker, Inc.854502846 | UNIT 11/15/2022 | 369,600 | $39.0M | 0.4% | −1,900−0.5% | Reduced | – |
| AES Corp00130H204 | UNIT 99/99/9999 | 399,567 | $38.7M | 0.4% | +1,564+0.4% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 649,610 | $38.2M | 0.4% | −15,552−2.3% | Reduced | History |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $37.1M | 0.3% | – | – | – |
| PFEPfizer Inc | Stock | 856,074 | $36.8M | 0.3% | −24,770−2.8% | Reduced | History |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $36.7M | 0.3% | – | – | – |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $35.6M | 0.3% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $35.3M | 0.3% | – | – | – |
| CSCOCisco Systems, Inc. | Stock | 645,149 | $35.1M | 0.3% | −18,648−2.8% | Reduced | History |
| Datadog, Inc.23804LAB9 | NOTE 0.125% 6/1 | – | $34.8M | 0.3% | – | – | – |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | – | $34.8M | 0.3% | – | – | – |
| TMOThermo Fisher Scientific Inc. | Stock | 60,125 | $34.4M | 0.3% | −1,739−2.8% | Reduced | History |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $34.3M | 0.3% | – | New | – |
| VZVerizon Communications Inc | Stock | 632,377 | $34.2M | 0.3% | −18,257−2.8% | Reduced | History |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $33.8M | 0.3% | – | – | – |
| INTCIntel Corp | Stock | 620,136 | $33.0M | 0.3% | −17,068−2.7% | Reduced | History |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $32.7M | 0.3% | – | – | – |
| ABTAbbott Laboratories | Stock | 271,012 | $32.0M | 0.3% | −8,097−2.9% | Reduced | History |
| PEPPepsiCo Inc | Stock | 211,178 | $31.8M | 0.3% | −6,114−2.8% | Reduced | History |
| KOCoca Cola Co | Stock | 593,883 | $31.2M | 0.3% | −17,172−2.8% | Reduced | History |
| IAUiShares Gold Trust | ETF | 929,500 | $31.1M | 0.3% | 00.0% | Unchanged | History |
| WMTWalmart Inc. | Stock | 218,384 | $30.4M | 0.3% | +2,337+1.1% | Added | History |
| AVGOBroadcom Inc. | Stock | 62,745 | $30.4M | 0.3% | −1,582−2.5% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 67,545 | $30.4M | 0.3% | −1,881−2.7% | Reduced | History |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $30.3M | 0.3% | – | – | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | – | $30.1M | 0.3% | – | – | – |
| CVXChevron Corp | Stock | 296,892 | $30.1M | 0.3% | −8,880−2.9% | Reduced | History |
| DHRDanaher Corp | Stock | 97,110 | $29.6M | 0.3% | −2,337−2.3% | Reduced | History |
| TAT&T Inc. | Stock | 1,094,276 | $29.6M | 0.3% | −27,919−2.5% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 270,388 | $29.2M | 0.3% | −7,816−2.8% | Reduced | History |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $29.2M | 0.3% | – | – | – |
| MRKMerck & Co., Inc. | Stock | 388,146 | $29.2M | 0.3% | −11,228−2.8% | Reduced | History |
| WFCWells Fargo & Company | Stock | 626,761 | $29.1M | 0.3% | −23,051−3.5% | Reduced | History |
| Liberty Media Corp Del531229AF9 | NOTE 1.000% 1/3 | – | $29.0M | 0.3% | – | – | – |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 1,864,138 | $28.4M | 0.3% | −159,391−7.9% | Reduced | History |
| NKENIKE, Inc. | Stock | 194,949 | $28.3M | 0.3% | −5,469−2.7% | Reduced | History |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $28.3M | 0.3% | – | – | – |
Sold out since Q2 2021 (24)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | – | $72.3M | 0.7% | – |
| Microchip Technology Inc595017AF1 | NOTE 1.625% 2/1 | – | $40.0M | 0.4% | – |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $38.6M | 0.4% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $27.6M | 0.3% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $16.4M | 0.2% | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $15.5M | 0.1% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 34,871 | $6.41M | 0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 42,291 | $4.46M | <0.1% | History |
| PMOFranklin Municipal Opportunities Trust | SH BEN INT | 134,024 | $1.90M | <0.1% | History |
| VKIInvesco Advantage Municipal Income Trust II | SH BEN INT | 112,398 | $1.37M | <0.1% | History |
| VGMInvesco Trust for Investment Grade Municipals | COM | 77,998 | $1.09M | <0.1% | History |
| NOVNOV Inc. | COM | 60,397 | $925.0K | <0.1% | History |
| UNMUnum Group | Stock | 31,447 | $893.0K | <0.1% | History |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $809.0K | <0.1% | – |
| DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc. | COM SHS | 50,575 | $743.0K | <0.1% | History |
| VKQInvesco Municipal Trust | COM | 38,647 | $530.0K | <0.1% | History |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $260.0K | <0.1% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $242.0K | <0.1% | – |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $220.0K | <0.1% | – |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $216.0K | <0.1% | – |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $213.0K | <0.1% | – |
| WIWWestern Asset Inflation-Linked Opportunities & Income Fund | CEF | 14,400 | $189.0K | <0.1% | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 13,258 | $186.0K | <0.1% | History |
| Clovis Oncology, Inc.189464AB6 | NOTE 2.500% 9/1 | – | $110.0K | <0.1% | – |